2014-SOX

2014-SOX-1 Whiteside v. FMC Technologies, Inc.
  • Decision and Order Approving Settlement Agreement and Dismissing Complaint With Prejudice (ALJ Jan. 22, 2014) (Chapman) PDF
2014-SOX-2 Dietz v. Cypress Semiconductor Corp.
  • Recommended Decision and Order (ALJ Dec. 1, 2014) (Chapman) PDF
  • Final Decision and Order (ARB Mar. 30, 2016) PDF
  • Dietz v. Cypress Semiconductor Corp., Nos. No. 16-9523, -9529, -9534 (10th Cir. Oct. 17, 2017) (2017 U.S. App. LEXIS 20236; 2017 WL 4676650) PDF
2014-SOX-3 Joshi v. American Tower Corp.
  • Decision and Order Denying Claim (ALJ Apr. 13, 2016) (McGrath) PDF
2014-SOX-4 Barney v. Tyco International
  • Order Approving Withdrawal of Objections Cancelling Hearing and Dismissing Claim (ALJ Jan. 22, 2015) (Henley) PDF
2014-SOX-5 Zengierski v. Gavilon/Conagra
  • Decision and Order Approving Settlement Agreement and Dismissing Claim (ALJ May 2, 2014) (Romero) PDF
2014-SOX-6 Ruple v. Clean Diesel Technologies, Inc.
  • Decision and Order Approving Settlement and Dismissing Complaint With Prejudice (ALJ Mar. 24, 2014) (Geraghty) PDF
2014-SOX-7 Moore v. New York Life Insurance Co.
  • Decision and Order Approving Motion to Withdraw (ALJ Mar. 20, 2014) (Silvain) PDF
2014-SOX-8 Caton v. Aviall Corp./Boeing Corp., Inc.
  • Order Granting Motion to Withdraw (ALJ Sept. 3, 2014) (Rosenow) (Complainant indicated intention to pursue action in federal district court) PDF
2014-SOX-9 Hill v. Initiative Legal Group et al.
  • Order Dismissing Case (ALJ Feb. 18, 2014) (Clark) PDF
2014-SOX-10 Hill v. Initiative Legal Group et al.
  • Order Dismissing Case (ALJ Feb. 18, 2014) (Clark) PDF
2014-SOX-11 Hill v. Initiative Legal Group et al.
  • Order Dismissing Case (ALJ Feb. 18, 2014) (Clark) PDF
2014-SOX-12 Grimm v. Best Buy
  • Order of Dismissal (ALJ May 14, 2015) (Almanza) PDF
2014-SOX-13 Kremer v. Fifth Third Bancorp
  • Decision and Order Approving Settlement and Dismissing Complaint (ALJ Jan. 15, 2015) (Sellers) PDF
2014-SOX-14 Laubenstein v. Conair Corp.
  • Order of Dismissal and Order Cancelling Hearing (ALJ July 24, 2014) (Merck) PDF
2014-SOX-15 Brownlee v. Hospira, Inc.
  • Decision and Order Granting Respondent's Motion for Summary Decision and Dismissing Complaint (ALJ June 9, 2015) (Lakes) PDF
2014-SOX-16 Gutierrez v. INB Financial Corp.
  • Order Granting Respondents' Motions to Dismiss and Cancelling Hearing (ALJ May 12, 2014) (Kennington) PDF
2014-SOX-17 Holifield v. Isramco, Inc.
  • Decision and Order - Award of Damages (ALJ Nov. 17, 2014) (Solomon) PDF
  • Final Order Granting Motion to Withdraw Appeal (ARB Jan. 21, 2015) PDF
2014-SOX-18 Fuqua v. SVOX AG
  • Recommended Order of Dismissal (ALJ June 4, 2014) (Chapman) PDF
  • Fuqua v. SVOX AG, No. 14-cv-00216 (N.D.Ill. Aug. 1, 2014) (granting defendant's motion to dismiss complaint) PDF
  • Final Order Closing Case (ARB Aug. 27, 2014) PDF
2014-SOX-19 Pressley v. UBS Financial Services, Inc.
  • Remand for Investigation (ALJ Mar. 20, 2014) (Price) PDF
2014-SOX-20 Blanchard v. Exelis Systems Corp.
  • Decision and Order Granting Motion to Dismiss Complaint (ALJ Jan. 20, 2015) (Romero) PDF
  • Final Decision and Order Approving Settlement and Dismissing Complaint Against Fluor Intercontinental Inc., With Prejudice (ARB Oct. 5, 2016) PDF (slip opinion)
  • Decision and Order of Remand (ARB Aug. 29, 2017) PDF (USDOL/OALJ Reporter) | PDF (slip opinion)
2014-SOX-21 Donlon v. Blackrock, Inc.
  • Decision and Order Approving Settlement Agreement and Dismissing Complaint With Prejudice (ALJ Oct. 21, 2014) (Geraghty) PDF
2014-SOX-22 Kleinman v. CBC Companies, Inc.
  • Decision and Order Dismissing the Claim Because It Was Not Timely Filed (ALJ Nov. 19, 2014) (Craft) PDF
  • Final Decision and Order (ARB Nov. 24, 2015) PDF
2014-SOX-23 Kshetrapal v. Dish Network LLC d/b/a Dish Network
  • Decision and Order of Dismissal (ALJ May 29, 2014) (Harris) PDF
  • Kshetrapal v. Dish Network, LLC, No. 14-cv-3527 (S.D. N.Y. Mar. 23, 2018) (2018 U.S. Dist. LEXIS 48493; 2018 WL 1474375) (Opinion and Order) PDF
2014-SOX-24 Penkowski v. Abbvie, Inc.
  • Order Dismissing Case, Based on Complainant's Unopposed Motion to Withdraw Complaint (ALJ May 6, 2014) (Odegard) PDF
2014-SOX-25 Panse v. BASF Corp.
  • Order of Dismissal (ALJ June 19, 2014) (Purcell) PDF
2014-SOX-26 Palmer v. Humana, Inc.
  • Ruling on Respondent's Order to Dismiss (ALJ Oct. 28, 2014) (Rosenow) PDF
2014-SOX-27 Tesoro v. Humana, Inc.
  • Ruling on Respondent's Order to Dismiss (ALJ Oct. 28, 2014) (Rosenow) PDF
2014-SOX-28 Lange v. Humana, Inc.
  • Ruling on Respondent's Order to Dismiss (ALJ Oct. 28, 2014) (Rosenow) PDF
2014-SOX-29 Lamb v. Rockwell Automation, Inc.
  • Order of Dismissal (ALJ Dec. 9, 2015) (Almanza) (complainant filed in district court) PDF
  • Lamb v. Rockwell Automation, Inc., 15-CV-1415 (E.D. Wis. Aug. 12, 2016) (2016 WL 42732102016) (Order [granting partial motion to dismiss]) PDF
  • Lamb v. Rockwell Automation, Inc., (E.D. Wis. Apr. 7, 2017) (2017 U.S. Dist. LEXIS 53722; 2017 WL 1319824) (Order [granting defendant's motion for summary judgment]) PDF
2014-SOX-30 Kelly v. State of Alabama - Public Service Commission
  • Order Granting Respondent's Motion to Dismiss and Cancelling Hearing (ALJ July 7, 2014) (Kennington) PDF
2014-SOX-31 Adams v. U.S. Fuel Corp.
  • Order Dismissing Claim (ALJ June 5, 2018) (Larsen) PDF
2014-SOX-32 Kirschner v. G.E. Transportation
  • Order Granting Respondent's Request to Dismiss and Cancellation of Hearing (ALJ Aug. 19, 2014) (Swank) (complaint filed in W.D.Pa.) PDF
2014-SOX-33 Rosenfeld v. Cox Enterprises, Inc.
  • Decision and Order Granting Respondent's Motions for Summary Decision and Dismissing Claim (ALJ Nov. 30, 2015) (Silvain) PDF
  • Final Decision and Order Dismissing Appeal (ARB May 24, 2016) PDF
  • Order Denying Motion for Reconsideration (ARB May 26, 2017) PDF (USDOL/OALJ Reporter)
2014-SOX-34 Meadows v. Ernst & Young, LLP
  • Final Order Approving Settlement - Dismissal of Complaint With Prejudice (ALJ Jan. 2, 2014) (Colwell) PDF
2014-SOX-35 Moldauer v. Constellation Brands, Inc.
  • Decision and Order Dismissing the Complaint (ALJ Oct. 20, 2014) (Henley) PDF
  • Moldauer v. Constellation Brands Inc., No. 14-1984 (D.D.C. Apr. 3, 2015) (Memorandum Opinion and Order) PDF
  • Appeal filed in the D.C. Cir., No. 15-5103
  • Moldauer v. Constellation Brands, Inc., No. 15-5103 (D.C. Cir. Aug. 7, 2019) (per curiam) (unpublished) (2019 U.S. App. LEXIS 23628) (Order) PDF
2014-SOX-36 Cline v. Spongetech Delivery System
  • Decision and Order of Dismissal (ALJ Feb. 4, 2015) (Timlin) PDF
2014-SOX-37 Derrick v. Roche Diagnostics Corp.
  • Order of Dismissal (ALJ Sept. 3, 2014) (Purcell) PDF
2014-SOX-38 Mitwally v. Odessa Regional Medical Center
  • Order Granting Motion to Withdraw and Dismissing Complaint (ALJ Sept. 3, 2014) (Purcell) PDF
2014-SOX-39 Webster v. Intersections, Inc.
  • Decision and Order Approving Settlement and Dismissing Complaint (ALJ Oct. 28, 2014) (Lakes) PDF
2014-SOX-40 Witbeck v. CH2M Hill Ltd.
  • Decision and Order (ALJ July 24, 2015) (Berlin) PDF
  • Final Decision and Order (ARB Mar. 15, 2017) PDF (USDOL/OALJ Reporter) | PDF (slip opinion)
  • Witbeck v. USDOL, No. 17-71397 (9th Cir. May 22, 2018) (2018 U.S. App. LEXIS 13308; 2018 WL 2308657) (unpublished) PDF
2014-SOX-41 Swinney v. Fluor Corp.
  • Decision and Order Granting Respondent's Motion for Summary Decision and Dismissing Complaint (ALJ Mar. 31, 2015) (Price) PDF
  • Final Order Dismissing Petition for Review (ARB June 11, 2015) PDF
2014-SOX-42 Kelly v. State of Alabama - Public Service Commission
  • Order of Dismissal (ALJ Jan. 15, 2015) (Kennington) PDF
2014-SOX-43 Anaya v. Sungard Availability Services L.P.
  • Order Approving Settlement (ALJ July 10, 2015) (Rosen) PDF
2014-SOX-44 Becker v. Community Health Systems, Inc.
  • Decision and Order - Awarding Benefits (ALJ Nov. 9, 2016) (Larsen) PDF
  • Decision and Order Approving Settlement and Dismissing Complaint with Prejudice (ARB Mar. 30, 2020) (per curiam) PDF
2014-SOX-45 Ross v. KiOR, Inc.
  • Order Dismissing Case (ALJ Oct. 28, 2019) (Romero) PDF
2014-SOX-46 Morrissey v. Freddie Mac
  • Order Granting Respondent's Motion for Summary Decision (ALJ Mar. 30, 2015) (Krantz) PDF
2014-SOX-47 Cecchetelli v. Triumph Engine Control Systems, LLC, Goodrich Pump and Engine
  • Order Dismissing Complaint Based on Lack of Jurisdiction Because Complainant Has Filed Action in District Court (ALJ Jan. 29, 2015) (Geraghty) PDF
2014-SOX-48 Griffitts v. Harley Davidson Financial Services
  • Order Granting Stipulation of Dismissal (ALJ Apr. 6, 2015) (Rosenow) PDF
2014-SOX-49 Brown v. Autoliv, Inc.
  • Order Approving Revised Settlement and Dismissing (ALJ Feb. 23, 2016) (Berlin) PDF
2014-SOX-50 Bishop v. Morgan Stanley Smith Barney, LLC
  • Order Approving Settlement (ALJ Jan. 8, 2015) (Clark) PDF
2014-SOX-51 Klaben v. Sandisk Corp.
  • Order of Dismissal With Prejudice (ALJ Aug. 31, 2015) (Dorsey) PDF

2015-SOX

2015-SOX-1 Leary v. Centene Corp.
  • Order of Dismissal (ALJ Nov. 20, 2014) (Merck) PDF
  • Leary v. Centene Corp., No. 14-cv-2547 (D.Kan. Mar. 10, 2015) (Memorandum & Order) (2015 WL 1034343; 2015 U.S. Dist. LEXIS 28918) PDF
2015-SOX-2 Pollien v. Coca-Cola Co.
  • Order of Dismissal With Prejudice (ALJ Feb. 9, 2015) (Rosen) PDF
2015-SOX-3 Hinds v. Toyota Motor Engineering & Manufacturing
  • Order of Dismissal (ALJ Nov. 4, 2014) (Lakes) PDF
  • Order Denying Reconsideration and Other Relief (ALJ Dec. 2, 2014) PDF
2015-SOX-4 McKinnon v. MetLife
  • Decision and Order of Dismissal (ALJ Dec. 11, 2014) (Harris) PDF
2015-SOX-5 Carson v. Farmers Union Oil Co.
  • Decision and Order Granting Pinnacle's Renewed Motion for Summary Decision and Dismissing Case (ALJ Feb. 25, 2016) (Berlin) PDF
2015-SOX-6 Baker v. MRC Global, Inc.
  • Order Approving Settlement (ALJ Feb. 3, 2015) (Timlin) PDF
2015-SOX-7 Plutzer v. United Services Automobile Association
  • Order Dismissing Complaint and Cancelling Hearing (ALJ Mar. 24, 2015) (Kennington) PDF
2015-SOX-8 Tamrazova v. Key Energy Services, Inc.
  • Order Approving Withdrawal of Objections and Dismissing Claim (ALJ Aug. 11, 2015) (Price) PDF
2015-SOX-9 Nieman v. Illinois Municipal League
  • Order Approving Withdrawal of Objections, Cancelling Hearing and Dismissing Claim (ALJ May 22, 2015) (Henley) PDF
2015-SOX-10 Shankar v. Wells Fargo Bank, NA
  • Order Approving Settlement Agreement and Dismissing of Claims With Prejudice (ALJ Oct. 29, 2015) (Odegard) PDF
2015-SOX-11 Pittman v. Bank of America Corp.
  • Order of Dismissal (ALJ Nov. 30, 2015) (Dorsey) (election to proceed in district court) PDF
2015-SOX-12 Nieberlein v. Nationstar Mortgage Holdings, Inc.
  • Decision and Order Approving Settlement Agreement, Protecting Confidentiality and Dismissing Claim (ALJ Nov. 6, 2015) (Romero) PDF
2015-SOX-13 Gallas v. The Medical Center of Aurora
  • Order Granting Respondent's Motion for Summary Decision (ALJ Oct. 19, 2015) (Geraghty) PDF
  • Decision and Order (ARB Apr. 28, 2017) PDF (USDOL/OALJ Reporter) | PDF (slip opinion)
2015-SOX-14 Perez v. Citigroup Inc.
  • Decision and Order Granting Respondent's Motion for Decision and Order Granting Respondent's Motion for Summary Decision and Dismissing Complainant's Complaint (ALJ Mar. 8, 2017) (Timlin) PDF
  • Final Decision and Order (ARB Sept. 30, 2019) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
2015-SOX-15 Kelly v. Alabama Public Service Commission
  • Order Granting Respondent's Motion to Dismiss (ALJ Sept. 29, 2015) (Sellers) PDF
2015-SOX-16 Collins v. Ameriprise Financial Services, Inc.
  • Order of Dismissal (ALJ July 2, 2015) (Henley) PDF
2015-SOX-17 Hougham v. Berkshire Hathaway, Inc.
  • Final Order of Dismissal (ALJ Sept. 21, 2015) (Henley) PDF
2015-SOX-18 Brown v. Synovus Financial Corp.
  • Decision and Order - Granting Respondent's Motion for Summary Decision and Order Dismissing Complaint (ALJ Dec. 16, 2016) (Bergstrom) PDF
  • Final Decision and Order Dismissing Untimely Appeal (ARB May 17, 2017) PDF (USDOL/OALJ Reporter) | PDF (slip opinion)
  • Order Denying Motion for Reconsideration (ARB June 27, 2017) PDF (USDOL/OALJ Reporter)
  • Brown v. Sec'y of Labor, No. 17-13151 (11th Cir. July 11, 2018) (per curiam) (unpublished) (2018 U.S. App. LEXIS 18803; 2018 WL 3385406) PDF (slip op.)
  • Final Decision and Order (ARB June 19, 2019) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
  • Brown v. United States DOL, No. 19-13120 (11th Cir. May 4, 2020) (per curiam) (unpublished) (denial of petition for review)  (2020 U.S. App. LEXIS 14135) PDF
2015-SOX-19 Dobak v. Remy International, Inc.
  • Decision and Order Granting Respondent's Motion for Summary Decision (ALJ June 14, 2016) (Harris) PDF
2015-SOX-20 Bullock v. Fluor Corp.
  • Order of Dismissal and Order Cancelling Hearing (ALJ Dec. 29, 2015) (Rosenow) PDF
2015-SOX-21 Ogunberu v. Husky Energy, Inc.
  • Order of Dismissal (ALJ Aug. 11, 2015) (Dorsey) (complainant elected to pursue claim in federal court) PDF
2015-SOX-22 Cleghorn v. General Motors Co.
  • Decision and Order Granting Respondent's Motion for Summary Decision and Dismissing the Claim With Prejudice (ALJ Mar. 17, 2017) (Merck) PDF
2015-SOX-23 Rosenzweig v. Morgan Stanley Smith Barney, LLC
  • Order Approving Settlement Agreement (ALJ Apr. 6, 2016) (Timlin) PDF
2015-SOX-24 Shelton v. Penn Virginia Corp.
  • Order of Dismissal (ALJ Jan. 4, 2016) (Kennington) (complainant informed ALJ of intention to file action in federal district court in Texas) PDF
2015-SOX-25 Micallef v. Harrah's Rincon Casino & Resort
  • Order Granting Summary Decision (ALJ Sept. 9, 2016) (Larsen) PDF
  • Final Decision and Order (ARB July 5, 2018) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
  • Micallef v. United States Dep’t of Labor, 790 Fed. Appx. 72 (9th Cir. Jan. 13, 2020) (unpublished) (No. 18-72418) (2020 U.S. App. LEXIS 1306; 2020 WL 133436) (Memorandum [dismissing petition for review]) PDF
2015-SOX-26 Stewart v. Enlink Midstream
  • Decision and Order Approving Settlement Agreement and Dismissing With Prejudice (ALJ Feb. 12, 2016) (Price) PDF
2015-SOX-27 Penate v. Wyndham Vacation Ownership
  • Order Vacating Hearing and Dismissing Case (ALJ Apr. 1, 2016) (Price) PDF
2015-SOX-28 Tellez v. OTG Interactive, LLC
  • Decision and Dismissal Order (ALJ Dec. 4, 2015) (Harris) (complainant elected to pursue claim in federal court in the S.D.N.Y.) PDF
2015-SOX-29 Meadows v. American Airlines
  • Order Dismissing Complaints (ALJ Sept. 18, 2019) (Morris) PDF
2015-SOX-30 Knuth v. Astoria Bank
  • Final Order Dismissing Complaint (ALJ Nov. 16, 2016) (Odegard) PDF
2015-SOX-31 Latigo v. ENI Trading & Shipping
  • Order Granting Motion for Summary Decision (ALJ June 15, 2015) (Romero) PDF
  • Final Decision and Order (ARB Mar. 8, 2018) PDF
2015-SOX-32 Jackson v. BH | Energy Power Services LLC
  • Order Approving Settlement Agreement; Dismissal (ALJ June 23, 2015) (Markley) PDF
2015-SOX-33 Franklin v. Areva, Inc.
  • Order Dismissing Complaint (ALJ Nov. 24, 2015) (Bergstrom) PDF
2015-SOX-34 Rimini v. J.P. Morgan Chase & Co.
  • Decision and Order Granting Respondent's Motion for Summary Decision (ALJ Jan. 18, 2017) (McGrath) PDF
  • Order Remanding Case to Administrative Law Judge to Resolve Pending Motion for Reconsideration (ARB Feb. 23, 2017) PDF (USDOL/OALJ Reporter) | PDF (slip opinion)
  • Order Denying Complainant's Motion for Summary Decision (ALJ Feb. 24, 2017) PDF
  • Order Dismissing Complaint (ARB Mar. 30, 2017) (Complainant informed ARB that he will file in federal district court) PDF (USDOL/OALJ Reporter) | PDF (slip opinion)
2015-SOX-35 Bachhuber v. Dish Network
  • Order of Dismissal (ALJ Mar. 25, 2016) (Larsen) PDF
2015-SOX-36 Thibodeau v. Wal-Mart Stores, Inc.
  • Decision and Order Dismissing Complaint (ALJ Sept. 11, 2017) (Almanza) PDF
  • Decision and Order (ARB Dec. 17, 2020) (per curiam) PDF

2016-SOX

2016-SOX-1 Vodafone US, Inc.
  • Decision and Order Dismissing Complaint (ALJ Apr. 29, 2019) (Colwell) PDF
  • Decision and Order (ARB Mar. 19, 2021) (per curiam) PDF
2016-SOX-2 LaQuey v. United Health Group, Inc. d/b/a Optum
  • Decision and Order (ALJ July 7, 2017) (Bell) PDF
  • Decision and Order (ARB Oct. 9, 2020) PDF
  • Order Denying Reconsideration (ARB Jan. 12, 2021) PDF
2016-SOX-3 Midamba v. Verizon Wireless Texas, LLC
  • Decision and Order (ALJ Apr. 10, 2019) (Rosenow) PDF
  • Decision and Order (ARB Feb. 18, 2021) PDF
2016-SOX-4 Exclusa v. Cooperativa Ahorro y Credito Dr. Manual Zeno Gandia
  • Decision and Order Dismissing Complaint and Cancelling Hearing (ALJ Mar. 25, 2016) (McGrath) PDF
2016-SOX-5 Wong v. Sumitomo Mitsui Banking Corp.
  • Decision and Order Denying Claim (ALJ Aug. 23, 2018) (Timlin) PDF
  • Decision and Order (ARB Oct. 26, 2020) (per curiam) PDF
2016-SOX-6 Hamilton v. PriceWaterhouseCoopers LLP
  • Decision and Order Approving Settlement Agreement and Granting Respondent's Unopposed Motion to Seal (ALJ July 13, 2017) (Merck) PDF
2016-SOX-7 Lenart v. Coach, Inc.
  • Final Decision and Order Approving Settlement (ALJ Jan. 13, 2016) (Harris) PDF
2016-SOX-8 McCowan v. Engility Holdings, Inc.
  • Order of Dismissal (ALJ July 6, 2016) (Bland) PDF
2016-SOX-9 Sublett v. Trane, Inc.
  • Order Approving Withdrawal of Objections, Cancelling Hearing, and Dismissing Claim (ALJ Sept. 13, 2016) (Daly) PDF
2016-SOX-10 Morton v. Trane, Inc.
  • Order Approving Withdrawal of Objections, Cancelling Hearing, and Dismissing Claim (ALJ Sept. 13, 2016) (Daly) PDF
2016-SOX-11 Glapion v. Kroll Associates, Inc.
  • Order Dismissing Matter (ALJ Mar. 9, 2016) (Clark) PDF
2016-SOX-12 McManus v. Tetra Tech Construction, Inc.
  • Decision and Order Granting Respondent's Motion to Dismiss for Untimeliness and Cancelling Hearing (ALJ May 3, 2016) (Calianos) PDF
  • Final Decision and Order (ARB Dec. 19, 2017) PDF (USDOL/OALJ Reporter) | PDF (slip opinion)
2016-SOX-13 Nortell v. North Central College
  • Order Denying Complainant's Motion for Summary Decision and Granting Respondent's Motion for Summary Decision and Dismissing Complaint (ALJ June 2, 2016) (Calianos) PDF
2016-SOX-14 Mokhiber v. HSBC Bank USA, N.A.
  • Order Administratively Closing Case (ALJ Dec. 10, 2015) (Henley) PDF
2016-SOX-15 Collins v. Ameriprise Financial Services, Inc.
  • Order Granting Respondent's Motion to Dismiss Pursuant to FRCP 12(b)(6) (ALJ June 6, 2016) (Kennington) PDF
2016-SOX-16 Bell v. Quidel Corp.
  • Order Granting Motion to Dismiss (ALJ July 15, 2016) (Markley) PDF
2016-SOX-17 Hinds v. Unknown
  • Order of Dismissal (ALJ Aug. 8, 2016) (Colwell) PDF
2016-SOX-18 Kuykendall v. PNC Bank
  • Order Granting Respondent's Motion for Summary Decision (ALJ June 8, 2016) (Swank) PDF
2016-SOX-19 Morgan v. Ford Motor Co.
  • Decision and Order Dismissing Complaint (ALJ June 9, 2017) (Kane) PDF
2016-SOX-20 Pittman v. Ditech Financial, LLC
  • Order of Dismissal (ALJ Mar. 29, 2016) (Dorsey) (complainant provided notice that he will file complaint in federal district court) PDF
2016-SOX-21 Christenson v. The Orvis Co., Inc.
  • Decision and Order Dismissing the Above-Captioned Case With Prejudice for Lack of Jurisdiction and Order Cancelling the Hearing (ALJ June 1, 2016) (Merck) PDF
  • Order Dismissing Appeal (ARB Aug. 4, 2016) PDF (slip opinion) | PDF (USDOL/OALJ Reporter)
2016-SOX-22 Teeple v. FMC Technologies, Inc.
  • Decision and Order Approving Settlement, Order of Dismissal With Prejudice, and Order Cancelling Hearing (ALJ Mar. 30, 2016) (Almanza) PDF
2016-SOX-23 Gaster v. Exelis, Inc.
  • Order Approving Settlement, (ALJ Dec. 6, 2016) (Johnson) PDF
2016-SOX-24 Komatsu v. NTT Data, Inc./Credit Suisse
  • Order Granting Respondent's Motion to Dismiss (ALJ May 27, 2016) (Odegard) PDF
  • Final Decision and Order(ARB Mar. 13, 2018) PDF
2016-SOX-25 Mokhiber v. HSBC Bank USA, N.A.
  • Order Approving Settlement and Dismissing Complaint (ALJ Sept. 26, 2016) (Morgan) PDF
2016-SOX-26 Hicks v. Union Bank
  • Order Granting Complainant's Request to Withdraw His Objections to the Secretary's Findings (ALJ May 18, 2016) (King) PDF
2016-SOX-27 Makram v. CA, Inc.
  • Final Order of Dismissal (ALJ Oct. 17, 2017) (Harris) PDF
2016-SOX-28 Fitzgerald v. JP Morgan Chase, N.A.
  • Order Approving Settlement Agreement and Dismissing Complaint (ALJ Apr. 12, 2016) (Henley) PDF
2016-SOX-29 Thomas v. JPMorgan Chase Bank, N.A.
  • Decision and Order Approving Settlement and Dismissing Complaint (ALJ Sept. 15, 2016) (Henley) PDF
2016-SOX-31 Dupus v. Barclays Wealth and Investment Management
  • Order Acknowledging Receipt of Complainant's Request to Withdraw Objection; and Dismissing the Matter (ALJ May 23, 2016) (Odegard) PDF
2016-SOX-32 Denneny v. MBDA, Inc.
  • Corrected Decision and Order Granting Respondent's Motion for Summary Decision (ALJ Feb. 9, 2018) (Merck) PDF
  • Decision and Order (per curiam) (ARB Jan. 8, 2021) PDF
2016-SOX-33 Russo v. Globus Medical Inc.
  • Order Approving Settlement (ALJ June 13, 2016) (Timlin) PDF
2016-SOX-34 Garrett v. Tesco Corp.
  • Decision and Order Approving Settlement Agreement, Dismissing Claim and Cancelling Hearing (ALJ Oct. 7, 2016) (Romero) PDF
2016-SOX-35 Konarik v. Buck Consultants
  • Decision and Order Approving Settlement Agreement and Dismissing Claim With Prejudice (ALJ Dec. 20, 2017) (Rosenow) PDF
2016-SOX-36 Lyon v. Canadian National Railway Co.
  • Order of Dismissal (ALJ Jan. 9, 2017) (Bland) (complainant filed a notice of intent to remove to U.S. district court) PDF
2016-SOX-37 Brooks v. Agate Resources, LLC
  • Order Granting Summary Decision on Reconsideration (ALJ Mar. 6, 2017) (Berlin) PDF
  • Final Decision and Order (ARB Mar. 25, 2019) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
  • Related Brooks v. Agate Res., Inc., No. 15-cv-00983 (D. Or. Mar. 25, 2019) (2019 U.S. Dist. LEXIS 83681), adopted by Brooks v. Agate Res., Inc., 2019 U.S. Dist. LEXIS 83423 (D. Or. May 14, 2019)
  • Brooks v. U.S. Department of Labor, Administrative Review Board, No. 19-71240 (9th Cir. Sept. 17, 2019) (2019 U.S. App. LEXIS 28239) (Order) PDF
  • Brooks v. United States Dep't of Labor, No. 19-71240 (9th Cir. Apr. 21, 2020) (2020 U.S. App. LEXIS 12838) (Order dismissing petition for failure to prosecute) PDF
  • Related Brooks v. Agate Res., Inc., No. 19-35547 (9th Cir. Nov. 5, 2020) (per curiam) (unpublished) (2020 U.S. App. LEXIS 35034; 2020 WL 6500936) (Memorandum) PDF
2016-SOX-38 Barrow v. Branch Banking & Trust (BB&T)
  • Barrow v. Branch Banking & Trust Co, No. 16-cv-675 (W.D. N.C. July 7, 2017) (2017 U.S. Dist. LEXIS 105129) PDF
  • Decision and Order Approving Settlement and Order of Dismissal With Prejudice (ALJ May 14, 2018) (Colwell) PDF
2016-SOX-39 Hill v Schlumberger Ltd.
  • Decision and Order Approving Settlement Agreement and Dismissing With Prejudice (ALJ Aug. 18, 2017) (Price) PDF
2016-SOX-40 Opela v. Apogee Enterprises, Inc.
  • Decision and Order Granting Respondent's Motion to Dismiss in Part (ALJ Feb. 2, 2017) (Barto) (dismissing SOX complaint, and CPSIA complaints against most named Respondents; hearing continues as to CPSIA complaint against Wausau Window and Wall) PDF
  • Order Dismissing Complaint and Canceling Hearing (ALJ Feb. 23, 2017) (sub. nom. Opela v. Wausau Window and Wall) PDF
  • Opela v. Acosta, No. 17-1788 (7th Cir. Aug. 8, 2017) (order granting Petitioner's motion for voluntary dismissal) PDF
  • Opela v. Wausau Window and Wall, No. 17-1788 (W.D. Wis. Aug. 31, 2017) (Opinion and Order) (claims dismissed against Apogee Enterprises and certain of it subsidiaries, but not Apogee Wausau Group, Inc. d/b/a Wausau Window and Wall) PDF
  • Opela v. Wausau Group Inc., No. 17-124 (W.D. Wis. May 8, 2018) (Opinion and Order [denying summary judgment]) PDF
  • Opela v. Wausau Group Inc., No. 17-124 (W.D. Wis. June 27, 2018) (Special Verdict) PDF
  • Opela v. Wausau Group Inc., No. 17-124 (W.D. Wis. June 28, 2018) (Judgment in a Civil Case) (judgment in favor of Apogee Wausau Group, Inc. on jury verdict; claims against Apogee Enterprises, Tubelite, Inc., Harmon, Inc., Alumicor, Ltd., and Linetec, Inc. dismissed for lack of jurisdiction) PDF
2016-SOX-41 Griffo v. Book Dogs Books, LLC
  • Order Granting Respondent's Motion for Summary Decision, Dismissing the Claim and Canceling the Hearing (ALJ Nov. 22, 2017) (Kane) PDF
  • Final Decision and Order (ARB May 2, 2019) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
2016-SOX-42 Jordan v. Dyncorp International LLC
  • Decision and Order of Dismissal and Order Sanctioning the Complainant (ALJ Feb. 28, 2018) (Almanza) PDF
  • Decision and Order (ARB Sept. 16, 2020) PDF

2017-SOX

2017-SOX-1 Hoover v. Texas Sterling Construction Co., Inc.
  • Order Dismissing Complaint (ALJ Nov. 25, 2016) (Johnson) PDF
2017-SOX-2 Buchanan v. Texas Sterling Construction Co., Inc.
  • Order Dismissing Complaint (ALJ Nov. 25, 2016) (Johnson) PDF
2017-SOX-3 Barnes v. Treliant Risk Advisors, LLC
  • Order Approving Settlement (ALJ Aug. 23, 2017) (Merck) PDF
2017-SOX-4 Reilly v. GlaxoSmithKline, LLC
  • Decision and Order Granting Respondent's Motion to Dismiss (ALJ Feb. 22, 2017) (Harris) PDF
  • Order Dismissing Complaint (ARB May 19, 2017) (complaint for de novo review filed with E.D. Pa.) PDF (USDOL/OALJ Reporter) | PDF (slip opinion)
  • Reilly v. GlaxoSmithKline, LLC, No. 17-cv-2045 (E.D. Pa. July 18, 2019) (2019 U.S. Dist. LEXIS 119618; 2019 WL 3233203) (Memorandum) PDF
  • Reilly v. GlaxoSmithKline, LLC, No. 19-2897 (3d Cir. July 16, 2020) (not precedential) (2020 U.S. App. LEXIS 22101) (Opinion [affirming district court]) PDF
2017-SOX-5 Ormson v. Sprint Corp.
  • Order Approving Settlement (ALJ May 12, 2017) (Berlin) PDF
2017-SOX-6 Boyd v. National Oilwell Varco, Inc.
  • Decision and Order Approving Settlement Agreement and Dismissing With Prejudice (ALJ June 5, 2018) (Rosenow) PDF
2017-SOX-7 Smith v. Raytheon Co.
  • Order Approving Complainant's Withdrawal of Objections and Order Cancelling Hearing and Order of Dismissal (ALJ Mar. 22, 2017) (Harris) PDF
2017-SOX-8 Tyson v. Radian Group, Inc.
  • Decision and Order of Dismissal (ALJ Feb. 2, 2017) (Harris) PDF
2017-SOX-9 Lutz v. Radian Group, Inc.
  • Decision and Order of Dismissal (ALJ Feb. 2, 2017) (Harris) PDF
2017-SOX-10 Burns v. The Upstate National Bank
  • Order Dismissing Complaint (ALJ Apr. 12, 2017) (Hillson) PDF
  • Final Decision and Order (ARB Feb. 26, 2019) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
2017-SOX-11 LaFrance v. Aston Hotels and Resorts
  • Order Approving Settlement (ALJ Aug. 15, 2017) (Berlin) PDF
2017-SOX-12 Baker v. Meggitt (Rockmart) Inc.
  • Order Dismissing Complaint (ALJ Apr. 5, 2017) (Rosen) (complainant filed notice of intent to remove to federal court) PDF
2017-SOX-13 Hoptman v. Health Net of California
  • Order Granting Summary Decision (ALJ June 7, 2017) (Clark) PDF
  • Final Decision and Order (ARB Oct. 31, 2019) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
2017-SOX-14 Cardozo v. JP Morgan Chase
  • Order of Dismissal and Order Cancelling Hearing (ALJ Sept. 14, 2017) (Almanza) PDF
2017-SOX-15 Harrison v. Kinder Morgan
  • Decision and Order Approving Agreement to Settle and Dismissing With Prejudice (ALJ Dec. 11, 2017) (Price) PDF
2017-SOX-17 Walls v. Weatherford Services, Ltd.
  • Decision and Order Approving Settlement Agreement, Protecting Confidentiality and Dismissing Claim (ALJ June 4, 2018) (Romero) PDF
2017-SOX-18 Talbert v. FMC Technologies
  • Order of Dismissal (ALJ Nov. 15, 2017) (Kennington) PDF
2017-SOX-19 Hu v. PTC, Inc.
  • Order of Dismissal - Granting Respondent's Motion for Summary Decision (ALJ Aug. 2, 2017) (Solomon) PDF
  • Final Decision and Order (ARB Sept. 18, 2019) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
2017-SOX-20 Waadevig v. Markets and Markets, Inc.
  • Decision and Order Granting Motion to Dismiss (ALJ Nov. 9, 2018) (Berlin) PDF
2017-SOX-22 Dixon v. Universal American
  • Ruling on Complainant's Motion to Withdraw (ALJ Aug. 31, 2017) (Rosenow) PDF
2017-SOX-23 Wingo v. Southern Co.
  • Order of Dismissal (ALJ Aug. 18, 2017) (Daly) PDF
  • Wingo v. The Southern Co., No. 17-cv-01328 (N.D. Ala. May 29, 2018) (2018 U.S. Dist. LEXIS 88938; 2018 WL 2416447) PDF
2017-SOX-24 Williams v. BNSF
  • Decision and Order - Hearing Cancelled - Claim Dismissed (ALJ June 21, 2017) (Solomon) PDF
2017-SOX-25 Shaikh v. National Bank of Pakistan
  • Order Granting Motion for Summary Decision (ALJ May 26, 2017) (Timlin) PDF
  • Final Decision and Order (ARB Feb. 14, 2019) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
2017-SOX-26 Jiang v. Wells Fargo Bank
  • Decision and Order Approving Settlement Agreement; Dismissing Complaint With Prejudice; & Cancelling Hearing (ALJ Sept. 7, 2017) (Calianos) PDF
2017-SOX-27 Taylor v. 410 Park Display, Inc.
  • Order Permitting Withdrawal of Complaint (ALJ Aug. 14, 2017) (Barto) PDF
2017-SOX-28 Greenlee-Keck v. J.P. Morgan Securities, LLC
  • Order Granting Respondent J.P. Morgan Securities, LLC's Motion to Dismiss Whistleblower Online Complaint (ALJ Aug. 4, 2017) (Temin) PDF
2017-SOX-29, 2018-SOX-22 Singh v. Equinor US Operations, LLC f/k/a Statoil Gulf Services, LLC, et al.
  • Order [of Dismissal] (ALJ Jan. 27, 2020) (Donaldson) PDF
2017-SOX-30 Garvey v. Morgan Stanley
  • Order Dismissing Complaint (ALJ Feb. 13, 2020) (Applewhite) PDF
  • Decision and Order (ARB July 16, 2021) (per curiam) PDF
2017-SOX-31 Booth v. USI Southwest, Inc. d/b/a USI Insurance Services
  • Order Approving Withdrawal of Objections and Dismissing Claim (ALJ July 3, 2017) (Price) PDF
2017-SOX-32 Lewis v. Wells Fargo Bank, N.A.
  • Decision and Order Approving Revised Settlement Agreement and Denying Motion to Seal (ALJ Apr. 30, 2018) (Clark) PDF
2017-SOX-33 Bourla v. Cablevision Lightpath, Inc.
  • Decision and Order Approving Settlement Agreement; Dismissing Complaint With Prejudice; and Cancelling Hearing (ALJ Apr. 13, 2018) (Calianos) PDF
2017-SOX-34 Federhofer v. First Data Merchant Services
  • Order on Respondent's Motions to Dismiss and Stay Discovery (ALJ Apr. 9, 2019) (Rosenow) PDF
2017-SOX-35 Paul v. Cisco Systems, Inc.
  • Decision and Order of Dismissal (ALJ Sept. 18, 2017) (Romero) (complaint filed in E.D. Tex.) PDF
2017-SOX-36 Dixon v. Universal American
  • Ruling on Complainant's Motion to Withdraw (ALJ Aug. 31, 2017) (Rosenow) PDF
2017-SOX-37 Sturdevant v. Dean Foods Co.
  • Order Denying Motion to Seal (ALJ May 15, 2018) (Berlin) PDF
  • Order Approving Revised Settlement Agreement and Dismissing Case (ALJ May 15, 2018) (Berlin) PDF
2017-SOX-38 Stewart v. Andritz Herr-Voss Stamco, Inc.
  • Order Dismissing Complaint (ALJ Apr. 17, 2018) (Bland) PDF
2017-SOX-39 Li v. The Bank of New York (BNY) Mellon
  • Order of Dismissal of Cancellation of Hearing (ALJ Sept. 6, 2017) (Henley) (complaint filed in S.D. N.Y.) PDF
2017-SOX-40 Tuvin v. Wells Fargo & Co.
  • Order Dismissing Complaint (ALJ Feb. 9, 2018) (Almanza) PDF
2017-SOX-41 Seitz v. Kidde Technologies, Inc.
  • Order Approving Settlement and Dismissing Complaint (ALJ Aug. 20, 2018) (Johnson) PDF
2017-SOX-42 Baker v. Smith & Wesson
  • Decision and Order of Dismissal By Operation of the "Kick-Out" Provision (ALJ June 7, 2018) (Solomon) (complaint filed in N.D. Ill., No. 1:18-cv-03847) PDF
  • Baker v. Smith & Wesson Corp., No. 18-cv-3847 (N.D. Ill. Jan. 22, 2019) (2019 U.S. Dist. LEXIS 10300; 2019 WL 277714) (Memorandum Opinion and Order) PDF
2017-SOX-44 Easthagen v. Luxottica Group. S.P.A.
  • Decision and Order Approving Settlement (ALJ Feb. 12, 2018) (Solomon) PDF
2017-SOX-45 Daly v. Citigroup, Inc.
  • Order Dismissing Complaint Based on Lack of Jurisdiction, Because Complainant Has Filed Action in District Court (ALJ Nov. 9, 2017) (Geraghty) PDF
  • Daly v. Citigroup Inc., No. 16-cv-9183 (S.D. N.Y. Feb. 6, 2018) (2018 U.S. Dist. LEXIS 19413; 2018 WL 741414) PDF
  • Daly v. Citigroup Inc., No. 18-665 (2d Cir. Sept. 19, 2019) (2019 U.S. App. LEXIS 28183) (Opinion) PDF
  • Daly v. Citigroup, Inc., No. 19-788 (U.S. Feb. 24, 2020) (cert. denied)
2017-SOX-46 Brady v. Genesis Energy
  • Decision and Order Approving Settlement Agreement, Dismissing Claim, and Sealing Settlement Documents (ALJ July 19, 2018) (Daly) PDF
2017-SOX-47 James v. PPL Corp.
  • Order Approving Settlement and Dismissing Claim (ALJ Dec. 22, 2017) (Morris) PDF
2017-SOX-48 Hartley v. Chevron Phillips Chemical Co.
  • Order Granting Respondent's Motion for Summary Decision and Dismissing Complaint (ALJ June 5, 2018) (Kennington) PDF
2017-SOX-49 Gryga v. Henkels & McCoy, Inc.
  • Order Dismissing Complaint and Cancelling Hearing (ALJ Dec. 11, 2017) (Price) PDF
  • Order Dismissing Complaint (ARB July 3, 2019) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
  • Gryga v. Henkels &amo; McCoy Grp., Inc., No. 19 C 1276 (N.D. Ill. Aug. 6, 2019) (2019 U.S. Dist. LEXIS 131521; 2019 WL 3573565) (Memorandum Opinion and Order) PDF
2017-SOX-50 Holder v. Wells Fargo Bank
  • Order Approving Settlement, Canceling Hearing, and Dismissing Complaint (ALJ Nov. 8, 2017) (Johnson) PDF
2017-SOX-51 Haydon v. Worldpay USA, Inc.
  • Order Dismissing Complaint (ALJ Dec. 29, 2017) (Rosen) (complainant filed notice of intent to remove to U.S. district court) PDF
2017-SOX-52 Sanchez v. Phillip Morris Mexico
  • Decision and Order Approving Settlement Agreement and Dismissing Complaint (ALJ Aug. 2, 2018) (Merck) PDF
2017-SOX-53 De Leon v. Wells Fargo Bank, N.A.
  • Order Approving Revised Settlement Agreement and Dismissing Case (ALJ Apr. 11, 2018) (Berlin) PDF
2017-SOX-54 Huang v. Fluidmesh Networks Ltd.
  • Order Dismissing Complaint (ALJ Nov. 14, 2017) (Davis) (complainant filed action in N.D. Ill.) PDF
2017-SOX-55 Jordan v. Dyncorp International, LLC
  • Decision and Order Dismissing Complaint & Order to Show Cause (ALJ Feb. 15, 2018) (Barto) PDF
  • Jordan v. USDOL, No. 18-2254 (8th Cir. Aug. 22, 2018) (Judgment [granting appellee's motion for dismissal]) (petitions for panel rehearing and en banc rehearing denied (Nov. 7, 2018)) PDF
  • Decision and Order (ARB Sept. 16, 2020) PDF
2017-SOX-56 Thibeaux v. Edwards Jones Investments et al.
  • Decision and Order (ALJ May 8, 2020) (Rosenow) PDF
  • Decision and Order (ARB Apr. 6, 2021) (per curiam)  PDF

2018-SOX

2018-SOX-1 Murrell v. Verizon Sourcing LLC
  • Order Approving Settlement Agreement (ALJ Mar. 18, 2020) (Henley) PDF
2018-SOX-2 Lindner v. Citibank, N.A.
  • Order Dismissing Complaint (ALJ Aug. 8, 2018) (Bland) PDF
  • Supplemental Order Advising Complainant of His Notice of Appeal Rights (ALJ Aug. 9, 2018) PDF
  • Final Decision and Order (ARB Jan. 28, 2020) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
2018-SOX-3 Chaudry v. Santander Consumer USA
  • Decision and Order Approving Settlement Agreement and Dismissing SOX Complaint With Prejudice (ALJ Mar. 28, 2018) (Kennington) PDF
2018-SOX-4 Lozada-Leoni v. Moneygram International, Inc.
  • Order of Dismissal (ALJ Jan. 24, 2019) (Daly) PDF
  • Lozada-Leoni v. Moneygram Int'l, No. 20-cv-68 (E.D. Tx. Oct. 19, 2020) (2020 U.S. Dist. LEXIS 224068) (Report and Recommendation of the United States Magistrate Judge) (denial of summary judgment) PDF
2018-SOX-5 Rosen v. Denso Products and Services Americas, Inc.
  • Order Approving Settlement Agreement (ALJ June 14, 2018) (Larsen) PDF
2018-SOX-6 Ronnie v. Office Depot, Inc.
  • Decision and Order Granting Respondent's Motion Summary Decision (ALJ Jan. 4, 2019) (Harris) PDF
  • Decision and Order (ARB Sept. 29, 2020) PDF
2018-SOX-7 Yarema v. Carrier Enterprise, LLC
  • Decision and Order Dismissing Complaint as Untimely Filed (ALJ Aug. 20, 2018) (Henley)) PDF
2018-SOX-8 Barner v. Shell Energy of North America
  • Decision and Order Approving Settlement Agreement and Dismissing With Prejudice (ALJ July 11, 2018) (Price) PDF
2018-SOX-9 Carbon v. Shire Pharmaceuticals
  • Order Dismissing Complaint (ALJ June 6, 2018) (Johnson) PDF
  • Order Dismissing Complainant’s Petition as Untimely (ARB May 5, 2020) (per curiam) PDF
2018-SOX-10 Rimini v. J.P. Morgan Chase & Co.
  • Order Dismissing Complaint (ALJ Apr. 3, 2018) (McGrath) PDF
  • Final Decision and Order (ARB July 31, 2019) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
2018-SOX-12 Grdoc v. Santander Bank, N.A.
  • Order Approving Settlement and Sealing Settlement Documents (ALJ Mar. 22, 2018) (Harris) PDF
2018-SOX-13 Neff v. Keybank National Association, et al.
  • Order Granting Respondents' Motions for Summary Decision, Dismissing Case and Cancelling Hearing (ALJ Feb. 13, 2019) (Bell) PDF
  • Final Decision and Order (ARB Feb. 5, 2020) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
  • Neff v. KeyBank National Association, No. 20-3410 (6th Cir. June 30, 2020) (2020 U.S. App. LEXIS 20440) (Order [dismissing petition for review) PDF
2018-SOX-14 Hattersley v. Genpact, Ltd.
  • Order Approving Settlement and Dismissing Complaint (ALJ Aug. 14, 2018) (Boucher) PDF
2018-SOX-15 Atesoglu v. American International Group, Inc.
  • Final Order of Dismissal (ALJ Aug. 9, 2018) (Harris) PDF
  • Order Approving Settlement and Sealing Settlement Documents (ALJ Aug. 10, 2018) PDF
2018-SOX-18 Myska v. JP Morgan Chase & Company
  • Decision and Order Approving Settlement Agreement, Dismissing Claim, and Sealing Settlement Documents (ALJ Jan. 15, 2020) (Daly) PDF
2018-SOX-21 Fox v. Iberia Capital Partners/Iberia Bank
  • Order Approving Withdrawal of Objections, Cancelling Hearing, and Dismissing Claim (ALJ June 27, 2018) (Daly) PDF
2018-SOX-22, 2017-SOX-29 Singh v. Equinor US Operations, LLC f/k/a Statoil Gulf Services, LLC, et al.
  • Order [of Dismissal] (ALJ Jan. 27, 2020) (Donaldson) PDF
2018-SOX-23 Rimini v. J.P. Morgan Chase & Co.
  • Decision and Order Granting Respondent's Motion for Summary Decision and Denying Other Pending Motions as Moot (ALJ Aug. 29, 2018) (Calianos) PDF
  • Final Decision and Order (ARB July 31, 2019) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
2018-SOX-24 Sivakumar v. Cognizant Technology Solution
  • Decision and Order Dismissing Complaint (ALJ Apr. 24, 2019) (Merck) PDF
  • Final Decision and Order (ARB Jan. 21, 2020) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
2018-SOX-27 Obia v. JP Morgan Bank
  • Decision and Order of Dismissal (ALJ Jan. 27, 2020) (Almanza) PDF
2018-SOX-28 Mcrae v. Tautachrome, Inc.
  • Order Approving Withdrawal of Objections and Dismissing Claim and Canceling Hearing (ALJ Dec. 17, 2018) (Price) PDF
2018-SOX-29 Heather v. Wells Fargo Bank
  • Order Approving Settlement Agreement and Order of Dismissal (ALJ Feb. 13, 2019) (Markley) PDF
2018-SOX-30 Katz v. Underwriters Laboratories
  • Order Dismissing Complaint (ALJ Sept. 30, 2020) (Bland) PDF
  • Order Dismissing Petition for Review (ARB Nov. 30, 2020) PDF
  • Katz v. USDOL, Administrative Review Board, No. 21-1140 (7th Cir. Aug. 18, 2021) (unpublished) (2021 U.S. App. LEXIS 24675) (Order [Denying Petition for Review]) PDF
2018-SOX-31 Webb v. Edward Jones
  • Ruling on Respondent's Motion to Dismiss and Order of Dismissal (ALJ Sept. 21, 2018) (Daly) PDF
2018-SOX-32 Flamuris v. The Regents of the University of California
  • Order Approving Withdrawal of Objections and Order of Dismissal (ALJ Aug. 30, 2018) (Larsen) PDF
2018-SOX-33 Rizvi v. U.S. National Bank Association
  • Decision and Order Dismissing Claim for Lack of Timeliness (ALJ Jan. 23, 2019) (Daly) PDF
2018-SOX-34 Mohan v. UBS Financial Services, Inc.
  • Order Dismissing Case With Prejudice (ALJ May 7, 2019) (Calianos) PDF
  • Mohan v. UBS Fin. Servs., No. 19-cv-00663 (D. Conn. Mar. 17, 2020) (2020 U.S. Dist. LEXIS 45817) (Order Granting Motion to Dismiss) PDF
2018-SOX-35 Simkus v. United Airlines, Inc. and A&E Services
  • Decision and Order Dismissing Complaint (ALJ June 6, 2019) (Almanza) PDF
2018-SOX-36 Correia v. Principal Financial Group & Columbus Circle Investors, et al
  • Order Approving Settlement and Dismissing Claim (ALJ Dec. 27, 2018) (Morris) PDF
2018-SOX-37 Conroy v. Aflac, Inc., et al
  • Order Granting Withdrawal of Hearing Request, Canceling Hearing and Dismissing Case (ALJ Apr. 9, 2019) (Harris) PDF
2018-SOX-38 Queen v. Wells Fargo Bank
  • Decision and Order of Dismissal (ALJ Feb. 8, 2019) (Berlin) PDF
2018-SOX-39 Marshall v. Herndon Capital Management, LCC
  • Decision and Order Granting Respondent's Motion to Dismiss Complainat's Claim (ALJ Jan. 30, 2019) (Fleming) PDF
2018-SOX-40 Fleischer v. Vivopower USA, LLC & Vivopower International PLC
  • Order Approving Settlement Agreement and Dismissing Complaint (ALJ Nov. 16, 2018) (Henley) PDF
2018-SOX-41, 2018-SOX-42 Dunn and Morrone v. Inergy, LP
  • Order Approving Settlement and Dismissing Claim (ALJ Nov. Feb. 22, 2019) (Morris) PDF
2018-SOX-43 Seeley v. Life Advantage Corporation
  • Order Approving Settlement and Noting Claim of Exemption From FOIA Disclosure (ALJ Nov. 15, 2018) (Larsen) PDF
2018-SOX-44 Weiss v. RCI Hospitality Holdings, Inc.
  • Decision and Order Granting Agreed-to Motion to Withdraw Objections, Approving Negotiated Settlement and Release and Dismissing With Prejudice (ALJ Nov. 13, 2019) (Harris) PDF
2018-SOX-45 Grundin v. Marathon Equipment Co.
  • Order Approving Withdrawal of Objections and Dismissing Claim (ALJ Sept. 19, 2018) (Henley) PDF
2018-SOX-46 Brooks v. Agate Health Care
  • Order Granting Summary Decision (ALJ June 17, 2019) (Larsen) PDF
  • Related Brooks v. Agate Res., Inc., No. 15-cv-00983 (D. Or. Mar. 25, 2019) (2019 U.S. Dist. LEXIS 83681), adopted by Brooks v. Agate Res., Inc., 2019 U.S. Dist. LEXIS 83423 (D. Or., May 14, 2019)
  • Decision and Order (ARB Apr. 21, 2020)(per curiam) (sub. nom. Brooks v. Agate Resources, LLC) PDF
2018-SOX-47 Turnbull v. Trenchless Services, Inc.
  • Decision and Order Approving Settlement Agreement and Dismissing SOX Complaint With Prejudice (ALJ Jan. 29, 2019) (Rosenow) PDF
2018-SOX-49 Ramirez v. United Financial Capital Advisers, LLC
  • Decision and Order Approving Settlement (ALJ Mar. 20, 2019) (Clark) PDF
2018-SOX-50 Fernandez v. New York Community Bancorp, Inc.
  • Order Granting, in Part, and Denying, in Part, Respondent's Motion for Summary Decision (ALJ June 30, 2020) (McGrath) PDF

2019-SOX

2019-SOX-1 Goldstein v. Brown Brothers Harriman & Co.
  • Order Dismissing Approving Settlement and Dismissing Claim (ALJ May 15, 2019) (Morris) PDF
2019-SOX-2 Michael Katz v. United Health Group
  • Order Approving Settlement and Dismissing Claim (ALJ July 10, 2019) (Morris) PDF
2019-SOX-3 Kraemer v. Sofie, Inc.
  • Decision and Order Approving Settlement Agreement; Dismissing Complaint With Prejudice; and Cancelling Hearing (ALJ June 12, 2019) (Camp) PDF
2019-SOX-4 Dellow v. Becton Dickinson & Company
  • Decision and Order Denying Claim (ALJ Aug. 12, 2021) (Calianos) PDF
2019-SOX-5 Brasse v. Citigroup, Inc. and Citibank, N.A.
  • Decision and Order Denying Complaint (ALJ Dec. 8, 2020) (Harris) PDF
2019-SOX-6 Britton v. LGI Homes Inc.
  • Decision and Order Approving Settlement Agreement, Dismissing Complaint With Prejudice, and Denying Joint Motion to Seal (ALJ July 18, 2019) (Donaldson) PDF
2019-SOX-7 Blanco v. Robert Half International Inc.
  • Order Approving Settlement and Dismissing Complaint With Prejudice (ALJ Mar. 11, 2020) (Daum) PDF
2019-SOX-8 Xanthopoulos v. Marsh & McClennan Companies, Inc. d/b/a/ Mercer Investment Consulting
  • Order Dismissing Complaint (ALJ Mar. 22, 2019) (Applewhite) PDF
  • Decision and Order (ARB June 29, 2020) (per curiam) PDF
  • Xanthopoulos v. United States Dep't of Labor, No. 20-2604 (7th Cir. Mar. 22, 2021) (2021 U.S. App. LEXIS 8321) PDF
2019-SOX-9 Samaroo v. Bank of New York Mellon
  • Decision and Order Granting Respondent's Motion for Summary Decision (ALJ Feb. 24, 2021)
  • Order Dismissing Complaint (ARB Apr. 12, 2021) (per curiam) PDF
2019-SOX-11 Tworek v. Alcami Corp.
  • Decision and Order Approving Confidential Settlement Agreement and Dismissing Claim With Prejudice (ALJ Feb. 6, 2020) (Sellers) PDF
2019-SOX-12 Kim v. SK Hynix Memory Solutions
  • Order Denying Motion to Dismiss (ALJ Nov. 4, 2019) (Nordby) PDF
  • Order Denying Request to Certify Legal Questions for Interlocutory Appeal (ALJ Dec. 12, 2019) PDF
  • Decision and Order Denying Petition for Interlocutory Appeal (ARB Jan. 28, 2020) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
  • Order Approving Settlement (ALJ Aug. 3, 2020) (Nordby) PDF
2019-SOX-14 Katzel v. American International Group, Inc.
  • Order Dismissing Case (ALJ Sept. 11, 2020) (Boucher) PDF
  • Katzel v. Solmssen, 20-cv-7220 (S.D. N.Y. Mar. 15, 2021) (2021 U.S. Dist. LEXIS 47967) (Order Granting Motion for Reconsideration) PDF
2019-SOX-15 Shah v. Albert Fried & Company and TD Securities, LLC
  • Order Granting Respondent's Motion for Summary Decision and Dismissing Complaint (ALJ June 30, 2020) (McGrath) PDF
2019-SOX-16 Berg v. Raymond James Financial, Inc., et al.
  • Order of Dismissal (ALJ Aug. 7, 2019) (Henley) PDF
2019-SOX-17 Glasser v. Chiyoda International Corporation
  • Order Granting Summary Decision, Dismissing Complaint and Cancelling Hearing (ALJ Aug. 7, 2019) (Price) PDF
2019-SOX-18 Brown v. Westlake Chemical Corporation
  • Decision and Order Granting Respondent's Amended Motion For Summary Decision (ALJ July 12, 2021) (Daly) PDF
2019-SOX-19 McKinney v. Medpace Holdings, Inc.
  • Decision and Order Denying Complaint (ALJ Feb. 6, 2020) (Golden) PDF
  • Order of Dismissal (ARB Sept. 2, 2020) PDF
2019-SOX-20 Riley v. Wells Fargo Bank
  • Order Approving Settlement (ALJ Jan. 15, 2020) (Larsen) PDF
2019-SOX-21 Grimm v. Wunderman and Best Buy Co., Inc.
  • Order Approving Settlement and Dismissing Complaint (ALJ Apr. 9, 2019) (Daum) PDF
2019-SOX-22 Gundin v. Terra Form Power, et al.
  • Decision and Order Approving Settlement Agreement and Dismissing With Prejudice (ALJ Sept. 5, 2019) (Whang) PDF
2019-SOX-23 Charles v. Sprint Corporation
  • Decision and Order Approving Settlement Agreement and Dismissing Complaint With Prejudice (ALJ Apr. 8, 2020) (DeMaio) PDF
2019-SOX-25 Wachter v. Ameriprise Financial, Inc.
  • Order Granting Dismissal and Order Cancelling Hearing (ALJ Jan. 7, 2020) (Swank) PDF
2019-SOX-27 McCullar v. Charter Communications Inc.
  • Order Dismissing Claim Because Complainant Has Filed a Complaint in the U.S. District Court (ALJ May 14, 2019) (Price) PDF
2019-SOX-28 Leckner v. General Dynamics Information Technology, Inc. (formerly CSRA) and Apex Systems, LLC
  • Decision and Order Granting Summary Decision (ALJ Jan. 23, 2020) (Berlin) PDF
  • Decision and Order (ARB Oct. 22, 2020) PDF
2019-SOX-29 Lindzen v. State Street Global Advisors and State Street Global Advisors Trust Co.
  • Order Dismissing Complaint for Lack of Jurisdiction, Complainant Having Filed in U.S. District Court (ALJ July 29, 2020) (Camp) PDF
2019-SOX-30 Daramola v. Oracle
  • Order of Dismissal (ALJ Dec. 6, 2019) (McGrath) PDF
2019-SOX-31 Moody v. National Western Life Insurance Company
  • Decision and Order Granting Respondent's Motion to Dismiss (ALJ Oct. 24, 2019) (Henderson) PDF
  • Moody v. Am. Nat'l Ins. Co., No. 19-cv-00206 (S.D. Tx. June 12, 2020) (2020 U.S. Dist. LEXIS 103169) (Memorandum Opinion and Order) PDF
  • Moody v. American National Insurance Co., No. 20-40462 (5th Cir. Jan. 29, 2021) (per curiam) (unpublished) (2021 U.S. App. LEXIS 2528) (Opinion) PDF
  • Decision and Order (ARB Mar. 31, 2021) (per curiam) PDF
2019-SOX-32 Whitehead v. Anadarko Petroleum Corp., et al.
  • Order of Dismissal (ALJ Dec. 23, 2019) (Daly) PDF
2019-SOX-33 Rimini v. JP Morgan Chase
  • Notice of Assignment and Transmittal [to the ARB] (ALJ June 24, 2019) (DeMaio) PDF
  • Final Decision and Order (ARB July 31, 2019) (per curiam) PDF (USDOL/OALJ Reporter) | PDF (slip op.)
2019-SOX-34 Nezwisky v. Borg Warner, Inc.
  • Decision and Order Granting Respondent's Motion to Dismiss the Instant Claim (ALJ Sept. 28, 2020) (Silvain) PDF
2019-SOX-35 Hardie v. Orion Group Holdings, Inc.
  • Decision and Order Approving Settlement Agreement and Dismissing SOX Complaint With Prejudice (ALJ Aug. 19, 2020) (Rosenow) PDF
2019-SOX-36 Gupta v. Truecar, Inc.
  • Decision and Order Approving Settlement (ALJ Oct. 15, 2019) (Clark) PDF
2019-SOX-37 Oakes v. National Technology & Energy Solutions of Sandia, Honeywell International, Inc.
  • Order of Dismissal (ALJ Aug. 15, 2019) (Larsen) PDF
2019-SOX-38 Moore v. Co-op Financial Services
  • Decision and Order Approving Settlement and Dismissing Complaint with Prejudice (ALJ July 24, 2019) (Donaldson) PDF
2019-SOX-39 Morata v. Charter Communications, Inc.
  • Order Approving Withdrawal of Objections and Dismissing Claim (ALJ Nov. 14, 2019) (Daly) PDF
2019-SOX-41 Stephens v. Verizon Wireless Texas, LLC
  • Order Approving Revised Settlement Agreement and Dismissing Case (ALJ Feb. 27, 2020) (Berlin) PDF
2019-SOX-42 Brower v. Cardworks, Inc.
  • Order Granting Respondent's Motion for Summary Decision (ALJ Mar. 4, 2020) (DeMaio) PDF
2019-SOX-43 Dhaliwal v. Mallinckrodt PLC a/k/a Mallinckrodt Pharmaceuticals and Mallinckrodt Enterprises LLC
  • Decision and Order Granting Complainant's Request to Withdraw Objections to Secretary's Findings (ALJ Dec. 5, 2019) (Calianos) PDF
2019-SOX-44 Andrew v. KPMG LLC
  • Order Approving Settlement and Dismissing Complaint (ALJ Nov. 5, 2019) (Boucher) PDF
2019-SOX-47 Roberts v. Blue Sky Satellite Services
  • Decision and Order Approving Settlement Agreement and Dismissing SOX Complaint With Prejudice (ALJ Nov. 5, 2019) (Rosenow) PDF
2019-SOX-48 Filippo v. Combined Insurance Company of America
  • Order Approving Settlement Agreement and Cancelling Hearing (ALJ Mar. 27, 2020) (Bell) PDF
2019-SOX-49 Devolli v. JP Morgan Chase
  • Decision and Order Approving Settlement and Dismissing Complaint with Prejudice (ALJ Oct. 24, 2019) (Donaldson) PDF
2019-SOX-52 Feldman v. Risk Placement Services, Inc.
  • Order Granting Motion for Summary Decision (ALJ Aug. 31, 2020) (Nordby) PDF
2019-SOX-53 Sessa v. Wells Fargo Bank, N.A.
  • Order of Dismissal (ALJ Jan. 30, 2020) (Daly) PDF
2019-SOX-58 Bohon v. United States Postal Service
  • Decision and Order Approving Settlement and Dismissing Complaint (ALJ Mar. 30, 2020) (Clark) PDF

2020-SOX

2020-SOX-1 Wheeler v. GM Financial
  • Decision and Order Approving Settlement Agreement and Dismissing SOX Complaint With Prejudice (ALJ Apr. 3, 2020) (Rosenow) PDF
2020-SOX-2 Abadi v. Capital
  • Order Denying Motion to Withdraw Motion to Dismiss (ALJ Mar. 3, 2020) (Larsen) PDF
2020-SOX-3 Townsend v. Gehan Homes, Ltd.
  • Decision and Order Approving Settlement Agreement and Cancelling Hearing (ALJ Aug. 14, 2020) (Daly) PDF
2020-SOX-6 Williams v. FedEx
  • Order Dismissing Complaint Based on Cross Summary Decision Motions (ALJ Aug. 26, 2020) (DeMaio) PDF
  •  Williams v. Federal Express Corp., No. 20-cv-08190 (S.D. N.Y. Oct. 15, 2020) (2020 WL 6131256) (Order to Amend)  PDF
  • Order Dismissing Complaint (ARB Oct. 29, 2020) PDF
2020-SOX-7 Hamill v. Banc of California, N.A.
  • Decision and Order Approving Settlement, Order of Dismissal With Prejudice, and Order Cancelling Hearing (ALJ Feb. 25, 2020) (Almanza) PDF
2020-SOX-10 Ryan v. Laureate Education, Inc.
  • Order Granting In Part Respondent's Motion for Reconsideration (ALJ Nov. 26, 2020) (Applewhite) PDF
2020-SOX-13 Barcomb v. Devicor Medical Products, Inc., Leica Microsystems, Inc., Danaher Corporation, Uwe Soder
  • Decision and Order Approving Confidential Settlement Agreement and Dismissing Claim With Prejudice (ALJ Apr. 6, 2021) (Sellers) PDF
2020-SOX-12 Lorezetti v. Worldpay, Inc.
  • Order Denying Second Motion for Extension of Time and Granting Motion to Dismiss (ALJ July 2, 2020) (Bell) PDF
  • Decision and Order (ARB Aug. 24, 2021) PDF
2020-SOX-15 Smiley v. Gartner, Inc.
  • Order Granting Unopposed Request to Withdraw/Dismiss Complaint (ALJ May 26, 2020) (Donaldson) PDF
2020-SOX-27 Vargas v. West Pharmaceutical Services
  • Order Approving Settlement (ALJ July 28, 2020) (Larsen) PDF
2020-SOX-31 Knous v. Broadridge Financial Solutions, Inc.
  • Order of Dismissal (ALJ July 10, 2020) (McGrath) PDF
2020-SOX-16 Littrell v. Arkansas Total Care - Centene Corporation
  • Order Granting Complainant's Motion for Leave to Proceed in Federal District Court and Dismissing Complaint (ALJ Sept. 17, 2020) (Appetta) PDF
2020-SOX-17 Yadav v. Frost Bank
  • Order of Dismissal (ALJ June 16, 2020) (Rosenow) PDF
  • Order Dismissing Complaint (ARB June 24, 2021) (per curiam) PDF
  • Order Denying Reconsideration (ARB July 16, 2021) (per curiam) PDF
2020-SOX-18 Russell v. Wells Fargo Bank
  • Decision and Order Approving Settlement and Sealing Certain Terms (ALJ Dec. 30, 2020) (Daly) PDF
2020-SOX-20 Maloney v. Logility, Inc.
  • Order Granting Motion for Summary Decision (ALJ Oct. 22, 2020) (Hoffman) PDF
2020-SOX-22 Ikosi v. CLS Bank International
  • Dismissal Order Approving Settlement and Filing Under Seal (ALJ Sept. 30, 2020) (Harris) PDF
2020-SOX-26 Novick v. Morgan Stanley Smith Barney, LLC/Morgan Stanley Smith Barney FA Notes Holdings, LLC
  • Order Granting Respondents' Motion for Summary Decision (ALJ Mar. 15, 2021) (Nordby) PDF
  • Decision and Order (ARB July 16, 2021) (per curiam) PDF
2020-SOX-35 Pelton v. Sunoco GP LLC and Energy Transfer Partners
  • Order on Complainant's Motion for Withdrawal (ALJ November 12, 2020) (Rosenow) PDF
2020-SOX-36 Stolarik v. National Express, LLC
  • Order Dismissing Cases With Prejudice (ALJ Nov. 6, 2020) (Bell) PDF
  • Order Dismissing Complaint (ARB Jan. 7, 2021) PDF
2020-SOX-38 Veronie v. Corvel Corporation
  • Decision and Order Approving Settlement and Sealing Certain Terms (ALJ Jan. 7, 2020) (Daly) PDF
2020-SOX-41 North v. Dish Network, LLC
  • Order of Dismissal (ALJ Apr. 1, 2021) (Annos) PDF
2020-SOX-42 Hendershot v. Marathon Petroleum Corporation
  • Order Dismissing Case and Cancelling Hearing (ALJ Nov. 20, 2020) (Bell) PDF
2020-SOX-43 Brinkman v. Caesars Baltimore Management Company d/b/a Horseshoe Baltimore Casino
  • Decision and Order Granting Respondent's Motion for Summary Judgement (ALJ Apr. 13, 2021) (Leslie) PDF
2020-SOX-44 Kolehmainen v. CS Auto Hnd, LLC
  • Order Granting Respondent's Motion to Dismiss, Canceling the Hearing in This Matter, and Granting Respondent's Motion to Seal (ALJ Mar. 30, 2021) (Timlin) PDF
2020-SOX-117 Heyward v. Benore Logistic System, Inc.
  • Decision and Order Dismissing Complaint (ALJ Mar. 16, 2021) (Price) PDF

2021-SOX

2021-SOX-2 Jones v. Albemarle Corp.
  • Order of Dismissal (ALJ Jan. 15, 2021) (Henley) PDF
2021-SOX-5 Saunders v. CBRE
  • Order of Dismissal (ALJ Feb 4, 2021) (Donaldson) PDF
2021-SOX-14 Jaludi v. Citigroup, Inc.
  • Order Granting Respondent's Motion to Dismiss (ALJ June 25, 2021) (Boucher) PDF
  • Order Dismissing Petition for Review (ARB Aug. 25, 2021) (per curiam) PDF