Lifetime Income Options for Participants and Beneficiaries in Retirement Plans

The comments will be made available in alternative format to persons with disabilities upon request.

Lifetime Income Options Joint Hearing Written Testimony

This is a transcript of the webcast of the hearing. Please be advised that, as with all unedited transcripts, there might be errors in this transcript. Therefore, the transcript should not be quoted without checking with the speaker for confirmation of the quote.

Requests to Testify
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  1. Profit Sharing/401k Council of America
    David L. Wray
    August 6, 2010
  2. American Benefits Council
    Jan M. Jacobson
    August 6, 2010
  3. The SPARK Institute
    Larry H. Goldbrum
    August 6, 2010
  4. Law Office of Robert J. Toth, Jr.
    Robert J. Toth, Jr.
    August 7, 2010
  5. Financial Services Roundtable
    Steve Bartlett
    August 10, 2010
  6. Covington & Burling
    John M. Vine
    August 10, 2010
  7. The ERISA Industry Committee
    Allison Klausner, Honeywell International
    August 10, 2010
  8. Great-West Retirement Services
    Charles P. Nelson
    August 11, 2010
  9. JP Morgan Asset Management
    Robert Holcomb
    August 12, 2010
  10. MetLife
    Robert E. Sollmann, Jr.
    August 12, 2010
  11. TIAA-CREF
    Larry M. Chadwick
    August 12, 2010
  12. Prudential Retirement
    Christine Marcks
    August 13, 2010
  13. Towers Watson
    Mark J. Warshawsky
    August 13, 2010
  14. Institutional Retirement Income Council
    Martin A. Schmidt
    August 13, 2010
  15. Russell Investments
    Josh Cohen
    Bob Collie
    August 13, 2010
  1. Weber Shandwick
    Brooke Worden
    August 15, 2010
  2. ASPPA
    Craig P. Hoffmann
    August 16, 2010
  3. NEPC
    Ross A. Bremen
    August 16, 2010
  4. Committee of Annuity Insurers
    Jason K. Bortz
    August 16, 2010
  5. Hewitt Associates LLC
    Dan Campbell
    August 16, 2010
  6. State Street Global Advisors
    Kristi Mitchem
    Trevor Oliver
    August 16, 2010
  7. Hueler Companies
    Kelli H. Hueler
    August 16, 2010
  8. Vanguard
    Stephen Utkus
    August 16, 2010
  9. Insured Retirement Institute
    Catherine J. Weatherford
    August 16, 2010
  10. Investment Company Institute
    Paul Schott Stevens
    August 16, 2010
  11. National Coordinating Committee for Multiemployer Plans
    Josh Shapiro
    August 16, 2010
  12. Putnam Investments
    Leonard M. Glynn
    August 16, 2010
  13. American Council of Life Insurers
    Walter C. Welsh
    James H. Szostek
    Shannon Salinas
    August 16, 2010
  14. Aviva USA
    Rhonda Elming
    August 16, 2010
  1. AllianceBernstein
    Mark Fortier
    August 16, 2010
  2. Women's Institute for Secure Retirement
    Cindy Hounsell
    August 16, 2010
  3. Fidelity Investments
    Elizabeth L. Heffernan
    August 16, 2010
  4. AFL-CIO
    Karin S. Feldman
    August 16, 2010
  5. Lincoln Financial Group
    Eric S. Levy
    August 16, 2010
  6. Natixis Global Asset Management
    Tracey E. Flaherty
    August 16, 2010
  7. Milliman, Inc.
    Tamara Burden
    August 16, 2010
  8. Aspen Institute
    Pamela Perun
    August 16, 2010
  9. Defined Contribution Institutional Investment Association
    Drew Carrington
    August 16, 2010
  10. Kevin T. Hanney
    August 16, 2010
  11. National Women's Law Center and Pension Rights Center
    Rebecca Davis
    Amy Matsui
    August 16, 2010
  12. Financial Engines
    Christopher Jones
    Jason Scott
    August 16, 2010
  13. American Academy of Actuaries
    John H. Moore
    Cande Olson
    August 16, 2010
  14. Benjamin J. Yahr
    August 17, 2010
  15. Allianz of America
    Peter A. Lefkin
    August 23, 2010
Requests for Information Comments
  1. Joseph M. Ortiz
    February 1, 2010
  2. Steven Gruber
    February 1, 2010
  3. Michael Mathis
    February 1, 2010
  4. Larry Iwaki
    February 1, 2010
  5. Ravi
    February 1, 2010
  6. Anonymous
    February 1, 2010
  7. David Roach
    February 1, 2010
  8. Eileen Toolin
    February 1, 2010
  9. Steve Turman
    February 1, 2010
  10. Johnny
    February 1, 2010
  11. Andrew Schoener
    February 1, 2010
  12. Richard Mitchell
    February 1, 2010
  13. C. Choulet
    February 1, 2010
  14. Tom Volk
    February 1, 2010
  15. Gerald Wadsworth
    February 1, 2010
  16. Anonymous
    February 1, 2010
  17. Brett Remington
    February 1, 2010
  18. Jerome K. Ruffin
    February 1, 2010
  19. Michelle N. Highland
    February 1, 2010
  20. Tod Hegstrom
    February 1, 2010
  21. Tom
    February 1, 2010
  22. Rick Anderson
    February 1, 2010
  23. Chris Stefanick
    February 1, 2010
  24. Todd Tumbleson
    February 1, 2010
  25. Eugene Heil
    February 1, 2010
  26. Travis A. Hancock
    February 1, 2010
  27. Michael McGrath
    February 1, 2010
  28. Anonymous
    February 1, 2010
  29. M. Doyle
    February 1, 2010
  30. Anonymous
    February 1, 2010
  31. Mike McGowan
    February 1, 2010
  32. Joan Casson
    February 1, 2010
  33. David S. Flanagan
    February 1, 2010
  34. Glenn A. Zerby
    February 1, 2010
  35. Steve Bankes
    February 1, 2010
  36. Kevin Murtaugh
    February 1, 2010
  37. Andrew Vitt
    February 1, 2010
  38. David H. Smith
    February 1, 2010
  39. Brian Knight
    February 1, 2010
  40. Lenny Hasemann
    February 1, 2010
  41. Robert Payne
    February 1, 2010
  42. Brooke Pollack
    February 1, 2010
  43. Frank Obeda
    February 1, 2010
  44. James A. Sharp
    February 1, 2010
  45. Kim Fromme
    February 1, 2010
  46. Dan
    February 1, 2010
  47. Aleksandr Brodkin
    February 1, 2010
  48. Dave Fee
    February 1, 2010
  49. Daniel Johnson
    February 1, 2010
  50. Private Citizen
    February 1, 2010
  51. Kevin Dalton
    February 1, 2010
  52. David Selko
    February 1, 2010
  53. Ronald Epner
    February 1, 2010
  54. Bob Wood
    February 1, 2010
  55. Travis
    February 1, 2010
  56. Tim Weller
    February 1, 2010
  57. Richard Waterhouse
    February 1, 2010
  58. Chris Recker
    February 1, 2010
  59. Alfred Collins
    February 1, 2010
  60. Chris Huse
    February 1, 2010
  61. Corey S. Means
    February 1, 2010
  62. Sharon Beetem
    February 1, 2010
  63. Mike Chini
    February 1, 2010
  64. Anonymous
    February 1, 2010
  65. Gerard Houle
    February 1, 2010
  66. Paul
    February 1, 2010
  67. Curt Sullivant
    February 1, 2010
  68. Paul Burich
    February 1, 2010
  69. Robert Forth
    February 1, 2010
  70. Derry
    February 1, 2010
  71. David Tepper
    February 1, 2010
  72. Mark Niederwimmer
    February 1, 2010
  73. John Kubczak
    February 1, 2010
  74. Carina Harper
    February 1, 2010
  75. Donald L. Woodruff
    February 1, 2010
  76. Kevin Hurlahe
    February 1, 2010
  77. Scott W. Miller
    February 1, 2010
  78. Steven Addy
    February 1, 2010
  79. Todd Myers
    February 1, 2010
  80. William Platt
    February 1, 2010
  81. David Anderson
    February 1, 2010
  82. Doug Cobb
    February 1, 2010
  83. Tom Sweet
    February 1, 2010
  84. Kyle Litz
    February 1, 2010
  85. BSS
    February 1, 2010
  86. David Allison
    February 1, 2010
  87. Stephan Johnson
    February 1, 2010
  88. Anonymous
    February 1, 2010
  89. Peter B.
    February 1, 2010
  90. Erik Bowen
    February 1, 2010
  91. Don Franck
    February 1, 2010
  92. Roscoe Casita
    February 1, 2010
    Available in EBSA Public Disclosure
  93. D. Sherman Okst
    February 1, 2010
    Available in EBSA Public Disclosure
  94. Anonymous
    February 1, 2010
    Available in EBSA Public Disclosure
  95. Anonymous
    February 1, 2010
    Available in EBSA Public Disclosure
  96. G. Randall Riggs
    February 1, 2010
    Available in EBSA Public Disclosure
  97. Jeff Doran
    February 1, 2010
  98. Andrew
    February 1, 2010
    Available in EBSA Public Disclosure
  99. Lee Meyer
    February 1, 2010
  100. Ryan Luepke
    February 1, 2010
  101. Joshua Smythe
    February 1, 2010
  102. Jon M. Dandridge
    February 1, 2010
  103. Robert Underhill
    February 1, 2010
  104. Douglas Clark
    February 1, 2010
  105. William J. Surovic
    February 1, 2010
  106. Jonathan Darmstadt
    February 1, 2010
  107. Kenneth Baldrey
    February 1, 2010
    Available in EBSA Public Disclosure
  108. Bruce Borden
    February 1, 2010
  109. Bugsy Segal
    February 1, 2010
  110. Andy Thrall
    February 1, 2010
  111. Jody Dowda
    February 1, 2010
  112. Mike Lambert
    February 1, 2010
  113. Al Clark
    February 1, 2010
  114. Peter Donohue
    February 1, 2010
  115. Mike Tian
    February 1, 2010
  116. Knute K. Knutson
    February 1, 2010
  117. Susan J.
    February 02, 2010
  118. John C. Metcalf
    February 02, 2010
  119. Brook Loper
    February 02, 2010
  120. Mark C. Bruels
    February 02, 2010
  121. Dave Chaney
    February 02, 2010
  122. Laurie McCullen
    February 02, 2010
  123. Donnie Baldwin
    February 02, 2010
  124. Lorraine Ebel
    February 02, 2010
  125. A. Scrip
    February 02, 2010
  126. Geri Sawicki
    February 02, 2010
  127. Curtis Wendler
    February 02, 2010
  128. Patricia Worthington
    February 02, 2010
  129. Andriel Rotzler
    February 02, 2010
  130. Mario R. DiBenedetto
    February 02, 2010
  131. Alan O. Dunkin
    February 02, 2010
  132. Ryan Boutwell
    February 02, 2010
  133. Julie Yamaki
    February 02, 2010
  134. Kevin Broeckling
    February 02, 2010
  135. Joanne Fendell
    February 02, 2010
  136. John Coop
    February 02, 2010
  137. Jeff Licciardi
    February 02, 2010
  138. John Parillo
    February 02, 2010
  139. Michael Size
    February 02, 2010
  140. Mike Killeen
    February 02, 2010
  141. Erich Preissler
    February 02, 2010
  142. J. Burns
    February 02, 2010
  143. John P. Burleigh III
    February 02, 2010
  144. Matt Compton
    February 02, 2010
  145. Mark Regan
    February 02, 2010
  146. Matt Meyers
    February 02, 2010
  147. Cindy Nugent
    February 02, 2010
  148. Dan Amoss
    February 02, 2010
  149. Dave Gerow
    February 02, 2010
  150. Dwight Smith
    February 02, 2010
  151. Red Doering
    February 02, 2010
    Available in EBSA Public Disclosure
  152. Robert P. Houle
    February 02, 2010
  153. Anonymous
    February 02, 2010
  154. Lexi Hayden
    February 02, 2010
  155. William R. Morris
    February 02, 2010
  156. Stephen Lynch
    February 02, 2010
  157. David Pare
    February 02, 2010
  158. Kent Stoaks
    February 02, 2010
  159. Robert Jones
    February 02, 2010
  160. Daniel Leonik
    February 02, 2010
  161. Matthew Speed
    February 02, 2010
  162. Candace Lee
    February 03, 2010
  163. Vanessa Hayden
    February 03, 2010
  164. Walter W. Lamb
    February 03, 2010
  165. Beverly B. Hill
    February 03, 2010
  166. Ralph Nardo
    February 03, 2010
    Available in EBSA Public Disclosure
  167. Chris McCommon
    February 03, 2010
  168. Doug Jensen
    February 03, 2010
  169. Matt Rahfaldt
    February 03, 2010
  170. George P. Burdell
    February 03, 2010
  171. Dean Tubman
    February 03, 2010
  172. Jennifer Tarrant
    February 03, 2010
  173. Kenneth A. Harris Jr.
    February 03, 2010
  174. Greg Beach
    February 03, 2010
    Available in EBSA Public Disclosure
  175. Leslie Stroud
    February 03, 2010
  176. Chuck Yanikoski
    February 03, 2010
  177. C. Raynes
    February 03, 2010
  178. David N. Ebert
    February 03, 2010
  179. Wallace N. McLeod, Jr.
    February 03, 2010
  180. Cynthia Peel
    February 03, 2010
  181. Chuck Ritzke
    February 03, 2010
  182. E.G. Hunter
    February 03, 2010
  183. Karen Coryell
    February 03, 2010
  184. Marco203
    February 03, 2010
  185. Nolan Rossi
    February 03, 2010
  186. Y. Shang
    February 03, 2010
  187. Douglas W. Childers
    February 03, 2010
  188. Mack Howard
    February 03, 2010
  189. Byron Rossi
    February 03, 2010
  190. Will Hernandez
    February 03, 2010
  191. Anonymous
    February 03, 2010
  192. Jon Myers
    February 03, 2010
  193. Phyllis Baldwin
    February 03, 2010
  194. Anonymous
    February 03, 2010
  195. James H. Wright
    February 03, 2010
  196. Dortha M. Bennett
    February 03, 2010
  197. Michael Lenker
    February 03, 2010
  198. Cathy Cuthbert
    February 03, 2010
  199. Lois W. Burleigh
    February 03, 2010
  200. Gary Huskins
    February 03, 2010
  201. Errol Craig
    February 03, 2010
  202. Deborah Rossi
    February 03, 2010
  203. William L. McCollum
    February 03, 2010
  204. David Young
    February 04, 2010
  205. Anonymous
    February 04, 2010
  206. Connie Bullock
    February 04, 2010
  207. Frank Cummings
    February 04, 2010
  208. Robert McWhorter
    February 04, 2010
    Available in EBSA Public Disclosure
  209. Jack Metzler
    February 04, 2010
  210. Joe Franklin
    February 04, 2010
  211. Ralph
    February 04, 2010
  212. Mike Sabot
    February 04, 2010
  213. Lisa Farrall
    February 04, 2010
  214. Heidi Hanson
    February 04, 2010
  215. Anonymous
    February 04, 2010
  216. M. Clare Peterson
    February 04, 2010
  217. Donald Durrett
    February 04, 2010
  218. Darrell Black
    February 04, 2010
  219. Randy W. Blalock
    February 04, 2010
  220. Paul
    February 04, 2010
  221. Robert Irwin
    February 03, 2010
  222. Thomas Luby
    February 03, 2010
  223. Mike Eckhardt
    February 03, 2010
  224. Gary Wayne Frazer
    February 03, 2010
  225. Ben Smith
    February 03, 2010
  226. Gloria J. Cosentino
    February 03, 2010
  227. Liz Swofford
    February 03, 2010
  228. Dale W. Brewer
    February 03, 2010
  229. Stephen James Miller
    February 03, 2010
  230. Scott Zabolotzky
    February 03, 2010
  231. William Hewitt
    February 03, 2010
    Available in EBSA Public Disclosure
  232. Mike Menchinger
    February 04, 2010
  233. Anonymous
    February 04, 2010
  234. David
    February 04, 2010
  235. Anonymous
    February 04, 2010
  236. Anonymous
    February 04, 2010
  237. Jeff Gorman
    February 04, 2010
  238. Nancy Dummer
    February 04, 2010
  239. Jan Lee Ador
    February 04, 2010
  240. Pete Holahan
    February 05, 2010
  241. Girard Miller
    February 05, 2010
  242. George Ardoin
    February 05, 2010
  243. Anonymous
    February 05, 2010
  244. Larry Littlefield
    February 05, 2010
  245. Kendra Jones
    February 05, 2010
  246. Peter Barnidge
    February 05, 2010
  247. Anonymous
    February 05, 2010
  248. Cynthia Tidwell
    February 05, 2010
  249. John Mountjoy
    February 05, 2010
  250. Girard Miller
    February 05, 2010
  251. K. Crafts
    February 05, 2010
  252. Bitter Senior Citizen
    February 05, 2010
  253. Donald Grimes
    February 05, 2010
  254. Alan Zenk
    February 06, 2010
  255. Richard A. Strilec
    February 06, 2010
  256. Brian Bradshaw
    February 06, 2010
  257. Jack Spurlock
    February 07, 2010
  258. Roger Shell
    February 07, 2010
  259. Marc Michaud
    February 07, 2010
  260. Lloyd Pennell
    February 07, 2010
    Available in EBSA Public Disclosure
  261. Frank Stranscak
    February 08, 2010
  262. Jason D. Zaks
    February 08, 2010
  263. Greg Heiple
    February 08, 2010
  264. Ron Young
    February 08, 2010
  265. Anonymous
    February 08, 2010
  266. Mike
    February 08, 2010
  267. Ron Stakelbeck
    February 09, 2010
  268. S. Coleman
    February 09, 2010
  269. Brad Brothers
    February 09, 2010
  270. Mark Smead
    February 09, 2010
  271. Anonymous
    February 10, 2010
  272. Alson R. Martin
    February 10, 2010
  273. Greg Bois
    February 10, 2010
  274. Gene Keller
    February 11, 2010
  275. John Emerson
    February 11, 2010
  276. Mike Drummer
    February 11, 2010
  277. John T. Helgerson
    February 11, 2010
  278. J. Jordan Schlick
    February 11, 2010
  279. Veronica McDavid
    February 11, 2010
  280. Joan H. Spisso
    February 11, 2010
  281. Gary Santoro
    February 11, 2010
  282. Virgil Rose
    February 11, 2010
  1. Charles N. Sweet
    February 11, 2010
    Available in EBSA Public Disclosure
  2. Mike Schwake
    February 11, 2010
  3. Judy Matysik
    February 11, 2010
  4. Jeff Evans
    February 11, 2010
  5. Frank Buzzard
    February 11, 2010
  6. Col. & Mrs. Robert A. Maddocks
    February 11, 2010
  7. Louise Kallemeyn
    February 11, 2010
  8. Bill Greenaway
    February 11, 2011
  9. Dale Jones
    February 11, 2010
  10. Pete Giancola
    February 11, 2010
  11. Anonymous
    February 11, 2010
  12. John R. Walters
    February 11, 2010
  13. Brian Zimmerman
    February 12, 2010
  14. Laura McReynolds
    February 12, 2010
  15. Michael Gawdun
    February 12, 2010
  16. Rich Dinkel
    February 12, 2010
  17. Charles Harlan
    February 12, 2010
  18. Hideki Osone
    February 12, 2010
  19. Larry Prokop
    February 13, 2010
  20. Clay R. McCall
    February 13, 2010
  21. J.R. Manning
    February 14, 2010
  22. Anonymous
    February 14, 2010
  23. Michael
    February 14, 2010
  24. Jerry W. Taylor
    February 15, 2010
  25. Greg
    February 15, 2010
  26. Steve Chambers
    February 16, 2010
  27. Drs. Craig
    February 16, 2010
  28. Ian R. Farrell
    February 16, 2010
  29. Jeffrey R. Kamenir
    February 16, 2010
  30. Kim Miller
    February 16, 2010
  31. Ron Blum
    February 16, 2010
  32. Martha Hurd-Call
    February 16, 2010
  33. Nancy Schoess
    February 17, 2010
  34. Steve Arrington
    February 11, 2010
  35. L. Timothy Giles
    February 11, 2010
  36. William Kimmel
    February 11, 2010
  37. William Edward Benner
    February 11, 2010
  38. James R. Williams
    February 12, 2010
  39. Randolph Hamilton Murdock
    February 12, 2010
  40. James Smithson
    February 16, 2010
  41. Shellie Albright
    February 17, 2010
  42. Scott T. Leverenz
    February 17, 2010
  43. Scott T. Leverenz
    February 17, 2010
  44. James Petrell
    February 18, 2010
  45. Michelle M. Williams
    February 18, 2010
  46. Valerie Marcum
    February 19, 2010
  47. Ed Nolan
    February 19, 2010
  48. John Scott
    February 19, 2010
  49. Anonymous
    February 19, 2010
  50. Eric Dalton
    February 19, 2010
  51. John Orange
    February 19, 2010
  52. Jocelyn Miller
    February 19, 2010
  53. Glenn R. Schuster
    February 19, 2010
  54. Don Myrick
    February 19, 2010
  55. Kevin Rogers
    February 19, 2010
  56. Rene Esquivel
    February 19, 2010
  57. Pat Noonan
    February 19, 2010
  58. Michael Grozdanoff
    February 20, 2010
  59. Ross L. Webster
    February 20, 2010
  60. R. Bilaskar
    February 20, 2010
  61. Mark Berreth
    February 20, 2010
  62. John Patriot
    February 21, 2010
    Available in EBSA Public Disclosure
  63. G. Rodgers
    February 21, 2010
  64. Lana Melton
    February 21, 2010
  65. Kai Reynhardt
    February 21, 2010
  66. Clifton Jones
    February 21, 2010
  67. Anonymous
    February 21, 2010
  68. LeAnn and Dan Stivers
    February 21, 2010
  69. Ted Stanfield
    February 21, 2010
  70. Abigail Fuller
    February 21, 2010
  71. Brian Tucker
    February 21, 2010
  72. The Dixons
    February 21, 2010
  73. G. Fields
    February 21, 2010
  74. Robert Josephs
    February 21, 2010
  75. David A. Solyom
    February 21, 2010
  76. G. Barry Lynas
    February 21, 2010
  77. Anonymous
    February 21, 2010
    Available in EBSA Public Disclosure
  78. Jean Boucher
    February 21, 2010
  79. Brian MacLean
    February 21, 2010
  80. Darin H.
    February 21, 2010
  81. Debbie Warnock
    February 21, 2010
  82. Paul Irvine
    February 22, 2010
  83. Jeremy Dover
    February 22, 2010
  84. Norman Baxter
    February 22, 2010
  85. Brad E. Garton
    February 22, 2010
  86. J. S. Hayes
    February 22, 2010
  87. David Greenberg
    February 22, 2010
  88. John Ludwig
    February 22, 2010
  89. Mark Dio Dati
    February 22, 2010
  90. John O'Connell
    February 22, 2010
  91. Mary Knepler
    February 22, 2010
  92. Gary Knepler
    February 22, 2010
  93. Leonard Pistek
    February 22, 2010
  94. Tim Whitty
    February 22, 2010
  95. Paula Lee
    February 22, 2010
  96. Robert Fogerty
    February 22, 2010
  97. Kathy Squires
    February 22, 2010
  98. Gary A. Frank
    February 22, 2010
  99. Lloyd Gilham
    February 22, 2010
  100. J. Donaldson
    February 22, 2010
  101. D&J Albert
    February 22, 2010
  102. Anonymous
    February 23, 2010
  103. Charles Cendrowski
    February 23, 2010
  104. Anonymous
    February 23, 2010
  105. Seva Schonstrom
    February 23, 2010
  106. Anonymous
    February 23, 2010
  107. Anonymous
    February 23, 2010
  108. Aaron Klinger
    February 23, 2010
  109. Shaun Doughty
    February 23, 2010
  110. Davies Wakefield
    February 23, 2010
    Available in EBSA Public Disclosure
  111. Grace Tulloch
    February 23, 2010
    Available in EBSA Public Disclosure
  112. Ellis M. George
    February 23, 2010
  113. Dave Payne
    February 23, 2010
  114. Dave
    February 23, 2010
    Available in EBSA Public Disclosure
  115. William Kuhle
    February 23, 2010
  116. Paul Blase
    February 23, 2010
  117. Pam Benson
    February 23, 2010
    Available in EBSA Public Disclosure
  118. William E. Roach
    February 23, 2010
  119. Frank
    February 23, 2010
  120. Joe Jalbert
    February 23, 2010
  121. Jeffrey R. Brown
    February 23, 2010
  122. Marilyn M. Singleton
    February 23, 2010
  123. William Dwyer
    February 23, 2010
  124. Sue Oglesby
    February 23, 2010
  125. Bob Walsh
    February 23, 2010
  126. Mr and Mrs Helton
    February 23, 2010
  127. Paul Tousignant
    February 23, 2010
  128. Jason Goode
    February 24, 2010
    Available in EBSA Public Disclosure
  129. Terrance Peterson
    February 24, 2010
  130. Ray Bossik
    February 24, 2010
  131. Anthony J. Marciniak
    February 24, 2010
  132. Dave Chlebda
    February 24, 2010
  133. Bob Fry
    February 24, 2010
  134. M.G. LaMar
    February 24, 2010
  135. Randy Kent
    February 24, 2010
  136. Kerry and Mark Angelo
    February 24, 2010
  137. Susan Best
    February 24, 2010
  138. Chris Weber
    February 24, 2010
  139. Dawn Miller
    February 24, 2010
  140. Adam Wade Verdin
    February 24, 2010
  141. Sam O'Neal
    February 24, 2010
  142. Carol Snyder
    February 24, 2010
  143. Mickey Cook
    February 24, 2010
  144. Sarah Nowlin
    February 24, 2010
  145. Michelle Thornburg
    February 24, 2010
  146. Kenneth J. Vogel
    February 25, 2010
  147. Debbie White
    February 25, 2010
  148. GB
    February 25, 2010
    Available in EBSA Public Disclosure
  149. Robert Laurence Whitman
    February 25, 2010
  150. William L. Abernathy Jr.
    February 25, 2010
  151. Tom Marcotte
    February 25, 2010
  152. Chris Baker
    February 26, 2010
  153. Thomas S. Ellsworth
    February 26, 2010
  154. James Scrivano
    February 26, 2010
  155. Jack Dykes
    February 26, 2010
  156. Mike Litschewski
    February 27, 2010
  157. Anonymous
    February 27, 2010
  158. Barb Howison
    February 27, 2010
  159. Derek Lowe
    February 27, 2010
  160. James K. Heller
    February 27, 2010
  161. Joseph Mason
    February 28, 2010
  162. James W. Stuber
    February 28, 2010
  163. Anonymous
    February 28, 2010
  164. Helene Gilbert
    February 28, 2010
  165. Larry Mercadante
    February 28, 2010
  166. Bill Hopper
    February 28, 2010
  167. Robert J. Marlowe
    February 28, 2010
  168. Debra Carlin
    February 28, 2010
  169. Ronald Richard Dodge
    March 01, 2010
  170. Brian McGarry
    March 01, 2010
  171. Stuart Rugg
    March 01, 2010
  172. William C. Morley
    March 02, 2010
  173. Anonymous
    March 02, 2010
  174. R. Parker
    March 03, 2010
  175. Diana Hsieh
    March 04, 2010
  176. Francis Luong
    March 04, 2010
  177. Ray Mosher
    March 04, 2010
  178. Joseph B. Bellersen, Jr. Qualified Annuity Services, Inc.
    March 05, 2010
  179. Jim Courtney
    March 05, 2010
  180. Jack Crawford
    March 05, 2010
  181. Heike Larson
    March 05, 2010
  182. Daniel Ford
    March 06, 2010
  183. Craig McCarty
    March 07, 2010
  184. Lisa Rutherford
    March 07, 2010
  185. R. Mitchell Bragg
    March 07, 2010
  186. Dan Goodmann
    March 08, 2010
  187. Thomas L. Pruitt
    March 08, 2010
  188. Michael J. Kane
    March 08, 2010
  189. William J. Heestand
    February 19, 2010
  190. Tom Rusk
    February 23, 2010
  191. C.J. Goodwin
    March 01, 2010
  192. C.A. Reiter
    March 01, 2010
  193. Ralph McCoy
    March 06, 2010
  194. Peter Lindsley
    March 08, 2010
  195. Senior Citizen Whitehall
    March 08, 2010
  196. Joyce Geisler
    March 08, 2010
  197. Dale W. Griffin
    March 16, 2010
  198. Dave Johnson
    March 17, 2010
  199. Sandra K. Johnson
    March 10, 2010
  200. R.
    March 13, 2010
  201. Peter Gehring
    March 13, 2010
    Available in EBSA Public Disclosure
  202. Richard Debord
    March 17, 2010
  203. Glen Puzey
    March 17, 2010
  204. John C. Stegenga
    March 17, 2010
  205. Eric C. Dyson
    March 17, 2010
  206. Ken Steiner
    March 21, 2010
  207. Paula A. Calimafde
    March 23, 2010
  208. Shaun Mullins
    March 24, 2010
  209. Chris Jones
    March 25, 2010
  210. Betsy S. Kramer
    March 26, 2010
  211. Kimberly McDonough
    March 25, 2010
  212. Anonymous
    March 26, 2010
  213. Anonymous
    March 26, 2010
  214. Mark Smith
    March 28, 2010
  215. James Keene
    March 28, 2010
  216. Diane Ducote
    March 26, 2010
  217. Connie Hassion
    March 26, 2010
  218. Greg Wys
    March 27, 2010
    Available in EBSA Public Disclosure
  219. Patrick Schultes
    March 27, 2010
  220. Dan Taylor
    March 27, 2010
  221. Randy Beck
    March 27, 2010
    Available in EBSA Public Disclosure
  222. Jeffrey Liautaud
    March 28, 2010
  223. Jerry Null
    March 28, 2010
    Available in EBSA Public Disclosure
  224. Don Phillips
    March 28, 2010
  225. Red Steele
    March 29, 2010
  226. Dennis Worden
    March 29, 2010
  227. Anonymous
    March 29, 2010
  228. John C. McFarlane
    March 30, 2010
  229. Farhana Bandukwala
    April 04, 2010
  230. Kenneth E. Posey
    April 06, 2010
  231. William Garrison
    April 06, 2010
  232. Harry J. Durham
    March 30, 2010
  233. James M. Berry
    March 30, 2010
  234. D. Church
    March 30, 2010
  235. Cary Hancock
    April 01, 2010
  236. Debbie Tallman
    April 02, 2010
  237. Mark Shemtob
    April 04, 2010
  238. Carlos Tocabens
    April 05, 2010
  239. Irvin Vaughn
    April 06, 2010
  240. Walt Franks
    April 06, 2010
  241. Mark Broussard
    April 06, 2010
  242. Jack Anastasi
    April 06, 2010
  243. Kathleen Wagner
    April 06, 2010
  244. Marijana Mover
    February 18, 2010
  245. William Starnes
    March 14, 2010
  246. Jeff Vandewinckel
    February 03, 2010
  247. Cheryl Wilkerson
    February 18, 2010
  248. Ray Dixon
    April 08, 2010
  249. Phill Treddenick
    April 08, 2010
  250. Matt Tindall
    April 08, 2010
  251. Anonymous
    April 08, 2010
  252. Francis Luong
    April 08, 2010
  253. David S. Maltby, Jr.
    April 08, 2010
  254. Rachel Miner
    April 08, 2010
  255. Tod
    April 08, 2010
  256. Deb Burns
    April 08, 2010
  257. Max Harris
    April 08, 2010
  258. Jason Stotts
    April 08, 2010
  259. Michael Garrett
    April 08, 2010
  260. Edward Cline
    April 08, 2010
  261. Shane Atwell
    April 08, 2010
  262. David Dane
    April 08, 2010
  263. Ronald Keller
    April 08, 2010
  264. Kelley Nielsen
    April 08, 2010
  265. Joseph Knapp
    April 08, 2010
  266. Julie Rowland
    April 08, 2010
  267. David Macerone
    April 08, 2010
  268. Roger Zimmerman
    April 08, 2010
  269. Trever Conn
    April 08, 2010
  270. Ken Andrews
    April 08, 2010
  271. Nanette and Hugh MacDonald
    April 09, 2010
  272. Craig Price
    April 09, 2010
  273. Jason Crawford
    April 09, 2010
  274. Steven Carlson
    April 09, 2010
    Available in EBSA Public Disclosure
  275. John Link
    April 09, 2010
  276. Greg Stroud
    April 09, 2010
  277. Jeff Springer
    April 09, 2010
  278. Luke Seed
    April 09, 2010
  279. Anonymous
    April 09, 2010
  280. Jesse Hackey
    April 09, 2010
  1. Brian Schwartz
    April 09, 2010
  2. James Cunningham
    April 09, 2010
  3. Xiaofang Li
    April 10, 2010
  4. Mike Spalding
    April 10, 2010
  5. Alex Voskresensky
    April 11, 2010
  6. Kim Catacutan
    April 11, 2010
  7. Laura Ann Bartlett
    April 12, 2010
  8. Amanda Teresi
    April 12, 2010
  9. Vicki Mair
    April 12, 2010
  10. Brian
    April 12, 2010
  11. Cort Wrotnowski
    April 12, 2010
  12. Rebekah Medaugh Carlisle
    April 13, 2010
  13. Gayla Frazier
    April 13, 2010
  14. Steve McKee
    April 14, 2010
    Available in EBSA Public Disclosure
  15. Russ Martini
    April 15, 2010
  16. DCP
    April 14, 2010
  17. Clay Yeager
    April 14, 2010
  18. Ahmad Hassan
    April 16, 2010
  19. Don Landek
    April 17, 2010
  20. Melvin Stribling
    April 18, 2010
  21. Scott McDonald
    April 18, 2010
  22. Gary Obert
    April 18, 2010
  23. Laura S. Watkins
    April 19, 2010
  24. Shelly Singh
    April 20, 2010
  25. Duane Bolick
    April 20, 2010
  26. Shannon Tefft-Janes
    April 21, 2010
  27. Anonymous
    April 21, 2010
  28. Concerned Citizen
    April 21, 2010
  29. Parker J. Arendell
    April 21, 2010
  30. Doermer School of Business at Indiana University
    Geralyn M. Miller Carolyn Stumph
    April 21, 2010
  31. The Fouts Family
    April 21, 2010
  32. Allan B. Cruickshanks
    April 27, 2010
  33. The Hartford Financial Services Group, Inc.
    Jason Berkowitz
    April 27, 2010
  34. International Association of Machinists and Aerospace Workers
    R. Thomas Buffenbarger
    April 19, 2010
  35. Raymond James Insurance Group
    Scott Stolz
    April 19, 2010
  36. Terry D. Blough
    April 19, 2010
  37. Dietrich & Associates, Inc.
    Kurt Dietrich
    April 19, 2010
  38. Americans for Secure Retirement
    Brent Wilkes, Barbara Kasoff, Hector Barreto, et. al.
    April 19, 2010
  39. Philip Jackson
    April 21, 2010
  40. Elizabeth Green
    April 21, 2010
  41. Alex J. Pollock
    April 22, 2010
  42. Tomlinson Financial Planning, LLC
    Joseph A. Tomlinson
    April 22, 2010
  43. Daryl Price
    April 22, 2010
  44. Michael Hautzinger
    April 23, 2010
  45. Glenn Posey
    April 25, 2010
  46. James Laubacher
    April 26, 2010
  47. Derek Gamradt
    April 27, 2010
  48. Cody Howe
    April 27, 2010
  49. Anna M. Rappaport
    April 27, 2010
  50. Natixis Global Asset Management
    John Hailer
    April 28, 2010
  51. Towers Watson
    William B. Gulliver
    April 28, 2010
  52. WorldatWork
    Cara Woodson Welch
    April 29, 2010
  53. Insured Retirement Institute
    Cathy Weatherford
    April 29, 2010
  54. The Initiative on Financial Security at the Aspen Institute
    Pamela Perun
    April 29, 2010
  55. Allianz of America
    Shlomo Benartzi
    April 29, 2010
  56. Kenneth Gill
    April 29, 2010
  57. Cindy R. Rehmeier
    April 29, 2010
  58. Committee on Investment of Employee Benefit Assets
    Robert M. Hunkler
    April 30, 2010
  59. Air Line Pilots Association International
    Bryan Green
    April 30, 2010
  60. New York Life Insurance Company
    George Nichols III
    April 30, 2010
  61. Actuarial Consulting Group, Inc.
    Scott D. Miller Carol R. Sears
    April 30, 2010
  62. Wagner Law Group
    Marcia S. Wagner
    April 30, 2010
  63. TIAA-CREF
    Larry M. Chadwick
    April 30, 2010
  64. The Individual Finance and Insurance Decisions Centre at the Fields Institute
    Moshe A. Milevsky, Kristen Moore, S. David Promislow, Virginia Young
    April 30, 2010
  65. Horizon Investments, LLC
    James Breen
    April 30, 2010
  66. Pension Consultants, Inc.
    Marina B. Wiley Mark S. Zielinski
    April 30, 2010
  67. Institutional Retirement Income Council
    C. Frederick Reish
    April 30, 2010
  68. Chris O'Flinn
    April 30, 2010
  69. Ralph D. Spaulding
    May 02, 2010
  70. The Profit Sharing/401k Council
    Ed Ferigno
    May 03, 2010
  71. Michael D. Beldy
    May 03, 2010
  72. Daniel Rausch
    May 03, 2010
  73. ING Insurance U.S.
    Robert G. Leary Catherine H. Smith
    May 03, 2010
  74. Putnam Investments
    Leonard M. Glynn
    May 03, 2010
  75. American Council of Life Insurers
    Walter Welsh James Szostek Shannon Salinas
    May 03, 2010
  76. Weber Shandwick
    Barb Iverson
    May 03, 2010
  77. FMR LLC Fidelity Investments
    James Barr Haines Douglas O. Kant
    May 03, 2010
  78. Public policy organizations committed to promoting women's retirement security; America Association of University Women; American Federal of State, County and Municipal Employees; National Consumers League; National Organization for Women, et. al.
    May 03, 2010
  79. Committee of Annuity Insurers
    Joseph F. McKeever, III, et. al.
    May 03, 2010
  80. American Society of Pension Professionals & Actuaries
    Brian H. Graff, Craig P. Hoffman, Robert M. Richter, James C. Paul, Judy A. Miller, David M. Lipkin, Bruce Ashton
    May 03, 2010
  81. John Hancock Life Insurance U.S.A. and Affiliates
    Hugh McHaffie
    May 03, 2010
  82. Wells Fargo
    John Papadopulos
    May 03, 2010
  83. Charles Schwab & Co., Inc.
    James McCool
    May 03, 2010
  84. American Benefits Council
    Jan Jacobson
    May 03, 2010
  85. Lincoln Financial Group
    David J. Kolhoff
    May 03, 2010
  86. Mutual of Omaha
    Scott Herchenbach
    May 03, 2010
  87. ERISA Industry Committee
    Mark J. Ugoretz
    May 03, 2010
  88. Investment Company Institute
    Mary Podesta
    May 03, 2010
  89. Jonathan Mercier
    May 03, 2010
  90. Genworth Financial, Inc.
    Frederick C. Conley
    May 03, 2010
  91. JP Morgan Asset Mgt
    Robert Holcomb
    May 03, 2010
  92. Women's Institute for a Secure Retirement
    May 03, 2010
  93. U.S. Chamber of Commerce
    Randy K. Johnson Aliya Wong
    May 03, 2010
  94. Defined Contribution Institutional Investment Association
    Lew Minsky
    May 03, 2010
  95. Association for Advanced Life Underwriting
    May 03, 2010
  96. Republican Savings Solutions Group
    Members of Congress John Boehner, et. al.
    May 03, 2010
  97. AARP
    David Certner
    May 03, 2010
  98. The SPARK Institute, Inc.
    Larry H. Goldbrum
    May 03, 2010
  99. Senate Committee on Aging
    Chairman Herb Kohl
    May 03, 2010
  100. Pension Research Council at the Boettner Center at the Wharton School of the University of Pennsylvania
    Olivia S. Mitchell
    May 03, 2010
  101. Prudential Financial, Inc.
    Christine Marcks
    May 03, 2010
  102. American Equity Life Insurance Company
    Michael Berenson
    May 03, 2010
  103. Morningstar, Inc.
    F. Allen Bliss
    May 03, 2010
  104. Milliman
    Kenneth P. Mungan Tamara A. Burden
    May 03, 2010
  105. Great-West Retirement Services
    Charles Nelson
    May 03, 2010
  106. Janis M. Richardson
    May 03, 2010
  107. Hewitt Associates
    Alison Borland
    May 03, 2010
  108. Hueler Companies
    Kelli H. Hueler
    May 03, 2010
  109. Cary Lakenbach
    May 03, 2010
  110. American Federation of Labor and Congress of Industrial Organizations
    Damon A. Silvers
    May 03, 2010
  111. LIMRA
    Robert A. Kerzner
    May 03, 2010
  112. Kevin T. Hanney
    May 03, 2010
  113. Certified Financial Planner Board of Standards, Inc.
    Kevin R. Keller
    May 03, 2010
  114. Fund Democracy, Consumer Federation of America, Consumer Action
    Mercer Bullard Ken McEldowney Barbara Roper
    May 03, 2010
  115. AEGON USA
    Mark W. Mullin
    May 03, 2010
  116. Pension Rights Center
    May 03, 2010
  117. The Financial Services Roundtable
    Richard Whiting
    May 03, 2010
  118. SIFMA
    Liz Varley
    May 03, 2010
  119. AllianceBernstein L.P.
    Daniel A. Notto
    May 03, 2010
  120. Financial Engines
    Jason Scott
    May 03, 2010
  121. Allianz Life Insurance Company of North America; Allianz Life Insurance Company of New York
    May 03, 2010
  122. BlackRock, Inc.
    Chip Castille
    May 03, 2010
  123. Steve Cooperstein
    May 03, 2010
  124. Fiduciary Compliance Center
    Jessica R. Flores
    May 03, 2010
  125. Nationwide
    Anne L. Arvia
    May 03, 2010
  126. Hearts & Wallets
    Laura Varas Chris J. Brown
    May 03, 2010
  127. Retirement Income Industry Association
    May 03, 2010
  128. American Academy of Actuaries
    Ethan E. Kra, John H. Moore, Arthur V. Panighetti, Cande Olson
    May 03, 2010
  129. Vanguard
    R. Gregory Barton
    May 03, 2010
  130. Ben Yahr
    May 03, 2010
  131. T. Rowe Price Group
    Cynthia Egan Richard Whitney
    May 03, 2010
  132. Mary Gleason
    May 03, 2010
  133. MetLife
    William J. Mullaney
    May 03, 2010
  134. Dillon Pyron
    May 04, 2010
  135. Robert Newman
    May 04, 2010
  136. National Association for Fixed Annuities
    Kim O'Brien
    May 05, 2010
  137. Linda K. and Douglas C. Huber
    April 30, 2010
  138. Michael Waggoner
    May 06, 2010
  139. Nick ONeill
    April 30, 2010
  140. Jason Privett
    May 06, 2010
  141. William Vojak
    May 06, 2010
  142. Fred Edwards
    May 06, 2010
  143. Kim Luckabaugh
    May 10, 2010
  144. Steve Northrup
    May 14, 2010
  145. James R. Bowman
    May 15, 2010
  146. Eric Locke
    May 10, 2010
  147. William G. Gale David C. John
    May 19, 2010
  148. Secretary of the Commonwealth of Massachusetts
    William F. Galvin
    May 19, 2010
  149. BrightScope Inc.
    Ryan Alfred Brooks Herman
    May 04, 2010
  150. National Coordinating Committee for Multiemployer Plans
    Randy G. DeFrehn
    May 04, 2010
  151. The Savings Coalition of America
    April 30, 2010
  152. Ron Peare
    April 20, 2010
  153. Mirandah Ellis
    April 15, 2010
  154. James Robinson
    April 14, 2010
    Available in EBSA Public Disclosure
  155. Anonymous
    April 12, 2010
  156. Johnny W. Porter
    April 09, 2010
  157. Anonymous
    April 08, 2010
  158. John Charles Sullivan
    April 08, 2010
  159. Sharon Sitton Roberts
    April 07, 2010
  160. Asset Strategy Consultants
    Roger L. Wohlner
    April 05, 2010
  161. Harry J. Durham
    March 30, 2010
  162. John C. Mcfarlane
    March 30, 2010
  163. Deborah Ann Harrison
    March 30, 2010
  164. Tube Processing Corp.
    John D. VanderMeer
    March 25, 2010
  165. Kimberly McDonough
    March 25, 2010
  166. Stephen D. Moore
    March 18, 2010
  167. Glen Edward McGovern
    March 17, 2010
  168. Don Tibbitts
    March 12, 2010
  169. Brian K. Qualters
    March 10, 2010
  170. Richard S. Trenkmann
    March 01, 2010
  171. Frank Todd
    March 01, 2010
  172. DM
    March 01, 2010
  173. Peter Wallace Bowler
    February 25, 2010
  174. Adam C. Vinson
    February 24, 2010
  175. Florence Suzanne Piegols
    February 23, 2010
  176. Matthew Thomas Walter
    February 23, 2010
  177. Mike
    February 23, 2010
  178. Anonymous
    February 23, 2010
    Available in EBSA Public Disclosure
  179. Don Joseph Alvarez
    February 22, 2010
  180. Jeff Linden
    February 22, 2010
    Available in EBSA Public Disclosure
  181. Joseph W. Smith, Jr.
    February 22, 2010
  182. Laurence Neve
    February 22, 2010
  183. Lester Wilbern Johnson
    February 22, 2010
  184. Linda Marie Johnson
    February 22, 2010
  185. Patrick Gibbs
    February 22, 2010
  186. Richard O. Speir
    February 22, 2010
  187. William Bruce Cutts
    February 22, 2010
  188. Clinton W. Cole
    February 19, 2010
  189. David Young
    February 18, 2010
  190. David
    February 17, 2010
  191. Jimmy Anthony Basquez
    February 17, 2010
  192. Michael Gawdun
    February 17, 2010
  193. Jennifer Dull
    February 16, 2010
  194. Karen Ann Vick
    February 16, 2010
  195. David Earl Hooten
    February 16, 2010
  196. Robert Wayne Schutt
    February 12, 2010
  197. Jeremy Hannigan
    February 12, 2010
  198. Roger Shell
    February 12, 2010
  199. Anonymous
    February 12, 2010
  200. Chris B. Tobe
    February 05, 2010
  201. Thomas Genovese
    February 05, 2010
  202. James Carmichael Hardy
    February 05, 2010
  203. Ben Smith
    February 05, 2010
  204. D. Dock
    February 05, 2010
  205. Edward P. Martin
    February 05, 2010
  206. Kristofer Phelps
    February 05, 2010
  207. M. Deckard
    February 05, 2010
    Available in EBSA Public Disclosure
  208. Anonymous
    February 05, 2010
  209. Anonymous
    February 05, 2010
  210. Anonymous
    February 05, 2010
  211. Gretta Secher-Jensen Kadow
    February 05, 2010
  212. Mitchell Wayne Kadow
    February 05, 2010
  213. Anonymous
    May 27, 2010
  214. Carl Gethmann
    May 27, 2010
  215. Edward P. Shea
    May 28, 2010
  216. Joanne C. Novarro
    June 05, 2010
  217. James Gerber
    June 08, 2010
  218. Carol Ann Rand
    June 12, 2010
  219. Leea Henderson
    June 23, 2010
  220. Roscoe Costa
    June 24, 2010
  221. Paul Miller
    July 07, 2010
  222. Kenton T. Conner
    July 07, 2010
  223. James Waltman
    August 11, 2010
  224. Thomas L. Dankiewicz
    September 14, 2010
  225. Louis Consiglio
    September 15, 2010
  226. Anonymous
    September 19, 2010
  227. Vincent A. Schiavi
    September 21, 2010
  228. John Aaron
    September 30, 2010
  229. Jim
    October 01, 2010
  230. Debbie DeLoach
    October 14, 2010
  231. Debbie Carter
    November 03, 2010