Proposed Class Exemption for Investment Advice to Participants and Beneficiaries of Self-Directed Individual Account Plans and IRAs

These comments will be made available in alternative format to persons with disabilities upon request.

  1. Woodard Insurance, LLP
    Blake Woodard
    October 02, 2008
  2. DALBAR
    Louis S. Harvey
    September 09, 2008
  3. Stephen Schnieder
    September 23, 2008
  4. A. J. Thielen
    September 23, 2008
  5. Tom Marx
    September 23, 2008
  6. National Association of Active Investment Managers (NAAIM)
    William Hepburn
    October 03, 2008
  7. Diversified Investment Advisors, Inc.
    Robery F. Colby
    October 06, 2008
  8. MetLife, Inc.
    Andrew Varady
    October 06, 2008
  9. Pension Consultants, Inc.
    Cody Mendenhall
    Brian Allen
    Mark S. Zielinski
    Dave Richards
    October 06, 2008
  10. The Wagner Law Group
    Marcia S. Wagner
    October 06, 2008
  11. Fund Democracy Consumer Federation of America
    Mercer Bullard
    Barbara Roper
    October 06, 2008
  12. Vanguard
    R. Gregory Barton
    October 06, 2008
  1. U.S. Chamber of Commerce
    Randy Johnson
    Aliya Wong
    October 06, 2008
  2. Hartford Financial Services Group
    Richard J. Wirth
    October 06, 2008
  3. Financial Engines
    Anne S. Tuttle
    October 06, 2008
  4. American Benefits Council
    Jan M. Jacobson
    October 06, 2008
  5. Investment Company Institute
    Michael L. Hadley
    October 06, 2008
  6. Cornell University Law School
    William A. Jacobson
    Skyler Tanner
    October 06, 2008
  7. AARP
    David Certner
    October 06, 2008
  8. Financial Planning Association
    Duane Thompson
    October 06, 2008
  9. American Federal of Labor and Congress of Industrial Organizations (AFL-CIO)
    Thea Lee
    October 06, 2008
  10. National Association of Personal Investment Advisors (NAPFA)
    Diahann W. Lassus
    Ellen Turf
    Susan MacMichael John
    October 06, 2008
  11. Pension Rights Center
    Norman P. Stein
    Rebecca A. Davis
    October 06, 2008
  1. American Council of Life Insurers (ACLI)
    Walter C. Welsh
    Shannon Salinas
    James H. Szostek
    October 06, 2008
  2. Members of the United States Senate
    Senator Jeff Bingaman
    Senator Edward M. Kennedy
    Senator Charles E. Grassley
    October 06, 2008
  3. Securities Industry and Financial Markets Association (SIFMA)
    Liz Varley
    October 06, 2008
  4. Merrill Lynch
    Michael P. Sjogren
    October 06, 2008
  5. Center for Employment Policy, Hudson Institute
    Diana Furchtgoot-Roth
    October 06, 2008
  6. Certified Financial Planner Board of Standards, Inc.
    Kevin R. Keller
    October 06, 2008
  7. Fiduciary Risk Management
    Jessica R. Flores
    Bert M. Carmody
    October 08, 2008
  8. Members of United States Congress
    George Miller
    Rob Andrews
    October 08, 2008
  9. American Institute of Certified Public Accountants (AICPA)
    Ian A. MacKay
    Teighlor S. March
    October 15, 2008
  10. Financial Services Institute
    Dale E. Brown
    October 30, 2008