DOL/SEC Hearing On Target Date Funds And Similar Investment Options

These comments will be made available in alternative format to persons with disabilities upon request.

Requests to Testify
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  1. DALBAR, Inc.
    Louis S. Harvey
    May 22, 2009
  2. Chris Tobe
    May 24, 2009
  3. The Profit Sharing/401k Council of America (PSCA)
    Edward Ferrigno
    May 27, 2009
  4. AllianceBernstein L.P.
    Daniel A. Notto
    May 29, 2009
  5. Securities Industry and Financial Markets Association (SIFMA)
    Elizabeth Varley
    May 29, 2009
  6. TIAA-CREF
    Sue K. DiLandro
    May 29, 2009
  7. Callan Associates, Inc.
    Lori Lucas
    June 05, 2009
  8. The Vanguard Group
    Ann L. Combs
    June 02, 2009
  9. Raymond James Financial Services
    Claiborne B. "Chip" Morton
    June 03, 2009
  1. Avatar Associates
    Michael Case Smith
    June 03, 2009
  2. National Association of Independent Retirement Plan Advisors (NAIRPA)
    Craig P. Hoffman
    June 03, 2009
  3. Griffith University
    Michael E. Drew
    June 04, 2009
  4. Barclays Global Investors
    Joanne Medero
    June 02, 2009
  5. Investment Company Institute
    Anna Driggs
    June 04, 2009
  6. Prudential Retirement Insurance and Annuity Company
    Christine Marcks
    June 04, 2009
  7. Employee Benefit Research Institute (EBRI)
    Dallas L. Salisbury
    June 04, 2009
  8. Behavioral Research Associates, LLC
    Jodi DiCenzo
    June 04, 2009
  9. QDIA.com
    Richard C. Dunne
    June 04, 2009
  1. T. Rowe Price Group, Inc.
    David M. Abbey
    June 04, 2009
  2. Watson Wyatt Worldwide
    Mark J. Warshawsky
    June 04, 2009
  3. JP Morgan Asset Management
    Evelyn E. Guernsey
    June 05, 2009
  4. Putnam Investments
    Leonard M. Glynn
    June 05, 2009
  5. NEPC
    Richard M. Charlton
    June 05, 2009
  6. Financial Engines
    Anne Tuttle
    June 05, 2009
  7. Russell Investments
    Josh Cohen
    June 05, 2009
  8. Fiduciary Compliance Center
    Jessica R. Flores
    June 05, 2009
  9. American Benefits Council
    Jan M. Jacobson
    June 04, 2009
Testimony of Witnesses
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  1. QDIA.com
    Richard Dunne
    June 18, 2009
  2. Profit Sharing 401k Council of America
    Ian S. Kopelman
    June 18, 2009
  3. DALBAR
    June 18, 2009
  4. Breidenbach Capital Consulting, LLC
    Chris Tobe
    June 17, 2009
  5. Barclays Global Investors
    June 18, 2009
  6. Putnam Investments
    Jeffrey Knight
    June 18, 2009
  7. Russell Investments
    Josh Cohen
    June 18, 2009
  8. T. Rowe Price Group, Inc.
    Richard Whitney
    June 18, 2009
  1. Callan Associates Inc.
    June 18, 2009
  2. Employee Benefit Research Institute
    Jack VanDerhei
    June 18, 2009
  3. Investment Company Institute
    Karrie McMillan
    June 18, 2009
  4. The Vanguard Group, Inc.
    John Ameriks
    June 18, 2009
  5. American Benefits Council
    Allison R. Klausner
    June 18, 2009
  6. National Association of Independent Retirement Plan Advisors
    June 18, 2009
  7. Watson Wyatt Worldwide
    Mark J. Warshawsky
    June 18, 2009
  8. TIAA-CREF
    Edward Moslander
    June 18, 2009
  1. AllianceBernstein L.P.
    Seth Masters
    June 18, 2009
  2. AARP
    David Certner
    July 16, 2009
  3. Certified Financial Planner Board of Standards, Inc.
    Marilyn Capelli Dimitroff
    July 18, 2009
  4. Financial Engines, Inc.
    Anne Tuttle
    July 18, 2009
  5. JP Morgan Asset Management
    Anne Lester
    July 18, 2009
  6. Investment Company Institute
    Karrie McMillan
    June 18, 2009
  7. Prudential Retirement
    Mark Foley
    June 18, 2009
  8. Employee Benefit Research Institute
    Jack Vanderhei
Supplemental and Other Materials
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  1. AllianceBernstein: Target-Date Retirement Funds: A Blueprint for Effective Portfolio Construction
  2. AllianceBernstein: Anti-Depression Advice for Retirees
  3. AllianceBernstein: Are Single-Manager Target-Date Funds Risky for Large Plan Fiduciaries?
  4. The Wagner Law Group
    Marcia S. Wagner
    June 16, 2009
  5. Fund Democracy and Consumer Federation of America
    Mercer Bullard
    Barbara Roper
    June 18, 2009
  6. Investment Company Institute: Principles To Enhance Understanding Of Target Date Funds
    June 18, 2009
  7. AXA Equitable Life Insurance Company: Bringing Guaranteed Income Solutions into 401(k) Plans: Creating Awareness
    June 18, 2009
  1. Financial InterGroup Holdings Ltd
    Allan D. Grody
    Richard R. Tinervin
    June 12, 2009
  2. Olivia S. Mitchell
    June 2009
  3. Watson Wyatt Worldwide: Asset Allocations and Risk-Return Tradeoffs of Target-Date Funds
    Gaobo Pang
    Mark Warshawsky
    June 18, 2009
  4. ERISA Industry Committee (ERIC)
    Mark J. Ugoretz
    July 17, 2009
  5. Fidelity Investments
    Douglas O. Kant
    July 17, 2009
  6. Reish & Reicher
    C. Frederick Reish
    Bruce L. Ashton
    July 17, 2009
  1. JP Morgan Asset Management: Sharpening Your Aim - Selecting the best target date strategy for your participants
  2. JP Morgan Asset Management: Ready! Fire! Aim? - How some target date fund designs are missing the mark on providing retirement security for those who need it most
  3. JP Morgan Asset Management: Post-Modern Asset Management: The Credit Crisis and Beyond
  4. JP Morgan Asset Management
    Anne Lester
  5. Investment Company Institute: Principles To Enhance Understanding Of Target Date Funds
  6. Investment Company Institute
    Karrie McMillan
    July 20, 2009