Definition of the Term "Fiduciary" & Related Exemptions

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Proposed Extension of Transition Period and Delay of Applicability Dates (RIN 1210-ZA27)

  1. Lance Hunt
    August 31, 2017
  2. Michael Morrow
    August 31, 2017
  3. Michael LaMarche
    September 5, 2017
  4. Joe Hamel
    September 5, 2017
  5. Anonymous
    September 2, 2017
  6. Jerry Broughton
    September 4, 2017
  7. Tucker Advisors
    Karlan Tucker
    September 5, 2017
  8. Greg Georges
    September 5, 2017
  9. Thomas Marino
    September 5, 2017
  10. Stacie Leak
    September 7, 2017
  11. The Alternative and Direct Securities Investment Association
    John H. Grady
    September 7, 2017
  12. Ladenberg Thalmann Financial Services Inc.
    Doug Baxley
    September 8, 2017
  13. Farmers Financial Solutions, LLC
    John Mueting
    September 8, 2017
  14. The Equity Dealers of America
    Christopher A. Iacovella
    September 8, 2017
  15. Member of United States Senate
    Elizabeth Warren
    September 5, 2017
  16. Frank Capione
    September 8, 2017
  17. KMS Financial Services, Inc.
    Eric S. Westberg
    September 11, 2017
  18. Securities Service Network, Inc.
    Wade S. Wilkinson
    September 11, 2017
  19. Highland Capital Brokerage
    James R. Gelder
    September 11, 2017
  20. Consumer Action
    Russ Susswein
    September 11, 2017
  21. Securities America
    Kevin J. Miller
    September 11, 2017
  22. The National Association of Insurance and Financial Advisors
    Paul R. Dougherty
    September 11, 2017
  23. Wells Fargo & Company
    David Kowach
    September 12, 2017
  24. George Friedman
    September 11, 2017
  25. Davis & Harman LLP
    Kent A. Mason
    September 12, 2017
  26. Triad Advisors, Inc.
    Jeff Rosenthal
    September 12, 2017
  27. State Farm Mutual Automobile Insurance Company
    Stephen McManus
    September 12, 2017
  28. Empower Retirement
    Edmund F, Murphy, III
    September 12, 2017
  29. The American Retirement Association
    Brian H. Graff, Craig P. Hoffman, Robert Richter, Scott Hayes
    September 13, 2017
  30. Neuberger Berman Group LLC
    William Braverman
    September 13, 2017
  31. N. Mulholland
    September 4, 2017
  32. Carol Bason
    September 3, 2017
  33. Julia Weissman
    September 5, 2017
  34. Linda Warren
    September 5, 2017
  35. Farmer and Associates
    John F. Farmer
    September 5, 2017
  36. Miles Glazner
    September 7, 2017
  37. Jeff W. VanDer Sluis
    September 13, 2017
  38. Federal Investors, Inc.
    Eugene F. Maloney
    September 13, 2017
  39. Financial Services Institute
    David T. Bellaire
    September 13, 2017
  40. Independent Insurance Agents & Brokers of America, Inc.
    Jennifer M. Webb
    September 13, 2017
  41. Great-West Financial
    Robert K. Shaw
    September 13, 2017
  42. Western & Southern Financial Group
    Jonathan D. Niemeyer
    September 13, 2017
  43. Hispanic Leadership Fund
    Mario H. López
    September 13, 2017
  44. Economic Policy Institute
    Heidi Shierholz
    September 13, 2017
  45. Madison Avenue Securities, Inc.
    Martin McNees
    September 13, 2017
  46. American Bankers Association
    Timothy E. Keehan
    September 14, 2017
  47. Shurwest, LLC
    Ron Shurts
    September 14, 2017
  48. American Council of Life Insurers
    James H. Szostek
    Howard M. Bard
    September 14, 2017
  49. Financial Engines
    Christopher Jones
    September 14, 2017
  1. Paul Hastings LLP on behalf of Advisors Excel, LLC
    Eric R. Keller
    September 14, 2017
  2. Morgan Stanley
    Anne T. Cooney
    September 14, 2017
  3. Transamerica
    Dave Paulsen
    September 14, 2017
  4. PFS Investments, Inc. a subsidiary of Primerica, Inc.
    Karen L. Sukin
    September 14, 2017
  5. CUNA Mutual Group
    Michael F. Anderson
    September 14, 2017
  6. Prudential Financial, Inc.
    Ann M. Kappler
    September 14, 2017
  7. Benjamin F. Edwards & Co.
    Benjamin F. Edwards, IV
    September 14, 2017
  8. Pacific Life Insurance Company
    Sharon A. Cheever
    September 14, 2017
  9. Harvey Burton
    September 14, 2017
  10. American Benefits Council
    Lynn D. Dudley
    September 14, 2017
  11. Robert A. Pierce
    September 14, 2017
  12. Kathleen M. McBride
    September 14, 2017
  13. Lincoln Financial Group
    Dennis R. Glass
    September 14, 2017
  14. Massachusetts Mutual Life Insurance Company
    John E. Deitelbaum, Kevin O. Finnegan
    September 15, 2017
  15. BlackRock, Inc.
    Barbara Novick, Nicole Rosser
    September 15, 2017
  16. The Securities Industry and Financial Markets Association (SIFMA)
    Lisa J. Bleier
    September 15, 2017
  17. Bank of America
    R. Scott Henderson
    September 15, 2017
  18. American Bankers Association HSA Council
    J. Kevin A. McKechnie
    September 15, 2017
  19. AARP
    David Certner
    September 15, 2017
  20. Teachers Insurance and Annuity Association of America (TIAA)
    Derek B. Dorn
    September 15, 2017
  21. National Association for Fixed Annuities
    Charles “Chip” Anderson
    September 15, 2017
  22. Capital Group
    Jason K. Bortz, Michael J. Downer
    September 15, 2017
  23. Sylvia Allegretto
    September 15, 2017
  24. Raymond James Financial
    Scott Stolz
    September 15, 2017
  25. Asset Marketing Systems Insurance Services, LLC
    Jennifer K. Schendel
    September 15, 2017
  26. Groom Law Group on behalf of Recordkeeping Clients
    Stephen M. Saxon
    September 15, 2017
  27. Groom Law Group on behalf of Annuity and Insurance Provider Clients
    Thomas Roberts
    September 15, 2017
  28. National Association of Mutual Insurance Companies
    Thomas Karol
    September 15, 2017
  29. The Financial Planning Coalition
    Kevin R. Keller, Lauren Schadle, Geoffrey Brown
    September 15, 2017
  30. Investment Company Institute
    Dorothy M. Donohue, David M. Abbey
    September 15, 2017
  31. Consumer Federation of America
    Micah Hauptman, Barbara Roper
    September 15, 2017
  32. National Employment Law Project
    Christine L. Owens
    September 15, 2017
  33. Standard Insurance Company and Standard Retirement Services, Inc.
    Chris Conklin, Kristen Solo
    September 15, 2017
  34. UBS AG
    Jason Chandler, Michael Crowl
    September 15, 2017
  35. Better Markets
    Dennis M. Kelleher, Stephen W. Hall
    September 15, 2017
  36. Christopher Weber
    September 15, 2017
  37. The SPARK Institute, Inc.
    Tim Rouse
    September 15, 2017
  38. Alston & Bird, LLP on behalf of Insurance Carrier Client
    John R. Hickman
    September 15, 2017
  39. AXA US
    Dave Hattem
    September 15, 2017
  40. The Guardian Life Insurance of America
    Tracy Rich
    September 15, 2017
  41. The Indexed Annuity Leadership Council
    Jim Poolman
    September 15, 2017
  42. Public Investors Arbitration Bar Association (PIABA)
    Marnie C. Lambert
    September 15, 2017
  43. E*TRADE Financial Corporation
    James E. Ballowe, Jr.
    September 15, 2017
  1. Ameriprise Financial
    Joseph E. Sweeney
    September 15, 2017
  2. Thrivent Financial for Lutherans
    Paul R. Johnston
    September 15, 2017
  3. Members of United States Congress
    Patty Murray, Ron Wyden, Sherrod Brown, Robert C. “Bobby” Scott, Maxine Waters
    September 15, 2017
  4. United Policyholders
    Amy Bach
    September 15, 2017
  5. Insured Retirement Institute
    Catherine J. Weatherford
    September 15, 2017
  6. T. Rowe Price Associates, Inc.
    Margaret H. Raymond
    September 15, 2017
  7. Vanguard
    F. William McNabb III
    September 15, 2017
  8. Voya Financial, Inc.
    Alain M. Karaoglan
    September 15, 2017
  9. Creative One Marketing Corporation
    Andrew Payne
    September 15, 2017
  10. Jackson National Life Insurance Company
    James R. Sopha
    September 15, 2017
  11. The Committee of Annuity Insurers
    Joseph F. McKeever, III, Michael L. Hadley
    September 15, 2017
  12. Nationwide
    Kirt A. Walker
    September 15, 2017
  13. Margaret Ritchie
    September 15, 2017
  14. Americans for Financial Reform
    September 15, 2017
  15. Allianz Life Insurance Company of North America
    Gretchen Cepek
    September 15, 2017
  16. American Association for Justice
    Kathleen L. Nastri
    September 15, 2017
  17. Fidelity Investments
    Ralph C. Derbyshire
    September 15, 2017
  18. The Association for Advanced Life Underwriting (AALU)
    David J. Stertzer
    September 15, 2017
  19. The Investment Program Association
    Anthony Cheruso
    September 15, 2017
  20. The Northwestern Mutual Life Insurance Company
    Raymond J. Manista
    September 15, 2017
  21. Bond Dealers of America
    Mike Nicholas
    September 15, 2017
  22. BBVA Compass
    Richard L. Pearson
    September 15, 2017
  23. Bank of New York Mellon (BNY Mellon) and Pershing, LLC, a BNY Mellon Company
    September 15, 2017
  24. Financial Services Roundtable
    Richard Foster
    September 15, 2017
  25. LPL Financial LLC
    Michelle Oroschakoff
    September 15, 2017
  26. Center for American Progress
    Joe Valenti
    September 15, 2017
  27. OppenheimerFunds, Inc.
    Cynthia Lo Bessette
    September 15, 2017
  28. The American Federation of Labor and Congress of Industrial Organizations (AFL-CIO)
    Shaun C. O’Brien
    September 15, 2017
  29. HSBC North America Holdings Inc.
    Jeanine L. McHugh
    September 15, 2017
  30. Member of United States Senate
    Elizabeth Warren
    September 15, 2017
  31. Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.
    Seth A. Miller
    September 15, 2017
  32. Morgan, Lewis & Bockius LLP
    Michael B. Richman
    September 15, 2017
  33. Morgan, Lewis & Bockius LLP (Negative Consent Issue)
    Michael B. Richman
    September 15, 2017
  34. Institute for Policy Integrity at New York University School of Law
    Madison Condon, Bethany Davis Noll
    September 15, 2017
  35. Cetera Financial Group, Inc.
    Robert J. Moore
    September 15, 2017
  36. U.S. Chamber of Commerce
    Tom Quaadman
    September 15, 2017
  37. Gradient Insurance Brokerage, Inc.
    Brian A. Gravely
    September 15, 2017
  38. Edward D. Jones and Co., L.P.
    Jesse Hill
    September 15, 2017
  39. Steering Group of the Committee for the Fiduciary Standard
    Patti Houlihan
    September 15, 2017
  40. CNL Financial Group, Inc.
    Kirk A. Montgomery
    September 19, 2017
  41. Dick Clem
    September 20, 2017
Request for Information (RIN 1210-AB82)

  1. Sandy Schneider
    June 30, 2017
  2. Jason Graham
    June 30, 2017
  3. Paula (PJ) Behrens
    June 30, 2017
  4. Adam Griffin
    June 30, 2017
  5. Ed Ulledalen
    June 30, 2017
  6. Ben Brooks
    June 30, 2017
  7. Robert Schmansky
    June 30, 2017
  8. US Chamber of Commerce
    David T. Hirschmann
    Randel Johnson
    June 30, 2017
  9. Ed Campbell
    June 30, 2017
  10. Michelle Miller
    June 30, 2017
  11. Anonymous
    July 1, 2017
  12. Gary Duell
    July 1, 2017
  13. Mark Willets
    July 1, 2017
  14. Val Akana
    July 2, 2017
  15. Randall Kerns
    July 3, 2017
  16. F. Robert Steele
    July 3, 2017
  17. Ronald V. Johnston
    July 3, 2017
  18. T. Rowe Price Associates, Inc.
    Margaret H. Raymond
    July 3, 2017
  19. Mike Zapf
    July 4, 2017
  20. Buckram Securities Ltd.
    Peter DeBuona
    July 5, 2017
  21. Ilene Davis
    July 5, 2017
  22. Hal Dorfman
    July 5, 2017
  23. Melissa Boillot
    July 5, 2017
  24. Thomas P. Flanagan
    July 6, 2017
  25. National Federation of Independent Business
    Daniel Bosch
    July 6, 2017
  26. David Lutz
    July 6, 2017
  27. Neal Shikes
    July 6, 2017
  28. Richard Bryant
    July 6, 2017
  29. Robert Shaw
    July 6, 2017
  30. James Hanlon
    July 6, 2017
  31. Robert Clausen
    July 6, 2017
  32. Linda Bennett
    July 6, 2017
  33. Jane Plumberg
    July 6, 2017
  34. Alan Scheff
    July 6, 2017
  35. Dawn Emmons
    July 6, 2017
  36. Melissa M. Meyer
    July 7, 2017
  37. David Silberg
    July 7, 2017
  38. Anonymous
    July 7, 2017
  39. Anonymous
    July 7, 2017
  40. Lloyd Weber
    July 6, 2017
  41. Steve Borklund
    July 7, 2017
  42. Financial Services Institute
    David T. Bellaire
    July 7, 2017
  43. John Rice Jr.
    July 7, 2017
  44. Marc Nissenbaum
    July 9, 2017
  45. Craig & Carol Schwender
    July 10, 2017
  46. Wesley Schultz
    July 8, 2017
  47. David Arey
    July 8, 2017
  48. David Coles
    July 10, 2017
  49. Neal Shikes
    July 10, 2017
  50. Robert Ramos
    July 10, 2017
  51. Walter Johnson
    July 10, 2017
  52. James Kmec
    July 10, 2017
  53. Jerry Broughton
    July 10, 2017
  54. Dock D. Treece
    July 11, 2017
  55. Gary Braden
    July 11, 2017
  56. Gary Braden
    July 11, 2017
  57. Michael Moss
    July 11, 2017
  58. Anonymous
    July 11, 2017
  59. Frank Prazma
    July 11, 2017
  60. Jim Boyajian
    July 11, 2017
  61. Rod Nock
    July 11, 2017
  62. Timothy Atyeo
    July 10, 2017
  63. T Anonymous
    July 11, 2017
  64. Steve Harter
    July 11, 2017
  65. Brian Colfer
    July 11, 2017
  66. Patricia Sykes
    July 11, 2017
  67. Carol Ehrlich
    July 11, 2017
  68. Catherine Stanford
    July 11, 2017
  69. Phyllis Keller
    July 12, 2017
  70. Lance Hunt
    July 12, 2017
  71. Scott Berman
    July 12, 2017
  72. National Association of Insurance and Financial Advisors
    Paul R. Dougherty
    July 12, 2017
  73. Mark Buchman
    July 12, 2017
  74. Todd Thurwachter
    July 12, 2017
  75. Douglas Cooke
    July 12, 2017
  76. Pat Holland
    July 12, 2017
  77. Abe Clabby
    July 12, 2017
  78. Ladenburg Thalmann Financial Services Inc.
    Doug Baxley
    July 12, 2017
  79. Steven Boyd
    July 12, 2017
  80. Missouri Bankers Association
    Max Cook
    Keith Thornburg
    July 12, 2017
  81. Nancy Cadet
    July 11, 2017
  82. Roger Davenport
    July 11, 2017
  83. Stephen Tock
    July 12, 2017
  84. Advisors Excel, LLC
    Eric R. Keller
    July 13, 2017
  85. W. David Sturm
    July 2, 2017
  86. Wealth Management & Business Concepts Inc.
    David Coles
    July 13, 2017
  87. Lew Prince
    July 13, 2017
  88. Gale Bromelmeier
    July 13, 2017
  89. John A. Sobrinski, Jr.
    July 13, 2017
  90. True Capital Advisors
    Rebecca True
    July 13, 2017
  91. Dianne Sullivan
    July 13, 2017
  92. CFS Brokerage
    William J. Cruz
    July 13, 2017
  93. Joel Greer
    July 13, 2017
  94. Investacorp Inc.
    Patrick Farrell
    July 13, 2017
  95. Christopher Brooks
    July 13, 2017
  96. Gary Braden
    July 13, 2017
  97. Adam Weeman
    July 13, 2017
  98. Kathryn Stephenson
    July 13, 2017
  99. Jeanne Spellman
    July 14, 2017
  100. Tamberlaine Harris
    July 14, 2017
  101. C. James Ringwald
    July 13, 2017
  102. Gisela Ray
    July 14, 2017
  103. Dennis Zawol
    July 14, 2017
  104. Financial Services Institute; Financial Services Roundtable; Insured Retirement Institute; National Association for Fixed Annuities; National Association of Insurance and Financial Advisors; Securities Industry and Financial Markets Association; US Chamber of Commerce
    July 14, 2017
  105. Julianna Riley
    July 14, 2017
  106. Tamar Dick
    July 14, 2017
  107. Sue Starstone
    July 14, 2017
  108. Shipra Dingare
    July 14, 2017
  109. Securities Industry and Financial Markets Association
    Lisa J. Bleier
    July 14, 2017
  110. Frederick Hodges
    July 14, 2017
  111. BARR Financial Services LLC
    Kirk Barr Young
    July 14, 2017
  112. Johnnie Aldrich
    July 14, 2017
  113. Denise Fogel
    July 14, 2017
  114. Berthel Fisher & Company Financial Services, Inc.
    July 14, 2017
  115. Securities Management & Research, Inc.
    Rick Murphy
    July 14, 2017
  116. Lincoln Financial Group
    Dennis R. Glass
    July 14, 2017
  117. Kevin McAlonan
    July 14, 2017
  118. Dana Shilling
    July 15, 2017
  119. Rebecca Reese
    July 15, 2017
  120. KMS Financial Services, Inc.
    Eric S. Westberg
    July 14, 2017
  121. Greg Gailen
    July 14, 2017
  122. Ron Wielage
    July 15, 2017
  123. Lee Springer
    July 15, 2017
  124. Jerome Koffler
    July 15, 2017
  125. Al Fortune
    July 14, 2017
  126. Shelby Walker
    July 15, 2017
  127. Edward Barnard
    July 16, 2017
  128. Bob Greene
    July 17, 2017
  129. Matthew Flaschen
    July 17, 2017
  130. Diane W
    July 17, 2017
  131. BARR Financial Services, LLC
    Michael Payne
    July 14, 2017
  132. Nathan Ladyzhensky
    July 17, 2017
  133. Robert Mannion
    July 17, 2017
  134. Insured Retirement Institute
    Catherine J. Weatherford
    July 17, 2017
  135. Brian Weisman
    July 17, 2017
  136. Glass Jacobson Financial Group
    Johnathan S. Dinkins
    Avraham Levitan
    July 17, 2017
  137. Henry Hamaker
    July 17, 2017
  138. Marion Ramirez
    July 17, 2017
  139. Highland Capital Brokerage, Inc.
    James R. Gelder
    July 17, 2017
  140. Ladenburg Thalmann Annuity Insurance Services LLC
    Anthony Lancaster
    July 17, 2017
  141. Deborah Castiglioni
    July 17, 2017
  142. Matt Roper
    July 17, 2017
  143. Kristen Zapalac
    July 18, 2017
  144. Todd Peters
    July 18, 2017
  145. Anonymous
    July 17, 2017
  146. Marcia Huntington-sell
    July 18, 2017
  147. American Retirement Association
    Brian H. Graff
    Robert M. Richter
    Craig P. Hoffman
    Scott A. Hayes
    July 18, 2017
  148. Head Investment Partners
    Daniel Head
    Barbara A. Million
    T. Bryan Dickey
    Steven A. Witt
    Jonathan Hayes
    Elizabeth J. Haynes
    July 18, 2017
  149. Ladenburg Thalmann Asset Management
    Philip S. Blancato
    July 19, 2017
  150. Betsy Bradley
    July 12, 2017
  151. Rachel Nass
    July 18, 2017
  152. Peachtree Wealth Advisors, Inc.
    David Frank
    July 13, 2017
  153. Peachtree Wealth Advisors, Inc.
    Paul Collins
    July 13, 2017
  154. Peachtree Wealth Advisors, Inc.
    Jonathan Lindvig
    July 14, 2017
  155. Raoof Assefi
    July 14, 2017
  156. Susan Horne
    July 17, 2017
  157. ADG Wealth Management Group, L.L.C.
    Paul G. Guidry
    July 17, 2017
  158. Ernest Lee Clark, III
    July 18, 2017
  159. Kent A. Mason
    July 18, 2017
  160. Mark Lasswell
    July 19, 2017
  161. Matthew H. Richardson
    July 19, 2017
  162. Paul Feinsilver
    July 18, 2017
  163. Andrew Blum
    July 18, 2017
  164. John Hancock Life Insurance Company
    James D. Gallagher
    July 18, 2017
  165. Robert Lingenfelser
    July 18, 2017
  166. Securities America, Inc.
    Mark Lasswell
    July 19, 2017
  167. D.A. Davidson Companies
    Lawrence T. Martinez
    July 19, 2017
  168. Ladenburg Thalmann & Co. Inc.
    Joseph Giovanniello, Jr.
    July 19, 2017
  169. Madison Avenue Securities, LLC
    Wayne Talleur
    July 19, 2017
  170. Western & Southern Financial Group Inc.
    Jonathan D. Niemeyer
    July 19, 2017
  171. Rob Clausen
    July 19, 2017
  172. American Association of University Women
    Anne Hedgepeth
    July 19, 2017
  173. Thomas Dukes
    July 19, 2017
  174. Richard Isacoff
    July 19, 2017
  175. Ron Palastro
    July 19, 2017
  176. Anil Vazirani
    July 19, 2017
  177. Alexis Goldstein
    July 20, 2017
  178. Joseph Salata
    July 20, 2017
  179. DALBAR
    Louis S. Harvey
    July 20, 2017
  180. TD Ameritrade, Inc.
    Gilbert R. Ott, Jr.
    July 20, 2017
  181. Voya Financial, Inc.
    Alain M. Karaoglan
    July 20, 2017
  182. Christopher Lish
    July 20, 2017
  183. Morgan Stanley
    Anne T. Cooney
    July 20, 2017
  184. Asset Marketing Systems Insurance Services, LLC
    Jennifer K. Schendel
    July 17, 2017
  185. Shurwest, LLC
    Ron Shurts
    July 20, 2017
  186. CFA Institute
    Kurt N. Schacht
    Linda L. Rittenhouse
    July 20, 2017
  187. Teresa Mueller
    July 20, 2017
  188. Nancy Lowell
    July 20, 2017
  189. Raul Elizalde
    July 20, 2017
  190. J. Brent Everett
    July 20, 2017
  191. American Federation of State, County and Municipal Employees
    Steven Kreisberg
    July 21, 2017
  192. Dotty Gonsalves
    July 20, 2017
  193. Alan Shindel
    July 20, 2017
  194. Laura Hastings
    July 20, 2017
  195. Frieda Stahl
    July 20, 2017
  196. Prudential Financial, Inc.
    Ann M. Kappler
    July 20, 2017
  197. Harriet L. Benjamin
    July 20, 2017
  198. Nicholas Dewar
    July 20, 2017
  199. Cynthia Hanson
    July 20, 2017
  200. Robert Rossi
    July 20, 2017
  201. Gwendolyn Scott
    July 20, 2017
  202. Amburn Hague
    July, 20, 2017
  203. Bryan Ashby Ashby
    July 20, 2017
  204. Elena Engel
    July 20, 2017
  205. Advisor Group, Inc.
    Nina McKenna
    July 20, 2017
  206. J. Onufer
    July 20, 2017
  207. Albyn Jones
    July 20, 2017
  208. Capital Group
    Jason K. Bortz
    Michael J. Downer
    July 20, 2017
  209. Jay Kaplan
    July 20, 2017
  210. JT Stratford
    Ed Robins
    James Davenport
    Ed Colhoun
    July 20, 2017
  211. Transamerica
    Dave Paulsen
    July 21, 2017
  212. American Bankers Association
    Timothy E. Keehan
    July 21, 2017
  213. AARP
    David Certner
    July 21, 2017
  214. Independent Insurance Agents & Brokers of America, Inc.
    Jennifer M. Webb
    July 21, 2017
  215. Credit Union National Association
    Leah Dempsey
    July 20, 2017
  216. American Association for Justice
    Julie Braman Kane
    July 21, 2017
  217. American Benefits Council
    Lynn D. Dudley
    July 20, 2017
  218. Pacific Life Insurance Company
    Sharon Cheever
    July 20, 2017
  219. National Association of Health Underwriters
    Janet Trautwein
    July 19, 2017
  220. BlackRock, Inc.
    Barbara Novick
    Nicole Rosser
    July 21, 2017
  221. Empower Retirement
    Edmund F. Murphy, III
    July 20, 2017
  222. Vanguard
    F. William McNabb III
    July 21, 2017
  223. Adam Hawley
    July 21, 2017
  224. Nationwide
    Kirt A. Walker
    July 21, 2017
  225. Public Investors Arbitration Bar Association
    Marnie C. Lambert
    July 21, 2017
  226. Groom Law Group
    Thomas Roberts
    July 21, 2017
  227. UBS AG
    Jason Chandler
    Michael Crowl
    July 21, 2017
  228. Putnam Investments
    Robert L. Reynolds
    July 21, 2017
  229. Investment Company Institute
    Dorothy M. Donohue
    David M. Abbey
    July 21, 2017
  230. Nassau Reinsurance Group Holdings, L.P.
    Kostas Cheliotis
    July 21, 2017
  231. Massachusetts Mutual Life Insurance Company
    John E. Deitelbaum
    Kevin O. Finnegan
    July 21, 2017
  232. Strategic Financial Alliance, Inc.
    Clive Slovin
    July 21, 2017
  233. Financial Planning Coalition
    Kevin R. Keller
    Lauren Schadle
    Geoffrey Brown
    July 21, 2017
  234. Triad Advisors, Inc.
    Jeff Rosenthal
    July 19, 2017
  235. Better Markets, Inc.
    Dennis M. Kelleher
    Stephen W. Hall
  236. National Association of Federally-Insured Credit Unions
    Andrew Morris
    July 21, 2017
  1. Arleta Litwiller-Craps
    July 21, 2017
  2. Consumer Federation of America
    Micah Hauptman
    Barbara Roper
    July 21, 2017
  3. Great-West Financial
    Robert K. Shaw
    David Musto
    July 21, 2017
  4. Thrivent Financial for Lutherans
    Paul R. Johnston
    July 21, 2017
  5. E*TRADE Financial Corporation
    James E. Ballowe, Jr.
    July 21, 2017
  6. Investment Program Association
    Anthony Chereso
    July 21, 2017
  7. Thomson Reuters
    Manisha Kimmel
    July 21, 2017
  8. Congress of the United States
    Patty Murray
    Ron Wyden
    Sherrod Brown
    Robert C. “Bobby” Scott
    Maxine Waters
    July 21, 2017
  9. Eli Zackroff
    July 10, 2017
  10. Ameriprise Financial
    Joseph E. Sweeney
    July 21, 2017
  11. National Western Life Insurance Company
    Ross R. Moody
    K. Kennedy Nelson
    July 21, 2017
  12. Bank of America
    R. Scott Henderson
    July 21, 2017
  13. Katten Muchin Rosenman LLP
    Fred M. Santo
    Wendy E. Cohen
    July 21, 2017
  14. Northwestern Mutual Life Insurance Company
    Raymond J. Manista
    July 21, 2017
  15. Teachers Insurance and Annuity Association of America
    Derek B. Dorn
    July 21, 2017
  16. Dave Jones, Insurance Commissioner State of California
    July 21, 2017
  17. American Federation of Teachers
    Randi Weingarten
    July 21, 2017
  18. Indexed Annuity Leadership Council
    Jim Poolman
    July 21, 2017
  19. Lord, Abbett & Co. LLC
    Lawrence B. Stoller
    July 21, 2017
  20. Jackson National Life Insurance Company
    James R. Sopha
    July 21, 2017
  21. National Association for Fixed Annuities
    Charles “Chip” Anderson
    July 21, 2017
  22. Wells Fargo & Company
    David Kowach
    July 21, 2017
  23. Fidelity Investments
    Ralph C. Derbyshire
    July 21, 2017
  24. Allianz Life Insurance Company of North America
    Gretchen Cepek
    July 21, 2017
  25. PFS Investments Inc.
    Karen Sukin
    July 21, 2017
  26. Bay Point Financial, LLC
    John Strasburger
    July 19, 2017
  27. Association for Advanced Life Underwriting
    David J. Stertzer
    July 21, 2017
  28. Bond Dealers of America
    Mike Nicholas
    July 21, 2017
  29. Invesco Advisers, Inc.
    John M. Zerr
    July 21, 2017
  30. Edward D. Jones and Co., L.P.
    Jesse Hill
    July 21, 2017
  31. American Council of Life Insurers
    James H. Szostek
    Howard M. Bard
    July 21, 2017
  32. Oppenheimer Funds, Inc.
    Cynthia Lo Bessette
    July 21, 2017
  33. Committee of Annuity Insurers
    Joseph F. McKeeveer, III
    Michael L. Hadley
    July 21, 2017
  34. Groom Recordkeeper Group
    Stephen M. Saxon
    July 21, 2017
  35. Financial Services Roundtable
    Richard Foster
    July 21, 2017
  36. RBC Capital Markets, LLC
    Lee Thoresen
    July 21, 2017
  37. National Employment Law Project
    Christine L. Owens
    July 21, 2017
  38. CUNA Mutual Group
    Michael F. Anderson
    July 21, 2017
  39. Aquila Investments Management LLC and Aquila Distributors LLC
    Diana P. Herrmann
    Paul O’Brien
    July 21, 2017
  40. Commonwealth Financial Network
    Brendan Daly
    July 21, 2017
  41. American Federal of Labor and Congress of Industrial Organizations
    Shawn C. O’Brien
    July 21, 2017
  42. US Chamber of Commerce
    Thomas Quaadman
    July 21, 2017
  43. Public Non-Listed REIT Council of the National Association of Real Estate Investment Trusts
    Daniel L. Goodwin
    July 21, 2017
  44. Guardian Life Insurance Company of America
    Tracy Rich
    July 21, 2017
  45. Bank of New York Mellon
    July 21, 2017
  46. National Planning Holdings, Inc.
    Scott Romine
    July 21, 2017
  47. Creative One Marketing Corporation
    Andrew Payne
    July 21, 2017
  48. Aging Life Care Association; American Federation of Government Employees (AFGE); American Federation of Labor and Congress of Industrial Organizations (AFL-CIO); American Federal of State, County and Municipal Employees (AFSCME); Alliance of Retired Americans (ARA); American Society on Aging; Committee for the Fiduciary Standard; Consumer Action; Fund Democracy; International Association of Machinists and Aerospace Workers (IAM); International Union of Bricklayers and Allied Craftworkers (BAC); Jobs with Justice; Justice in Aging; Medicare Rights Center; National Association of Nutrition and Aging Services Programs (NANASP); National Active and Retired Federal Employees Association (NARFE); National Association of Social Workers (NASW); National Committee to Protect Social Security and Medicare (NCPSSM); National Council on Aging; Service Employees International Union (SEIU); Social Security Works
    July 21, 2017
  49. Lincoln Investment Companies
    Susan M. Oberlies
    July 21, 2017
  50. CUSO Financial Services, LP
    Peter K. Vonk
    July 21, 2017
  51. Centaurus Financial, Inc.
    Ron King, Westley King, Jerry Duhovic, John Adams, Sheri Lejman, Marco Fuentes, Robert Castaneda, Adam Simon, Brian Harlan
    July 21, 2017
  52. Cambridge Investment Research, Inc.
    Seth A. Miller
    July 21, 2017
  53. Sorrento Pacific Financial, LLC
    Rick Dahl
    July 21, 2017
  54. Annexus, Brokers International, Ltd, Clarity 2 Properity Mastermind Group, Financial Independence Group LLC, Ideal Producers Group, Insur Mark, Kestler Financal Group, Inc., Legacy Marketing Group, The Annuity & Life Source Inc.
    Bruce L. Ashton
    July 21, 2017
  55. Farmers Financial Solutions, LLC
    John Mueting
    July 21, 2017
  56. Economic Policy Institute
    Heidi Shierholz
    July 21, 2017
  57. SPARK Institute, Inc.
    Tim Rouse
    July 21, 2017
  58. LPL Financial LLC
    Michelle B. Oroschakoff
    July 21, 2017
  59. AXA
    Dave S. Hattem
    July 21, 2017
  60. Americans for Financial Reform
    July 21, 2017
  61. Leaders Group, Inc.
    Z. Zane Riley
    July 21, 2017
  62. Gregory Shaw
    July 5, 2017
  63. Norm Traffis
    July 5, 2017
  64. Alan Martin
    July 5, 2017
  65. Rhonda Adams
    July 3, 2017
  66. Anonymous
    July 1, 2017
  67. Carolyn
    June 30, 2017
  68. Anonymous
    July 3, 2017
  69. G. Snyder
    July 5, 2017
  70. Marion Sturtevant
    July 1, 2017
  71. Dorothy Endsley
    July 5, 2017
  72. Marie Skillman
    July 3, 2017
  73. Fred B. Hodapp
    July 4, 2017
  74. Joan Stroh
    July 3, 2017
  75. Leland Fisher
    July 1, 2017
  76. Carl J. Buzzeo
    July 12, 2017
  77. Ladenburg Thalmann Financial Services Inc.
    Marvin I. Marblestone
    July 14, 2017
  78. Ladenburg Thalmann Financial Services Inc.
    Richard A. Corley
    July 14, 2017
  79. Ladenburg Thalmann Financial Services Inc.
    Garland L. Corley
    July 14, 2017
  80. William Rolser
    July 12, 2017
  81. James Davis
    July 21, 2017
  82. Anton Schwartz
    July 20, 2017
  83. Gail Foster
    July 21, 2017
  84. Helen Ortmann
    July 21, 2017
  85. Anthony Oliver-Smith
    July 21, 2017
  86. Antje Schramm
    July 20, 2017
  87. Joe Mabel
    July 20, 2017
  88. Charles Wolfe
    July 21, 2017
  89. John Fenker
    July 21, 2017
  90. John Daviso
    July 21, 2017
  91. L.K. Cifelli
    July 21, 2017
  92. Jeffrey Davey
    July 21, 2017
  93. Douglas Duncan
    July 21, 2017
  94. Laura Hauer
    July 21, 2017
  95. Nancy Pratt
    July 21, 2017
  96. D. Neal
    July 21, 2017
  97. Celiza Braganca
    July 21, 2017
  98. Steve Kohn
    July 21, 2017
  99. S. Hirtle
    July 21, 2017
  100. David Pearlman
    July 21, 2017
  101. S. Singh
    July 21, 2017
  102. William Weller
    July 21, 2017
  103. Mary Zins
    July 21, 2017
  104. J. Chapman
    July 21, 2017
  105. Charlie Donnes
    July 21, 2017
  106. Linda Taylor
    July 21, 2017
  107. Maureen Allen
    July 21, 2017
  108. Rebecca Hughes
    July 21, 2017
  109. Donna Sharee
    July 21, 2017
  110. Billy Hayes
    July 21, 2017
  111. Matthew Vencill
    July 21, 2017
  112. Naomi Pena
    July 21, 2017
  113. J. Rodgers
    July 16, 2017
  114. Harold F. Scattergood, Jr.
    July 21, 2017
  115. Robert H. Green Jr.
    July 21, 2017
  116. Samuel C. Ginsberg
    July 21, 2017
  117. Gerald Farkas
    July 21, 2017
  118. Cetera Financial Group, Inc.
    Robert Moore
    July 21, 2017
  119. Bob Matorin
    July 12, 2017
  120. Standard Insurance Company
    Chris Conklin
    Kristen Solo
    July 21, 2017
  121. Standard Retirement Services, Inc.
    Miriam Lohmann
    Kristen Solo
    July 21, 2017
  122. Anonymous
    July 21, 2017
  123. Tucker Advisors
    Karlan Tucker
    July 21, 2017
  124. David Faskas
    July 21, 2017
  125. Michael O’Hara
    July 21, 2017
  126. Thomas Hofstad
    July 22, 2017
  127. Diane Klempner
    July 24, 2017
  128. David Goldman
    July 25, 2017
  129. Norry Luria
    July 25, 2017
  130. Michael S. Piwowar
    Securities and Exchange Commissioner
    July 25, 2017
  131. Richard West
    July 22, 2017
  132. Joseph Holmes
    July 23, 2017
  133. C. Stewart
    July 24, 2017
  134. William Johnson
    July 24, 2017
  135. Brian S. Green
    July 25, 2017
  136. Peggy Dennis
    July 22, 2017
  137. Sherrill Futrell
    July 23, 2017
  138. Victor Demetriou
    July 25, 2017
  139. Stifel Financial
    Ronald J. Kruszewski
    July 25, 2017
  140. David Overson
    July 26, 2017
  141. Ted Swinarski
    July 26, 2017
  142. Liz Amsden
    July 26, 2017
  143. J. Foltz
    July 27, 2017
  144. Credit Union Association of the Dakotas
    Jeffrey Olson
    Amy Kleinschmit
    July 27, 2017
  145. National Conference of Insurance Legislators
    Thomas B. Considine
    July 27, 2017
  146. Steven Coltune
    July 27, 2017
  147. Dawn Gallagher
    July 27, 2017
  148. Dov Cohen
    July 24, 2017
  149. Commonwealth of Massachusetts
    William F. Galvin
    July 28, 2017
  150. Employers Council on Flexible Compensation
    William F. Sweetnam, Jr.
    July 27, 2017
  151. Gradient Insurance Brokerage, Inc.
    Brian A. Gravely
    July 25, 2017
  152. Pjacobs
    July 31, 2017
  153. Barry Ehrenfeld
    July 31, 2017
  154. Paul Antevy
    July 31, 2017
  155. Kara Lucas
    July 31, 2017
  156. Steve Tunink
    July 10, 2017
  157. Daniel Saffer
    July 31, 2017
  158. Carl Meyers
    July 31, 2017
  159. Rodger Feinsilver
    July 31, 2017
  160. Anonymous
    July 1, 2017
  161. Alston & Bird
    John R. Hickman
    July 31, 2017
  162. TAG Resources, LLC
    Derren P. Burrell
    August 1, 2017
  163. Ryan Curtis
    June 7, 2017
  164. Ryan Curtis
    July 6, 2017
  165. Mim McConnell
    July 11, 2017
  166. Edward Barnard
    July 16, 2017
  167. Rhonda Heather
    July 20, 2017
  168. I Osborn
    July 20, 2017
  169. J. Kenneth Poggenburg, Jr.
    July 20, 2017
  170. Robert Rushford
    July 20, 2017
  171. Carol Hasenick
    July 20, 2017
  172. Paul Bergren Bergren
    July 21, 2017
  173. Timothy Prosser
    July 23, 2017
  174. Stephen Elblonk
    August 1, 2017
  175. Carol Rothman
    August 1, 2017
  176. National Federation of Independent Business
    Daniel Bosch
    August 1, 2017
  177. Kathleen Lynn
    August 1, 2017
  178. Jon Coltune
    August 2, 2017
  179. Promontory Interfinancial Network
    Mark P. Jacobsen
    August 1, 2017
  180. Joe Maya
    August 2, 2017
  181. Matthew Guerrise
    August 2, 2017
  182. Bernardi Securities, Inc.
    Ronald P. Bernardi
    August 2, 2017
  183. Terry Feuchtinger
    August 2, 2017
  184. Ladenburg Thalmann Financial Services Inc.
    Doug Baxley
    August 2, 2017
  185. John Eary
    August 2, 2017
  186. Lee E. Merklin
    July 16, 2017
  187. Jim Galpin
    July 22, 2017
  188. Annette Quintana
    Istonish
    July 17, 2017
  189. Management Professional Services, Inc.
    Jack Wayland
    July 19, 2017
  190. Mark Eason
    July 27, 2017
  191. Judith Harris
    July 15, 2017
  192. Frank Congemi
    Benefactor Financial
    August 14, 2017
  193. Anonymous
    July 6, 2017
  194. Matthew C. Patterson
    July 5, 2017
  195. Suzanne Hesh
    July 15, 2017
  196. Phebe H. Mack
    July 5, 2017
  197. Anonymous
    July 5, 2017
  198. Anonymous
    July 3, 2017
  199. Anonymous
    July 3, 2017
  200. Bernadette Mroz
    July 15, 2017
  201. Kevin Schleppenbach
    June 23, 2017
  202. Phil Fetzer
    July 1, 2017
  203. J. Murray
    June 30, 2017
  204. A. Stanford
    June 26, 2017
  205. Orrin Blaine Cox, Jr.
    July 1, 2017
  206. Morningstar, Inc.
    Aron Szapiro
    August 3, 2017
  207. Dan Barnard
    Daniel Barnard & Associates
    August 3, 2017
  208. Triad Advisors, Inc.
    Jeff Rosenthal
    August 3, 2017
  209. Scott D. Stufflebeam
    August 3, 2017
  210. Ladenburg Thalmann & Co. Inc.
    Joseph Giovanniello, Jr.
    August 3, 2017
  211. Securities Service Network, Inc.
    Wade Wilkinson
    August 3, 2017
  212. Highland Capital Brokerage, Inc.
    James R. Gelder
    August 3, 2017
  213. Michael LaMarche
    LaMarche & Associates, LLC
    August 3, 2017
  214. John Lupomech
    August 3, 2017
  215. Jennifer Weinland
    July 28, 2017
  216. National Association of Insurance Commissioners
    Theodore K. Nickel
    Julie Mix McPeak
    Erie A. Cioppa
    Raymond G. Farmer
    Michael F. Consedine
    August 7, 2017
  217. New York Life Insurance Company
    Sheila K. Davidson
    August 3, 2017
  1. Independent Insurance Agents & Brokers of America, Inc.
    Jennifer M. Webb
    August 3, 2017
  2. Ed Foss
    Rogan & Associates
    August 3, 2017
  3. KMS Financial Services, Inc.
    Eric S. Westberg
    August 3, 2017
  4. Davis& Harman LLP
    Kent A. Mason
    August 3, 2017
  5. Capital Group
    Jason K. Bortz
    Michael S. Downer
    August 3, 2017
  6. Lincoln Financial Group
    Dennis R. Glass
    August 3, 2017
  7. Lincoln Financial Group
    Jamie Ohl
    August 3, 2017
  8. Scott Schilling
    August 3, 2017
  9. Scott Schilling
    August 3, 2017
  10. Dentons US LLP
    T. David Cowart
    August 4, 2017
  11. 3ethos
    Donald B. Trone
    August 2, 2017
  12. UMB Bank, n.a.
    Begonya Klumb
  13. Ladenburg Thalmann Annuity Insurance Services, LLC
    Anthony Lancaster
    August 3, 2017
  14. Empower Retirement
    Edmund F. Murphy, III
    August 4, 2017
  15. State Farm Mutual Automobile Insurance Company
    Stephen McManus
    August 4, 2017
  16. National Association of Insurance and Financial Advisors
    Paul R. Dougherty
    August 4, 2017
  17. MFS Investment Management
    Heidi W. Hardin
    August 4, 2017
  18. Pacific Life Insurance Company
    Sharon Cheever
    August 4, 2017
  19. Bill Porter
    August 4, 2017
  20. Transamerica
    Dave Paulsen
    August 4, 2017
  21. Securities America, Inc.
    Kevin J. Miller
    August2, 2017
  22. National Association of Federally-Insured Credit Unions
    Andrew Morris
    August 4, 2017
  23. Margie Kersey
    August 4, 2017
  24. American Century Companies, Inc.
    Janet A. Nash
    August 4, 2017
  25. Crump Life Insurance Services
    Robert D. Carney
    August 4, 2017
  26. National Regulatory Services
    John Gebauer
    August 4, 2017
  27. Bruce Weininger
    August 6, 2017
  28. Marta Hullihen
    August 7, 2017
  29. Connor Donohue
    August 7, 2017
  30. Matthew Zucker
    August 7, 2017
  31. Dean Winton
    August 7, 2017
  32. Advisors Excel, LLC
    Eric R. Keller
    August 7, 2017
  33. American Bankers Association
    Timothy E. Keehan
    August 7, 2017
  34. Market Synergy Group, Inc.
    James F. Jorden
    Brian P. Perryman
    August 7, 2017
  35. Commonwealth Financial Network
    Brendan Daly
    August 7, 2017
  36. Ted Remig
    August 7, 2017
  37. Investacorp, Inc.
    Patrick Farrell
    August 4, 2017
  38. John Brown
    August 6, 2017
  39. Lauretta Moell
    August 6, 2017
  40. Todd Berwick
    August 7, 2017
  41. Anonymous
    August 7, 2017
  42. Massachusetts Mutual Life Insurance Company
    John E. Deitelbaum
    Kevin O. Finnegan
    August 7, 2017
  43. House Financial Services Committee’s Capital Markets, Securities, and Investment Subcommittee
    Bill Huizenga
    August 7, 2017
  44. Metropolitan Life Insurance Company
    Andrew Varady
    Phyllis Zanghi
    August 4, 2017
  45. Madison Avenue Securities, LLC
    Wayne Talleur
    August 7, 2017
  46. AIG
    Kevin Hogan
    August 7, 2017
  47. Alternative & Direct Investment Securities Association
    John H. Grady
    August 7, 2017
  48. Ahmed Ahmed
    August 7, 2017
  49. Voya Financial, Inc.
    Alain M. Karaoglan
    August 7, 2017
  50. Raymond James Financial
    Paul C. Reilly
    August 7, 2017
  51. Retirement Industry Trust Association
    Mary Mohr
    Tom Anderson
    August 7, 2017
  52. Benjamin F. Edwards & Co.
    Benjamin F. Edwards, IV
    July 21, 2017
  53. Royce A. Charney
    Trust Administrators, Inc.
    August 7, 2017
  54. Jeremy Reiland
    August 7, 2017
  55. Committee on Investment of Employee Benefit Assets
    Aaron Marks
    August 7, 2017
  56. AARP
    David Certner
    August 7, 2017
  57. CFA Institute
    Kurt N. Schacht
    Linda L. Rittenhouse
    August 7, 2017
  58. Dave Jones, Insurance Commissioner State of California
    August 7, 2017
  59. AXA US
    Brian Winikoff
    August 7, 2017
  60. Morgan Stanley
    Anne T. Cooney
    August 7, 2017
  61. Katten Muchin Rosenman LLP
    Fred M. Santo
    Wendy E. Cohen
    August 7, 2017
  62. Coalition of Collective Investment Trusts
    W. Mark Smith
    Carol Terpstra McClarnon
    August 7, 2017
  63. Bank of America
    R. Scott Henderson
    August 7, 2017
  64. Ameriprise Financial
    Joseph E. Sweeney
    August 7, 2017
  65. Great-West Financial
    Robert K. Shaw
    August 7, 2017
  66. Prudential Financial, Inc.
    Ann M. Kappler
    August 7, 2017
  67. Vanguard
    F. William McNabb III
    August 7, 2017
  68. Bond Dealers of America
    Mike Nicholas
    August 7, 2017
  69. George McKenna
    August 7, 2017
  70. American Council of Life Insurers
    James H. Szostek
    Howard M. Bard
    August 7, 2017
  71. Nori Carcieri
    August 7, 2017
  72. Wells Fargo & Company
    David Kowach
    August 7, 2017
  73. Financial Planning Coalition
    Kevin R. Keller
    Lauren Schadle
    Geoffrey Brown
    August 7, 2017
  74. Garry Hurewitz
    August 7, 2017
  75. HealthEquity
    Jon Kessler
    August 7, 2017
  76. Consumer Federation of America
    Barbara Roper
    Micah Hauptman
    August 7, 2017
  77. John Homer
    August 2, 2017
  78. HSA Bank
    Charles Wilkins
    August 7, 2017
  79. Groom Law Group
    Thomas Roberts
    August 7, 2017
  80. Asset Marketing Systems Insurance Services, LLC
    Jennifer K. Schendel
    August 7, 2017
  81. Indexed Annuity Leadership Council
    Jim Poolman
    August 7, 2017
  82. Franklin Resources, Inc.
    Craig S. Tyle
    August 7, 2017
  83. BlackRock, Inc.
    Barbara Novick
    Nicole Rosser
    August 7, 2017
  84. Todd Weinsier
    August 7, 2017
  85. Fred Hodapp
    July 31, 2017
  86. Samuel G. Carpenter
    August 3, 2017
  87. Steve Drahozal
    August 7, 2017
  88. Insured Retirement Institute
    Catherine J. Weatherford
    August 7, 2017
  89. Neuberger Berman Group LLC
    William Braverman
    August 7, 2017
  90. Charles Schwab & Co., Inc.
    Christopher Gilkerson
    R. Eric Starr
    August 7, 2017
  91. Teachers Insurance and Annuity Association of America
    Derek B. Dorn
    August 7, 2017
  92. Fidelity Investments
    Ralph C. Derbyshire
    August 7, 2017
  93. Annexus; Brokers International, Ltd; C2P Advisory Group, LLC; Ideal Producers Group; InsurMark; Kestler Financial Group Inc.; Legacy Marketing Group; Senior Market Sales, Inc.
    Bruce L. Ashton
    August 7, 2017
  94. Shurwest, LLC
    Ron Shurts
    Jim Maschek
    August 7, 2017
  95. Allianz Life Insurance Company of North America
    Gretchen Cepek
    August 7, 2017
  96. Thrivent Financial for Lutherans
    Paul R. Johnston
    August 7, 2017
  97. Public Investors Arbitration Bar Association
    Marnie C. Lambert
    August 7, 2017
  98. Davenport & Company LLC
    August 7, 2017
  99. Luis Gonzalez
    August 7, 2017
  100. John J. Duval, Jr.
    Accelerant LLC
    August 7, 2017
  101. Michael DeStefano
    FMSBonds
    August 7, 2017
  102. Investment Adviser Association
    Karen L. Barr
    August 7, 2017
  103. SPARK Institute, Inc.
    Tim Rouse
    August 7, 2017
  104. Committee of Annuity Insurers
    Joseph F. McKeever, III
    Michael L. Hadley
    August 7, 2017
  105. Evan Fabricant
    August 3, 2017
  106. Principal Financial Group
    Greg Burrows
    August 7, 2017
  107. B.C. Ziegler and Company
    Thomas R. Paprocki
    August 7, 2017
  108. American Association for Justice
    Kathleen L. Nastri
    August 7, 2017
  109. Woodstock Institute
    Dory Rand
    August 7, 2017
  110. Standard Insurance Company and Standard Retirement Services, Inc.
    Christopher L. Conklin
    Kristen Solo
    August 7, 2017
  111. Groom Law Group
    Stephen M. Saxon
    August 7, 2017
  112. American Bankers Association’s HSA Council
    J. Kevin A. McKechnie
    August 7, 2017
  113. Ash Brokerage, LLC
    Jeffrey V. Gery
    August 7, 2017
  114. Economic Policy Institute
    Heidi Shierholz
    Monique Morrissey
    August 7, 2017
  115. Cody Siebert
    August 7, 2017
  116. American Bankers Association
    Deanne R. J. de Mariño
    August 7, 2017
  117. National Employment Law Project
    Christine Owens
    August 7, 2017
  118. Nationwide
    Kirt A. Walker
    August 7, 2017
  119. ConnectYourCare
    Harrison Stone
    August 7, 2017
  120. Western & Southern Financial Group, Inc.
    Jonathan D. Niemeyer
    August 7, 2017
  121. Jackson National Life Insurance Company
    James R. Sopha
    August 7, 2017
  122. Dave Lo
    August 7, 2017
  123. Northwestern Mutual Life Insurance Company
    Raymond J. Manista
    August 7, 2017
  124. T. Rowe Price Associates, Inc.
    Margaret H. Raymond
    August 7, 2017
  125. Lincoln Financial Network
    David S. Berkowitz
    August 7, 2017
  126. Schulte Roth & Zabel LLP
    August 7, 2017
  127. Investment Company Institute
    Dorothy M. Donohue
    David M. Abbey
    August 7, 2017
  128. Edward D. Jones and Co., L.P.
    Jesse Hill
    August 7, 2017
  129. Centaurus Financial, Inc.
    Adam Simon, Ron King, John Adams, Robert Castaneda, Westley King, Sheri Lejman, Brian Harlan, Jerry Duhovic, Marco Fuentes
    August 7, 2017
  130. Americans for Annuity Protection
    Kim O’Brien
    August 7, 2017
  131. Association for Advanced Life Underwriting
    David J. Stertzer
    August 7, 2017
  132. Kathleen M. McBride
    August 7, 2017
  133. National Association for Fixed Annuities
    Charles “Chip” Anderson
    August 7, 2017
  134. Farmers Financial Solutions
    John Mueting
    August 7, 2017
  135. Woodard Insurance, LLP
    Blake Woodard
    August 7, 2017
  136. OppenheimerFunds, Inc.
    Cynthia Lo Bessette
    August 7, 2017
  137. Anonymous
    August 7, 2017
  138. Better Markets
    Dennis M. Kelleher
    Stephen W. Hall
    August 7, 2017
  139. American Benefits Council
    Lynn D. Dudley
    August 7, 2017
  140. LPL Financial LLC
    Michelle B. Oroschakoff
    August 7, 2017
  141. Fi360, Inc.
    Blaine F. Aikin
    J. Richard Lynch
    Duane R. Thompson
    August 7, 2017
  142. Ladenburg Thalmann Asset Management Inc.
    Philip S. Blancato
    August 8, 2017
  143. Financial Services Institute
    David T. Bellaire
    August 7, 2017
  144. UBS AG
    Jason Chandler
    Michael Crowl
    August 7, 2017
  145. Alight Solutions
    Alison Borland
    August 9, 2017
  146. Securities Industry and Financial Markets Association
    Lisa Bleier
    August 9, 2017
  147. Managed Funds Association
    Stuart J. Kaswell
    August 10, 2017
  148. Financial Services Roundtable
    Richard Foster
    August 10, 2017
  149. America’s Health Insurance Plans
    Adam S. Beck
    August 7, 2017
  150. Securities Service Network, Inc.
    Wade Wilkinson
    July 13, 2017
  151. Samuel Rizzitelli
    July 26, 2017
  152. Michelle DeKlyen
    July 12, 2017
  153. Cambridge Investment Research, Inc.
    Seth A. Miller
    August 11, 2017
  154. Anchemist
    August 13, 2017
  155. Member of United States Senate
    Patrick J. Toomey
    July 6, 2017
  156. Anonymous
    August 12, 2017
  157. Cetera Financial Group, Inc.
    Robert J. Moore
    August 11, 2017
  158. Adrien-Alice Hansel
    July 11, 2017
  159. David Brandt
    July 11, 2017
  160. Tom Sherman
    July 12, 2017
  161. BlueCross Blue Shield Association
    Kris Haltmeyer
    August 7, 2017
  162. Phyllis Shelton
    August 9, 2017
  163. US Chamber of Commerce
    Randel K. Johnson
    David Hirschmann
    August 16, 2017
  164. John Hancock Life Insurance Company
    James D. Gallagher
    August 16, 2017
  165. ERISA Industry Committee
    Will Hansen
    August 16, 2017
  166. Philp Mitzkavich
    August 19, 2017
  167. Anonymous
    August 17, 2017
  168. Diane Tucker
    August 9, 2017
  169. Toni Newton
    July 15, 2017
  170. Laura King
    July 15, 2017
  171. Marguerite Casey
    July 15, 2017
  172. Carol Godwin
    July 15, 2017
  173. Dr. Robert Murray
    July 15, 2017
  174. Myron Benda
    July 15, 2017
  175. Jonathan Dean
    July 15, 2017
  176. Dr. Gordon Cohen
    July 15, 2017
  177. Melinda Cheshie
    July 15, 2017
  178. Margaret Cook
    July 15, 2017
  179. Alice Bryerton
    July 15, 2017
  180. Antonio Torres
    July 15, 2017
  181. Dr. Jim Hoese
    July 15, 2017
  182. Ron Reid
    July 15, 2017
  183. Gloria Spiegel
    July 16, 2017
  184. Wallace Sutton
    July 16, 2017
  185. Catherine Egelhoff
    July 16, 2017
  186. Martha Clare Buckley
    July 17, 2017
  187. Carol Kramp
    July 17, 2017
  188. Dave Mack
    August 22, 2017
  189. Al Lewis
    August 17, 2017
  190. Suzy
    August 2017
  191. Scott Gunderson
    August 31, 2017
  192. Steven Tonkin
    August 31, 2017
  193. JW Gay
    August 23, 2017
  194. Craig M. Lewis
    August 31, 2017
  195. PFS Investments Inc.
    Karen L. Sukin
    September 6, 2017
  196. Chairs of Primerica’s African-American and Hispanic American Leadership Councils
    Ivan Earle
    Francisco Dillon
    September 6, 2017
  197. Wayne Saker
    August 31, 2017
  198. Paul W. Teasley
    August 9, 2017
  199. Fred Hodapp
    August 14, 2017
  200. Steven Iriki
    August 30, 2017
Proposed Delay of Applicability Dates (RIN 1210-AB79)

  1. Financial Engines
    Christopher Jones
    February 24, 2017
  2. Richard Akel
    March 1, 2017
  3. Henry D’Alberto
    March 1, 2017
  4. Brian McGlynn
    March 1, 2017
  5. Anonymous
    March 1, 2017
  6. Goodwin Securities, Inc.
    March 1, 2017
  7. Michael Roby
    March 1, 2017
  8. Jason Frey
    March 1, 2017
  9. Carlos Rodriguez
    March 2, 2017
  10. Andrew M. Panyik
    March 2, 2017
  11. Howard Lax
    March 2, 2017
  12. Robert A. White
    March 2, 2017
  13. Rona Swanson
    March 2, 2017
  14. Larry Zaletel
    March 2, 2017
  15. Aaron Carlson
    March 2, 2017
  16. Richard Morton
    March 2, 2017
  17. Sally McCray
    March 2, 2017
  18. James Shenk
    March 2, 2017
  19. Jim Merlotti
    March 2, 2017
  20. Kate Davidson
    March 2, 2017
  21. Steven Costa
    March 2, 2017
  22. Tiffany
    March 2, 2017
  23. Bonnie Hogue
    March 2, 2017
  24. Anonymous
    March 2, 2017
  25. Betterment, LLC
    Jon Stein
    March 2, 2017
  26. William N. Keen
    March 2, 2017
  27. Francisco Olano
    March 2, 2017
  28. Charles Mann
    March 2, 2017
  29. Richard E. Griffard
    March 2, 2017
  30. Robert J. Rausch
    March 2, 2017
  31. Julie Settles
    March 2, 2017
  32. Ryan Carollo
    March 2, 2017
  33. Michael Dysart
    March 2, 2017
  34. Anonymous
    March 2, 2017
  35. Anonymous
    March 2, 2017
  36. Anonymous
    March 2, 2017
  37. Bill Smith
    March 2, 2017
  38. Julie Anderson
    March 2, 2017
  39. Jed Bandes
    March 2, 2017
  40. Roger Duval
    March 2, 2017
  41. Jack Fortson
    March 2, 2017
  42. Dennis Winters
    March 2, 2017
  43. Anonymous
    March 2, 201
  44. Michael Granados
    March 2, 2017
  45. James Price
    March 3, 2017
  46. Jeff Studley
    March 3, 2017
  47. Maplewood Investment Advisors, Inc.
    Cynthia E. Besek
    March 3, 2017
  48. Tomas Marino
    March 3, 2017
  49. Steve Kanney
    March 3, 2017
  50. National Federation of Independent Business
    David S. Addington
    March 3, 2017
  51. Arden Boyer-Stephens
    March 3, 2017
  52. James Brown
    March 3, 2017
  53. Norman Giroux
    March 3, 2017
  54. Brian J. Leiser
    March 3, 2017
  55. Geralyn Johnson
    March 3, 2017
  56. Alexis Goldstein
    March 2, 2017
  57. Mark Perkins
    March 3, 2017
  58. Kent Balch
    March 3, 2017
  59. Laura Pesek
    March 3, 2017
  60. Philip Nicola
    March 3, 2017
  61. Betty Pelzer Sharper
    March 3, 2017
  62. Rodney Adelman
    March 3, 2017
  63. Doris Duran-Hernandez
    March 3, 2017
  64. James Dean
    March 3, 2017
  65. William C. Farrell
    March 3, 2017
  66. Wayne Grindle
    March 3, 2017
  67. Centennial Securities Company, Inc.
    March 3, 2017
  68. John Franzen
    March 3, 2017
  69. Anonymous
    March 3, 2017
  70. Morey Trupe
    March 3, 2017
  71. Rusti L. Keeley
    March 3, 2017
  72. George Zobian
    March 3, 2017
  73. Michael Knoll
    March 3, 2017
  74. Chuck
    March 3, 2017
  75. Norman Daoust
    March 3, 2017
  76. Marilyn Kincaid
    March 4, 2017
  77. Spencer Jackson
    March 3, 2017
  78. Catherine McCormick
    March 3, 2017
  79. Ralph Mason
    March 3, 2017
  80. Leonard Slavin
    March 3, 2017
  81. Barbara Dalder
    March 3, 2017
  82. Philip Smith
    March 3, 2017
  83. Priscilla Royal
    March 3, 2017
  84. David Hofstadter
    March 3, 2017
  85. Paul Agosti
    March 3, 2017
  86. Carman Kazanzas
    March 3, 2017
  87. Christopher Walker
    March 3, 2017
  88. Deborah Hess
    March 6, 2017
  89. Patrick Hansen
    March 6, 2017
  90. Valerie Smaltini
    March 6, 2017
  91. Thomas Mazzochi
    March 6, 2017
  92. Anonymous
    March 3, 2017
  93. Keven Neff
    March 3, 2017
  94. Paul Rogrow
    March 3, 2017
  95. S. Yates
    March 3, 2017
  96. Larry Spancake
    March 3, 2017
  97. Donald Tabor
    March 3, 2017
  98. Shirley Marruffo
    March 3, 2017
  99. Roger Marucci
    March 3, 2017
  100. Susan Pfeifer
    March 3, 2017
  101. Jan Monroe
    March 3, 2017
  102. Thomas Vlahakis
    March 6, 2017
  103. Leon Rousso
    March 6, 2017
  104. Jane Stefaniak
    March 3, 2017
  105. Charles Clark
    March 3, 2017
  106. Kathryn Maginnis
    March 3, 2017
  107. Sherill Norton
    March 3, 2017
  108. Rima Barsel
    March 3, 2017
  109. Amanda Jackson
    March 6, 2017
  110. Carl F. Worden, III
    March 6, 2017
  111. Michael R. Mason
    March 6, 2017
  112. Robert W. Baird & Co. Incorporated
    Charles M. Weber
    March 6, 2017
  113. Amy Wassum
    March 6, 2017
  114. Stifel Financial Corp.
    March 6, 2017
  115. Sam Garner
    March 6, 2017
  116. Thomas B. Paine
    March 6, 2017
  117. John Bivens
    March 6, 2017
  118. Wayne F. Holly, Robert L. Lohwater
    March 6, 2017
  119. Thomas H. MacDonnell
    March 6, 2017
  120. Scott G. Eichler
    March 6, 2017
  121. Kay Conheady
    March 6, 2017
  122. Susan Koch
    March 6, 2017
  123. John Mack
    March 3, 2017
  124. Mark Korsen
    March 3, 2017
  125. Ally Rogers
    March 3, 2017
  126. Fred Oswald
    March 3, 2017
  127. Ann Powell
    March 3, 2017
  128. Randy Turner
    March 3, 2017
  129. Steve Tralles
    March 3, 2017
  130. Donald L. Bowman
    March 3, 2017
  131. Ulysses Lateiner
    March 3, 2017
  132. George McGough
    March 3, 2017
  133. Doug May
    March 3, 2017
  134. Lorna Howerton
    March 3, 2017
  135. Nina Ainslie
    March 3, 2017
  136. Linda Robinett
    March 3, 2017
  137. Anonymous
    March 3, 2017
  138. Ronald McDonald
    March 3, 2017
  139. Howard Ware
    March 3, 2017
  140. Richard Morford
    March 3, 2017
  141. Conrad Szablewski
    March 3, 2017
  142. Robert Scott
    March 3, 2017
  143. Evelyn Kirby
    March 3, 2017
  144. Ryan Gr
    March 3, 2017
  145. Robert Morrison
    March 3, 2017
  146. Manni Wood
    March 3, 2017
  147. Scot Atchley
    March 3, 2017
  148. Kristin Imre
    March 3, 2017
  149. Kristin Imre
    March 3, 2017
  150. John Perkins
    March 3, 2017
  151. Deborah Pafel
    March 3, 2017
  152. Betty Skrivaneck
    March 3, 2017
  153. Matt Wagers
    March 3, 2017
  154. Robert Johnson
    March 3, 2017
  155. Harold Childers
    March 3, 2017
  156. Judith Thomson
    March 3, 2017
  157. Don Williams
    March 3, 2017
  158. Carol Campbell
    March 3, 2017
  159. John Harris
    March 3, 2017
  160. Thomas Van Tiem
    March 3, 2017
  161. Kevin Hebl
    March 3, 2017
  162. Bruce Gentile
    March 3, 2017
  163. Dennis Niles
    March 3, 2017
  164. Michael Starsiak
    March 3, 2017
  165. Gayle Ferioli
    March 3, 2017
  166. Randolph Clarke
    March 3, 2017
  167. Grant Vincent
    March 3, 2017
  168. Vivian Prater
    March 3, 2017
  169. Rosemary Hacker
    March 3, 2017
  170. Janice Garvin
    March 3, 2017
  171. Herve Abrams
    March 3, 2017
  172. Michael Davis
    March 3, 2017
  173. William Berkson
    March 3, 2017
  174. John Miner
    March 3, 2017
  175. Melissa Forbes-Nicoll
    March 3, 2017
  176. Paul Miller
    March 3, 2017
  177. Linda Wallers
    March 3, 2017
  178. Paul Gifford
    March 3, 2017
  179. M.K. Ogley
    March 3, 2017
  180. Terry Kelley
    March 3, 2017
  181. Robert Vopacke
    March 3, 2017
  182. James Beimly
    March 3, 2017
  183. Marcia Curole
    March 3, 2017
  184. Marian Barber-Johnson
    March 3, 2017
  185. Rhonda Harp
    March 3, 2017
  186. Margaret Sparr
    March 3, 2017
  187. Daniel Abramovich
    March 4, 2017
  188. JP
    March 4, 2017
  189. Rosamond Dewart
    March 4, 2017
  190. Kathie Watson-Gray
    March 4, 2017
  191. Chapin Davis, Inc.
    Stephanie N. Elliott
    March 7, 2017
  192. Ladenburg Thalmann Financial Services, Inc.
    Doug Baxley
    March 7, 2017
  193. Securities Service Network, Inc.
    Ronald T. Klimas
    March 7, 2017
  194. Securities Service Network, Inc.
    Wade Wilkinson
    March 7, 2017
  195. Samuel Leven
    March 4, 2017
  196. Drew Kissinger
    March 4, 2017
  197. Linda Devlin
    March 4, 2017
  198. Katherine Hiley
    March 4, 2017
  199. Phillip Peterson
    March 4, 2017
  200. Katie Clary
    March 4, 2017
  201. Carolyn Lowery-Hyser
    March 4, 2017
  202. Scott Halstead
    March 4, 2017
  203. Constance Wagner
    March 4, 2017
  204. Sutton Kiplinger
    March 4, 2017
  205. George and Susan Paul
    March 4, 2017
  206. Anonymous
    March 4, 2017
  207. Peter von Klargaard
    March 4, 2017
  208. Jennifer Paterson
    March 4, 2017
  209. Eugene Barnes
    March 4, 2017
  210. James Sampson IV
    March 4, 2017
  211. Wayne DeVries
    March 4, 2017
  212. Dixie Driscoll
    March 4, 2017
  213. Meaghan Krazinski
    March 4, 2017
  214. Mary Young
    March 4, 2017
  215. Clara Moraga
    March 4, 2017
  216. Dorie Baer
    March 4, 2017
  217. Kathe Gregory
    March 4, 2017
  218. Susannah Weaver
    March 4, 2017
  219. Anonymous
    March 4, 2017
  220. Nick Dubrule
    March 4, 2017
  221. Anonymous
    March 7, 2017
  222. UBS
    Michael Crowl, Paul Hatch
    March 7, 2017
  223. David S. Eskenazi
    March 7, 2017
  224. Kay Freitag
    March 7, 2017
  225. Jason Bramley
    March 7, 2017
  226. Doug Richards
    March 7, 2017
  227. Anonymous
    March 7, 2017
  228. Ron Harczak
    March 7, 2017
  229. Ladenburg Thalmann & Co., Inc.
    Joseph Giovanniello, Jr.
    March 7, 2017
  230. Joseph Zoccali
    March 7, 2017
  231. Karl Webber
    March 7, 2017
  232. Peter J. Taurinskas
    March 7, 2017
  233. Vic Mullet
    March 7, 2017
  234. Neuberger Berman Investment Advisers LLC
    William Braverman
    March 7, 2017
  235. John Broussard
    March 7, 2017
  236. Don Hayler
    March 7, 2017
  237. Timothy Spear
    March 7, 2017
  238. Larry Stem
    March 4, 2017
  239. David Fortier
    March 4, 2017
  240. Richard Blewett
    March 4, 2017
  241. Nicole Dupre
    March 4, 2017
  242. Harold Rasmussen
    March 4, 2017
  243. George Donovan
    March 5, 2017
  244. Fred Goebel
    March 5, 2017
  245. Frank Evelhoch, II
    March 5, 2017
  246. Ignacio Alvarez
    March 5, 2017
  247. Philip Andreassen
    March 5, 2017
  248. Anonymous
    March 5, 2017
  249. Robert Weinaug
    March 5, 2017
  250. Gaylin Zeigler
    March 5, 2017
  251. Jan Carpenter
    March 5, 2017
  252. Shalyn Shourds
    March 5, 2017
  253. Alexandra Dailey
    March 5, 2017
  254. Michele Pfannenstiel
    March 6, 2017
  255. Nancy Warren
    March 6, 2017
  256. Mike Moosari
    March 6, 2017
  257. Matthew Coleman
    March 6, 2017
  258. Christine Hartman
    March 6, 2017
  259. S. Donaldson
    March 6, 2017
  260. Margaret Koehler
    March 6, 2017
  261. Bill Smith
    March 6, 2017
  262. Greg Brooks
    March 6, 2017
  263. Patrick McCormick
    March 6, 2017
  264. Richard M. Freeman
    March 6, 2017
  265. Samuel Miller
    March 6, 2017
  266. Ullin Leavell
    March 6, 2017
  267. Gwendolyn Reece
    March 6, 2017
  268. Pat Ingrassia
    March 6, 2017
  269. Gene Laskowski
    March 6, 2017
  270. John Barnickel
    March 6, 2017
  271. Tim Brockmann
    March 6, 2017
  272. Marjon Moulai
    March 6, 2017
  273. Sandra Grudzen
    March 6, 2017
  274. Amy Shapiro
    March 6, 2017
  275. Nick Dmytrenko
    March 6, 2017
  276. Gerald Janci
    March 7, 2017
  277. Eleanor Hills
    March 7, 2017
  278. Thomas Josephson
    March 7, 2017
  279. Andrea Davis
    March 7, 2017
  280. Evan Gilbert
    March 7, 2017
  281. Burton Stewart
    March 8, 2017
  282. Elisabeth Wadleigh
    March 8, 2017
  283. Jim Taurinskas
    March 8, 2017
  284. Gary Lee
    March 8, 2017
  285. Jason Garber
    March 8, 2017
  286. Anonymous
    March 7, 2017
  287. Carol Hartman
    March 7, 2017
  288. Matthew Rothchild
    March 7, 2017
  289. Thomas Koss
    March 7, 2017
  290. Pam Strum
    March 7, 2017
  291. Brooklight Place Securities, Inc.
    Jeffery K. Hoelzel
    March 7, 2017
  292. Emeron Christensen
    March 7, 2017
  293. G. Evans
    March 8, 2017
  294. Charles Mann
    March 8, 2017
  295. Anonymous
    March 7, 2017
  296. John Schaeufele
    March 7, 2017
  297. Len Kearney
    March 7, 2017
  298. Eladio Santiago
    March 7, 2017
  299. Lincoln Collins
    March 7, 2017
  300. Karen Feldscher
    March 7, 2017
  301. Casper Zierenberg
    March 1, 2017
  302. Richard Stradley
    March 7, 2017
  303. Randy Murphy
    March 7, 2017
  304. Steven Erickson
    March 7, 2017
  305. Kama Baugher
    March 7, 2017
  306. Cynthia Schneiderman
    March 8, 2017
  307. I. Newhouse
    March 8, 2017
  308. George K. Baum & Company
    Dana L. Bjornson
    March 8, 2017
  309. Judith Dunham
    March 8, 2017
  310. D.A. Davidson Companies
    Lawrence T. Martinez
    March 8, 2017
  311. NEXT Financial Group, Inc.
    Barry Knight
    March 8, 2017
  312. Concerned Investor
    March 8, 2017
  313. Dustin Stanley
    March 8, 2017
  314. Dustin Stanley
    March 8, 2017
  315. Debra Stamper
    March 8, 2017
  316. Joseph Wilson
    March 8, 2017
  317. CPA Gramins
    March 8, 2017
  318. Pat Watson
    March 8, 2017
  319. Steven Ratajczak
    March 8, 2017
  320. Elizabeth Ludes
    March 8, 2017
  321. L. McMillan
    March 8, 2017
  322. Webb Brown
    March 8, 2017
  323. Douglas Helton
    March 8, 2017
  324. Roger Yerdon
    March 8, 2017
  325. Michael Muehl
    March 8, 2017
  326. Jon Pierce
    March 8, 2017
  327. Karen Holloway
    March 8, 2017
  328. James Webb
    March 8, 2017
  329. Debra Elofson
    March 8, 2017
  330. Richard Blum
    March 8, 2017
  331. Mary Thompson
    March 8, 2017
  332. John Gibson
    March 8, 2017
  333. Chris Harvey
    March 8, 2017
  334. Kornfield & Co. Inc.
    Kevin Hart
    March 8, 2017
  335. PlanMember Financial Corporation
    Byron F. Bowman
    March 8, 2017
  336. James Roseborough
    March 8, 2017
  337. Charles Maton
    March 8, 2017
  338. Alisa McCoy
    March 8, 2017
  339. Robert Lieberman
    March 8, 2017
  340. Josiah Jenkins
    March 8, 2017
  341. Anonymous
    March 8, 2017
  342. Anonymous
    March 8, 2017
  343. Anonymous
    March 8, 2017
  344. Neil Bleifeld
    March 8, 2017
  345. E. Tashiro
    March 8, 2017
  346. Dwight Carter
    March 9, 2017
  347. James
    March 9, 2017
  348. S. King
    March 9, 2017
  349. Sal Abey
    March 9, 2017
  350. William Reed
    March 9, 2017
  351. Rachel Braun
    March 9, 2017
  352. Rick Kelley
    March 9, 2017
  353. Dean Stewart
    March 9, 2017
  354. Jon Davis
    March 9, 2017
  1. Gregory Romes
    March 9, 2017
  2. Jim Pasztor
    March 9, 2017
  3. Jennifer Coombs
    March 9, 2017
  4. Benefit Solutions
    March 9, 2017
  5. Stewart Pravda
    March 9, 2017
  6. Brian Lipinski
    March 9, 2017
  7. William Ludwig
    March 9, 2017
  8. Thomas J. Leonetti
    March 9, 2017
  9. RP
    March 9, 2017
  10. Linda Arthur
    March 9, 2017
  11. Hefren-Tillotson, Inc.
    Kim Tillotson Fleming
    March 9, 2017
  12. Hefren-Tillotson, Inc.
    Kim Tillotson Fleming
    March 9, 2017
  13. Dan Tasse
    March 9, 2017
  14. Leslie Grothaus
    March 9, 2017
  15. Futures Industry Association
    Walt L. Lukken
    March 9, 2017
  16. Mark Paglia
    March 9, 2017
  17. Wunderluch Securities, Inc.
    James T. Ritt
    March 9, 2017
  18. Vincent A. Crescenzo
    March 9, 2017
  19. Great-West Financial
    Robert K. Shaw
    March 9, 2017
  20. Christopher Ceponis
    March 9, 2017
  21. Mark Appleby
    March 9, 2017
  22. Sue Barns
    March 9, 2017
  23. Pamela Dougherty
    March 9, 2017
  24. Irl Smith
    March 9, 2017
  25. Warren Kennett
    March 9, 2017
  26. Charles K. Arnold
    March 9, 2017
  27. Earl Krause
    March 9, 2017
  28. Anne B Ryant
    March 9, 2017
  29. Robert McNamara
    March 9, 2017
  30. Scott A. Sprague
    March 9, 2017
  31. Salvini Financial Planning
    Brooke Salvini
    March 9, 2017
  32. Carol Rissman
    March 9, 2017
  33. Mike F. Moss
    March 9, 2017
  34. Frederick Klein
    March 9, 2017
  35. Cheryl O’Neill
    March 9, 2017
  36. Giesting Financial
    Colt Ryan
    March 10, 2017
  37. Bill Chalker
    March 10, 2017
  38. Ann Baddour
    March 10, 2017
  39. Kestra Financial, Inc.
    R. Bredt Norwood
    March 10, 2017
  40. Sheppard Ferguson
    March 10, 2017
  41. N.R. Radke
    March 10, 2017
  42. Nations Financial Group, Inc.
    R. Scott Bennett
    March 10, 2017
  43. Matthew Bahrenburg
    March 10, 2017
  44. Mary Plimpton
    March 10, 2017
  45. Michael Graef
    March 10, 2017
  46. Mo
    March 10, 2017
  47. Securities Management & Research, Inc.
    Ronald O. Brendengen
    March 10, 2017
  48. Raymond James
    Paul Reilly
    March 10, 2017
  49. Investacorp
    Patrick Farrell
    March 10, 2017
  50. S. McLennan
    March 10, 2017
  51. Empower Retirement
    Edmund F. Murphy III
    March 10, 2017
  52. Michael Olinik
    March 9, 2017
  53. Tammy
    March 9, 2017
  54. Angela Giboney
    March 9, 2017
  55. Anonymous
    March 9, 2017
  56. W. Wedding
    March 9, 2017
  57. Ronald D’Souza
    March 9, 2017
  58. Anonymous
    March 9, 2017
  59. David Cluley
    March 9, 2017
  60. Pam Mettee
    March 9, 2017
  61. Margaret Yaudas
    March 9, 2017
  62. Ullin Leavell
    March 9, 2017
  63. Warren Kennett
    March 9, 2017
  64. Herbert Stone
    March 9, 2017
  65. Anonymous
    March 9, 2017
  66. Bambi Snodgrass
    March 9, 2017
  67. Anonymous
    March 9, 2017
  68. Raymond A. Thompson
    March 10, 2017
  69. Marcia D. Garb
    March 10, 2017
  70. Keith Singer
    March 10, 2017
  71. Kevin Richards
    March 10, 2017
  72. Insured Retirement Institute
    Catherine J. Weatherford
    March 10, 2017
  73. Jake Schlachter
    March 10, 2017
  74. Katherine Casey
    March 9, 2017
  75. Anonymous
    March 9, 2017
  76. Ed Campbell
    March 9, 2017
  77. Meri
    March 10, 2017
  78. Tom Adolph
    March 10, 2017
  79. John O’Reilly
    March 10, 2017
  80. Live Sound
    March 10, 2017
  81. Sarah
    March 9, 2017
  82. Victor Silveira
    March 9, 2017
  83. Benjamin Meier
    March 9, 2017
  84. Mark DeBofsky
    March 9, 2017
  85. Lawrence Wiencke
    March 9, 2017
  86. John Daken
    March 10, 2017
  87. Shawn Wallis
    March 10, 2017
  88. Anonymous
    March 10, 2017
  89. Howard Bessonette
    March 10, 2017
  90. Steve Garrett
    March 10, 2017
  91. Anonymous
    March 10, 2017
  92. John Stromley
    March 10, 2017
  93. Anonymous
    March 10, 2017
  94. Jeremy Reiland
    March 10, 2017
  95. John
    March 10, 2017
  96. Scott Carlson
    March 10, 2017
  97. R. Edmunds
    March 10, 2017
  98. Vincent Benfell
    March 10, 2017
  99. Ash Brokerage Corporation
    Jeffrey V. Gery
    March 10, 2017
  100. National Association of Insurance and Financial Advisors
    Paul R. Dougherty
    March 10, 2017
  101. Nicholas Reiland
    March 10, 2017
  102. Susan Grodsky
    March 10, 2017
  103. Anonymous
    March 10, 2017
  104. Aaron S. Belgard
    March 10, 2017
  105. Carol Degley
    March 10, 2017
  106. Margaret Dissinger
    March 10, 2017
  107. Peter R. Wechsler
    March 11, 2017
  108. Paul J. Brahim
    March 11, 2017
  109. Michael Woloshin
    March 11, 2017
  110. Cynthia Jones
    March 11, 2017
  111. JT Liles III
    March 11, 2017
  112. Barbara Leary
    March 11, 2017
  113. Karen Miernyk
    March 11, 2017
  114. Sjweiss
    March 11, 2017
  115. Patrick J. Couture
    March 11, 2017
  116. Martin Healey
    March 10, 2017
  117. Anonymous
    March 10, 2017
  118. John Quilty, Jr.
    March 10, 2017
  119. R. Donahey
    March 10, 2017
  120. Margareet Murphy
    March 10, 2017
  121. Anonymous
    March 10, 2017
  122. Andrew M. Panyik
    March 10, 2017
  123. Sweney Cartwright & Co.
    Stephen H. Cartwright
    March 10, 2017
  124. Matthew Ure
    March 10, 2017
  125. Andrew Mcnair
    March 10, 2017
  126. Jennifer Broekman
    March 10, 2017
  127. Chet Koehler
    March 10, 2017
  128. Anonymous
    March 10, 2017
  129. Dan Ohlwiler
    March 10, 2017
  130. Anonymous
    March 10, 2017
  131. Brenda McCullough
    March 10, 2017
  132. William Blackston
    March 10, 2017
  133. Anonymous
    March 10, 2017
  134. Thomas Hill
    March 10, 2017
  135. Colin Richards
    March 10, 2017
  136. Nora Hartquist
    March 10, 2017
  137. Debra Frank
    March 10, 2017
  138. David Braun
    March 10, 2017
  139. Ernest Redding
    March 11, 2017
  140. Anonymous
    March 11, 2017
  141. Pat Lankford
    March 11, 2017
  142. Bryan Slovon
    March 11, 2017
  143. Rhonda Alves
    March 11, 2017
  144. Linda Robinett
    March 11, 2017
  145. Anonymous
    March 11, 2017
  146. Glen LeBar
    March 11, 2017
  147. Robert Harwood
    March 11, 2017
  148. Brad Johnson
    March 11, 2017
  149. Jeff Perk
    March 11, 2017
  150. R. Lane Farmer
    March 11, 2017
  151. Anonymous
    March 11, 2017
  152. Marc A. Geels
    March 11, 2017
  153. Anonymous
    March 11, 2017
  154. Minnedore Green
    March 11, 2017
  155. Jerry Broughton
    March 11, 2017
  156. Scott Halstead
    March 11, 2017
  157. Dean Prud’homme
    March 11, 2017
  158. Joshua Straus
    March 11, 2017
  159. Carolyn Puckett
    March 11, 2017
  160. Janet Kovach
    March 11, 2017
  161. Lavilla Capener
    March 11, 2017
  162. Joel Guthmann
    March 11, 2017
  163. Anonymous
    March 11, 2017
  164. Gary Keesee
    March 12, 2017
  165. Kristian Frinfrock
    March 12, 2017
  166. Matt Dicken
    March 12, 2017
  167. Susan De Carlo
    March 12, 2017
  168. Brandon Singer
    March 12, 2017
  169. Janis Bader
    March 12, 2017
  170. Anonymous
    March 12, 2017
  171. Brian V.
    March 12, 2017
  172. B. Nienberg
    March 12, 2017
  173. Anonymous
    March 12, 2017
  174. Peter Walters
    March 12, 2017
  175. Austin Ferrell
    March 12, 2017
  176. Maeve King
    March 12, 2017
  177. Timothy Marriott
    March 13, 2017
  178. Anonymous
    March 13, 2017
  179. Jerry Reed
    March 13, 2017
  180. Anonymous
    March 13, 2017
  181. Small Business Investor Alliance
    Brett Palmer
    March 13, 2017
  182. Jason Laux
    March 13, 2017
  183. Sam Duell
    March 13, 2017
  184. Stephen Chiodini, Jr.
    March 13, 2017
  185. Anonymous
    March 13, 2017
  186. Anonymous
    March 13, 2017
  187. Jessica C.
    March 13, 2017
  188. Dempsey Lord Smith, LLC
    Duvan L. Brock
    March 13, 2017
  189. Robert Haramia
    March 13, 2017
  190. Arthur Cecala
    March 13, 2017
  191. Anonymous
    March 13, 2017
  192. Jean Wangard
    March 13, 2017
  193. Dawn Emmons
    March 13, 2017
  194. Frank Fulmer
    March 13, 2017
  195. Roy Laux
    March 13, 2017
  196. Mike Bemis
    March 13, 2017
  197. Brett Burzynski
    March 13, 2017
  198. Financial Services Roundtable
    Richard Foster
    March 13, 2017
  199. Anonymous
    March 13, 2017
  200. Tim Nelson
    March 13, 2017
  201. Jerry Means
    March 13, 2017
  202. Clifford Trolin
    March 13, 2017
  203. Barbara Fritz
    March 13, 2017
  204. Ashley Dicken
    March 13, 2017
  205. Mark Charnet
    March 13, 2017
  206. Anonymous
    March 13, 2017
  207. Kurt Christensen
    March 13, 2017
  208. Mark McDowell
    March 13, 2017
  209. Benjamin Karp
    March 13, 2017
  210. Anonymous
    March 12, 2017
  211. Madeline Vann
    March 12, 2017
  212. Shelley Little
    March 12, 2017
  213. Steve Halliday
    March 14, 2017
  214. Ned
    March 14, 2017
  215. Anonymous
    March 14, 2017
  216. Ann Posey
    March 14, 2017
  217. Nancy Artz
    March 14, 2017
  218. Anonymous
    March 14, 2017
  219. Anonymous
    March 14, 2017
  220. Anonymous
    March 14, 2017
  221. Bonnie Scott
    March 14, 2017
  222. Roz Kovel
    March 14, 2017
  223. Lyon Capital Management LLC
    March 14, 2017
  224. James Thurston
    March 14, 2017
  225. Catherine Metsch
    March 14, 2017
  226. Cody Meeks
    March 14, 2017
  227. Kenneth Loebel
    March 14, 2017
  228. Consumer Action
    Linda Sherry
    March 14, 2017
  229. Anonymous
    March 14, 2017
  230. Anonymous
    March 14, 2017
  231. Leslie Shuman
    March 14, 2017
  232. Timothy Holt
    March 14, 2017
  233. Delinda
    March 14, 2017
  234. David Allen
    March 14, 2017
  235. State of Oregon Treasurer
    Tobias Red
    March 14, 2017
  236. William Pollak
    March 14, 2017
  237. Carolyn P. Landis
    March 14, 2017
  238. Marie Mcrae
    March 14, 2017
  239. New Constructs, LLC
    David Trainer
    March 14, 2017
  240. David Trainer
    March 14, 2017
  241. Heartland Credit Union Association
    Brad Douglas
    March 14, 2017
  242. Scott Forgues
    March 14, 2017
  243. Mark Melkowski
    March 14, 2017
  244. Mark Melkowski
    March 14, 2017
  245. Anonymous
    March 14, 2017
  246. W. Ince
    March 14, 2017
  247. Henry Morgan
    March 14, 2017
  248. Grant Harms
    March 14, 2017
  249. Rodney W. Amicone
    March 14, 2017
  250. Mark Baldassarre
    March 14, 2017
  251. James Edwards
    March 14, 201
  252. Anonymous
    March 14, 2017
  253. Tim Holt
    March 15, 2017
  254. Jonathan Glaser
    March 15, 2017
  255. Cynthia Forbes
    March 15, 2017
  256. John Gray
    March 15, 2017
  257. Samuel Ross
    March 15, 2017
  258. Anonymous
    March 15, 2017
  259. Jerry Borrowman
    March 15, 2017
  260. Douglas
    March 15, 2017
  261. Joshua Legband
    March 15, 2017
  262. Kevin Wingert
    March 15, 2017
  263. Will Johnson
    March 15, 2017
  264. The SPARK Institute, Inc.
    Tim Rouse
    March 16, 2017
  265. Robert A. Bell, Jr.
    March 15, 2017
  266. Kevin Jenkins
    March 15, 2017
  267. Randy K. Rannow
    March 15, 2017
  268. Loretta Benedetto
    March 15, 2017
  269. Mitchell Fiser
    March 15, 2017
  270. Anonymous
    March 15, 2017
  271. Theodore Durante
    March 15, 2017
  272. Donald Roork
    March 15, 2017
  273. Michael Wald
    March 15, 2017
  274. G. Winter
    March 15, 2017
  275. Nicholas Magone
    March 15, 2017
  276. Jim Jones
    March 15, 2017
  277. William Roberts
    March 15, 2017
  278. Terrence K. Nichols
    March 15, 2017
  279. Craig Harris
    March 15, 2017
  280. Anonymous
    March 15, 2017
  281. John Raines
    March 15, 2017
  282. Richard Gopin
    March 15, 2017
  283. Anonymous
    March 15, 2017
  284. Bryan Lally
    March 15, 2017
  285. Randal Neighbour
    March 15, 2017
  286. Jo Schmidt
    March 15, 2017
  287. David Fishman
    March 15, 2017
  288. Paul Saks
    March 15, 2017
  289. Primerica
    Karen Sukin
    March 15, 2017
  290. Devlin Carothers
    March 15, 2017
  291. M. Foley
    March 15, 2017
  292. Anonymous
    March 15, 2017
  293. Kristina Moore
    March 15, 2017
  294. Robert Westrich
    March 15, 2017
  295. Anonymous
    March 15, 2017
  296. Guy Hocker
    March 15, 2017
  297. Anonymous
    March 15, 2017
  298. American Investors Company
    March 15, 2017
  299. Charlotte Schiaffo
    March 15, 2017
  300. Robert O’Donnell
    March 15, 2017
  301. John W. Rehonic III
    March 15, 2017
  302. Anonymous
    March 15, 2017
  303. Neil Bleifeld
    March 15, 2017
  304. Bob Cox
    March 15, 2017
  305. Delores Porch
    March 15, 2017
  306. Daniel York
    March 15, 2017
  307. Anonymous
    March 15, 2017
  308. Anonymous
    March 15, 2017
  309. Paul Schunemann
    March 15, 2017
  310. Credit Union National Association
    Leah Dempsey
    March 16, 2017
  311. Victor Drummond
    March 16, 2017
  312. Tim C.
    March 16, 2017
  313. Robert Ference
    March 16, 2017
  314. Prema Prema
    March 16, 2017
  315. Brian Welch
    March 16, 2017
  316. Independent Insurance Agents & Brokers of America, Inc.
    Charles E. Symington, Jr.
    March 16, 2017
  317. Futures Industry Association
    Walt L. Lukken
    March 16, 2017
  318. Brent Helms
    March 16, 2017
  319. American Action Forum
    Doug Holtz-Eakin, Meghan Milloy
    March 16, 2017
  320. Lynn Bridges
    March 16, 2017
  321. William Baylin
    March 16, 2017
  322. Standard Insurance Company
    Chris Conklin, Miriam Lohmann
    March 16, 2017
  323. National Association of Health Underwriters
    Janet Trautwein
    March 16, 2017
  324. Jay Jupiter
    March 16, 2017
  325. Anonymous
    March 16, 2017
  326. John Shackelford
    March 16, 2017
  327. Anonymous
    March 16, 2017
  328. Jeanne F.
    March 16, 2017
  329. Thomas P. Kerfoot
    March 16, 2017
  330. Cathy
    March 16, 2017
  331. Scott Johnson
    March 16, 2017
  332. Helen McDonnell
    March 16, 2017
  333. New York State Comptroller
    Thomas P. Di Napoli
    March 16, 2017
  334. C. Batcher
    March 16, 2017
  335. Therese McGill
    March 16, 2017
  336. Anonymous
    March 16, 2017
  337. International Union of Bricklayers and Allied Craftworkers
    James Boland
    March 16, 2017
  338. Anonymous
    March 16, 2017
  339. N. Fuller
    March 16, 2017
  340. Laura Glover
    March 16, 2017
  341. David Haley
    March 16, 2017
  342. Tunc Tanin
    March 16, 2017
  343. Robert Cowan
    March 16, 2017
  344. National Regulatory Services
    John Gebauer
    March 16, 2017
  1. Leslie Crysler
    March 16, 2017
  2. Thomas Hoban
    March 12, 2017
  3. Lois Neuberger
    March 12, 2017
  4. Amy Saltz
    March 12, 2017
  5. John Abresch
    March 12, 2017
  6. M. Eggers
    March 12, 2017
  7. Edward G. Vesely, Jr.
    March 12, 2017
  8. Elizabeth Williams
    March 12, 2017
  9. Janet L. Flowers
    March 12, 2017
  10. Jan Gulliver-Kline
    March 12, 2017
  11. Paul Lofties
    March 12, 2017
  12. Patt Heise
    March 12, 2017
  13. P. Cox
    March 12, 2017
  14. Jim Blanton
    March 12, 2017
  15. Kathy Varese
    March 12, 2017
  16. Jim Beck
    March 12, 2017
  17. The Committee of Annuity Insurers
    Joseph F. McKeever, III, Michael L. Hadley
    March 16, 2017
  18. Synergy Annuity Marketing
    Michael Schellinger
    March 16, 2017
  19. Christa Young
    March 16, 2017
  20. Tom Burns
    March 16, 2017
  21. Jerome Kusey
    March 16, 2017
  22. Clifford Ryan
    March 16, 2017
  23. Nicole Ayers
    March 16, 2017
  24. Beth Young
    March 16, 2017
  25. American Benefits Council
    Lynn D. Dudley
    March 16, 2017
  26. Frederick Hoff
    March 16, 2017
  27. Kimberley Barber
    March 16, 2017
  28. Chris Danielewski
    March 16, 2017
  29. AXA
    Brian Winikoff
    March 16, 2017
  30. Ricardo Villa
    March 16, 2017
  31. Michael Buhmeyer
    March 16, 2017
  32. Julie Blackman
    March 16, 2017
  33. Bob Parker
    March 16, 2017
  34. B. Brodie
    March 16, 2017
  35. C. Fisher
    March 16, 2017
  36. Michele Sprengnether
    March 16, 2017
  37. Pacific Life Insurance Company
    Sharon Cheever
    March 16, 2017
  38. The ERISA Industry Committee
    Will Hansen
    March 16, 2017
  39. Chris Hunt
    March 16, 2017
  40. GuidedChoice
    Sherrie Grabot
    March 16, 2017
  41. Scott McCauley
    March 16, 2017
  42. Christopher Lish
    March 16, 2017
  43. Indexed Annuity Leadership Council
    Jim Poolman
    March 16, 2017
  44. Anonymous
    March 16, 2017
  45. Janet Thew
    March 16, 2017
  46. Kyle Wisniewski
    March 16, 2017
  47. Larry Caso
    March 17, 2017
  48. Lynette Nickel
    March 17, 2017
  49. Gary Duell
    March 17, 2017
  50. Sally De Witt
    March 17, 2017
  51. Michael Gray
    March 17, 2017
  52. Barbara
    March 17, 2017
  53. Steve Gerken
    March 17, 2017
  54. Anonymous
    March 17, 2017
  55. Anonymous
    March 17, 2017
  56. Taxpayers Protection Alliance
    David Williams
    March 17, 2017
  57. Anonymous
    March 17, 2017
  58. Paul Milne
    March 17, 2017
  59. Mark Lloyd
    March 17, 2017
  60. Daniel Gopalan
    March 17, 2017
  61. Fernando James Salgado, Jr.
    March 17, 2017
  62. MFS Investment Management
    Heidi W. Hardin
    March 17, 2017
  63. Jacqueline D. Greenberg
    March 17, 2017
  64. American Federation of State, County and Municipal Employees (AFSCME)
    Steven Kreisberg
    March 17, 2017
  65. Melinda Steuer
    March 17, 2017
  66. Greg Crawford
    March 17, 2017
  67. William Driver
    March 17, 2017
  68. Lincoln Financial Network
    David S. Berkowitz
    March 17, 2017
  69. Lincoln Financial Group
    Dennis R. Glass
    March 17, 2017
  70. Kurt Powers
    March 17, 2017
  71. Gary Wilnau
    March 17, 2017
  72. Jennifer Powers
    March 17, 2016
  73. Keith Gordon
    March 13, 2017
  74. Kent Usher
    March 13, 2017
  75. Jennifer Borda
    March 13, 2017
  76. KMS Financial Services, Inc.
    Eric S. Westberg
    March 13, 2017
  77. Jean Mathieu
    March 13, 2017
  78. Marcus Mc Ellistrem
    March 13, 2017
  79. John M. Hevron
    March 13, 2017
  80. Coordinated Capital Securities, Inc.
    Mari Buechner
    March 13, 2017
  81. Anonymous
    March 13, 2017
  82. Jane Strunck
    March 13, 2017
  83. David Hoobler
    March 17, 2017
  84. Buck Kipper
    March 17, 2017
  85. Anonymous
    March 17, 2017
  86. Jeffrey Konieczny
    March 17, 2017
  87. Don McKenzie
    March 17, 2017
  88. Jon Luskin
    March 17, 2017
  89. Christina Baker
    March 17, 2017
  90. Eugene Schnierle
    March 17, 2017
  91. R. Fitzgerald
    March 17, 2017
  92. David Bedford
    March 17, 2017
  93. Elsa Brown
    March 17, 2017
  94. M&T Bank Corporation
    Brian R. Yoshida
    March 17, 2017
  95. Jeffrey Fishman
    March 17, 2017
  96. National Association of Federally-Insured Credit Unions
    Andrew Morris
    March 17, 2017
  97. Robert Gessner
    March 17, 2017
  98. Renee Brinkley
    March 17, 2017
  99. Laura Hodges
    March 17, 2017
  100. W. Cook
    March 17, 2017
  101. Jeffrey Pederson
    March 17, 2017
  102. Anonymous
    March 17, 2017
  103. Americans for Financial Reform
    March 17, 2017
  104. LPL Financial LLC
    David P. Bergers
    March 17, 2017
  105. Managed Funds Association
    Stuart J. Kaswell
    March 17, 2017
  106. Keith Lamm
    March 17, 2017
  107. Credit Union Association of the Dakotas
    Amy Kleinschmit
    March 17, 2017
  108. Anonymous
    March 17, 2017
  109. Dale Elam
    March 17, 2017
  110. Alvin Steinberg
    March 17, 2017
  111. TD Ameritrade
    Ellen L.S. Koplow
    March 17, 2017
  112. Susan Valentine
    March 17, 2017
  113. American Bankers Association HSA Council
    J. Kevin A. McKechnie
    March 17, 2017
  114. Daniel Essrow
    March 17, 2017
  115. Economic Policy Institute
    March 17, 2017
  116. Paul Devore
    March 17, 2017
  117. GECU
    Crystal Long
    March 17, 2017
  118. Anonymous
    March 17, 2017
  119. United States House of Representatives
    Committee on Education and the Workforce
    March 17, 2017
  120. Woodstock Institute and co-signers
    March 17, 2017
  121. OppenheimerFund, Inc.
    Cynthia Lo Bessette
    March 17, 2017
  122. American Association of University Women
    Lisa M. Maatz
    March 17, 2017
  123. Gyeral Nice
    March 17, 2017
  124. Better Markets, Inc.
    Dennis M. Kelleher, Stephen W. Hall
    March 17, 2017
  125. Anonymous
    March 17, 2017
  126. Cheryl Sautter-Konyn
    March 17, 2017
  127. Leonard Raskin
    March 17, 2017
  128. Jane C. Kelley
    March 17, 2017
  129. Anonymous
    March 17, 2017
  130. Brooklyn Persists
    Stephanie L. Lee, Alexandria Williams
    March 17, 2017
  131. Michael Davala
    March 17, 2017
  132. Michael Davala
    March 17, 2017
  133. Center for American Progress
    March 17, 2017
  134. Sheila Naughton
    March 17, 2017
  135. Cynthia
    March 17, 2017
  136. Brett P. Welch
    March 13, 2017
  137. William Henning
    March 13, 2017
  138. Market Synergy Group, Inc.
    Carlton Fields Jorden Burt, P.A.
    March 13, 2017
  139. Kenny R. Parker, Sr.
    March 13, 2017
  140. Allen & Company
    Carol M. Zitzelberger
    March 13, 2017
  141. AXA Advisors, LLC
    David W. Karr
    March 13, 2017
  142. Rao Wealth Partners
    David B. Rao
    March 13, 2017
  143. Securities America, Inc.
    Kevin J. Miller
    March 13, 2017
  144. L. Green
    March 13, 2017
  145. JMS Financial Services
    Jack Schwartz
    March 13, 2017
  146. Legacy Wealth Management
    Tony DuBose
    March 13, 2017
  147. United Association of Journeymen and Apprentices of the Plumbing and Pipe Fitting Industry of the United States and Canada, AFL-CIO
    Mark McManus
    March 13, 2017
  148. Allen & Company
    Ralph C. Allen
    March 13, 2017
  149. Richard Rice
    March 13, 2017
  150. Fred Schwartz
    March 13, 2017
  151. American Council of Life Insurers
    James H. Szostek, Howard M. Bard
    March 13, 2017
  152. Brown & Brown Securities, Inc.
    Colon Brown
    March 13, 2017
  153. Bill Betts
    March 13, 2017
  154. Equity Dealers of America
    Christopher A. Iocavella
    March 13, 2017
  155. John R. Motley
    March 13, 2017
  156. Columbus Bank and Trust Company of Columbus, Nebraska
    Jeffrey C. Johnson
    March 13, 2017
  157. Chuck Brewster, Jr.
    March 13, 2017
  158. Mike Fidler
    March 13, 2017
  159. Advisors Excel, LLC
    Eric R. Keller
    March 13, 2017
  160. Ann Brogan Martin
    March 13, 2017
  161. Independent Community Bankers of America
    Christopher Cole
    March 13, 2017
  162. Stock Yards Bank and Trust Company
    Pamela J. Nalley
    March 13, 2017
  163. Commonwealth of Massachusetts Secretary of the Commonwealth
    William F. Galvin
    March 13, 2017
  164. The Penn Mutual Life Insurance Company
    Kevin Reynolds
    March 13, 2017
  165. Geneos Wealth Management, Inc.
    Ryan Diachok
    March 13, 2017
  166. U.S. Chamber of Commerce
    David Hirschmann, Randel Johnson
    March 13, 2017
  167. Mark A. Suhay
    March 13, 2017
  168. John Sebastian
    March 13, 2017
  169. Harold R. Davis
    March 13, 2017
  170. Douglas Mock
    March 13, 2017
  171. Kathryn M. Tominey
    March 13, 2017
  172. Timothy A. Johnson
    March 13, 2017
  173. Susan Lucci
    March 13, 2017
  174. Ray Ashe
    March 14, 2017
  175. Jenny Silberman
    March 14, 2017
  176. Connie G.
    March 14, 2017
  177. Western & Southern Financial Group, Inc.
    Jonathan D. Niemeyer
    March 14, 2017
  178. Jerry Newman
    March 14, 2017
  179. The Securities Industry and Financial Markets Association (SIFMA)
    Kenneth E. Bentsen, Jr.
    March 14, 2017
  180. The Securities Industry and Financial Markets Association’s Asset Management Group (SIFMA AMG)
    Laura Martin, Joseph Cox
    March 15, 2017
  181. Blake Rose
    March 14, 2017
  182. Deana Herrman
    March 14, 2017
  183. Garrett Sadler
    March 14, 2017
  184. Massachusetts Mutual Life Insurance Company
    John E. Deitelbaum, Kevin O. Finnegan
    March 14, 2017
  185. Lion Street
    Brian Murphy
    March 14, 2017
  186. Alana Torraca
    March 14, 2017
  187. Ameriprise Financial
    Joseph E. Sweeney
    March 14, 2017
  188. Debbie Landauer
    March 14, 2017
  189. Trumbower Financial Advisors, LLC
    Victoria M. Trumbower
    March 14, 2017
  190. Louis Glasser
    March 14, 2017
  191. Dennis A. Koch
    March 14, 2017
  192. Edward R. Klesack
    March 14, 2017
  193. Jonathan Ludeman
    March 14, 2017
  194. Franklin Templeton Investments
    Alison E. Baur
    March 14, 2017
  195. Incapital LLC
    March 14, 2017
  196. Transamerica
    Dave Paulsen
    March 14, 2017
  197. S. Cox
    March 14, 2017
  198. Harry Randy Harvey
    March 14, 2017
  199. Robert L. Hamman
    March 14, 2017
  200. Rabbanian Financial Planning
    Eric Rabbanian
    March 14, 2017
  201. Giesting Financial
    Mark Giesting
    March 14, 2017
  202. CresCom Bank
    David L. Morrow
    March 14, 2017
  203. Brian Hayes
    March 14, 2017
  204. Michael A. Lefton
    March 13, 2017
  205. Sylvia Norris
    March 14, 2017
  206. Elizabeth Huckeby
    March 14, 2017
  207. Joe Jacobs
    March 14, 2017
  208. Richard Halpern
    March 14 2017
  209. A. Miller
    March 14, 2017
  210. Robert E. Mark
    March 14, 2017
  211. Donald M. Bizub
    March 14, 2017
  212. Christopher C. Bradford
    March 14, 2017
  213. John Cronin
    March 14, 2017
  214. Renee Merckx
    March 14, 2017
  215. Margaret Janavicius
    March 14, 2017
  216. National Association for Fixed Annuities
    Charles "Chip" Anderson
    March 14, 2017
  217. Keith T. Nezuh
    March 14, 2017
  218. Joseph D. Radzwill
    March 14, 2017
  219. Charles A. Kanoy
    March 14, 2017
  220. Deb Matz
    March 14, 2017
  221. Doug Herdt
    March 15, 2017
  222. Carrie Devorah
    March 15, 2017
  223. Retirement Advisor Council
    Eric Henon
    March 15, 2017
  224. Reina Schlager
    March 15, 2017
  225. Marci G. Moss
    March 15, 2017
  226. Elise Winters
    March 15, 2017
  227. Member of the U.S. House of Representatives
    Earl L. "Buddy" Carter
    March 15, 2017
  228. HD Vest Investment Services
    Bob Oros
    March 15, 2017
  229. Janney Montgomery Scott
    Gregory B. McShea
    March 15, 2017
  230. Dennis A. Cooke
    March 15, 2017
  231. John Toman
    March 15, 2017
  232. Richard L. McMurray
    March 15, 2017
  233. Sherryl Bailey
    March 15, 2017
  234. ADP, LLC
    Andrew Stewart
    March 15, 2017
  235. Independent Financial Group, LLC
    Joe Miller
    March 15, 2017
  236. James S. Toler
    March 15, 2017
  237. Peter J. Passalacqua
    March 15, 2017
  238. Commonwealth Financial Network
    Brendan Daly
    March 15, 2017
  239. American Bankers Association
    Timothy E. Keehan
    March 15, 2017
  240. Fidelity & Guaranty Life Insurance Company
    Eric Marhoun
    March 15, 2017
  241. Advisor Group, Inc.
    Noah Sorkin
    March 15, 2017
  242. John L. Francis
    March 15, 2017
  243. Richard Darrow
    March 15, 2017
  244. Thomas Johnson
    March 15, 2017
  245. The Financial Planning Coalition
    Kevin R. Keller, Lauren Schadle, Geoffrey Brown
    March 15, 2017
  246. Oppenheimer & Co., Inc.
    Dennis P. McNamara, Robert Hord
    March 15, 2017
  247. BlackRock, Inc.
    Barbara Novick
    March 15, 2017
  248. Richard Sabino
    March 15, 2017
  249. The Stephenson National Bank & Trust
    Daniel J. Peterson
    March 15, 2017
  250. American Retirement Association
    Brian H. Graff, Craig P. Hoffman, Robert Richter, Scott Hayes
    March 15, 2017
  251. Centaurus Financial, Inc.
    James R. King
    March 15, 2017
  252. Lord, Abbett & Co. LLC
    Lawrence B. Stoller
    March 15, 2017
  253. Carrie Devorah
    March 15, 2017
  254. Jackson National Life Insurance Company
    James R. Sopha
    March 15 2017
  255. Stephens Inc.
    Kevin Burns
    March 15, 2017
  256. Peter A. Wierenga
    March 15, 2017
  257. The Plan Sponsor Council of America
    Stephen W. McCaffrey
    March 15, 2017
  258. Benjamin F. Edwards & Co.
    Benjamin F. (Tad) Edwards IV
    March 15, 2017
  259. Robert Thigpen
    March 15, 2017
  260. Mary F. Topi
    March 15, 2017
  261. Danielle L. Schultz
    March 15, 2017
  262. Anonymous
    March 15, 2017
  263. InForce Solutions, LLC
    Brian B. Peterson
    March 15, 2017
  264. Allianz Life Insurance Company of North America
    James E. Nelson
    March 15, 2017
  265. Michael J. Vanhorenbeck
    March 15, 2017
  266. Jerry Halstead
    March 15, 2017
  267. Mark A. Coski
    March 15, 2017
  268. Rick Thomason
    March 16, 2017
  269. William J. Shepard
    March 16, 2017
  270. Triad Advisors, Inc.
    Jeff Rosenthal
    March 16, 2017
  271. Susan Nazarewicz
    March 16, 2017
  272. Robert Drummond
    March 16, 2017
  273. Ann Novosel
    March 16, 2017
  274. Stable Value Investment Association
    Gina Mitchell
    March 16, 2017
  275. Great American Life Insurance Company
    John P. Gruber
    March 16, 2017
  276. Christine Turpin
    March 16, 2017
  277. The National Federation of Independent Business
    Daniel Bosch
    March 16, 2017
  278. James Dolan
    March 16, 2017
  279. Public Citizen
    Lisa Gilbert
    March 16, 2017
  280. Voya Financial, Inc.
    Alain M. Karaoglan
    March 16, 2017
  281. Jeremy Glen
    March 16, 2017
  282. Joe Eastman
    March 16, 2017
  283. Asset Marketing Systems Insurance Services, LLC
    Jennifer Schendel
    March 16, 2017
  284. Reid Wagner
    March 16, 2017
  285. Joyce Schade
    March 16, 2017
  286. Nestlerode & Loy, Inc.
    Judy L. Loy
    March 16, 2017
  287. William D. Shade
    March 16, 2017
  288. Investment Program Association
    Anthony Chereso
    March 16, 2017
  289. Northwestern Mutual Life Insurance Company
    Raymond J. Manista
    March 16, 2017
  290. Judith A. Gregory
    March 16, 2017
  291. Smith, Moore & Co.
    James Deutsch
    March 16, 2017
  292. Wells Fargo & Company
    David M. Carroll
    March 16, 2017
  293. Rasa Silenas
    March 16, 2017
  294. Shurwest, LLC
    Ron Shurts, Jim Maschek
    March 16, 2017
  295. Patrick H. Allen, III
    March 16, 2017
  296. Investacorp Inc.
    Marcus Arneaud
    March 16, 2017
  297. R. Parker
    March 16, 2017
  298. John Black
    March 16, 2017
  299. Member of U.S. House of Representatives
    Gwen Moore
    March 16, 2017
  300. North American Securities Administrators Association, Inc.
    Mike Rothman
    March 16, 2017
  301. Capital Group
    Jason K. Bortz, Michael J. Downer
    March 16, 2017
  302. Group of Firm Clients at Davis & Harman LLP
    Kent A. Mason
    March 16, 2017
  1. Kathleen M. McBride
    March 16, 2017
  2. Barry E. Krupp
    March 16, 2017
  3. Ginny Brewster
    March 16, 2017
  4. Capital Forensics, Inc.
    Jay Rosen
    March 16, 2017
  5. First Command Financial Services, Inc.
    J. Scott Spiker
    March 16, 2017
  6. Linden Financial Consultants, LLC
    Kitty Bressington
    March 16, 2017
  7. Madison Avenue Securities
    Wayne F. Talleur
    March 16, 2017
  8. C. Fisher
    March 16, 2017
  9. Farmers Financial Solutions, LLC
    John Mueting
    March 16, 2017
  10. Ladenburg Thalmann Asset Management Inc.
    Philip S. Blancato
    March 16, 2017
  11. James Paty
    March 16, 2017
  12. R. Tarango
    March 16, 2017
  13. Woody Hancock
    March 16, 2017
  14. James Hubert
    March 16, 2017
  15. Ron A. Rhoades
    March 16, 2017
  16. Mary Ellen Frank
    March 16, 2017
  17. Pacific Global Investment Management Company
    Barbara A. Kelley
    March 17, 2017
  18. Motorists Life Insurance Company
    Michael J. Agan
    March 17, 2017
  19. Nassau Reinsurance Group Holdings, L.P.
    Kostas Cheliotis
    March 17, 2017
  20. Al Pennington
    March 17, 2017
  21. Consumer Federation of America
    Barbara Roper
    Micah Hauptman
    March 17, 2017
  22. American Association for Justice
    Julie Braman Kane
    March 17, 2017
  23. State Street Global Advisors
    Phillip S. Gillespie
    March 17, 2017
  24. Members of United States Congress
    Maxine Waters, Robert "Bobby" Scott, Elijah Cummings, Alma S. Adams, Nanette Diaz Barragan, Donald S. Beyer, Jr., Suzanne Bonamici, Michael E. Capuano, Matthew Cartwright, Judy Chu, John Conyers, Jr., Joe Courtney, John K. Delaney, Rosa L. DeLauro, Mark DeSaulnier, Keith Ellison, Dwight Evans, Marcia L. Fudge, John Garamendi, Al Green, Raul M. Grijalva, Eleanor Holmes Norton, Barbara Lee, Sheila Jackson Lee, Henry C. "Hank" Johnson, Jr., Marcy Kaptur, William R. Keating, Stephen Lynch, Carolyn B Maloney, Betty McCollum, Frank Pallone, Jr., Donald M. Payne, Jr., Cedric Richmond, John P. Sarbanes, Jan Schakowsky, Carol Shea-Porter, Mark Takano, Nydia M. Velazquez, Bonnie Watson Coleman, Hakeem S. Jeffries
    March 17, 2017
  25. ScottTrade, Inc.
    Adym Rygmyr
    March 17, 2017
  26. Paula Jennings
    March 17, 2017
  27. Honza Prchal
    March 17, 2017
  28. Groom Law Group Client Companies Providing Annuity and Insurance Products to Employer-Sponsored Plans and Individual Retirement Accounts
    Thomas Roberts
    March 17, 2017
  29. M Financial Group
    Kenneth D. Stephens
    March 17, 2017
  30. Lake City Bank
    Kevin Deardorff
    March 17, 2017
  31. Lake City Bank
    Michelle R. Wedeven
    March 17, 2017
  32. Lake City Bank
    Jonathan P. Steiner, Patricia L. Culp
    March 17, 2017
  33. The Committee for the Fiduciary Standard
    Kathleen M. McBride on behalf of the Steering Group
    March 17, 2017
  34. Alliance for Retired Americans
    Richard J. Fiesta
    March 17, 2017
  35. Invesco Advisers, Inc.
    John M. Zerr
    March 17, 2017
  36. Groom Law Group Client Companies Providing Recordkeeping Services to Employer-Sponsored Plans and Individual Retirement Accounts
    Stephen M. Saxon
    March 17, 2017
  37. Money Management Institute
    Craig Pfeiffer
    March 15, 2017
  38. Kathryn E. Campbell
    March 15, 2017
  39. Drinker Biddle & Reath LLP Representing Insurance Intermediaries That Filed for Exemption
    Bruce L. Ashton, Bradford P. Campbell
    March 17, 2017
  40. Fidelity Investments
    Ralph C. Derbyshire
    March 17, 2017
  41. BOK Financial
    JoAnn G. Schaub
    March 17, 2017
  42. AARP
    David Certner
    March 17, 2017
  43. Robert Shaw, Jason Luders
    March 8, 2017
  44. Jane Mansfield Bouvier
    March 17, 2017
  45. CFA Institute
    Kurt N. Schacht, Linda L. Rittenhouse
    March 17, 2017
  46. Peggy Doviak
    March 17, 2017
  47. American Federation of Teachers
    Randi Weingarten
    March 17, 2017
  48. PenServ Plan Services, Inc.
    Susan D. Diehl
    March 17, 2017
  49. Indiana Credit Union League
    John McKenzie
    March 17, 2017
  50. CUNA Mutual Group
    Michael F. Anderson
    March 17, 2017
  51. Morgan, Lewis & Bockius LLP
    Daniel R. Kleinman, Michael B. Richman
    March 17, 2017
  52. Jeffrey Pederson
    March 17, 2017
  53. National Planning Holders, Inc.
    Scott Romine
    March 17, 2017
  54. Melissa Colangelo
    March 17, 2017
  55. Americans for Financial Reform
    Marcus Stanley
    March 17, 2017
  56. Bond Dealers of America
    Mike Nicholas
    March 17, 2017
  57. Davenport & Company
    Lee Chapman, IV
    March 17, 2017
  58. Ted Earl
    March 17, 2017
  59. Americans for Tax Reform
    Justin Sykes
    March 17, 2017
  60. The Financial Services Institute
    David T. Bellaire
    March 17, 2017
  61. Carrie Devorah
    March 17, 2017
  62. ETRADE Financial Corporation
    James E. Ballowe, Jr.
    March 17, 2017
  63. Carl A. Johnson
    March 17, 2017
  64. Lori Post
    March 17, 2017
  65. Jayne Bowman
    March 17, 2017
  66. Security Benefit
    Doug Wolff
    March 17, 2017
  67. Members of the United States Senate
    Patty Murray, Sherrod Brown, Tammy Baldwin, Cory A. Booker, Tammy Duckworth, Dianne Feinstein, Al Franken, Kirsten Gillibrand, Tim Kaine, Edward J. Markey, Jeffrey A. Merkley, Bernard Sanders, Chris Van Hollen, Elizabeth Warren, Ron Wyden
    March 17, 2017
  68. Vanguard
    F. William McNabb, III
    March 17, 2017
  69. Putnam Investments
    Robert L. Reynolds
    March 17, 2017
  70. Cambridge Investment Research
    Seth A. Miller
    March 17, 2017
  71. Ron Medley
    March 17, 2017
  72. National Council of La Raza
    Eric Rodriguez
    March 17, 2017
  73. Investment Company Institute
    Brian Reid, David W. Blass
    March 17, 2017
  74. T. Rowe Price and Associates, Inc.
    Margaret H. Raymond
    March 17, 2017
  75. Creative One Marketing Corporation
    Andrew Payne
    March 17, 2017
  76. Leann Knuth
    March 17, 2017
  77. Tom Zitzmann
    March 17, 2017
  78. HSBC North America Holdings Inc.
    Mark A. Steffensen
    March 17, 2017
  79. Public Investors Arbitration Bar Association
    Marnie Lambert
    March 17, 2017
  80. The City of New York Office of the Comptroller
    Scott M. Stringer
    March 17, 2017
  81. NextCapital
    Rob Foregger
    March 17, 2017
  82. AALU
    David J. Stertzer
    March 17, 2017
  83. Professor Nicole G. Iannarone, Professor Benjamin P. Edwards
    March 17, 2017
  84. RBC Capital Markets, LLC
    Shawn Maher
    March 17, 2017
  85. David Beemer
    March 8, 2017
  86. William F. Brooksby
    March 10, 2017
  87. Charles S. Pickard
    March 13, 2017
  88. State Treasurer of California
    John Chiang
    March 17, 2017
  89. Kristina Kershner
    March 17, 2017
  90. Public Interest Research Groups
    Edmund Mierzwinski
    March 17, 2017
  91. Americans for Annuity Protection
    Kim O’Brien
    March 17, 2017
  92. The American Federation of Labor-Congress of Industrial Organizations (AFL-CIO)
    Shaun C. O’Brien
    March 17, 2017
  93. CUSO Financial Services, LP
    Peter K. Vonk
    March 17, 2017
  94. Sorrento Pacific Financial, LLC
    Rick Dahl
    March 17, 2017
  95. Renee M. Snow
    March 17, 2017
  96. Janet Gillham
    March 7, 2017
  97. United States House of Representatives
    Committee on Financial Services
    Jeb Hensarling, Ann Wagner, Bill Huizenga, Patrick McHenry, Blaine Luetkemeyer, Sean Duffy, Andy Barr, Stevan Pearce, Peter King, Edward Royce, Frank Lucas, Bill Posey, Steve Stivers, Randy Hultgren, Dennis Ross, Robert Pittenger, Keith Rothfus, Luke Messer, Scott Tipton, Roger Williams, Bruce Poliquin, Mia Love, French Hill, Tom Emmer, Lee Zeldin, David Trott, Barry Loudermilk, Alexander Mooney, Thomas MacArthur, Warren Davidson, Tedd Budd, David Kustoff, Claudia Tenney, Trey Holdingsworth
    March 17, 2017
  98. Office of Member of Congress Loudermilk
    Colin Carr
    March 8, 2017
  99. Justin Bitner
    March 8, 2017
  100. Michael Ward
    March 1, 2017
  101. Ron McArdle
    March 3, 2017
  102. Gordon T. Robinson
    March 6, 2017
  103. Grace Dougherty
    March 1, 2017
  104. E. Durmez
    March 10, 2017
  105. Robert E. Rutkowski
    March 10, 2017
  106. Judy Stone
    March 13, 2017
  107. Anonymous
    March 13, 2017
  108. Travis Sherman
    March 13, 2017
  109. Alison Nichols
    March 13, 2017
  110. M. Drinkhouse
    March 13, 2017
  111. Anne L.
    March 13, 2017
  112. Michael Sullivan
    March 13, 2017
  113. Linda Hartsuyker
    March 13, 2017
  114. Anonymous
    March 13, 2017
  115. Anonymous
    March 13, 2017
  116. Michael P. Davis
    March 17, 2017
  117. Michael A. Raeber
    March 17, 2017
  118. G.G. Bande
    March 17, 2017
  119. Arthur Heiserman
    March 10, 2017
  120. Bette Kerr
    March 10, 2017
  121. Skylar Smith
    March 17, 2017
  122. Stuart Speer
    March 16, 2017
  123. Douglas Dougherty
    March 17, 2017
  124. Trubee, Collins & Co., Inc.
    William R. Pictor
    March 17, 2017
  125. Webskowski Financial LLC
    Josh Webskowski
    March 16, 2017
  126. Jim Christian
    March 10, 2017
  127. Hefren-Tillotson, Inc.
    Kim Tillotson Fleming
    March 6, 2017
  128. Richard J. Desman
    March 21, 2017
  129. James Rockwell
    March 16, 2017
  130. Cuba Financial Group
    Richard R. Cuba
    March 17, 2017
  131. Thomas Schneider
    March 20, 2017
  132. Leona D. Robinson
    March 28, 2017
  133. Hilltop Holdings, Inc.
    John R. Muschalek
    March 15, 2017
  134. John A. Walters
    March 17, 2017
  135. Robert Deutsch
    March 18, 2017
  136. Kent
    March 19, 2017
  137. Fortune Financial Services, Inc.
    Gregory J. Bentley
    March 16, 2017
  138. Tom and Pat Swartz
    March 20, 2017
  139. Dan Hays
    March 20, 2017
  140. C. Turner
    March 20, 2017
  141. Jack L. Sloan
    March 20, 2017
  142. Joanne Tenney
    March 18, 2017
  143. Kathryn Marshall
    March 18, 2017
  144. Maya Gold
    March 18, 2017
  145. Linda Yu
    March 18, 2017
  146. Marilyn Smith
    March 19, 2017
  147. John Walsh
    March 19, 2017
  148. Sam Edwards
    March 19, 2017
  149. Dale Hjelm
    March 19, 2017
  150. Anonymous
    March 19, 2017
  151. Anonymous
    March 20, 2017
  152. Bill Marshall
    March 21, 2017
  153. Todd Smith
    March 21, 2017
  154. Carl Bailey
    March 21, 2017
  155. Anonymous
    March 22, 2017
  156. Aalon Rose
    March 22, 2017
  157. Chester Bush
    March 23, 2017
  158. Kurt Mathes
    March 23, 2017
  159. L. Rice
    March 23, 2017
  160. Robert Ricci
    March 23, 2017
  161. K. Hagan
    March 24, 2017
  162. John Bultsma
    March 24, 2017
  163. Alex Wilson
    March 24, 2017
  164. Morris Madison
    March 24, 2017
  165. Babs Eggleston
    March 24, 2017
  166. John Zimmerman
    March 27, 2017
  167. Larry T. Christiansen
    March 21, 2017
  168. Don Bender
    March 27, 2017
  169. Robert Lenahan
    March 27, 2017
  170. Bruce Bender
    March 27, 2017
  171. Nancy Simon
    March 21, 2017
  172. cfd Investments, Inc.
    Matthew Bahrenburg
    March 23, 2017
  173. James Elledge
    March 23, 2017
  174. Stephen Monsour
    March 23, 2017
  175. Diana Pragel
    March 26, 2017
  176. Steven Dennis
    March 28, 2017
  177. Carl Meyers
    March 29, 2017
  178. Rise Financial Group
    Daniel Thomas Anderson
    March 29, 2017
  179. National Association of Health Underwriters
    Janet Trautwein
    March 30, 2017
  180. William Michael Cunningham
    April 1, 2017
  181. James F. Kmec
    March 31, 2017
  182. Lawrence Bennett
    March 31, 2017
  183. John Watkins
    March 31, 2017
  184. Joe Sweeney
    March 31, 2017
  185. David Rider
    April 1, 2017
  186. George Thomas
    April 1, 2017
  187. William Dooley
    April 2, 2017
  188. Steve Abney
    April 2, 2017
  189. B. K.
    April 3, 2017
  190. Scott Wheeler
    April 3, 2017
  191. Fred Oswald
    April 4, 2017
  192. Xiaowen Kang
    April 5, 2017
  193. F. K.
    April 5, 2017
  194. R. P.
    April 5, 2017
  195. Marcia Curole
    April 6, 2017
  196. Dustin Stanley
    April 6, 2017
  197. Jerry Pittz
    April 5, 2017
  198. Strategic Wealth Designers
    Matt Dicken
    April 5, 2017
  199. Henry D’Alberto
    April 6, 2017
  200. Guy Hocker
    April 7, 2017
  201. DNB First, N.A.
    William J. Hieb
    April 6, 2017
  202. Americans for Prosperity
    Brent Gardner
    April 6, 2017
  203. Lee Kazma
    April 6, 2017
  204. Paul L. Kanago
    April 7, 2017
  205. David Allen
    April 7, 2017
  206. Sabino Ranaudo
    April 7, 2017
  207. Ed Campbell
    April 8, 2017
  208. John Corathers
    April 8, 2017
  209. Anonymous
    April 8, 2017
  210. Donna Schaeffer
    April 10, 2017
  211. Anonymous
    April 10, 2017
  1. Gregory Antipa
    March 26, 2017
  2. Ellen Kaufmann
    March 19, 2017
  3. Scott Moore
    March 22, 2017
  4. Anonymous
    April 11, 2017
  5. Ladenburg Thalmann Financial Services Inc.
    Doug Baxley
    April 10, 2017
  6. Susan Prichard
    March 17, 2017
  7. Investacorp, Inc.
    Patrick Farrell
    April 10, 2017
  8. Gary Berne
    April 10, 2017
  9. Janet Packard
    April 11, 2017
  10. Cynthia Tuell
    April 11, 2017
  11. E.R.
    April 11, 2017
  12. Madeleine Jackson
    April 11, 2017
  13. David Neuman
    April 11, 2017
  14. Financial Independence Network
    David Leist
    March 29, 2017
  15. Chris Harvey
    April 11, 2017
  16. Barb Dale
    April 11, 2017
  17. Maru Cormack
    April 12, 2017
  18. Ashley Dicken
    April 12, 2017
  19. Empower Retirement
    Edmund F. Murphy, III
    April 12, 2017
  20. Morningstar, Inc.
    Aron Szapiro
    April 13, 2017
  21. Karin Delgado
    April 12, 2017
  22. David E. Ortman
    April 13, 2017
  23. Jerry Broughton
    April 12, 2017
  24. National Employment Lawyers Association
    Terisa E. Chaw
    April 13, 2017
  25. Washington Legal Foundation
    Cory L. Andrews, Mark S. Chenoweth, Michelle Stilwell
    April 13, 2017
  26. BlackRock, Inc.
    Barbara Novick
    April 13, 2017
  27. B.C. Ziegler and Company
    Thomas R. Paprocki
    April 13, 2017
  28. Great-West Financial
    Robert K. Shaw
    April 13, 2017
  29. Voya Financial
    Alain M. Karaoglan
    April 13, 2017
  30. John E. Sutherland
    April 13, 2017
  31. John Hancock Life Insurance Company
    James D. Gallagher
    April 13, 2017
  32. Ed Campbell
    April 14, 2017
  33. Roger Surette
    April 13, 2017
  34. Judith Lynn Yeo
    April 13, 2017
  35. David Wean
    April 13, 2017
  36. State of California Attorney General Xavier Becerra
    April 13, 2017
  37. The Leaders Group
    Z. Jane Riley
    April 13, 2017
  38. Ginny Moss
    April 13, 2017
  39. Irena Demeneva
    April 14, 2017
  40. Davis & Harman LLP
    Kent A. Mason
    April 14, 2017
  41. Standard Insurance Company
    Chris Conklin, Miriam Lohmann
    April 14, 2017
  42. Standard Retirement Services, Inc.
    Dan Hall, Miriam Lohmann
    April 14, 2017
  43. Penn Mutual Life Insurance Company
    Kevin Reynolds
    April 14, 2017
  44. State Farm Mutual Automobile Insurance Company and Subsidiaries
    Stephen McManus
    April 14, 2017
  45. The Committee on Investment of Employee Benefit Assets (CIEBA)
    Aaron Marks
    April 14, 2017
  46. Kathleen W. Sonnabend
    April 14, 2017
  47. Anonymous
    April 15, 2017
  48. Aaron Belgard
    April 15, 2017
  49. Jason L. Smith
    April 15, 2017
  50. Ben Dyal
    April 15, 2017
  51. Monty McDermitt
    April 15, 2017
  52. David Horning
    April 16, 2017
  53. Dan Dourney
    April 15, 2017
  54. Scott Koth
    April 16, 2017
  55. David H. Kinder
    April 16, 2017
  56. Denise Smith
    April 16, 2017
  57. Christopher Lish
    April 16, 2017
  58. Jaime Valentini
    April 16, 2017
  59. FeeX, Inc.
    Yoav Zurel
    April 16, 2017
  60. Waylon Peterson
    April 17, 2017
  61. The University of Miami School of Law Investor Rights Clinic
    Teresa J. Verges
    April 17, 2017
  62. Brent Meyer
    April 17, 2017
  63. American Association for Justice
    Julie Braman Kane
    April 17, 2017
  64. D.A. Davidson Companies
    Lawrence T. Martinez
    April 17, 2017
  65. State of New York Attorney General
    Eric T. Schneiderman
    April 17, 2017
  66. Independent Insurance Agents & Brokers of America
    Jennifer M. Webb
    April 17, 2017
  67. New York City Department of Consumer Affairs
    Commissioner Lorelei Salas
    April 17, 2017
  68. Joseph Rowley
    April 17, 2017
  69. Robert Westfall
    April 17, 2017
  70. National Association of Insurance and Financial Advisers
    Paul R. Dougherty
    April 17, 2017
  71. Jack Sloan
    April 17, 2017
  72. Principal Financial Group
    Greg Burrows
    April 17, 2017
  73. Kyle Olberding
    April 17, 2017
  74. Michael J. Thompson
    April 17, 2017
  75. Diane Woodward
    April 16, 2017
  76. Steven A. Hron
    April 16, 2017
  77. Investment Adviser Association
    Karen L. Barr
    April 17, 2017
  78. Dave M. Alison
    April 17, 2017
  79. The Public Non-Listed REIT Council of the National Association of Real Estate Investment Trusts
    Executive Committee of NAREIT PLNR Council
    Daniel L. Goodwin, et. al.
    April 17, 2017
  80. Fi360, Inc.
    Blaine F. Aikin, Duane R. Thompson
    April 17, 2017
  81. The SPARK Institute, Inc.
    Tim Rouse
    April 17, 2017
  82. McGuire Woods LLP on behalf of retirement plan sponsor clients and their affiliated employers
    Robert B. Wynne
    April 17, 2017
  83. AXA US
    Brian Winikoff
    April 17, 2017
  84. U.S. Chamber of Commerce
    Randel K. Johnson, David Hirschmann
    April 17, 2017
  85. The Committee of Annuity Insurers
    Joseph F. McKeever, III, Michael L. Hadley
    April 17, 2017
  86. Secured Financial Solutions
    Anil Vazirani
    April 17, 2017
  87. United States House of Representatives
    Committee on Education and the Workforce
    Virginia Foxx, Tim Walberg, Joe Wilson, Duncan Hunter, David P. Roe, Glenn "GT" Thompson, Brett Guthrie, Todd Rokita, Lou Barletta, Luke Messer, Bradley Byrne, Dave Brat, Glenn Grothman, Steve Russell, Elise Stefanik, Rick W. Allen, Jason Lewis, Francis Rooney, Paul Mitchell, Tom Garrett, Jr., Lloyd K. Smucker, A. Drew Ferguson, IV
    April 17, 2017
  88. Economic Policy Institute
    Heide Shierholz
    April 17, 2017
  89. Anonymous
    April 17, 2017
  90. Pacific Life Insurance Company
    Sharon A. Cheever
    April 17, 2017
  91. Betterment LLC
    Jon Stein
    April 17, 2017
  92. The Mercatus Center at George Mason University
    Mark Warshawsky, Hector Peirce
    April 17, 2017
  93. The Indexed Annuity Leadership Council
    Jim Poolman
    April 17, 2017
  94. Gail Brady
    April 17, 2017
  95. Better Markets, Inc.
    Dennis M. Kelleher, Stephen W. Hall
    April 17, 2017
  96. Securities Arbitration Clinic at St. John’s University School of Law, part of the St. Vincent de Paul Legal Services, Inc.
    Melanie Lee, Christine Lazaro
    April 17, 2017
  97. PFS Investments, Inc.
    Karen L. Sukin
    April 17, 2017
  98. The Financial Services Roundtable
    Richard Foster
    April 17, 2017
  99. The Center for American Progress
    Joe Valenti
    April 17, 2017
  100. American Bankers Association HSA Council
    J. Kevin A. McKechnie
    April 17, 2017
  101. National Employment Law Project NELP
    Christine L. Owens
    April 17, 2017
  102. Managed Funds Association
    Stuart J. Kaswell
    April 17, 2017
  103. American Retirement Association
    Brian H. Graff, Craig P. Hoffman, Robert Richter, Scott Hayes
    April 17, 2017
  104. Davenport & Company LLC
    Lee Chapman
    April 17, 2017
  105. James M. Carlson
    April 17, 2017
  106. Commonwealth Financial Network
    Brendan Daly
    April 17, 2017
  107. Bill E. Carter
    March 23, 2017
  108. April Wallace
    April 7, 2017
  109. Abbey Capital LLC
    April 1, 2017
  110. Advisor Group, Inc.
    Noah D. Sorkin
    April 17, 2017
  111. Alaska USA Federal Credit Union
    Julia Niziolek
    April 17, 2017
  112. Advisors Excel, LLC
    Eric R. Keller
    April 17, 2017
  113. Financial Planning Coalition
    Kevin R. Keller, Lauren Schadle, Geoffrey Brown
    April 17, 2017
  114. The Guardian Life Insurance Company of America
    Tracy Rich
    April 17, 2017
  115. Doug Bruggeman
    April 7, 2017
  116. Melissa L. Glennie
    April 7, 2017
  117. Gary E. Domke
    April 7, 2017
  118. cfd Investments, Inc.
    George W. Burkley, III
    April 7, 2017
  119. Thomas J. Leonetti
    April 10, 2017
  120. Kevin J. Daniels
    April 10, 2017
  121. Anonymous
    April 10, 2017
  122. Brian Bennett
    April 10, 2017
  123. John T. Mullheran
    April 10, 2017
  124. Alan L. Kranitz
    April 10, 2017
  125. Steve Voshall
    April 10, 2017
  126. Creative Financial Group
    Kurt Supe
    April 10, 2017
  127. Zachary L. Daniels
    April 10, 2017
  128. Martin Nadeau
    April 10, 2017
  129. Guy H. Blakey
    April 10, 2017
  130. Creative Financial Group
    John Culpepper
    April 10, 2017
  131. Lonnie Gordon Ogulnick
    April 11, 2017
  132. Kaufman Financial Services
    Richard A. Kaufman
    April 11, 2017
  133. Dan
    April 11, 2017
  134. Dan
    April 11, 2017
  135. Jennifer Woodward
    April 11, 2017
  136. Dennis R. Hamlet
    April 11, 2017
  137. The Wright Financial Group
    Dana Wright
    April 11, 2017
  138. Alex Sywak
    April 12, 2017
  139. Eric Yoshimura
    April 12, 2017
  140. Lewis J. Walker
    April 13, 2017
  141. Alan N. Duysen
    April 13, 2017
  142. Doyle Walters
    April 13, 2017
  143. Mike Ruff
    April 13, 2017
  144. Anthony A. Rossi
    April 13, 2017
  145. Dave Beemer
    April 14, 2017
  146. KMS Financial Services, Inc.
    Eric S. Westberg
    April 14, 2017
  147. Frederick Montano
    April 13, 2017
  148. Asset Marketing Systems Insurance Marketing Services, LLC
    Jennifer K. Schendel
    April 17, 2017
  149. Market Synergy Group, Inc.
    Carlton Fields Jorden Burt, P.A., James F. Jorden, Brian P. Perryman
    April 17, 2017
  150. Putnam Investments
    Robert L. Reynolds
    April 17, 2017
  151. CFA Institute
    Kurt N. Schact, Linda Rittenhouse
    April 17, 2017
  152. Paul D. Epstein
    April 17, 2017
  153. Randy T. Smith
    April 17, 2017
  154. Mark L. Smith
    April 14, 2017
  155. Investment Program Association
    Anthony Chereso
    April 17, 2017
  156. SunTrust Bank
    Stephen M. Castle
    April 17, 2017
  157. Steering Group of the Committee for the Fiduciary Standard
    Kathleen M. McBride
    April 17, 2017
  158. Defined Contribution Institutional Investment Association
    Lew Minsky
    April 17, 2017
  159. Vanguard
    F. William McNabb, III
    April 17, 2017
  160. Madison Avenue Securities, LLC
    Wayne Talleur
    April 17, 2017
  161. Roland Q. Leavell
    April 17, 2017
  162. Silver Law Group
    Scott L. Silver
    April 17, 2017
  163. Bond Dealers of America
    Mike Nicholas
    April 17, 2017
  164. Teachers Insurance and Annuity Association of America
    Derek B. Dorn
    April 17, 2017
  165. Jackson National Life Insurance Company
    James R. Sopha
    April 17, 2017
  166. Wunderlich Securities, Inc.
    James T. Ritt
    April 17, 2017
  167. Wells Fargo & Company
    David M. Carroll
    April 17, 2017
  168. Ameriprise Financial
    Joseph E. Sweeney
    April 17, 2017
  169. Raymond James Financial
    Scott Stolz
    April 17, 2017
  170. American Bankers Association
    Sarah Ferman
    April 17, 2017
  171. Massachusetts Mutual Life Insurance Company
    John E. Deitelbaum, Kevin O. Finnegan
    April 17, 2017
  172. Allianz Life Insurance Company of North America
    Gretchen Cepek, Stewart Gregg
    April 17, 2017
  173. UBS AG
    Michael Crowl, Jason Chandler
    April 17, 2017
  174. Fidelity Investments
    Ralph C. Derbyshire
    April 17, 2017
  175. Consumer Federation of America*
    Barbara Roper, Micah Hauptman
    April 17, 2017
  176. 51 Organizations
    Americans for Financial Reform; American Federation of State, County and Municipal Employees (AFSCME); American Association of University Women (AAUW); Campaign for a Strong Colorado; Chicago Federation of Labor ; Chicago Jobs Council; Citizen Action/Illinois; Consumer Action; Colorado AFL-CIO; Colorado American Federation of Teachers; Colorado Fiscal Institute; Colorado WINS; The Committee for Fiduciary Standard; Consumer Action; Consumers Union; DEMOS; Economic Policy Institute; Empower Missouri; Family Values at Work; Fund Democracy; Heartland Alliance for Human Needs & Human Rights; Illinois Asset Building Group; Interfaith Worker Justice; The Institute for College Access & Success; Jefferson City Faith Labor Alliance; Kansas City Faith Labor Alliance; Kansas City Workers Rights Board; Labor Project for Working Families; Lincoln Faith Labor Alliance; Main Street Alliance; Missouri Alliance of Retired Americans Education Fund; Missouri Jobs with Justice; NAACP; National Active and Retired Federal Employees Association (NARFE); National Association of Social Workers (NASW); National Council of La Raza (NCLR); National Employment Lawyers Association; National Employment Law Project (NELP); New Jersey Citizen Action; Northwest Side Housing Center; Progress Now Colorado; Sargent Shriver National Center on Poverty Law; Service Employees International Union, Missouri/Kansas State Council; St. Charles Faith Labor Alliance; St. Louis Faith Labor Alliance; St. Louis Workers Rights Board; ULLICO; US PIRG; Virginia Organizing; Warren Faith Labor Alliance; Woodstock Institute
    April 17, 2017
  177. AARP
    David Certner
    April 17, 2017
  178. Janney Montgomery Scott LLC
    Gregory B. McShea
    April 17, 2017
  179. Motorists Life Insurance Company
    Michael J. Agan
    April 17, 2017
  180. Public Investors Arbitration Bar Association (PIABA)
    Marnie C. Lambert
    April 17, 2017
  181. Groom Law Group on behalf of clients companies providing annuity and insurance products
    Thomas Roberts
    April 17, 2017
  182. AE Wealth Management, LLC
    Eric R. Keller
    April 17, 2017
  183. The American Council for Capital Formation
    Timothy M. Doyle
    April 17, 2017
  184. The Securities Industry and Financial Markets Association’s (SIFMA) Asset Management Group (AMG)
    Laura Martin, Joseph Cox
    April 17, 2017
  185. The Securities Industry and Financial Markets Association (SIFMA)
    Lisa J. Bleier
    April 17, 2017
  1. Transamerica
    Dave Paulsen
    April 17, 2017
  2. The Financial Services Institute
    David T.Bellaire
    April 17, 2017
  3. Kathleen M. McBride
    April 17, 2017
  4. Groom Law Group on behalf of client companies providing recordkeeping services
    Stephen M. Saxon
    April 17, 2017
  5. Neuberger Berman Group LLC
    William Braverman
    April 17, 2017
  6. First Command Financial Services, Inc.
    J. Scott Spiker
    April 17, 2017
  7. Western & Southern Financial Group, Inc.
    Jonathan D. Niemeyer
    April 17, 2017
  8. American Council of Life Insurers (ACLI)
    James H. Szostek, Howard M. Bard
    April 17, 2017
  9. Shurwest, LLC
    Ron Shurts, Jim Maschek
    April 17, 2017
  10. T. Rowe Price Associates, Inc.
    Margaret H. Raymond
    April 17, 2017
  11. Americans for Annuity Protection
    April 17, 2017
  12. National Association for Fixed Annuities
    Charles "Chip" Anderson
    April 17, 2017
  13. Investment Company Institute
    Brian Reid, David W. Blass
    April 17, 2017
  14. Fidelity & Guaranty Life Insurance Company
    Eric Marhoun
    April 17, 2017
  15. Stifel Financial Corp.
    Ronald J. Kruszewski
    April 17, 2017
  16. National Planning Holdings, Inc.
    Scott Romine
    April 17, 2017
  17. Insured Retirement Institute
    Catherine J. Weatherford
    April 17, 2017
  18. Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.
    Seth A. Miller
    April 17, 2017
  19. Americans for Financial Reform
    April 17, 2017
  20. ConnectYourCare
    Harrison Stone
    April 17, 2017
  21. Money Management Institute
    Craig Pfeiffer
    April 17, 2017
  22. HD Vest Investment Services
    Bob Oros
    April 17, 2017
  23. State Treasurer of Oregon Tobias Read
    April 17, 2017
  24. Lincoln Financial Network
    David S. Berkowitz
    April 17, 2017
  25. CreativeOne Marketing Company
    Andrew Payne
    April 17, 2017
  26. Association for Advanced Life Underwriting (AALU)
    David J. Stertzer
    April 17, 2017
  27. Securities America
    Kevin J. Miller
    April 17, 2017
  28. Metropolitan Life Insurance Company (Metlife)
    Andrew Varady
    April 17, 2017
  29. Scott Rolfs
    April 17, 2017
  30. Sherry Malone
    April 16, 2017
  31. American Federation of Labor-Congress of Industrial Organizations (AFL-CIO)
    Shaun C. O’Brien
    April 17, 2017
  32. City and County of San Francisco Treasurer Jose Cisneros
    April 17, 2017
  33. Blake Woodard
    April 17, 2017
  34. Timothy H. Mebane, Brett W. Ginn
    April 17, 2017
  35. Deborah Castiglioni
    April 17, 2017
  36. CUSO Financial Services, LP
    Peter K. Vonk
    April 17, 2017
  37. Triad Advisors Inc.
    Jeffrey L. Rosenthal
    April 17, 2017
  38. Edward D. Jones and Co., L.P.
    Jesse Hill
    April 17, 2017
  39. FBT Investments
    Leonard N. Alsfeld
    April 10, 2017
  40. Craig S. Gillen
    April 1, 2017
  41. Carol Bull
    April 17, 2017
  42. Dave Hutchison
    April 12, 2017
  43. Glen Mendiaz
    April 17, 2017
  44. Financial Markets, Inc.
    Robert Neil Sperling
    April 11, 2017
  45. Brent Meyer
    April 10, 2017
  46. Gerald Burr
    April 7, 2017
  47. Ruth Delaney
    April 7, 2017
  48. Horsetooth Financial
    Michael Hall
    April 7, 2017
  49. Gloria Bohinski
    April 7, 2017
  50. Gary Williams
    April 7, 2017
  51. Anita Ritter
    April 7, 2017
  52. Vincent Troy
    April 7, 2017
  53. Doris Candito
    April 7, 2017
  54. William Bereza
    April 7, 2017
  55. Kristy Gillham
    March 7, 2017
  56. Theresa Schlosser
    March 7, 2017
  57. Ladenburg Thalmann & Co., Inc.
    Joseph Giovanniello, Jr.
    April 17, 2017
  58. Robert E. Rutkowski
    April 19, 2017
  59. Cetera Financial Sepcialists
    Gregg A. Ruvoli
    March 10, 2017
  60. Cetera Investments
    LeAnn Rummel
    March 13, 2017
  61. First Allied Securities
    Kevin M. Keefe
    March 10, 2017
  62. Cetera Advisor Networks
    Thomas B. Taylor
    March 10, 2017
  63. Girard Securities
    Susan Woltman Tietjen
    March 10, 2017
  64. Summit Brokerage Services
    Marshall T. Leeds
    March 13, 2017
  65. Cetera Advisors
    Brett Harrison
    March 10, 2017
  66. Cetera Financial Group, Inc.
    Adam Antoniades
    March 14, 2017
  67. S. John Ryan
    April 17, 2017
  68. MFS Investment Management
    Heidi W. Hardin
    April 17, 2017
  69. Nestlerode & Loy, Inc.
    Jody M. Sharer
    April 17, 2017
  70. RBC Wealth Management
    Lee Thoresen
    April 17, 2017
  71. Cetera Financial Group, Inc.
    Adam Antoniades
    April 17, 2017
  72. Mitzy Stern
    March 4, 2017
  73. Ronald Herson
    March 6, 2017
  74. Kent Kitchingman
    March 8, 2017
  75. Janette Randall
    March 15, 2017
  76. Ajitkumar Trevedi
    March 15, 2017
  77. Vishal Trevedi
    March 15, 2017
  78. Troy McMahon
    March 9, 2017
  79. Judi Norton
    March 9, 2017
  80. Mary Kobler
    March 14, 2017
  81. Elmer Ewing
    March 14, 2017
  82. Allen LaLiberty
    March 8, 2017
  83. Elizabeth Kramarck
    March 5, 2017
  84. Frank Prazma
    March 8, 2017
  85. C. Sheets
    March 12, 2017
  86. Joseph Luse
    March 13, 2017
  87. Shane Stallworth
    March 13, 2017
  88. Stephen Ross
    March 13, 2017
  89. Skip Johnson
    March 15, 2017
  90. Justin Arfsten
    March 15, 2017
  91. Zach B.
    March 15, 2017
  92. K.C. Wingert
    March 15, 2017
  93. Randall Roeser
    March 15, 2017
  94. Theo Allen
    March 16, 2017
  95. Ohio National Financial Services
    Dennis L. Schoff
    March 17, 2017
  96. Foresters Financial Holding
    William J. Lipkus
    March 17, 2017
  97. Anonymous
    March 17, 2017
  98. Dustin Stanley
    March 22, 2017
  99. Fund Democracy, Inc.
    Mercer Bullard
    April 17, 2017
  100. LPL Financial LLC
    David P. Bergers
    April 17, 2017
  101. American Benefits Council
    Lynn D. Dudley
    April 17, 2017
  102. Cetera Advisors
    Erinn Ford
    March 8, 2017
  103. Irv Flamer
    March 14, 2017
  104. Glen Wantje
    March 15, 2017
  105. National Taxpayers Union
    Clark Packard
    March 16, 2017
  106. Morningstar, Inc.
    Aron Szapiro
    March 17, 2017
  107. Sorrento Pacific Financial, LLC
    Rick Dahl
    April 18, 2017
  108. Larry Grill
    April 19, 2017
  109. First Financial Bank N.A.
    Ron Butler
    April 25, 2017
  110. David Mann
    April 25, 2017
  111. Robert E. Mohler
    April 13, 2017
  112. Andy Martin
    April 3, 2017
  113. Tim Nervegna
    April 1, 2017
  114. Geoffrey C. Aden
    April 11, 2017
  115. Lewis S. Black, Jr.
    April 17, 2017
  116. Anderson
    April 17, 2017
  117. Gayle Larson
    April 17, 2017
  118. Dorothy Lauterbach
    April 17, 2017
  119. Anne Fisher
    April 17, 2017
  120. Western & Southern Financial Group
    John F. Barrett
    April 7, 2017
  121. Christopher R. Johnson
    April 19, 2017
  122. Erica S. Fisette
    May 8, 2017
  123. K. Stewart
    May 1, 2017
  124. Donna Orwell
    May 1, 2017
  125. Jan Whalsh
    May 1, 2017
  126. Janet Munger
    May 4, 2017
  127. J. Hunter
    May 4, 2017
  128. Anonymous
    May 10, 2017
  129. N. Rader
    May 10, 2017
  130. Jo Chahas
    May 4, 2017
  131. Terry Barman
    May 4, 2017
  132. Tim Larkin
    May 24, 2017
  133. Cathy Terry
    May 22, 2017
  134. Snyder, Fearn
    May 24, 2017
  135. Robert W. Cookes
    May 8, 2017
  136. United States Senate Committee on Health, Education, Labor, and Pensions
    Lamar Alexander, Michael B. Enzi, Richard Burr, Johnny Isakson, Susan M. Collins, Bill Cassidy, Todd Young, Pat Roberts, Tim Scott
    April 28, 2017
  137. Members of Congress of the United States
    David P. Roe, Robert B. Aderholt, Erik Paulsen, Ted Budd, Steve Russell, Bruce Westerman, Scott Tipton, Barbara Comstock, et. al.
    May 2, 2017
  138. United States Senate Committee on Homeland Security and Governmental Affairs
    Chairman Ron Johnson
    May 12, 2017
  139. Fred B. Hodapp
    May 28, 2017
  140. JM Anderson
    June 7, 2017
  141. American Federation of State, County and Municipal Employees (AFSCME)
    Steven Kreisberg
    April 17, 2017
  142. Bipartisan Coalition of State Treasurers
    Pennsylvania, Oregon, Iowa, Louisiana, Maryland, South Carolina, Rhode Island, Utah, Vermont, Washington, Illinois, Wyoming, Massachusetts
    June 7, 2017
  143. Edith M. Cord
    June 2, 2017
  144. Sigrid R. Bullington
    June 7, 2017
  145. J. Poser
    May 30, 2017
  146. American Council of Life Insurers
    Dirk Kempthorne
    May 1, 2017
  147. Teri Zida
    May 1, 2017
  148. Anonymous
    May 3, 2017
  149. Anonymous
    May 3, 2017
  150. Valerie Stuart
    May 3, 2017
  151. Concerned Citizen
    May 15, 2017
  152. Hilan Whan
    May 3, 2017
  153. Michael J. Fisette
    May 2, 2017
  154. Richard J. Gregor
    April 6, 2017
  155. Paul and Linda Howe
    May 3, 2017
  156. Georgia Moran
    May 3, 2017
  157. Roger Wilson
    May 1, 2017
  158. Fred Robertshaw
    May 1, 2017
  159. Timothy J. Escobar
    May 24, 2017
  160. Dan Pisenti
    May 26, 2017
  161. Zachary & Segraves P.A.
    William Zachary, Jr.
    May 24, 2017
  162. Doug York
    May 25, 2017
  163. Bill F. Curren
    May 25, 2017
  164. Lori Cohen
    May 24, 2017
  165. Linda Santana
    May 23, 2017
  166. Carter Knobel
    May 30, 2017
  167. David Fisher
    May 26, 2017
  168. State of New Hampshire Governor
    Christopher T. Sununu
    May 19, 2017
  169. J. Devine
    May 24, 2017
  170. Alan Bernhagen
    April 14, 2017
  171. Victor L. Black
    June 6, 2017
  172. Sharron Cauthen
    June 5, 2017
  173. Member of Congress Robert E. Latta
    June 5, 2017
  174. Joan D. Kerr
    May 31, 2017
  175. Edna Trujillo
    May 31, 2017
  176. Sarah
    May 31, 2017
  177. Cathryn L. Jardell
    June 1, 2017
  178. Alana J. Connolly
    June 1, 2017
  179. James Biondo
    June 2, 2017
  180. Jeff Schuette
    June 2, 2017
  181. David S. Pearson
    May 11, 2017
  182. Gordon Markley
    May 11, 2017
  183. 9to5 National Association of Working Women, Americans for Financial Reform, Consumer Federation of America, Economic Policy Institute, The Leadership Conference on Civil and Human Rights, NAACP, National Employment Law Project, National Partnership for Women & Families, National Women’s Law Center, Pension Rights Center
    May 19, 2017
  184. Paul E. Hill
    May 11, 2017
  185. Thomas Fendrick
    May 15, 2017
  186. Dave Mack
    May 15, 2017
  187. John F. Farmer
    May 17, 2017
  188. Hector G. Anaya
    May 11, 2017
  189. Eric Edwards
    May 20, 2017
  190. Jan Walsh
    May 1, 2017
  191. Tyler Alvino
    May 10, 2017
  192. Kim Bucklin
    April 30, 2017
  193. Ron A. Rhoades
    May 2, 2017
  194. Deborah Katz
    May 2, 2017
  195. Investment Program Association
    Anthony Chereso
    April 28, 2017
  196. Financial Services Roundtable
    Tim Pawlenty
    May 1, 2017
  197. Analis Quintman
    May 3, 2017
  198. Helen Walker
    May 2, 2017
  199. James M. Poindexter
    June 6, 2017
  200. Jane G. Urner
    June 7, 2017
  201. Robin J. Kearney
    June 14, 2017
  202. W. A. Young
    June 12, 2017
  203. Jeffrey Anton
    June 16, 2017
  204. Great Nation Investment Corporation
    B. Pat Treat
    June 17, 2017
  205. T.A. Tegnazian
    June 11, 2017
  206. Gregory T. Thompson
    June 22, 2017
  207. Members of United States Senate
    Patty Murray, Elizabeth Warren, Cory A. Booker
    May 19, 2017
  208. Stacey Droogan
    June 14, 2017
  209. Rooney Barker
    June 15, 2017
  210. Scott H. Whittle
    June 14, 2017
  211. Eddie Ngo
    June 7, 2017
  212. E. Caroline Satyadi
    June 16, 2017
  213. Theodore D. Galanides
    June 12, 2017
  214. Shannon J. Mattix
    June 20, 2017
  215. Doug York
    June 19, 2017
  216. Aspen
    Scott C. Prechtel
    April 6, 2017
  217. Lawrence J. Mentkowski
    April 6, 2017
  218. Emily Dunn
    May 2, 2017
  219. AXA Equitable
    Stephen Wisniewski
    May 16, 2017
  220. Glen Wantje
    May 8, 2018
  221. AXA Advisors
    Tony Helton
    April 6, 2017
  222. Jeff Larimore
    May 3, 2017
  223. Nicholas MacLeod
    July 31, 2017
  224. Patriotic Millionaires
    Morris Pearl
    July 14, 2017
  225. John Walter
    May 25, 2017

* Resubmitted

The number to the right of a petition indicates the number of individual comments received as part of the petition listed. Copies of public comments are available upon request from EBSA's Public Disclosure Room.

  1. Financial Services Institute Members (3,002)
  2. Clients of Independent Financial Advisors (115)
  3. Raymond James Licensed Professionals (3,279)
  4. Active and Retired Federal Employees and TSP Participants (99)
  5. Close Loopholes; Strengthen Protections; Proposed Delay Unjustified (13,385)
  6. SIFMA Licensed Professionals (1,075)
  7. Don’t Delay; Implement Rule on April 10 (397)
  8. Retirement Savers; Delay and Fix the Rule (877)
  9. Financial Advisors For Investors’ Choice (301)
  10. Financial Professionals; Action to Delay Applicability Date is Imperative (1,442)
  11. Financial Firms Preparing Clients Support Delay of Applicability Date (103)
  12. This Rule Would Wallop the U.S. Economy; Support Delay of Compliance (3,024)
  13. Not Opposed to a Fiduciary Standard; Delay Implementation (96)
  14. Do Not Delay, Weaken or Rescind the Fiduciary Duty Rule (45,659)
  15. CREDO: Do Not Delay, Industry Has Had Ample Time to Prepare (119,094)
  16. Insurance Product Providers: Delay is Critical to Provide Department Necessary Time (453)
  17. Ameriprise Financial Professionals of Various States (1,096)
  18. Delay is Essential to Protect Retirement Investors Relying on Insurance Professionals (270)
  19. Rule Limits Choices for Direct Investment Products into Retirement Accounts; Consider Extension 180 Days (284)
  20. Misguided Attempt to Insert More Government into Retirement Planning; Department Should Delay and Fix Rule (1,486)
  21. Support Staff at Financial Advising Firm (12)
  22. To Avoid Disruption in the Market, the Applicability Date Should be Delayed (116)
  23. Independent Advisers’ Bullet Point List to Underscore the Issues (55)
  1. Edward Jones Financial Advisors; Applicability Date Delay is Imperative (29)
  2. Conflicts of Interest in Retirement Advice Cost American Families $17 Billion Each Year (83,430)
  3. Financial Advisors Concerned Over Client Confusion and Uncertainty in Department of Labor’s Fiduciary Rule (1,230)
  4. Financial Professionals Welcome Delay; Well-intentioned Rule Will Inadvertently Negatively Impact Retail Investors (34)
  5. Americans for Prosperity Grassroots Activists Strongly Support Delaying and Reviewing Rule (456)
  6. Financial Professionals Support Longer Delay to Review Legal and Economic Analysis, Ask SEC to Proceed with a Uniform Fiduciary Standard (101)
  7. Rootstrikers Member Comments on Fiduciary Rule (21,236)
  8. Investment Professionals at Financial Firms; DOL Should Undertake a Full-scale Review (256)
  9. Licensed Investment Professionals; Negative Impact on Clients (177)
  10. Life Insurance Professionals Providing Additional Information and Urging Further Delay (15)
  11. In My Professional Opinion, the Rule Will Cause Considerable Damage (263)
  12. Insurance Agents Support Delay of Applicability Date of So-called Fiduciary Rule (24)
  13. Industry Professionals; More Time is Needed to Conduct a Thorough Review of the Fiduciary Rule (24)
  14. Small Business Owners and Financial Advisors; Opposition to the Rule’s Unintended Consequences (365)
  15. It is Imperative That You Take the Time to Review the Fiduciary Regulation to Get it Right (3,355)
  16. Stop the Harmful Fiduciary Regulation Before its Implementation on June 9, 2017 (40)
  17. Licensed Financial Professionals Ask Secretary to Delay, Review, Make Determination (29,226)