USDOL/OALJ Reporter: Whistleblower Decisions
SARBANES-OXLEY ACT, § 806
2007-SOX

2007-SOX-1 Tsai v. Doctor's Associates, Inc., d/b/a Subway International

  • Order of Dismissal (ALJ Nov. 13, 2006) (Ralph A. Romano) PDF |

2007-SOX-2 Mozingo v. The South Financial Group, Inc.

  • Initial Decision & Order Granting Respondent's Motion for Summary Decision (ALJ Dec. 6, 2006) (Daniel A. Sarno, Jr.) PDF |
  • Final Decision & Order Dismissing Appeal (ARB Feb. 8, 2007) PDF | HTML

2007-SOX-4 Dorado v. Pope & Talbot, Inc.

  • Order Approving Settlement (ALJ Oct. 23, 2007) (Russell D. Pulver) PDF |

2007-SOX-5 Menendez v. Halliburton, Inc.

  • Decision & Order (ALJ Sept. 18, 2008) (Patrick M. Rosenow) PDF |
  • Decision and Order of Remand (ARB Sept. 13, 2011) PDF | HTM
  • Decision & Order on Remand (ALJ Dec. 8, 2011) PDF |
  • Final Decision and Order (ARB Mar. 15, 2013) (reissued with corrected caption Mar. 20, 2013) PDF | HTM
  • Halliburton v. Administrative Review Board, USDOL , No. 13-60323 (5th Cir. Nov. 12, 2014) (per curiam) (case below ARB Nos. 12-026, ALJ No. 2007-SOX-5) PDF
  • Halliburton v. Administrative Review Board, USDOL , No. 13-60323 (5th Cir. Dec. 29, 2014) (Revised Opinion) PDF
  • Halliburton v. Administrative Review Board, USDOL , No. 13-60323 (5th Cir. Mar. 11, 2015) (Rehearing En Banc Denied) PDF

2007-SOX-6 Rowland v. National Association of Securities Dealers

  • Recommended Decision & Order Dismissing the Complaint (ALJ July 2, 2007) (Anne Beytin Torkington) PDF |
  • Final Decision and Order (ARB Sept. 25, 2009) PDF | HTM

2007-SOX-7 Shekarabi v. Cornerstone Ventures, Inc.

  • Order Approving Settlement & Dismissing Case (ALJ Apr. 8, 2009) (Larry S. Merck) PDF
  • [consolidated with 2006-SOX-106]

2007-SOX-8 Daley v. Lazard Asset Management, LLC

  • Decision & Order (ALJ Mar. 30, 2007) (Paul H. Teitler) PDF |
  • Decision and Order of Remand (ARB Mar. 29, 2013) PDF | HTM

2007-SOX-9 Bible v. Gunstra Builders, Inc.

  • Order of Dismissal (ALJ Feb. 21, 2007) (Donald W. Mosser) PDF |

2007-SOX-10 Ciavarra v. BMC Software, Inc.

  • Decision & Order of Dismissal & Order Cancelling Hearing (ALJ Feb. 6, 2007) (C. Richard Avery) PDF |
  • Ciavarra v. BMC Software, Inc. , No. 4:07-CV-00413 (S.D.Tex. Feb. 7, 2008) (Memorandum & Order) PDF | HTML

2007-SOX-11 Prestwood v. Clear Channel Broadcasting Inc.

  • Decision & Order Approving Settlement Agreement, Protecting Confidentiality & Dismissing Complaint (ALJ Mar. 26, 2008) (Clement J. Kennington) PDF |

2007-SOX-12 Miller v. Aon Risk Services, Inc. of New York

  • Decision & Order Approving Settlement & Dismissing Complaint With Prejudice (ALJ Jan. 3, 2008) (Janice K. Bullard) PDF |

2007-SOX-13 Fredrickson v. The Home Depot U.S.A., Inc.

  • Recommended Decision & Order Granting Motion for Summary Decision & Cancelling Formal Hearing (ALJ July 10, 2007) (Lee J. Romero, Jr.) PDF |
  • Final Decision and Order (ARB May 27, 2010) PDF | HTM

2007-SOX-14 He v. Johnson & Johnson

  • Final Order Approving Approving Settlement & Dismissing Complaint (ALJ May 1, 2007) (Robert D. Kaplan) PDF

2007-SOX-15 Pittman v. Siemens AG

  • Decision & Order Dismissing Complaint & Denying Request for Attorney's Fees (ALJ July 26, 2007) (Anne Beytin Torkington) PDF |
  • Final Decision and Order Granting Motion to Withdraw Complaint (ARB Apr. 21, 2010) PDF | HTM

2007-SOX-16 Burke v. WPP Group, PLC

  • Decision & Order Dismissing Complaint (ALJ May 8, 2008) (Adele H. Odegard) PDF |

2007-SOX-17 Johnson v. DRS Technologies, Inc.

  • Order of Dismissal (ALJ Feb. 13, 2007) (Ralph A. Romano) PDF |

2007-SOX-18 Sneed v. Radio One Inc.

  • Recommended Decision & Order (ALJ Apr. 16, 2007) (Rosenow) PDF |
  • Final Decision and Order (ARB Aug. 28, 2008) PDF | HTML
  • Appeal filed, Sneed v. USDOL , No. 08-16090 (11th Cir)

2007-SOX-19 Coppinger-Martin v. Nordstrom, Inc.

  • Decision & Order Granting Respondent's Motion to Dismiss & Order Dismissing the Complaint (ALJ Apr. 4, 2007) (Anne Beytin Torkington) PDF |
  • Final Decision and Order (ARB Sept. 25, 2009) PDF | HTM
  • Coppinger-Martin v. Solis , No. 09-73725 (9th Cir. Nov. 30, 2010) PDF | HTML

2007-SOX-20 Salian v. Reedhycalog UK

  • Order Dismissing Complaint on Summary Decision (ALJ May 11, 2007) (Joseph E. Kane) PDF |
  • Final Decision and Order (ARB Dec. 31, 2008) PDF | HTML

2007-SOX-21 Stone v. Instrumentation Laboratory SpA

  • Order Granting Respondent's Motion for Summary Decision Dismissing Complaints and Order Denying Complainant's Motion to Stay Summary Decision (ALJ Sept. 6, 2007) (Colleen A. Geraghty) PDF |
  • Final Order Dismissing Appeal (ARB Nov. 30, 2007) PDF | HTML
  • Stone v. Instrumentation Laboratory SpA , No. 03191 (D.Md. July 2, 2008) PDF | HTML
  • Final Order of Dismissal (ARB July 31, 2008) PDF | HTML
  • Stone v. Instrumentation Laboratory Co. , No. 08-1970 (4th Cir. Dec. 31, 2009) (reversing district court's order of dismissal, and remanding for further proceedings) PDF | HTML

2007-SOX-22 Evans v. Liberty Medical Supply, Inc.

  • Order Dismissing Complaint Without Prejudice (ALJ July 2, 2007) (Donald W. Mosser) PDF |

2007-SOX-23 Pardy v. Ogilvy & Mather Worldwide Inc.

  • Order (ALJ Feb. 27, 2007) (Paul H. Teitler) (OALJ lost jurisdiction upon filing in district court) PDF |
  • Pardy v. Gray , 1:06-CV-06801 (E.D.N.Y. June 22, 2007) (action transferred to S.D.N.Y.)
  • Case transferred in Pardy v. Gray , 1:07-cv-06324-LAP (S.D.N.Y.)
  • Pardy v. Gray , 1:07-cv-06324-LAP (S.D.N.Y. July 15, 2008) (Memorandum & Order) PDF | HTML

2007-SOX-24

  • Decision & Order Granting Respondent's Motion for Summary Decision & Dismissing Complaint (ALJ Mar. 28, 2008) (Daniel L. Leland) PDF |

2007-SOX-25 Forrest v. Altus Pharmeceuticals, Inc.

  • Final Order Approving Settlement & Dismissing Complaint (ALJ July 3, 2007) (Daniel F. Sutton) PDF |

2007-SOX-26 Caldwell v. Airgate International

  • Order of Dismissal (ALJ Feb. 29, 2008) (Bullard) PDF |

2007-SOX-27 Zang v. Fidelity Management & Research Co.

  • Decision & Order Granting Summary Decision Dismissing Complaint (ALJ Mar. 27, 2008) (Colleen A. Geraghty) PDF |
  • Complaint filed on May 6, 2008 in U.S. District Court for the District of Massachusetts, Zang v. Fidelity Management , No. 1:08-cv-10758
  • Order Holding Case in Abeyance (ARB May 28, 2008) PDF | HTML
  • Final Decision and Order (ARB Aug. 26, 2008) PDF | HTML
  • Lawson v. FMR LLC , Nos. 08-10466, 08-10758 (D.Mass. Mar. 31, 2010) (Memorandum & Order) PDF | HTML
  • Lawson v. FMR LLC , Nos. 08-10466, 08-10758 (D.Mass. July 28, 2010) (Memorandum & Order) PDF | HTML
  • Lawson v. FMR LLC , No. 10-2240 (1st Cir. Feb. 3, 2012) PDF | HTM
  • Lawson v. FMR LLC , No. 12-3 (U.S. Mar. 4, 2014) (2014 WL 813701) PDF

2007-SOX-28 Reynolds v. Dave & Busters, Inc.

  • Order of Dismissal (ALJ May 12, 2008) (Donald W. Mosser) PDF |
  • [consolidated with 2007-SOX-29]

2007-SOX-29 Collins v. Dave & Busters, Inc.

  • [consolidated with 2007-SOX-28]
  • see 2007-SOX-28 for Order of Dismissal

2007-SOX-30 Fleszar v. American Medical Association

  • Initial Decision & Order -- Dismissal of Complaint (ALJ June 13, 2007) (Richard T. Stansell-Gamm) PDF |
  • Order of Consolidation & Final Decision and Order (ARB Mar. 31, 2009) PDF | HTML
  • [consolidated with 2008-SOX-16]
  • Fleszar v. U.S. Dept. of Labor , No. 09-2423 (7th Cir. Mar. 23, 2010) PDF | HTML

2007-SOX-31 Miley v. Emerachem, LLC and Cummins, Inc.

  • Order of Dismissal (ALJ June 15, 2007) (Larry W. Price) PDF |

2007-SOX-32 Hunt v. Parente Randolph, LLC

  • Order of Dismissal (ALJ June 7, 2007) (Larry S. Merck) PDF |

2007-SOX-33 Meggs v. McAfee, Inc.

  • Final Order of Dismissal (ALJ Mar. 12, 2008) (Kenneth A. Krantz) PDF |

2007-SOX-34 Savastano v. WPP Group, PLC

  • Decision & Order Granting Summary Decision & Dismissing Complaint (ALJ July 18, 2007) (Daniel F. Sutton) PDF |

2007-SOX-36 Ubinger v. CAE International

  • Decision & Order Dismissing the Complaint & Cancelling Hearing (ALJ May 22, 2007) (C. Richard Avery) PDF |
  • Final Decision and Order (ARB Aug. 27, 2008) PDF | HTML

2007-SOX-37 Curry v. Volt Information Sciences, Inc.

  • Order (ALJ Aug. 15, 2007) (civil complaint filed in S.D.N.Y.) (Adele H. Odegard) PDF |
  • Curry v. Volt Information Sciences, Inc. , No. 07-CV-7158 (S.D.N.Y. Mar. 18, 2008) (Memorandum Opinion & Order) PDF | HTML

2007-SOX-38 Long v. The Home Depot, Inc.

  • Order of Dismissal (ALJ Aug. 29, 2007) (Jeffrey Tureck) PDF |

2007-SOX-39 Sylvester v. Parexel International LLC

  • Decision & Order Dismissing Complaints (ALJ Aug. 31, 2007) (Edward Terhune Miller) PDF |
  • [consolidated with 2007-SOX-42]
  • Final Decision and Order of Remand (ARB May 25, 2011) PDF | HTM
  • Order Granting Voluntary Dismissal (ALJ Jan. 11, 2012) (Solomon) PDF |

2007-SOX-40 Vodopia v. Philips Electronics North America Corp.

  • Order of Dismissal (ALJ Aug. 1, 2007) (Ralph A. Romano) PDF |
  • Vodopia v. Koninklijke Philips Electronics, N.V. , No. 1:07-cv-06214 (S.D.N.Y. Aug. 17, 2009) (Order placing under seal opinion granting motion to dismiss) PDF
  • Vodopia v. Koninklijke Philips Electronics, N.V. , No. 1:07-cv-06214 (S.D.N.Y. Oct. 20, 2009) (Order affirming order placing under seal opinion granting motion to dismiss ) PDF
  • Vodopia v. Koninklijke Philips Electronics, N.V. , No. 09-4767-cv (2d Cir. Oct. 25, 2010) (per curiam) (unpublished) (Summary Order) PDF | HTML

2007-SOX-41 Pearson v. Nite Capital LP

  • Order of Dismissal (ALJ June 19, 2007) (Thomas F. Phalen, Jr.) PDF |

2007-SOX-42 Neuschafer v. Parexel International LLC

  • Decision & Order Dismissing Complaints (ALJ Aug. 31, 2007) (Edward Terhune Miller) PDF |
  • [consolidated with 2007-SOX-39]
  • Final Decision and Order of Remand (ARB May 25, 2011) PDF | HTM
  • Order Approving Settlement - Dismissal of Claim (ALJ Apr. 9, 2012) (Solomon) PDF |

2007-SOX-43 Funke v. Federal Express Corp.

  • Recommended Decision & Order (ALJ Sept. 19, 2008) (Russell D. Pulver) PDF |
  • Final Decision and Order of Remand (ARB July 8, 2011) PDF | HTM
  • Order Approving Settlement Agreement (ALJ Jan. 6, 2012) PDF |

2007-SOX-44 Ahluwalia v. ABB, Inc.

  • Decision & Order Granting Motion to Dismiss (ALJ Sept. 24, 2007) (Thomas M. Burke) PDF |
  • Final Decision & Order (ARB June 30, 2009) PDF | HTML

2007-SOX-42 Hill v. Nature's Sunshine Products

  • Decision & Order Dismissing Complaint (ALJ Sept. 13, 2007) (Jennifer Gee) PDF |
  • [consolidated with 2007-SOX-46]

2007-SOX-46 Hays v. Nature's Sunshine Products

  • Decision & Order Dismissing Complaint (ALJ Sept. 13, 2007) (Jennifer Gee) PDF |
  • [consolidated with 2007-SOX-45]

2007-SOX-47 Inman v. Fannie Mae

  • Order Granting Respondent's Motion for Summary Judgment (ALJ Mar. 5, 2008) (Stephen L. Purcell) PDF |
  • Decision and Order of Remand (ARB June 28, 2011) PDF | HTM
  • Final Decision and Order Approving Settlement Agreement (ALJ Dec. 7, 2011) PDF |

2007-SOX-48 Davis v. Bausch & Lomb, Inc.

  • Decision & Order Approving Settlement & Dismissing Complaint with Prejudice (ALJ May 1, 2008) (Joseph E. Kane) PDF |

2007-SOX-49 Hinds v. Hillenbrand Industries, Inc.

  • Recommended Order of Dismissal (ALJ Oct. 1, 2007) (Linda S. Chapman) PDF |

2007-SOX-50 Adam v. Fannie Mae

  • Recommended Decision & Order Granting Respondent's Motion for Summary Decision (ALJ Feb. 25, 2008) (Larry W. Price) PDF |

2007-SOX-51 Pulaski v. NRG Energy, Inc.

  • Decision & Order Granting Complainant's Request for Withdrawal of His Claim & Dismissing the Complaint With Prejudice (ALJ Feb. 25, 2008) (William S. Colwell) PDF |

2007-SOX-52 Azure v. Dominick's/Safeway

  • Decision & Order Granting Respondent's Motion for Summary Decision & Cancellation of Hearing (ALJ Sept. 14, 2007) (Thomas F. Phalen, Jr.) PDF |

2007-SOX-53 Bailey v. United Auto Group, Inc. n/k/a Penske Automotive Group, Inc., and Westbury Superstore, Ltd. d/b/a Westbury Toyota

  • Decision & Order Approving Settlement & Dismissing Complaint With Prejudice (ALJ May 21, 2008) (Janice K. Bullard) PDF |

2007-SOX-54 Kaser v. A.G. Edwards and Sons, Inc.

  • Decision & Order (ALJ Apr. 14, 2008) (Larry S. Merck) PDF |

2007-SOX-55 Levi v. Anheuser Busch Companies, Inc.

  • Decision & Order (ALJ Sept. 17, 2007) (Richard T. Stansell-Gamm) PDF |
  • Order of Consolidation and Final Decision and Order (ARB Apr. 30, 2008) (ARB consolidated decision ARB Nos. 06-102, 07-020, 08-006, ALJ Nos., 2006-SOX-37 and 108, 2007-SOX-55) PDF | HTML
  • Appeal filed, Levi v. USDOL , No. 08-1221 (D.C. Cir.) (transferred to 8th Cir. by Order of July 15, 2009)
  • Levi v. Anheuser-Busch Co. Inc. , No. 08-cv-00398 (W.D.Mo. Oct. 27, 2008) PDF | HTML
  • Levi v. Aerotck Inc. , No. 09-cv-00053 (W.D.Mo. Sept. 21, 2009) (dismissal based on res judicata) PDF | HTML
  • Appeal filed Oct. 22, 2009, Levi v. Aerotck Inc. , No. 09-3456 (8th Cir.) (appeal of decision of W.D.Mo., No. 08-00053)
  • Levi v. Anheuser-Busch Companies , No. 08-3820 (8th Cir. Jan. 14, 2010) (unpublished per curiam) (appeal of decision of W.D.Mo., No. 08-00398) PDF | HTML
  • Levi v. USDOL , No. 09-2738 (8th Cir. Jan. 14, 2010) (unpublished per curiam) (appeal of ARB's consolidated decision - transferred from DC Cir) PDF | HTML
  • Order Denying Motion for Reconsideration (ARB Dec. 2, 2012) PDF | HTML
  • Levi v. United States of America , No. 12-CV-00635 (D.D.C. Apr. 23, 2012) PDF | HTML

2007-SOX-56 Matthews v. Labarge, Inc.

  • Order of Dismissal (ALJ Dec. 4, 2007) (Donald W. Mosser) PDF |
  • Final Decision and Order (ARB Nov. 26, 2008) PDF | HTM

2007-SOX-57 Dauzat v. Crawford & Co.

  • Order Dismissing Complaint & Cancelling Hearing (ALJ Aug. 12, 2008) (Stephen L. Purcell) PDF |

2007-SOX-58 Jarrett v. Crawford & Co.

  • Order of Dismissal (ALJ Dec. 4, 2007) (Stephen L. Purcell) PDF |

2007-SOX-59 Craig v. Clayton Williams Energy, Inc.

  • Order of Dismissal (ALJ Nov. 14, 2007) (Stephen L. Purcell) PDF |

2007-SOX-60 Sullivan v. Science Applications International Corp.

  • Order Granting Stay & Compelling Arbitration (ALJ Sept. 21, 2007) (William Dorsey) PDF |
  • Dismissal Order (ALJ Mar. 23, 2010) PDF |

2007-SOX-61 Mullins v. FPL Energy, LLC

  • Order Dismissing Complaint With Prejudice (ALJ Aug. 30, 2007) (Joseph E. Kane) PDF |

2007-SOX-62 Bell v. Edward Jones Investments

  • Order Approving Withdrawal of Complainant's Objection & Request for Hearing (ALJ Oct. 3, 2007) (Clement J. Kennington) PDF |

2007-SOX-63 Duffy v. United Commercial Bank

  • Order Approving Settlement (ALJ Oct. 23, 2007) (Russell D. Pulver) PDF |
  • [Related: Duffy v. United States , No. 14-288T (Fed.Cl. Feb. 13, 2015) (2015 WL 648411; 2015 U.S. Claims LEXIS 118) (Opinion) (proceeds of settlement of SOX case taxable as ordinary income and not capital gains) PDF

2007-SOX-64 Clark v. General Dynamics Corp.

  • Order of Dismissal (ALJ Dec. 20, 2007) (Anne Beytin Torkington) PDF |

2007-SOX-65 Rand v. General Dynamics Corp.

  • Order of Dismissal (ALJ Dec. 20, 2007) (Anne Beytin Torkington) PDF |

2007-SOX-66 Sharp v. Republic Paperboard Co., LLC

  • Decision & Order Granting Complainant's Voluntary Withdrawal of Objections & Hearing Request & Denying Respondent's Motion for Attorney Fees (ALJ Mar. 5, 2008) (Joseph E. Kane) PDF |

2007-SOX-67 Steinmetz v. North Fork Bancorportation, Inc.

  • Decision & Order of Dismissal & Order Cancelling Further Proceedings (ALJ Mar. 10, 2008) (Larry W. Price) PDF |

2007-SOX-68 Piccolo v. Siemens Medical Solutions USA, Inc.

  • Order of Dismissal (ALJ Oct. 16, 2007) (Adele H. Odegard) PDF |

2007-SOX-69 Davis v. Medic Alert Foundation, Inc.

  • Decision & Order of Dismissal & Order Cancelling Hearing (ALJ Aug. 17, 2007) (Gerald M. Etchingham) PDF |

2007-SOX-70 Bowen v. Wal-Mart Stores, Inc.

  • Order Approving Withdrawal of Objections to Assistant Secretary's Findings (ALJ Aug. 5, 2008) (Patrick M. Rosenow) PDF |

2007-SOX-71 James v. Royal Carribbean International

  • Decision & Order Allowing Voluntary Withdrawal of Complaint (ALJ Sept. 21, 2007) (Edward Terhune Miller) PDF |

2007-SOX-72 Menz v. Lannett Co., Inc.

  • Recommended Decision & Order (ALJ May 27, 2008) (Ralph A. Romano) PDF |

2007-SOX-73 Koeck v. General Electric Co.

  • Recommended Summary Decision & Order Dismissing Complaint (ALJ Mar. 13, 2008) (Jeffrey Tureck) PDF |
  • Final Decision and Order of Dismissal (ARB Aug. 28, 2008) PDF | HTML

2007-SOX-74 Joy v. Robbins & Myers, Inc.

  • Decision & Order Granting Complainant`s Motion to Amend the Complaint & Granting Respondent`s Motion for Summary Decision &Cancellation of Hearing (ALJ Jan. 30, 2008) (Phalen) PDF |
  • Final Decision and Order Dismissing Complaint (ARB Oct. 29, 2009) PDF | HTM

2007-SOX-75 Jefferis v. Goodrich Corp.

  • Decision & Order Granting Respondent's Motion for Summary Judgment and Dismissing Complaint (ALJ May 9, 2008) (Joseph E. Kane) PDF |

2007-SOX-76 Galinsky v. Bank of America Corp.

  • Decision & Order Granting Respondent's Motion for Summary Judgment; Dismissing the Complaint and Declining to Issue Sanctions (ALJ Oct. 12, 2007) (Janice K. Bullard) PDF |
  • Order of Remand (ARB Jan. 13, 2010) PDF | HTM
  • Recommended Decision and Order (ARB May 31, 2011) (Romano) PDF
  • Galinsky v. USDOL , No. 12-5133 (2d Cir. Feb. 26, 2014) PDF

2007-SOX-77 Skidmore v. Transaction Systems Architects Inc.

  • Order [dismissing ALJ proceeding based on filing in federal court] (ALJ Jan. 8, 2008) (Michael P. Lesniak) PDF |
  • Skidmore v. ACI Worldwide, Inc. , No. 8:08-CV-00001 (D.Neb. June 18, 2008) PDF | HTML
  • Skidmore v. ACI Worldwide, Inc. , No. 8:08-CV-00001 (D.Neb. Sept. 9, 2008) PDF | HTML
  • Skidmore v. ACI Worldwide, Inc. , No. 8:08-CV-00001 (D.Neb. Oct. 7, 2008) PDF | HTML
  • Skidmore v. ACI Worldwide, Inc. , No. 8:08-CV-00001 (D.Neb. Apr. 30, 2009) (Magistrate) PDF | HTML
  • Skidmore v. ACI Worldwide, Inc. , No. 8:08-CV-00001 (D.Neb. May 8, 2009) (Magistrate) PDF | HTML
  • Skidmore v. ACI Worldwide, Inc. , No. 8:08-CV-00001 (D.Neb. July 8, 2009) PDF | HTML

2007-SOX-78 Connolly v. ICT Group, Inc.

  • Order of Dismissal (ALJ Oct. 16, 2007) (Robert D. Kaplan) PDF |

2007-SOX-79 Daryanani v. Royal & Sun Alliance d/b/a Arrowpoint Capital Corp.

  • Order of Dismissal (ALJ Apr. 8, 2008) (Donald W. Mosser) PDF |
  • Final Decision and Order (ARB May 27, 2010) PDF | HTM

2007-SOX-80 Sequeira v. KB Homes

  • Decision & Order of Dismissal (ALJ Sept. 24, 2007) (Lee J. Romero, Jr.) PDF |

2007-SOX-81 Harkness v. Fieldstone Investment Corp.

  • Order of Dismissal (ALJ Jan. 11, 2008) (Jeffrey Tureck) PDF |
  • Harkness v. C-Bass Diamond, LLC , No. 08-cv-231 (D.Md. Mar. 16, 2010) PDF | HTML

2007-SOX-82 Pittman v. Manatt, Phelps & Phillips

  • Order Staying Litigation (ALJ Oct. 1, 2008) (Dorsey) PDF
  • Notice of Denial of Review (ARB July 30, 2012) PDF | HTM
  • Order of Dismissal (ALJ Dec. 29, 2016) PDF

2007-SOX-83 Abhyankar v. Countrywide Financial Corp.

  • Order Dismissing Complaint (ALJ Mar. 21, 2011) (Gee) PDF
  • Order Denying Motion for Reconsideration (ALJ Apr. 11, 2011) PDF
  • Decision and Order Dismissing Case (ALJ Mar. 10, 2014) PDF

2007-SOX-84 Mothershead v. Delphi Corp.

  • Decision & Order of Dismissal (ALJ Apr. 19, 2010) (Lesniak) PDF |
  • Final Decision and Order (ARB Apr. 26, 2012) PDF | HTM

2007-SOX-85 Ellis v. Commscope, Inc.

  • Decision & Order of Dismissal & Order Cancelling Hearing (ALJ Dec. 6, 2007) (C. Richard Avery) PDF |
  • Ellis v. Commscope, Inc. of North Carolina , No. 3:07-cv-01938-G (N.D.Tx. Sept. 11, 2008) PDF | HTML

2007-SOX-86 Mahaley v. DRS Technologies Services, Inc.

  • Order of Dismissal (ALJ Oct. 1, 2007) (Linda S. Chapman) PDF |

2007-SOX-87 Hajela v. ING Groep

  • Order of Dismissal (ALJ Feb. 26, 2008) (Lesniak) PDF |

2007-SOX-88 Lewandowski v. Viacom Inc.

  • Recommended Decision & Order Granting Respondent's Motion for Summary Decision (ALJ Nov. 20, 2007) (Adele H. Odegard) PDF |
  • Final Decision and Order (ARB Oct. 30, 2009) PDF | HTM

2007-SOX-89 Grander v. Newmont Mining Corp.

  • Order Approving Settlement (ALJ Dec. 26, 2007) (Russell D. Pulver) PDF |

2007-SOX-90 Hall v. CIBA Vision Corp.

  • Decision and Order Approving Settlement and Dismissing Complaint (ALJ Sept. 15, 2010) (Sarno) PDF |

2007-SOX-91 Lingo v. NVR, Inc.

  • Order of Dismissal (ALJ Nov. 7, 2007) (Ralph A. Romano) PDF |

2007-SOX-92 Pik v. Goldman Sachs Group, Inc.

  • Decision & Order Dismissing the Complaint (ALJ Feb. 21, 2008) (John M. Vittone) PDF |
  • Final Decision & Order (ARB June 30, 2009) PDF | HTML