EXPRO Authorizations Under PTE 96-62

Below is a historical list of exemptions and EXPRO authorizations. They may not reflect current policies or procedures. The Department, for example, may require terms and conditions that were not required in prior exemptions. Persons considering filing for an exemption or EXPRO authorization may find it very helpful to discuss the facts or issues in their cases with the Department before preparing the filing. The Department welcomes all inquiries and is available to answer any questions you may have. Call us at 202-693-8540.

Final Authorization Number
Date, Case ID, Applicant Name

Description of Transaction

Substantially Similar Transactions

2019 EXPRO Exemptions

19-01E
01/23/2019
E00813
Western Pennsylvania Operating Engineers Joint Apprenticeship and Training Program
Notice to Interested Persons

Sale by Plan of Real Property

PTE 11-24 Oregon-Washington Carpenters Employers Apprenticeship & Training Trust Fund
76 FR 77266 Dec 12, 2011
FAN 16-01E Indiana/Kentucky/Ohio Regional Council of Carpenters Joint Apprenticeship and Training Fund
Mar 7, 2016

No EXPRO authorizations were issued in 2018.

Final Authorization Number
Date, Case ID, Applicant Name

Description of Transaction

Substantially Similar Transactions

2017 EXPRO Exemptions

17-02E
10/13/2017
E00789
Hyatt Corporation Welfare Benefits Plan and Xenia Assurance Company
Notice to Interested Persons

Captive Reinsurance

PTE 2014-03 Intel Corporation
79 FR 19927 Apr 10, 2014
PTE 2013-06 The Coca-Cola Co. and Red Re, Inc.
78 FR 76799 Dec 28, 2012

17-01E
04/30/2017
E00785
Seattle Area Plumbing & Pipefitting Industry Journeyman and Apprenticeship Training Trust
Notice to Interested Persons

Sale by Plan of Real Property

PTE 11-24 Oregon-Washington Carpenters Employers Apprenticeship & Training Trust Fund
76 FR 77266 Dec 12, 2011
FAN 16-01E Indiana/Kentucky/Ohio Regional Council of Carpenters Joint Apprenticeship and Training Fund
Mar 7, 2016
FAN 14-06E Pipefitters Location Union No. 533 Education Training Program
Nov 8, 2014

Final Authorization Number
Date, Case ID, Applicant Name

Description of Transaction

Substantially Similar Transactions

2016 EXPRO Exemptions

16-02E
03/19/2016
E00774
Laclede Gas Company and its affiliates and Laclede Insurance Risk Services, Inc.
Notice to Interested Persons

Captive Reinsurance

PTE 13-06 The Coca-Cola Co.
78 FR 19323 Mar 29, 2013
PTE 14-03 The Intel Corporation
79 FR 19927 Apr 10, 2014

16-01E
03/07/2016
E00773
Indiana/Kentucky/Ohio Regional Council of Carpenters Joint Apprenticeship and Training Fund
Notice to Interested Persons

Sale by Plan of Real Property

PTE 11-24 Oregon-Washington Carpenters Employers Apprenticeship & Training Trust Fund
76 FR 77266 Dec 12, 2011
FAN 14-06E Pipefitters Location Union No. 533 Education Training Program
Nov 8, 2014

Final Authorization Number
Date, Case ID, Applicant Name

Description of Transaction

Substantially Similar Transactions

2015 EXPRO Exemptions

15-08E
11/13/2015
E00769
The Electrical Trades Center
Notice to Interested Persons

Sale by Plan of Real Property

PTE 11-24 Oregon-Washington Carpenters Employers Apprenticeship & Training Trust Fund
76 FR 77266 Dec 12, 2011
FAN 14-06E Pipefitters Location Union No. 533 Education Training Program
Nov 8, 2014

15-07E
06/26/2015
E00764
Hormel Foods Corporation
Notice to Interested Persons

Captive Reinsurance

PTE 13-06 The Coca-Cola Co.
78 FR 19323 Mar 29, 2013
PTE 14-03 The Intel Corporation
79 FR 19927 Apr 10, 2014

15-06E
06/28/2015
E00763
International Union of Operating Engineers Local 450 Apprenticeship and Training Fund
Notice to Interested Persons

Sale by Plan of Real Property

PTE 11-24 Oregon-Washington Carpenters Employers Apprenticeship & Training Trust Fund
76 FR 77266 Dec 12, 2011
FAN 14-06E Pipefitters Location Union No. 533 Education Training Program
Nov 8, 2014

15-05E
06/17/2015
E00762
Defined Benefit Plan of Fluor Corporation and Participating Subsidiaries
Notice to Interested Persons

Sale by Plan of Partnership Interest

PTE 10-23 Carle Foundation Hospital & Affiliates Pension Plan
75 FR 47637 Aug 6, 2010
FAN 11-07E The Shelly Company and Subsidiaries Retirement Plan
Sep 23, 2011

15-04E
04/29/2015
E00759
Sealed Air Corporation
Notice to Interested Persons

Captive Reinsurance

PTE 13-06 The Coca-Cola Co.
78 FR 19323 Mar 29, 2013
PTE 14-03 The Intel Corporation
79 FR 19927 Apr 10, 2014

15-03E
03/14/2015
E00758
Healthcare Services Group, Inc. (HCSG)
Notice to Interested Persons

Captive Reinsurance

PTE 13-06 The Coca-Cola Co.
78 FR 19323 Mar 29, 2013
PTE 14-03 The Intel Corporation
79 FR 19927 Apr 10, 2014

15-02E
02/26/2015
E00757
Jon Wainwright IRA
Notice to Interested Persons

Sale by Plan of Real Property Interest

PTE 11-10 William W Etherington IRA
76 FR 34253 Jun 13, 2011
PTE 2010-28 John D Simmons IRA
75 FR 61775 Oct 6, 2010

15-01E
02/26/2015
E00756
Tony Calvis IRA
Notice to Interested Persons

Sale by Plan of Real Property Interest

PTE 11-10 William W Etherington IRA
76 FR 34253 Jun 13, 2011
PTE 2010-28 John D Simmons IRA
75 FR 61775 Oct 6, 2010

Final Authorization Number
Date, Case ID, Applicant Name

Description of Transaction

Substantially Similar Transactions

2014 EXPRO Exemptions

14-06E
11/08/2014
E00752
Pipefitters Local Union No. 533 Education Training Program
Notice to Interested Persons

Sale by Plan of Real Property

PTE 11-24 Oregon-Washington Carpenters Employers Apprenticeship & Training Trust Fund
76 FR 77266 Dec 12, 2011
FAN 09-15E Network Funding Corporation Employees Welfare Benefit Plan
Nov 14, 2009

14-05E
08/30/2014
E00748
The Lawler Foods, Ltd. Profit Sharing Plan
Notice to Interested Persons

Sale by Plan of Partnership Interest

PTE 10-23 Carle Foundation Hospital & Affiliates Pension Plan
75 FR 47637 Aug. 6, 2010
FAN 11-07E The Shelly Company and Subsidiaries Retirement Plan
Sep. 23, 2011

14-04E
08/02/2014
E00744
International Union of Operating Engineers Local 57 Apprenticeship and Skill Improvement Training Fund
Notice to Interested Persons

Sale by Plan of Real Property

PTE 05-10 North Texas Electrical Apprenticeship & Training Trust Fund
70 FR 37443 Jun. 29, 2005
FAN 12-09E Roofers Local 20 Apprenticeship Fund
Jul. 1, 2012

14-03E
07/26/2014
E00746
Nancy D. Halwig IRA
Notice to Interested Persons

Sale by Plan of Real Property Interest

PTE 11-10 William W. Etherington IRA
76 FR 34253 Jun. 13, 2011
FAN 10-03E Kristin P. Boardman IRA
Oct. 27, 2010

14-02E
07/26/2014
E00745
John M. Halwig IRA
Notice to Interested Persons

Sale by Plan of Real Property Interest

PTE 11-10 William W. Etherington IRA
76 FR 34253 Jun. 13, 2011
FAN 10-03E Kristin P. Boardman IRA
Oct. 27, 2010

14-01E
06/21/2014
E00742
Mark R. Madura Sole Proprietorship Profit Sharing Plan
Notice to Interested Persons

Sale by Plan of Real Property

PTE 07-16 Victor P Olson PSP
72 FR 51473 Sep. 7, 2007
FAN 12-04E Douglas S. Dorflinger and Associates Profit Sharing Plan
May 26, 2012

Final Authorization Number
Date, Case ID, Applicant Name

Description of Transaction

Substantially Similar Transactions

2013 EXPRO Exemptions

13-07E
09/08/2013
E00733
Union Bank, N.A.
Notice to Interested Persons

Credit Facility Arrangement

PTE 04-02 Bank of America
69 FR 7506 Feb. 17, 2004
FAN 11-01E Sumitomo Mitsui Banking Corp.
Mar. 26, 2011
FAN 11-02E WestLB AG
Apr. 11, 2011

13-06E
08/09/2013
E00728
Local 697 IBEW and Electrical Industry Pension Fund
Notice to Interested Persons

Sale by Plan of Real Property

PTE 07-06 Kern County Electrical Pension Trust
72 FR 21299 Apr. 30, 2007
FAN 09-15E Network Fund Corp.
Nov. 14, 2009

13-05E
08/05/2013
E00727
Archer Daniels Midland Company (ADM) and Agrinational Insurance Company (AIC)
Notice to Interested Persons

Captive Reinsurance

PTE 10-15 Subaru of America
75 FR 22852 Apr. 30, 2010
PTE 11-16 Verizon Communications Inc
76 FR 49790 Aug. 11, 2011

13-04E
05/15/2013
E00724
Joseph A. Dugan Jr. Self-Directed IRA
Notice to Interested Persons

Sale by Plan of Other Real Property

PTE 03-34 Hayden O Grona IRA
68 FR 64658 Nov. 14, 2003
FAN 10-03E Kristin P. Boardman IRA
Oct. 27, 2010

13-03E
05/11/2013
E00726
Network Funding Corporation Employees Welfare Benefit Plan
Notice to Interested Persons

Sale by Plan of Partnership or LLC Interest

PTE 09-04 Heico Holding Inc Pension Plan
73 FR 8570 Feb. 25, 2009
PTE 10-23 Carle Foundation Hospital & Affiliates Pension Plan
75 FR 47637 Aug. 6, 2010

13-02E
05/04/2013
E00718
The Northern Trust Company and Affiliates
Notice to Interested Persons

Sale by Plan of Other Securities

PTE 10-26 PNC Financial Services Group Inc
75 FR 56564 Sep. 16, 2010
PTE 08-01 Barclays Global Investors
73 FR 3274 Jan. 17, 2008

13-01E
04/19/2013
E00720
Cavanagh Company Defined Benefit Pension Plan
Notice to Interested Persons

Sale by Plan of Other Real Property

FAN 09-11E McHenry Law Firm Retirement Plan and Trust
Jul. 18, 2009
PTE 06-02 Pa Instit Neurogolical
71 FR 14008 Mar. 20, 2006