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Contents

OALJ Case Inventory

Fiscal Year 2021

Fiscal Year 2020

Appointment of Administrative Law Judges

Documents relating to ALJ appointments have been moved to a dedicated Appointments Clause page.

OFCCP Financial Conciliation Agreements

Graham v. Credit Suisse Securities, 2019-SOX-00040

  • Documents Issued by OALJ
  • Pleadings
  • Document 1
    • Pages 1-338 FILING BY Complainant - Opposition to Respondents' Motions for Dismissal and/or Motions for Summary Decision; Introduction and Relief Sought; and Exhibits (Aug. 20, 2019)
  • Document 2
    • Pages 1-4 ORDER DENYING RESPONDENT CREDIT SUISSE SECURITIES' APPLICATION FOR LEAVE TO FILE REPLY IN SUPPORT OF MOTION TO DISMISS (ALJ Sept. 12, 2019)
    • Pages 5-8 ORDER GRANTING PARTIES' JOINT MOTIONS TO STAY PENDING DECISION ON MOTIONS FOR SUMMARY DECISION, AND CANCELLING HEARING (ALJ Dec. 16, 2019)
    • Pages 16-17 FILING BY Respondent - Notice of Appearance of Nathan E. Taylor, Esq representing Credit Suisse Securities (Sept. 10, 2019)
    • Pages 9-12 FILING BY Complainant - Opposition to Credit Suisse Respondents' Application for Leave to File Reply in Support of Motion to Dismiss. (Aug. 28, 2019)
    • Pages 13-15 FILING BY Respondent Credit Suisse - Application for Leave to File Reply in Support of Motion to Dismiss (Aug. 27, 2019)
    • Pages 18-21 ORDER GRANTING COMPLAINANT'S MOTION FOR EXTENSION OF TIME TO FILE A RESPONSE TO RESPONDENTS' MOTIONS FOR DISMISSAL OR SUMMARY DECISION AND A STAY (ALJ Aug. 14, 2019)
    • Pages 22-23 FILING BY Respondent - Respondent, Signac LLC's Response to Complainant's Motion for Extension of Time (Aug. 13, 2019)
    • Pages 24-25 FILING BY Respondent - Respondent, Signac LLC's Response to Complainant's Motion for Extension of Time (Aug. 13, 2019)
    • Pages 26-27 FILING BY Respondent - Respondent, Palantir Technologies' Response to Complainant's Motion for Extension of Time (Aug. 12, 2019)
    • Pages 28-29 FILING BY EMPLOYER Respondent's response to Complainant's Motion for Extension of Time (Aug. 9, 2019)
    • Pages 30-37 BY CLAIMANT -Motion for Extension of Time to File a Response to Respondent's Motions for Dismissal or Summary Decision and A Stay (Aug. 8, 2019)
    • Pages 38-41 FILING BY Respondent - Notice of Appearance of Joseph Lockinger, Esq representing Respondent Signac (July 22, 2019)
    • Pages 42-43 BY COMPLAINANT - Complainant letter regarding postponement of initial disclosures
    • Pages 44-49 FILING BY Respondent Palantir Technologies, Inc. - Notices of Entry of Appearances of Jay Lefkowitz, Esq., Devora Allon, Esq., Thomas Burnett, Esq., and Dianne Kim, Esq. representing Palantir Technologies, Inc. (July 3, 2019)
  • Document 3
    • Pages 1-9 FILING BY Respondent Signac, LLC - Notices of Entry of Appearances of Elizabeth Inglis, Esquire and Elizabeth Lewis, Esquire representing Signac, LLC (July 2, 2019)
    • Pages 10-11 FILING BY Complainant - Notice of Entry of Appearance of Robert Kraus, Esquire and Desiree Gustafson, Esquire representing Complainant (July 2, 2019)
    • Pages 12-23 FILING BY Respondent Credit Suisse - Notices of Entry of Appearances of Kuangyam Huang, Esq. and Michael Jin, Esq. and Joseph Serino, Esq. representing Credit Suisse (July 1, 2019)
    • Pages 24-31 INITIAL PREHEARING ORDER AND NOTICE OF HEARING (ALJ June 19, 2019)
    • Pages 32-39 Complainant's Objection to Secretary's Findings and Request for a Hearing (May 28, 2019)
    • Pages 40-41 Secretary's (OSHA) Findings (Apr. 23, 2019)
    • Pages 42-57 Complaint (Nov. 17, 2017)
  • Document 4
    • Pages 1-195 BY Respondent - Credit Suisse Motion to Dismiss (July 31, 2019)
  • Document 5
    • Pages 1-15 Transcript of Conference Call (Sept. 5, 2019)
  • Document 6
    • Pages 1-167 BY Respondent Palantir Technology's Inc.'s Motion for Stay of the Case and For Dismissal or Summary Decision (July 30, 2019)
  • Document 7
    • Pages 1-7 BY Respondent Signac Motion for Stay of the Case and For Dismissal or Summary Decision (July 31, 2019)
  • Document 8
    • Complainant's Request for Prehearing Conference (Jan. 31, 2020)
  • Document 9
    • Pages 1-50 FILING BY Complainant - Motion to Compel and For Leave to Amend; Memorandum of Law in Support of Motion to Compel and For Leave to Amend (Apr. 17, 2020)
    • Pages 51-93 FILING BY Respondent Signac - Opposition to Graham's Motion to Compel and For Leave to Amend, and Cross-Motion to Extend Signac's Time to Respond (May 1, 2020)
    • Pages 94-177 FILING BY Respondent Credit Suisse Securities (USA) LLC's Opposition to Complainant's Motion to Compel and for Leave to Amend, and Cross Motion for Entry of Confidentiality Order (May 1, 2020)
  • Document 10
    • Pages 1-37 - Good Faith Moving Declaration with Exhibits (Apr. 21, 2020)
  • Document 11
    • Pages 1-13 Claimant's Memorandum of Law in Support of Motion to Compel and for Leave to Amend (Apr. 21, 2020)
  • Document 12
    • Pages 1-12 Signac’s Opposition to Graham’s Motion to Compel and for Leave to Amend, and Cross-Motion to Extend Signac’s Time to Respond (May 1, 2020)
  • Document 13
    • Pages 1-9 Declaration of Joseph D. Lockinger with Exhibits (May 1, 2020)
    • Pages 10-34 Respondent Signac LLC’s Responses and Objections to Complainant Colleen Graham’s First Request for Production of Documents (Mar. 13, 2020)
  • Document 14
    • Pages 1-7 Declaration of Marybeth Shreiner with Exhibits (May 1, 2020)
  • Document 15
    • Pages 1-38 Respondent Credit Suisse Securities (USA) LLC’s Opposition to Complainant’s Motion to Compel and for Leave to Amend, and Cross Motion for Entry of Confidentiality Order with Exhibits (May 1, 2020)
  • Document 16
    • Pages 1-46 Declaration of Kuan Huang In Opposition to Complainant’s Motion to Compel and for Leave to Amend with Exhibits (May 1, 2020)
  • Document 17
    • Complainant’s Amended Complaint of Retaliation (Sept. 15, 2020)
  • Document 18
    • Complainant’s Memorandum of Law in Support of Motion to Compel Compliance with Prior Orders and for Additional Sanctions (Dec. 16, 2020)
  • Document 19
    • Respondent Credit Suisse Securities (USA) LLC’s Motion to Compel Complainant’s Deposition, Extend Time to File for Summary Decision, and for Sanctions (Dec. 29, 2020)
      • Document 20 Exhibit A  - Respondent’s Notice of Deposition of Complainant Colleen Graham (Oct. 14, 2020)
      • Document 21 Exhibit B - E-mail correspondence
      • Document 22 Exhibit C - Letter
      • Document 23 Exhibit D - E-mail correspondence
      • Document 24 Exhibit F - E-mail correspondence and Amended Notice of Deposition
      • Document 25 Exhibit E - E-mail correspondence
      • Document 26 Exhibit G - E-mail correspondence
      • Document 27 Exhibit H - E-mail correspondence
  • Document 28
    • Respondent Credit Suisse Securities (USA) LLC’s Opposition to Complainant’s Motion to Compel and for Sanctions (Dec. 31, 2020)
      • Document 29 Declaration of Nathan Taylor (Dec. 31, 2020)
      • Document 30 Exhibit A – Arbitrator’s Final Award (June 8, 2018)
      • Document 31 Exhibit B – Confirmation of Arbitration Award (June 24, 2019)
      • Document 32 Exhibit C – Copy of Complainant’s First Request for the Production of Documents (Aug. 2, 2019)
      • Document 33 Exhibit D - Copy of Respondent’s Responses and Objections to Complainant Colleen Graham’s First Request for Production of Documents (Feb. 17, 2020)
      • Document 34 Exhibit E – E-mail correspondence
      • Document 35 Exhibit F – Nov. 6, 2020 Letter
      • Document 36 Exhibit G – E-mail correspondence
  • Document 37
    • Complainant Colleen A. Graham’s Memorandum of Law in Opposition to Respondent Credit Suisse Securities (USA) LLC’s Motion to Compel Complainant’s Deposition, Extend Time to File for Summary Decision, and for Sanctions (Jan. 12, 2021)
      • Document 38 Exhibits A through G – Letters, E-mails, Transcript Excerpt
  • Document 39 Claimant's Memorandum of Law in Support of Motion to Compel Compliance With Prior Orders and For Additional Sanctions (Dec. 16, 2020)
  • Document 40 Respondent Credit Suisse Securities (USA) LLC's Motion to Compel Complainant's Deposition, Extend Time to File for Summary Decision, and for Sanctions (Dec. 29, 2020)
  • Document 41 Respondent Credit Suisse Securities (USA) LLC's Opposition to Complainant's Motion to Compel and for Sanctions (Dec. 31, 2020)
  • Document 42 Complainant Colleen A. Graham's Memorandum of Law in Opposition to Respondent Credit Suisse Securities (USA) LLC's Motion to Compel Complainant's Deposition, Extend Time to File for Summary Decision, and for Sanctions (Jan. 12, 2021)
  • Document 43 Joint request for extension (Feb. 12, 2021); Respondents Credit Suisse Securities (USA) LLC's and Signac LLC's Joint Prehearing Statement [and Exhibits] (Feb. 18, 2021)
  • Document 44 Complainant Prehearing Statement (Feb. 18, 2021) 
  • Document 45 Complainant Amended Prehearing Statement (Feb. 18, 2021)
  • Document 46 Respondent Amended Stipulated Facts (Feb. 24, 2021); Respondent Credit Suisse Securities (USA) LLC's Objection to Complainant's Proposed Witnesses and Request for Prehearing Conference (Feb. 25, 2021); Credit Suisse Motion on Request for Subpoena (Mar. 18, 2021)
  • Document 47 Signac's Motion for Summary Decision (Mar. 5, 2021)
  • Document 48 Complainant Expert Report (Mar. 3, 2021); Complainant Request for Extension (Mar. 11, 2021)
  • Document 49 Subpoena Request (Mar. 16, 2021)
  • Document 50 Complainant Colleen Graham's Opposition to Respondent Signac's Motion for Summary Decision (Apr. 2, 2021)
  • Document 51 Signac Reply to Complainant's Opposition to Signac's Motion for Summary Decision (Apr. 8, 2021)
  • Document 52 Respondent Credit Suisse Response and Request for Sanctions (July 8, 2021); Complainant Request for Sanctions (July 12, 2021)
  • Document 53 Complainant Request for Extension (July 19, 2021); Complainant's Post-Hearing Memorandum of Law (Sept. 1, 2021); Credit Suisse Securities (USA) LLC's Post-Hearing Brief (July 29, 2021); Respondent Signac LLC's Post-Hearing Memorandum of Law (Aug. 20, 2021)
  • Document 54 Respondent Credit Suisse Filing (Sept. 17, 2021)
  • Document 55 Complainant's Exhibits 1-15
  • Document 56 Complainant's Exhibits 16-50
  • Document 57 Complainant's Exhibits 51-100
  • Document 58 Complainant's Exhibits 101-151
  • Document 59 Complainant's Amended Exhibit List (Mar. 5, 2021), Complainant's Amended Prehearing Statement (Feb. 18, 2021), Complainant's Prehearing Statement (February 18, 2021), Complainant's First Amended Exhibit List (Mar. 5, 2021)
  • Document 60 Respondent Credit Suisse letter (Mar. 4, 2021), Repondent Credit Suisse letter (Feb. 24, 2021), Respondent Credit Suisse Securities (USA) LLC'S Objection to Complainant's Proposed Witnesses and Request for Prehearing Conference (Feb. 25, 2021)
  • Document 61 Respondent Signac LLC Exhibits
  • Document 62 Respondents' Joint Prehearing Statement, Respondents' Amended Exhibit List, Respondents' Exhibits 1-25
  • Document 63 Respondents' Exhibits 26-50
  • Document 64 Respondents' Exhibits 51-55
  • Document 65 Respondents' Exhibits 57-80
  • Document 66 Respondents' Exhibits 81-121
  • Document 67 Joint Exhibits 1-2
  • Document 68 Joint Exhibits 3-5
  • Document 69 Joint Exhibit 6
  • Document 70 Joint Exhibits 7-25
  • Document 71 Joint Exhibits 26-31
  • Document 72 Joint Exhibit 32
  • Document 73 Joint Exhibit 33 (part one)
  • Document 74 Joint Exhibit 33 (part two)
  • Document 75 Joint Exhibits 34-40 (part one)
  • Document 76 Joint Exhibits 40 (part two) - 42 (part one)
  • Document 77 Joint Exhibits 42 (part two) - 44
  • Document 78 Joint Exhibits 45-50
  • Document 79 Joint Exhibits 51-63
  • Document 80 Respondents' Exhibit 56

OFCCP v. Oracle America, Inc., 2017-OFC-00006