Sarbanes-Oxley Act, Section 806 - 2012-SOX

2012-SOX-1 Foster v. Bank of America Corp.

  • Final Protective Order Concerning Deposition of Complainant (ALJ Mar. 3, 2012) (Berlin) PDF |
  • Decision and Order Approving Settlement (ALJ Dec. 7, 2012) PDF |

2012-SOX-2 Schick v Bond Laboratories, Inc.

  • Order Approving Settlement Agreement and Dismissing Complaint With Prejudice (ALJ Aug. 3, 2012) (Dorsey) PDF |

2012-SOX-3 Clark v. Wells Fargo Home Mortgage

  • Decision and Order Granting Respondent's Motion for Summary Decision (ALJ Aug. 9, 2012) (Clark) PDF |

2012-SOX-4 Hix v. Fedex Corp.

  • Order of Dismissal (ALJ May 2, 2012) (Sellers) (complaint filed in U.S. District Court for the Western District of Arkansas) PDF |

2012-SOX-5 Candler v. URS Corp.

  • Decision and Order (ALJ Mar. 6, 2013) (Rosenow) PDF
  • Final Decision and Order Dismissing Complaint (ARB July 3, 2013) PDF | HTM

2012-SOX-6 Pittman v. Dell, Inc.

  • Decision and Order Dismissing Parties: Order to Show Cause Whty Respondent's Motion for Summary Judgment Should Not Be Granted; and Order Continuing Hearing Without Date (ALJ Feb. 24, 2012) (Pulver) PDF |
  • Order Dismissing Complaint (ALJ Apr. 3, 2012) PDF |
  • Notice of Denial of Review (ARB Aug. 15, 2012) PDF | HTM
  • Order Dismissing Complaint (ARB Aug. 16, 2012) PDF | HTM

2012-SOX-7 Neff v. Comerica Bank

  • Order Allowing Withdrawal of Appeal Due to Approval of Settlement (ALJ Apr. 18, 2012) (Silvain) PDF |

2012-SOX-8 Jones v. CB Richard Ellis Group, Inc.

  • Dismissing Case As Untimely and for Lack of Jurisdiction (ALJ Mar. 13, 2012) (Purcell) PDF |

2012-SOX-9 Forde v. United States Postal Service

  • Dismissing Case As Untimely (ALJ Mar. 13, 2012) (Purcell) PDF |

2012-SOX-10 Liu v. Siemens AG

  • Decision and Order Dismissing Complaint (ALJ Feb. 27, 2012) (Sarno) PDF |
  • Liu v. Siemens A.G. , No. 13-cv-317 (S.D.N.Y. Oct. 21, 2013) (Memorandum and Order) PDF
  • Liu v. Siemens AG , No. 13-4385 (2d Cir. Aug. 14, 2014) PDF

2012-SOX-11 Levi v. Aerotek, Inc.

  • Decision and Order Dismissing Complaint (ALJ May 31, 2012) (Solomon) PDF |
  • Final Decision and Order Withdrawing Order to Show Cause and Dismissing Appeal (ARB Sept. 6, 2012) PDF | HTM

2012-SOX-12 Levi v. Biscotti

  • Decision and Order Dismissing Complaint (ALJ May 31, 2012) (Solomon) PDF |
  • Final Decision and Order Withdrawing Order to Show Cause and Dismissing Appeal (ARB Sept. 6, 2012) PDF | HTM

2012-SOX-13 Nielsen v. AECOM Technology Corp.

  • Order Granting Respondent's Motion to Dismiss (ALJ May 24, 2012) (Sarno) PDF |
  • Civil Action filed in Federal District Court on July 2, 2012, Nielsen v. Aecom Technology Corp. , No. 12-cv-5163 (S.D.N.Y.)
  • Notice of Case Closing (ARB July 6, 2012) PDF | HTM
  • Nielsen v. AECOM Technology Corp. , No. 12-cv-5163 (S.D.N.Y. Dec. 11, 2012) (Memorandum Decision and Order) PDF
  • Nielsen v. AECOM Technology Corp. , No. 13-235 (2d Cir. Aug. 8, 2014) (2014 WL 3882488) PDF

2012-SOX-14 Seguin v. Ernst & Young, LLP

  • Decision and Order on Motion for Summary Decision (ALJ Apr. 24, 2012) (Avery) PDF |

2012-SOX-15 Vinson v. Barnes Group, Inc.

  • Order Vacating Hearing, Approving Settlement, and Dismissing Case (ALJ May 14, 2012) (Gee) PDF |

2012-SOX-16 Simkus v. United Airlines, Inc.

  • Decision and Order Granting Respondent's Motion for Summary Judgment and Dismissing Complaint in Case No. 2012-SOX-00016 and Order to Show Cause (ALJ Jan. 11, 2016) (Lakes) PDF

2012-SOX-17 Lancaster v. Suntrust Investment Services/Suntrust Bank

  • Order of Dismissal With Prejudice (ALJ Dec. 19, 2013) (Rosen) (binding arbitration in E.D.N.C., CV No.7:12-cv-00142-H) PDF

2012-SOX-18 Boyd v. Accuray, Inc.

  • Order Dismissing Matter (ALJ May 15, 2012) (Clark) PDF |
  • Boyd v. Accuray, Inc. , No. 11-CV-01644 (N.D. Cal. June 4, 2012) (Order Granting Motion for Summary Judgment) PDF
  • Boyd v. Accuray, Inc. , No. 11-CV-01644 (N.D. Cal. Oct. 17, 2012) (Order Denying Defendant's Motion for Attorneys' Fees) PDF

2012-SOX-19 Parker v. Forbes Energy

  • Order of Dismissal (ALJ June 1, 2012) (Price) PDF |

2012-SOX-20 Vonderheide v. Equity Lifestyle Properties, Inc.

  • Decision and Order Approving Settlement Agreement and Dismissing Complaint With Prejudice (ALJ Oct. 15, 2012) (Kirby) PDF |

2012-SOX-21 Mahmood v. Advanced Micro Devices

  • Decision and Order Approving Settlement Agreement, Protectign Confidentialitiy and Dismissing Claim (ALJ Jan. 24, 2013) (Romero) PDF |

2012-SOX-22 Coscia v. Ecolab, Inc.

  • Pre-Hearing Order #4 - Order Granting Respondent's Motion for Summary Decision and Dismissing Case (ALJ May 31, 2012) (Sarno) PDF |

2012-SOX-23 Cullen v. Citigroup

  • Decision and Order Dismissing the Complaint (ALJ Sept. 26, 2012) (Henley) PDF |

2012-SOX-24 Hayworth v. Volt Management Corp.

  • Order Dismissing Complaint (ALJ July 23, 2013) (Chapman) PDF

2012-SOX-25 Quast v. MidAmerican Energy Co.

  • Decision and Order Dismissing Complaint (ALJ June 30, 2014) (Kirby) PDF
  • Order Dismissing Complaint (ARB Aug. 27, 2014) PDF

2012-SOX-26 Cheng v. Worldwide Energy & Manufacturing USA, Inc.

  • Order Dismissing Complaint With Prejudice (ALJ Sept. 6, 2012) (Pulver) PDF |
  • Final Decision and Order (ARB May 13, 2014) PDF

2012-SOX-27 Hassan v. Citigroup Global Markets, Inc.

  • Order of Dismissal (ALJ June 26, 2012) (Harris) PDF |

2012-SOX-28 Elkes v. TheStreet.Com, Inc.

  • Order of Dismissal (ALJ Nov. 1, 2012) (Romano) PDF |

2012-SOX-29 Maldonado v. Starent Networks

  • Decision and Order Approving Settlement Agreement and Dismissing Complaint With Prejudice (ALJ Sept. 10, 2012) (Calianos) PDF

2012-SOX-30 Klawans v. Societe Generale

  • Decision and Order Granting Respondent's Motion for Summary Decision (ALJ Oct. 23, 2013) (Harris) PDF

2012-SOX-31 Brown v. Teamstaff Government Solution

  • Order Dismissing Claim As Untimely (ALJ Oct. 12, 2012) (Krantz) PDF
  • Final Decision and Order (ARB June 27, 2014) PDF

2012-SOX-32 Lang v. IBM Corp.

  • Order Dismissing Request for Hearing (ALJ July 29, 2013) (Bergstrom) PDF

2012-SOX-33 Andrews-Colibri v. AT&T Mobility, LLC

  • Dismissal Order (ALJ Sept. 19, 2012) (Harris) PDF

2012-SOX-34 Bettencourt v. State Street Bank and Trust Corp.

  • Order Dismissing Complaint and Denying Respondent's Motion for Attorney's Fees (ALJ Jan. 3, 2013) (Sutton) PDF

2012-SOX-35 Evans v. Affiliated Computer Services, LLC

  • Order Granting Respondent's Motion to Dismiss (ALJ Jan. 29, 2019) (Henley) PDF

2012-SOX-36 Evans v. T-Mobile USA, Inc.

  • Order Granting Motion to Stay Reinstatement (ALJ May 21, 2013) (Dorsey) PDF
  • Order Granting Summary Decision (ALJ Feb. 26, 2015) PDF
  • Final Decision and Order (ARB Feb. 28, 2017) PDF (USDOL/OALJ Reporter) | PDF (slip opinion)

2012-SOX-37 Seguin v. Northrop Grumman Corp.

  • Decision and Order - Award of Damages (ALJ Feb. 27, 2015) (Solomon) PDF
  • Final Decision and Order (ARB May 18, 2017) PDF (USDOL/OALJ Reporter) | PDF (slip opinion)
  • Final Decision and Order Affirming the Administrative Law Judge's Supplemental Decision and Order Awarding Attorneys' Fees and Costs (ARB May 30, 2017) PDF (USDOL/OALJ Reporter) | PDF (slip opinion)
  • Seguin v. USDOL, No. No. 18-1414 (4th Cir. July 10, 2018) (per curiam) (unpublished) (2018 U.S. App. LEXIS 18700) PDF
  • Northrop Grumman Sys. Corp. v. U.S. Dep’t of Labor, Admin. Review Bd. [Seguin], 927 F.3d 226 (4th Cir. June 13, 2019) (No. 17-1811) (2019 U.S. LEXIS 17728; 2019 WL 2455321) (Opinion) PDF
  • Northrop Grumman Sys. Corp. v. U.S. Dep’t of Labor [Seguin], No. 17-1811 (4th Cir. Aug. 12, 2019) (2019 U.S. App. LEXIS 24006) (Order [denying petition for rehearing and rehearing en banc]) PDF
  • Seguin v. United States Dep't of Labor, 789 Fed. Appx. 383 (4th Cir. Jan. 9, 2020) (per curiam) (unpublished) (No. 17-1887, No. 17-2259) (2020 U.S. App. LEXIS 897; 2020 WL 109474) (Order [denying petitions for review on scope of recovery and attorney's fees]) PDF
  • Seguin v. United States DOL, Nos. No. 17-1887 (L), No. 17-2259 (4th Cir. Apr. 21, 2020) (2020 U.S. App. LEXIS 12818) PDF
  • Order Dismissing Administrative Complaint and Entering Judgment in Favor of Respondent (ALJ July 21, 2020) (Henley) PDF

2012-SOX-38 Herbst v. UPS Supply Chain Solutions, Inc.

  • Order Approving Settlement (ALJ Nov. 16, 2012) (Solomon) PDF

2012-SOX-39 Levi v. Anheuser-Busch Inbev/Anheuser-Busch, LLC

  • Summary Decision and Order Dismissing the Complaint (ALJ Mar. 18, 2013) (Henley) PDF
  • Final Decision and Order (ARB July 24, 2014) PDF
  • Levi v. Perez , No. 14-9583 (10th Cir. May 29, 2015) (unpublished) (2015 WL 3423243; 2014 U.S. App. LEXIS 8921) (Order and Judgment) PDF

2012-SOX-40 Kupec v. Dana Holding Corp.

  • Order Approving Settlement Agreement and Dismissing Complaint With Prejudice (ALJ Apr. 22, 2014) (Kane) PDF