Advisory Opinions

Requests for interpretations and other rulings under Title 1 of ERISA are handled by the Office of Regulations and Interpretations under the provisions established by ERISA Procedure 76-1.  The office answers inquiries from individuals and organizations in the form of advisory opinions, which apply the law to a specific set of facts, or information letters, which merely call attention to well established principles or interpretations.

Data Dictionary

1975
AO/ Date/ Reference Recipient Description of Request
01/22/1975
3(1)

Anonymous

Whether a collectively bargained vacation fund is an employee welfare benefit plan, as defined in section 3(1) of ERISA.

1974
AO/ Date/ Reference Recipient Description of Request
10/21/1974

Anonymous

Whether ERISA will in any way discriminate women as a class.

11/05/1974
401
3(2)

Anonymous

Whether a severance pay plan that pays benefits full-time, salaried officers, agents, and dispatchers of a council and participating locals upon termination of employment is covered under ERISA.

1978
AO/ Date/ Reference Recipient Description of Request

Mr. Gil McCarty
Deputy Commissioner
Life & Health Division
Department of Insurance
Second Floor
Capital Plaza Tower
Frankfort, Kentucky 40601
 

Whether the Department of Insurance of the Commonwealth of Kentucky may require group health insurance contracts issued in the State to include a guaranteed conversion privilege.

1979
AO/ Date/ Reference Recipient Description of Request

Mr. Michael B. Himmel 
Special Attorney 
U.S. Department of Justice 
Newark, New Jersey 07102
 

Whether Teamsters Local 945 is an "employee organization" in terms of coverage of its severance and welfare funds under ERISA and its predecessor, the Welfare and Pension Plans Disclosure Act.