UIPL_01-17-Attachment-B_Acc.pdf

ETA Advisory File
ETA Advisory File Text
1 Attachment B HCTC TAA ATAA RTAA Daily Record File HCTC Inbound State Header Data Format Header Data Elements Field Name Length Position Data Type Required HIPAA Compliant Notes State 2 1-2 Alpha Y Y Official state abbreviation Message ID 6 3-8 Numeric Y Unique record Identifier File Creation Date 8 9-16 Date Y Y Date record was created File Date 8 17-24 Date Y Y Date the file was created for Version Control No 4 25-28 Numeric Y File Version State Contact Name 60 29-88 Alpha Y Y Person who created the file State Contact Phone No 10 89-98 Numeric Y Contact phone number File Source 2 99-100 Alpha Y 01 - TAA 02 ATAA RTAA 03 - PBGC Total Record Count 12 101-112 Numeric Y Y Right justified blank filled HCTC Inbound State Candidate Data Format HCTC Detail Data Elements State 2 1-2 Alpha Y Y Official state abbreviation Message ID 6 3-8 Numeric Y Unique record identifier Social Security Number 9 9-17 Numeric Y Y Do not include dashes First Name 25 18-42 Alpha Y Y Middle Name 25 43-67 Alpha Y Last Name 35 68-102 Alpha Y Y 2 Suffix 10 103-112 Alpha Numeric Y Date of Birth 8 113-120 Date Y Data format MMDDYYYY Street Address Line 1 55 121-175 Alpha Numeric Y Y Street Address Line 2 55 176-230 Alpha Numeric Y Street Address Line 3 55 231-285 Alpha Numeric Y City 30 286-315 Alpha Y Y State 2 316-317 Alpha Y Y Zip Code 15 318-332 Numeric Y Y Eligibility Month Year 6 333-338 Date Y Data format MMYYYY Eligibility Adjustment Code 2 339-340 Numeric Values 00 10 20 21 22 23 24 and 99 Specifics about the file File frequency Daily Code Set ASCII File Format Fixed field length File make-up TAA ATAA RTAA PBGC participants who are either new to the program or people who it has been determined are still eligible for the benefits Number of files per day per state 1 or more Maximum number of records per file No known limit Number of states per file 1 Line Terminators CR LF End of Body Indicator ETX End of File Indicator EOT 3 ASCII DEC Values Character Dec Hex Oct CR D 13 D 015 LF D 10 A 012 ETX D 3 3 003 EOT D 4 4 004 DEFINITIONS HCTC Inbound State Header Data Format HCTC Header Data Elements State State Abbreviation e.g. Maryland MD File Creation Date Actual date that the file was created on system System Date . The date that the file was created in MMDDYYYY format. File Date Actual time that the file was created System Time . The date that the data within the file reflects in MMDDYYYY format. Version Control No Current version is 0001. Used to determined which file format was used to create the file State Contact Name Provide the name of the person responsible for sending the files and is able to respond to questions. State Contact Phone No Provide the phone number of the state contact person File Source Enter File Source Code 01 TAA Eligible Participant 4 02 ATAA RTAA Eligible Participant 03 For PBGC Eligible Participant Total Record Count Total number of individual records in the body of the file. If a person is in the file multiple times each record would add to the recount count . Right justify zero fill. HCTC Inbound State Candidate Data Format HCTC Detail Data Elements State State Postal Code of SWA sending data Message ID Unique record identifier. Sequential counter that begins with a one 1 and continues until its reaches 999999. Social Security Number The individual s assigned social security number First Name The individual s first name Middle Name The individual s middle name Last Name The individual s last name Suffix Individual suffix e.g. Jr. IV Sr. Date of Birth The individual s date of birth. Format us MMDDYYYY. Street Address Line 1 First line of the individual s mailing address Street Address Line 2 Second address of the individual s mailing address only if needed Street Address Line 3 Third line of the individual s mailing address only if needed City Individual s mailing address city State State Abbreviation e.g. Maryland MD Zip Code Postal zip code - left justify space fill. The 15 characters is a HIPAA standard that is used to handle non USA based postal code. Eligibility Month Year The current month and year that the individual is qualified as either a TAA or ATAA RTAA recipient. Format is MMYYYY. 5 Eligibility Adjustment Code Enter Code Default Value 00 Eligible Individual Eligibility Adjustment Code 10 Backdated Determination of Eligibility 20 Lost Eligibility due to an Amended Eligibility Determination 21 Lost Eligibility due to an Administrative or Employer Error 22 Lost Eligibility due to Claimant Error Without Willful Intent 23 Lost Eligibility due to Claimant Error with Willful Intent 24 Lost Eligibility due to an Appeals Reversal 99 Participant is a Lump-Sum Payment Recipient PBGC Code Only Explanation of Eligibility Adjustment Code Default Value Code 00 Code 00 will be used to report an individual that is meeting the TAA or ATAA RTAA recipient criteria for the HCTC for the first time within a month. Note Multiple transactions for different periods of eligibility may occur within the same daily transmission. Eligibility Adjustment Code Note If an individual is determined not to be TAA or ATAA RTAA eligible for a portion of a month ex. loses eligibility for one week but is deemed eligible for one day or more for that month that individual is considered a TAA or ATAA RTAA eligible recipient for HCTC for the entire month. Therefore codes 20-24 should be used only when removing an individual s eligibility status for an entire month. 10 Backdated Determination of Eligibility Code 10 will be used to report eligibility periods which precede earlier months than previously reported with a code 00 for TAA or ATAA RTAA recipients. These transactions will result from the states appeals and or review procedures wage reconsideration administrative error or any other procedures that establish eligibility subsequent to an initial eligibility. 20 Lost Eligibility due to an Amended Eligibility Determination 6 Code 20 will be used to report changes in a TAA or ATAA RTAA recipient s eligibility when a related TRA applicable UI entitlement is amended making the individual ineligible for HCTC for the previously reported month in its entirety. Note Code 20 will only be used when it is determined that one of the specific codes listed below can not be determined. This code is permitted when a state s database does not retain sufficient information to permit specific causes to be identified. 21 Lost Eligibility due to an Administrative or Employer Error Code 21 will be used to report changes in a TAA or ATAA RTAA recipient s eligibility when a related TRA applicable UI entitlement is amended making the individual ineligible for HCTC for the previously reported month in its entirety and the basis for the change resulted from agency error and or erroneous information furnished by the employer. Examples of causes for these transactions are incorrect separation information or incorrect wages furnished by the employer or from data entry errors by the agency. 22 Lost Eligibility due to Claimant Error Without Willful Intent Code 22 will be used to reverse an individual s entitlement as a TAA or ATAA RTAA recipient for a month reported earlier when the amended eligibility is due to an action on the part of the eligible individual and such action is deemed without willful intent by the individual to misrepresent facts pertinent to her his eligibility. Examples of the individual s actions are not reporting earnings correctly failure to meet the state s able and available laws and or the work search requirements of the law. Without willful intent will be determined in accordance with applicable state law. 23 Lost Eligibility due to Claimant Error with Willful Intent Code 23 will be used to reverse an individual s entitlement as a TAA or ATAA RTAA recipient for a month reported earlier when the amended eligibility is due to an action on the part of the eligible individual and such action is deemed willful intent on the part of the individual to misrepresent facts pertinent to her his eligibility. Examples of the individual s actions are not reporting earnings correctly failure to meet the state s able and available laws and or the work search requirements of the law. Willful intent will be determined in accordance with applicable state law. 24 Lost Eligibility due to an Appeals Reversal Code 24 will be used when an individual is determined not to be an eligible TAA or ATAA RTAA recipient as a result of an appeals reversal of the initial determination of TAA or ATAA RTAA eligibility.