TRAINING AND EMPLOYMENT INFORMATION NOTICE No. 12-92
Technical Assistance Guide for Monitoring Service Providers Under the Job Training Partnership Act
To announce the availability and distribution of a technical assistance guide (TAG) which Job Training Partnership Act (JTPA) service delivery areas (SDAs) may use in monitoring their service providers.
Questions regarding this technical assistance project may be directed to your ETA Regional Office.
Reference: Training and Employment Information Notice No. 15-91. Background: Recent oversight reviews conducted by the Employment and Training Administration (ETA) of procurement and on-the-job training (OJT) systems in the SDAs revealed many instances of inadequate monitoring of service providers operating under contracts. The reviews found that local monitoring to ensure compliance was often not conducted because of a lack of suitable monitoring instruments. At the same time, Congress and other program evaluators, i.e., the Government Accounting Office and the Office of the Inspector General (OIG), were voicing concerns about the effectiveness of JTPA. This gave rise to a growing interest in oversight activities that integrated program integrity and quality issues at all levels including SDA service providers who expend the major portion of JTPA funds. In an effort to strengthen SDA monitoring, ETA has developed a TAG including eleven monitoring modules which an SDA may adapt to meet varying oversight needs and organizational configurations. A general introduction to monitoring is provided as well as specific information on how to combine data, form conclusions, and write reports. The modules have been reviewed by several public interest groups, the OIG, and were field tested on-site at 15 SDAs by local program staff. Technical Assistance Guide: The TAG is divided into three volumes: -- Volume I contains the general instructions applicable for all monitoring modules. -- Volume II is comprised of the eleven modules, which are data collection instruments, and includes advice for on-site implementation. -- Volume III provides instructions for preparation for on-site monitoring, interpretation of findings, and report preparation. Flexibility and Application: The modules may be used to monitor relevant areas under JTPA Titles II-A, II-B, and some areas under Title III. Where services are provided in-house, the modules may be used as self-assessment instruments. The use of these materials is entirely voluntary. All modules are flexible in that they are meant to be modified by SDAs to fit particular circumstances and to be responsive to changing Federal, State or local policies. SDAs should be cognizant of changes made by the recently passed amendments to JTPA. Some of the new provisions will necessitate changes to the modules. A diskette containing Volumes I, II, and III is provided along with each TAG to facilitate the modification process. The three volumes are prepared in Wordperfect 5.1. Monitoring Modules: The eleven monitoring modules cover the following topics: -- Occupational Classroom Training; -- Basic Education Classroom Training; -- On-the-Job Training (OJT) Employer; -- OJT Broker; -- Work Experience; -- Financial Accounting and Internal Controls; -- Payroll and Attendance Systems; -- Outreach and Recruitment; -- Participant Assessment and Referral; -- Supportive Services; and -- Job Development and Placement. While the modules are internally comprehensive they do not cover every topic that an SDA should monitor. Consideration should be given by the SDA to developing additional modules as appropriate. Training: In conjunction with planned training on the JTPA amendments, train-the-trainer sessions on using the new SDA Monitoring TAG will be made available to one two-person team from each State between March and May, 1993. Participants in the train-the-trainer sessions should have training backgrounds and experience in monitoring service provider contracts themselves so that they will be able to provide useful training and answer technical questions that may come up as they deliver turnaround sessions for SDA staff. Additional information about the train-the-trainer sessions will be provided at a later date. Distribution and Action: Copies of the three volumes constituting the TAG have been transmitted in bulk under separate cover to the State JTPA Liaisons. A diskette accompanies each TAG. Sufficient quantities are included for State JTPA Liaisons to forward multiple copies to SDAs. A copy should be provided to each State Worker Adjustment Liaison.
All State JTPA Liaisons All State Worker Adjustment Liaisons
Roberts T. Jones Assistant Secretary of Labor
Washington, DC: U.S. Department of Labor, Employment and Training Administration