Investment Advice – Participants And Beneficiaries NPRM

These comments will be made available in alternative format to persons with disabilities upon request.

Public Comments
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  1. Gail Edward Johnson
    September 02, 2008
  2. Kevin J. Cusak
    September 08, 2008
  3. DALBAR
    Louis S. Harvey
    September 09, 2008
  4. Stephen Schnieder
    September 23, 2008
  5. Clyde Mosier
    September 23, 2008
  6. A. J. Thielen
    September 23, 2008
  7. Tom Marx
    September 23, 2008
  8. Reggie Boan
    September 24, 2008
  9. Randolph M. Martin
    September 30, 2008
  10. Woodard Insurance, LLP
    Blake Woodard
    October 02, 2008
  11. Kelly S. Miller
    October 03, 2008
  12. Morningstar Associates, LLC
    F. Allen Bliss
    October 03, 2008
  13. National Association of Active Investment Managers (NAAIM)
    William Hepburn
    October 03, 2008
  14. Actium LLC
    Chad Griffeth
    October 05, 2008
  15. The ERISA Industry Committee (ERIC)
    Mark Ugoretz
    October 06, 2008
  16. National Retiree Legislative Network (NRLN)
    Bill Kadereit
    October 06, 2008
  17. Diversified Investment Advisors, Inc.
    Robery F. Colby
    October 06, 2008
  18. MetLife, Inc.
    Andrew Varady
    October 06, 2008
  1. Pension Consultants, Inc.
    Cody Mendenhall
    Mark S. Zielinski
    Dave Richards
    Brian Allen
    October 06, 2008
  2. The Wagner Law Group
    Marcia S. Wagner
    October 06, 2008
  3. Fund Democracy Consumer Federation of America
    Mercer Bullard
    Barbara Roper
    October 06, 2008
  4. Vanguard
    R. Gregory Barton
    October 06, 2008
  5. U.S. Chamber of Commerce
    Randy Johnson
    Aliya Wong
    October 06, 2008
  6. Hartford Financial Services Group
    Richard J. Wirth
    October 06, 2008
  7. Financial Engines
    Anne S. Tuttle
    October 06, 2008
  8. American Benefits Council
    Jan M. Jacobson
    October 06, 2008
  9. Investment Company Institute
    Michael L. Hadley
    October 06, 2008
  10. Cornell University Law School
    William A. Jacobson
    Skyler Tanner
    October 06, 2008
  11. AARP
    David Certner
    October 06, 2008
  12. Financial Planning Association
    Duane Thompson
    October 06, 2008
  13. American Federal of Labor and Congress of Industrial Organizations (AFL-CIO)
    Thea Lee
    October 06, 2008
  14. National Association of Personal Investment Advisors (NAPFA)
    Diahann W. Lassus
    Ellen Turf
    Susan MacMichael John
    October 06, 2008
  1. Pension Rights Center
    Norman P. Stein
    Rebecca A. Davis
    October 06, 2008
  2. American Council of Life Insurers (ACLI)
    Walter C. Welsh
    James H. Szostek
    Shannon Salinas
    October 06, 2008
  3. Members of the United States Senate
    Senator Jeff Bingaman
    Senator Edward M. Kennedy
    Senator Charles E. Grassley
    October 06, 2008
  4. Securities Industry and Financial Markets Association (SIFMA)
    Liz Varley
    October 06, 2008
  5. Merrill Lynch
    Michael P. Sjogren
    October 06, 2008
  6. Center for Employment Policy, Hudson Institute
    Diana Furchtgoot-Roth
    October 06, 2008
  7. Certified Financial Planner Board of Standards, Inc.
    Kevin R. Keller
    October 06, 2008
  8. Fiduciary Risk Management
    Jessica R. Flores
    Bert M. Carmody
    October 08, 2008
  9. Members of United States Congress
    George Miller
    Rob Andrews
    October 08, 2008
  10. American Institute of Certified Public Accountants (AICPA)
    Ian A. MacKay
    Teighlor S. March
    October 15, 2008
  11. Financial Services Institute
    Dale E. Brown
    October 30, 2008
Requests to Testify
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  1. The Wagner Law Group
    Marcia S. Wagner
    October 07, 2008
  2. National Retirement Partners
    Claiborne B. Morton
    October 10, 2008
  3. DALBAR
    Louis S. Harvey
    October 13, 2008
  1. Fiduciary Risk Management
    Jessica R. Flores
    Bert M. Carmody
    October 15, 2008
  2. Investment Company Institute
    Michael L. Hadley
    October 16, 2008
  1. Securities Industry and Financial Markets Association (SIFMA)
    Elizabeth Varley
    October 16, 2008
  2. American Federal of Labor and Congress of Industrial Organizations (AFL-CIO)
    Damon Silvers
    October 16, 2008
  3. AARP
    David Certner
    October 17, 2008
Testimony on Investment Advice
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  1. Investment Company Institute
    Jon Breyfogle
    October 21, 2008
Post-Hearing Supplemental Material
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  1. AARP
    December 31, 1969
  2. DALBAR
    October 23, 2008
  1. AARP
    October 27, 2008
  2. SIFMA
    October 27, 2008
  1. Anonymous
    November 20, 2008