USDOL/OALJ Reporter
ERISA Decisions

This Caselist focuses on published ERISA decisions.

Additional ALJ decisions (mostly approvals of settlements) may be found through DMS Search

Employee Benefits Security Administration (EBSA) [formerly PWBA] Advisory Opinions are located on the EBSA Web Site .


1991-RIS-1 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. RICHARD L. SMITH and SMITH ADMINISTRATORS
 
Decision & Order (ALJ Jan. 20, 1998) HTML
1992-RIS-5 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. GEORGE H. ROBINSON, ADMINISTRATOR ANSWERING SERVICE, INC. ESOP
 
Decision & Order (ALJ Feb. 2, 1993) (Robert M. Glennon) HTML
 
Order Denying Reconsideration (ALJ Mar. 31, 1993 HTML
1992-RIS-16 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. SCHMID EMPLOYEE PROFIT SHARING PLAN
 
Order Denying Motion to Dismiss (ALJ Nov. 5, 1992) (John M. Vittone) HTML
 
Order Denying Motion to Dismiss (ALJ Jan. 19, 1993) (reconsideration) HTML
1992-RIS-19 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. SPALDING AND EVENFLO COMPANIES, INC.
 
Decision & Order (ALJ Feb. 1, 1993) (E. Earl Thomas) HTML
 
Decision & Order (PWBA Nov. 18, 1994) HTML
1992-RIS-25 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. BRANIFF, INC.
 
Decision & Order (ALJ Sept. 27, 1993) (Victor J. Chao) HTML
1992-RIS-26 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. AUTOMOTIVE WHOLESALERS ASSOCIATION, INC.
 
Order of Dismissal (ALJ Feb. 9, 1995)(Clement J. Kichuk) HTML
 
[consolidated with 92-RIS-31]
1992-RIS-31
 
[consolidated with 92-RIS-26]
 
see 92-RIS-26 for orders
1993-RIS-4 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION
 
Decision & Order (ALJ June 9, 2000) (John M. Vittone) HTML
 
Order [approving settlement agreement] (PWBA Oct. 24, 2000) HTML
1993-RIS-18 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. T. W. TAGGART
 
Decision & Order (ALJ Aug. 25, 1995)(Richard D. Mills) HTML
 
[consolidated with 93-RIS-19]
1993-RIS-19 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. ASSOCIATION MARKETING CONSULTANTS, INC.
 
[consolidated with 93-RIS-18]
 
see 93-RIS-19 for orders
1993-RIS-20 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. CROSS MILLS, INC.
 
Decision & Order Approving Proposed Consent Order & Order of Dismissal (ALJ July 6, 1994)(Theodor P. von Brand) HTML
1993-RIS-23 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. NORTHWESTERN INSTITUTE OF PSYCHIATRY
 
Decision & Order (ALJ Dec. 21, 1993)(Ainsworth H. Brown) HTML
 
Decision & Order (PWBA July 26, 1995) HTML
1993-RIS-37 UNITED STATES DEPARTMENT OF LABOR, Pension and Welfare Benefits Administration v. MIDLANTIC COAST DELIVERY SYSTEMS, INC.
 
Decision & Order Approving Settlement (ALJ Dec. 8, 1994) (Paul H. Teitler) HTML
1993-RIS-54 UNITED STATES DEPARTMENT OF LABOR, Pension and Welfare Benefits Administration v. DRS. MARLIN & DESILETS, P.C.
 
Order of Dismissal (ALJ Nov. 2, 1994) (Joan Huddy Rosenzweig) HTML
 
[consolidated with 93-RIS-74 and 75]
1993-RIS-55 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. MERSKIN & MERSKIN, P.C.
 
Decision & Order (ALJ Apr. 27, 1995)(Daniel J. Roketenetz) HTML
1993-RIS-58 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. THE PACE GROUP, INC. OF MICHIGAN
 
Decision & Order Approving Stipulation & Order of Dismissal (ALJ June 10, 1994)(Daniel J. Roketenetz) HTML
1993-RIS-59 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. THE PACE GROUP, INC. OF OHIO
 
Decision & Order Approving Stipulation & Order of Dismissal (ALJ June 10, 1994)(Daniel J. Roketenetz) HTML
1993-RIS-61 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. MICHAEL M. MAGUIRE, PLAN ADMINISTRATOR
 
Decision & Order (ALJ Nov. 4, 1994)(Richard K. Malamphy) HTML
1993-RIS-74 and 75
 
[consolidated with 93-RIS-54]
 
see 93-RIS-54 for orders
1994-RIS-2 UNITED STATES DEPARTMENT OF LABOR v. HEALTHNET INSURANCE PLAN-NEWS, INC.
 
Order to Show Cause (ALJ June 26, 1996)(John M. Vittone) HTML
1994-RIS-9 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. IMPROVED READING CENTERS OF MICHIGAN
 
Decision (ALJ xx)(J. Michael O'Neill) HTML
1994-RIS-11 USDOL v. EL DORADO FURNITURE CORP.
 
Decision & Order (ALJ Feb. 21, 1997)(Paul H. Teitler) HTML
1994-RIS-17 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. CINPAC, INC./LIBBY LEE TOYS, INC.
 
Decision & Order (ALJ Mar. 20, 1995)(Richard E. Huddleston) HTML
1994-RIS-24 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. BOARD OF TRUSTEES, CHICAGO AREA INTERNATIONAL BROTHERHOOD OF TEAMSTERS SEVERANCE AND RETIREMENT TRUST FUND
 
Decision & Order Approving Stipulation & Order of Dismissal (ALJ Mar. 16, 1994)(Daniel J. Roketenetz) HTML
1994-RIS-27 USDOL v. DELFORD INDUSTRIES, INC.
 
Order of Dismissal (ALJ May 11, 1995)(Robert D. Kaplan) HTML
1994-RIS-31 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. JOHN R. HOLLINGSWORTH COMPANY
 
Order of Dismissal (ALJ Sept. 27, 1994)(Ralph A. Romano) HTML
1994-RIS-32 USDOL v. PDM CO., INC.
 
Order of Dismissal (ALJ May 25, 1995)(Ralph A. Romano) HTML
1994-RIS-41 CONSOLIDATED PACKAGING CORPORATION
 
Decision & Order (ALJ Dec. 23, 1994) (John M. Vittone) HTML
1994-RIS-42 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. UNITED STEELWORKERS OF AMERICA
 
Order of Dismissal (ALJ Mar. 24, 1995)(Daniel J. Roketenetz) HTML
1994-RIS-48 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. BAKERY AND CONFECTIONERY WORKERS LOCAL 125 HEALTH AND WELFARE TRUST FUND
 
Decision & Order (ALJ Apr. 12, 1995) (Alexander Karst) HTML
1994-RIS-54 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. BRICKLAYERS & ALLIED CRAFTSMEN, LOCAL #7, PENSION PLAN
 
Decision & Order (ALJ Apr. 28, 1995)(Gerald M. Tierney) HTML
1994-RIS-62 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. SOCIEDAD PARA ASISTENCIA LEGAL MONEY PURCHASE PLAN
 
Decision & Order (ALJ Mar. 29, 1995)(John M. Vittone) HTML
1994-RIS-64 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. RHODE ISLAND BRICKLAYERS & ALLIED CRAFTSMEN PENSION FUND
 
Decision & Order (ALJ May 30, 1995)(Joel F. Gardiner) HTML
1994-RIS-67 USDOL v. MESSIAH VILLAGE
 
Order of Dismissal (ALJ Apr. 20, 1995)(Ralph A. Romano) HTML
1994-RIS-71 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. BOARD OF TRUSTEES OF THE TEAMSTERS LOCAL 841 SEVERANCE PLAN
 
Decision & Order Approving Motion to Withdraw Action (ALJ July 10, 1995)(Joel F. Gardiner) HTML
1994-RIS-76 USDOL v. WILKINSON MANUFACTURING CO.
 
Order of Dismissal (ALJ Aug. 13, 1996)(John M. Vittone) HTML
1995-RIS-4 USDOL v. D & H MANUFACTURERS, INC.
 
Order of Dismissal (ALJ Jan. 11, 1996)(Robert L. Hillyard) HTML
1995-RIS-5 USDOL v. WALDMAN GRAPHICS, INC.
 
Order of Dismissal (ALJ Aug. 13, 1996)(Paul H. Teitler) HTML
1995-RIS-10 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. CASA HERRERA, INC.
 
Order of Dismissal (ALJ July 25, 1995)(Samuel J. Smith) HTML
1995-RIS-15 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. FARR COMPANY
 
Order of Dismissal (ALJ Aug. 2, 1995)(Samuel J. Smith) HTML
1995-RIS-28 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. GILBERT SORG
 
Order Denying Complainant's Motion for Summary Decision & Respondent's Cross Motion for Summary Decision (ALJ May 30, 1995)(Robert D. Kaplan) HTML
1995-RIS-40 USDOL v. BOARD OF TRUSTEES OF THE SCHENECTADY LOCAL 105 ANNUITY FUND
 
Decision Approving Settlement & Dismissal Order (ALJ Oct. 31, 1997)(Richard A. Morgan) HTML
1995-RIS-69 USDOL v. MIDWESTCO ENTERPRISES, INC.
 
Order Denying Motion for Sanctions (ALJ Oct. 16, 1996)(John M. Vittone) HTML
1995-RIS-70 USDOL v. SEINO AMERICA, INC.
 
Order of Dismissal (ALJ Oct. 7, 1996)(John M. Vittone) HTML
1996-RIS-9 USDOL v. M & B MINI-BLIND CORPORATION,
 
Decision & Order (ALJ June 26, 1996)(John M. Vittone) HTML
1996-RIS-15 USDOL v. LIBERTY BANK
 
Decision & Order (ALJ Aug. 13, 1996)(John M. Vittone) HTML
1996-RIS-39 USDOL v. NABET HEALTH FUND - FILM
 
Order Approving Settlement (ALJ July 2, 1997) (Alexander Karst) HTML
1996-RIS-42 USDOL v. SOUTHWEST IMPORT REBUILDERS
 
Order of Dismissal (ALJ Aug. 23, 1996)(John M. Vittone) HTML
1996-RIS-55 USDOL v. PATHOLOGY ASSOCIATES MEDICAL LABORATORIES
 
Order of Dismissal (ALJ Oct. 31, 1996)(John M. Vittone) HTML
1996-RIS-60 USDOL v. ST. JOSEPH'S COMMUNITY HOSPITAL
 
Order of Dismissal (ALJ Oct. 8, 1996)(John M. Vittone) HTML
1996-RIS-62 JOHNSON BROTHERS ENTERPRISES
 
Decision & Order Approving Stipulation &amp: Order of Dismissal (ALJ Oct. 7, 1997)(Daniel J. Roketenetz) HTML
1996-RIS-63 USDOL v. FNW BANCORP, INC.
 
Decision & Order (ALJ Nov. 8, 1996)(John M. Vittone) HTML
1996-RIS-67 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. CURRENT DEVELOPMENT CORPORATION
 
Decision & Order (ALJ Feb. 22, 2000)(Thomas F. Phalen, Jr.) HTML
 
Errata (ALJ Mar. 2, 2000) HTML
1996-RIS-68 USDOL v. PENNFIELD CORPORATION
 
Decision & Order (ALJ Oct. 16, 1996)(John M. Vittone) HTML
1996-RIS-73 USDOL v. RATHJE ENTERPRISES, INC.
 
Decision & Order Approving Joint Stipulation &amp: Order of Dismissal (ALJ 1997)(Daniel J. Roketenetz) HTML
1996-RIS-77 USDOL v. GEORGIA AND SOUTH CAROLINA LABORERS DISTRICT COUNCIL EDUCATION AND TRAINING FUND
 
Order of Dismissal (ALJ Nov. 25, 1996)(John M. Vittone) HTML
1997-RIS-6 USDOL v. ATLAS PAPER MILLS
 
Order Approving Stipulation of Dismissal (ALJ Nov. 12, 1997)(John M. Vittone) HTML
1997-RIS-11 USDOL v. BR HOLDINGS, LTD. d/b/a RACINE STEEL CASTINGS
 
Decision & Order (ALJ May 2, 1997)(John M. Vittone) HTML
1998-RIS-61 USDOL v. TENNECO AUTOMOTIVE
 
Order (ALJ Mar. 3, 1999)(Rudolf L. Jansen) PDF
 
Order of Dismissal (ALJ Apr. 2, 1999) HTML
1999-RIS-48 USDOL v. BRIAN CENTER RELATED CORPORATIONS 401(K) PLAN ANNUAL REPORT (98-2659)
 
Order Approving Settlement & Dismissing Complaint (ALJ Dec. 16, 1999) (James W. Kerr, Jr.) HTML
1999-RIS-53 USDOL v. COMPGRAPHIX, INC
 
Decision & Order Granting Summary Decision (ALJ Oct. 14, 1999)(Larry W. Price) HTML
2000-RIS-40 USDOL, EBSA v. SCHNEIDERMAN'S FURNITURE, INC.
 
Decision & Order Granting PWBA's Motion for Summary Decision (ALJ Mar. 23, 2001) (Alice M. Craft) HTML
2002-RIS-10 USDOL, EBSA v. CONTINUE CARE HOME HEALTH
 
Order of Dismissal (ALJ June 10, 2003) (Michael P. Lesniak) HTML
2000-RIS-20 USDOL, EBSA v. SYNERGY MANUFACTURING TECHNOLOGY, INC.
 
Decision & Order Granting Summary Decision (ALJ Feb. 21, 2007) (Jeffrey Tureck) PDF
2005-RIS-88 USDOL, EBSA v. DYNASPACE CORPORATION
 
Decision & Order Granting Complainant's Motion for Summary Judgment (ALJ Jan. 10, 2007) (Jeffrey Tureck) PDF
2005-RIS-99 USDOL v. CALLAGHAN & CALLAGHAN, INC.
 
Decision & Order (ALJ Apr. 24, 2006) (Larry W. Price) PDF
2005-RIS-115 USDOL, EBSA v. MASCON INFORMATION TECHNOLOGIES, LTD.
 
Decision & Order (ALJ Oct. 19, 2006) (Jeffrey Tureck) PDF
2006-RIS-7 USDOL, EBSA v. PLAN ADMINISTRATOR, STOVER INDUSTRIES INC. 401K PLAN
 
Decision & Order Granting Complainant's Motion for Summary Decision (ALJ Mar. 15, 2007) (Joseph E. Kane) PDF
2006-RIS-59 USDOL, EBSA v. PLAN ADMINISTRATOR, STARR'S TRANSPORTATION
 
Decision & Order (ALJ Apr. 5, 2007) (John M. Vittone) PDF
2007-RIS-9 USDOL, EBSA v. NEW DESIGN CONSTRUCTION CO., INC.
 
Decision & Order Granting Complainant's Motion for Summary Judgment (ALJ May 4, 2007) (Thomas M. Burke) PDF
2007-RIS-111 USDOL, EBSA v. PLAN ADMINISTRATOR, ARENSON OFFICE FURNISHING, INC. P/S 401(K) PLAN
 
Decision & Order Cancelling Hearing & Granting Complainant's Motion for Summary Judgment (ALJ May 2, 2008) (John M. Vittone) PDF
2007-RIS-113 USDOL, EBSA v. PRODUCT MANAGEMENT, INC. PROFIT SHARING PLAN
 
Initial Decision & Order Granting Summary Judgment (ALJ Feb. 23, 2009) (Daniel A. Sarno, Jr.) PDF
2007-RIS-141 USDOL, EBSA v. PLAN ADMINISTRATOR, PRECISION WIRE PRODUCTS, INC.
 
Decision & Order Granting EBSA's Motion for Summary Decision & Denying Respondent's Counter-Motion for Summary Decision (ALJ Sept. 10, 2008) (Gerald M. Etchingham) PDF
2008-RIS-20 USDOL, EBSA v. TILE FINISHERS LOCAL 88 NY, BAC SAVINGS PLAN
 
Decision & Order - Denying Motion to Dismiss & Granting Motion for Summary Judgment (ALJ June 3, 2008) (Paul C. Johnson, Jr.) PDF
2009-RIS-14 USDOL, EBSA v. PLAN ADMINISTRATOR, DUTCH AMERICAN IMPORT CO., INC., EMPLOYEE STOCK OWNERSHIP PLAN
 
Decision & Order - Reducing Civil Penalty (ALJ Jan. 6, 2010) (Gee) PDF
 
Decision and Order (EBSA Jan. 26, 2012) PDF | HTM
2009-RIS-18 USDOL, EBSA v. LFC GROUP EMPLOYEES RETIREMENT PLAN
 
Decision & Order Granting Complainant's Motion for Summary Decision (ALJ May 20, 2010) (Gee) PDF
2009-RIS-58 USDOL, EBSA v. PLAN ADMINISTRATOR, KAY TOLEDO TAG INC. 401(k) RETIREMENT SAVINGS PLAN
 
Order Granting Complainant's Motion for Summary Decision (ALJ July 15, 2010) (Merck) PDF
2009-RIS-68 USDOL, EBSA v. PLAN ADMINISTRATOR, THIBEAULT CORP. OF NE/T-QUIP SALES & LEASING 401(K) PLAN
 
Decision and Order (ALJ July 19, 2010) (Calianos) PDF
 
Decision and Order Affirming the Administrative Law Judge Decision and Order Dated July 19, 2011 (EBSA June 14, 2013) PDF | HTM
2009-RIS-80 USDOL, EBSA v. P.E.C. CONTRACTING ENGINEERS
 
Decision and Order Granting Complainant's Motion for Summary Decision, in Part, and Denying Respondent's Counter-Motion for Summary Decision (ALJ Nov. 15, 2010) (Leland) PDF
2010-RIS-13 USDOL, EBSA v. PLAN ADMINISTRATOR, HOME OF ECONOMY 401(K) PLAN, HOME OF ECONOMY, INC.
 
Decision and Order Granting Complainant's Motion for Summary Decision (ALJ June 26, 2013) (Kane) PDF
 
[consolidated with 2012-RIS-00113 and 2012-RIS-114]
2010-RIS-17 USDOL, EBSA v. NEBRASKA MEAT CORPORATION (09-1622D)
 
Decision and Order (ALJ Aug. 30, 2010) (Romano) PDF
2010-RIS-72 USDOL, EBSA v. PLAN ADMINISTRATOR, CONTRACTOR AND EMPLOYEES 401(K) PLAN, FRONTIER CONTRACTING INC.
 
Order Granting EBSA's Motion for Summary Judgment (ALJ Feb. 8, 2012) (Pulver) PDF
2011-RIS-14 USDOL, EBSA v. NELLO CORPORATION
 
Decision and Order Granting Complainant's Motion for Summary Judgment (ALJ Nov. 8, 2011) (Chapman) PDF
2012-RIS-42 USDOL, EBSA v. PLAN ADMINISTRATOR, ALL GLASS 401(k) PLAN
 
Order Granting Summar Judgment (ALJ Dec. 6, 2012) (Purcell) PDF
2012-RIS-47 USDOL, EBSA v. PLAN ADMINISTRATOR, MMG OF CLIFTON PARK, INCORPORATED PLAN
 
Order of Dismissal for Lack of Jurisdiction (ALJ July 6, 2012) (Purcell) PDF
2012-RIS-52 USDOL, EBSA v. PLAN ADMINISTRATOR, INTERNATIONAL UNION OF TOOL, DIE & MOLD MAKERS PENSION PLAN
 
Decision and Order Dismissing Case for Lack of Jurisdiction (ALJ Apr. 12, 2012) (Purcell) PDF
2012-RIS-86 USDOL, EBSA v. PLAN ADMINISTRATOR, HUDSON BAYLOR CORP.401(K) PROFIT SHARING PLAN & TRUST, HUDSON BAYLOR
 
Order of Dismissal for Lack of Jurisdiction (ALJ May 23, 2013) (Krantz) HTM
2012-RIS-113 USDOL, EBSA v. PLAN ADMINISTRATOR, HOME OF ECONOMY 401(K) PLAN, HOME OF ECONOMY, INC.
 
Decision and Order Granting Complainant's Motion for Summary Decision (ALJ June 26, 2013) (Kane) PDF
 
[consolidated with 2010-RIS-00013 and 2012-RIS-114]
2012-RIS-114 USDOL, EBSA v. PLAN ADMINISTRATOR, HOME OF ECONOMY 401(K) PLAN, HOME OF ECONOMY, INC.
 
Decision and Order Granting Complainant's Motion for Summary Decision (ALJ June 26, 2013) (Kane) PDF
 
[consolidated with 2010-RIS-00013 and 2012-RIS-113]
2013-RIS-2 USDOL, EBSA v. PLAN ADMINISTRATOR FOR GOLDEN DAY SCHOOLS, INC. RETIREMENT PLAN AND GOLDEN DAY SCHOOLS, INC.
 
Decision and Order (ALJ May 28, 2014) (Clark) PDF
2015-RIS-23 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, WHITE MOUNTAIN APACHE TRIBE RETIREMENT SAVINGS AND 401(K) PROFIT SHARING PLAN ANNUAL REPORT
 
Decision and Order Granting EBSA's Motion for Summary Decision and Denying Cross Motion for Summary Decision (ALJ Nov. 30, 2016) (Geraghty) PDF
 
Decision and Order Affirming the Administrative Law Judge Decision and Order Dated November 30, 2016 (EBSA May 28, 2019) PDF
2015-RIS-25 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, CAVALLO POINT LODGE 401(K) PLAN
 
Decision and Order of Dismissal (ALJ Nov. 10, 2015) (Henley) PDF
2015-RIS-55 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR HAGO MANUFACTURING CO., INC. RETIREMENT PLAN, HAGO MANUFACTURING CO., INC.
 
Decision and Order Approving Civil Money Penalty (ALJ Feb. 3, 2017) (Henley) PDF
2016-RIS-33 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, BACHMAN SERVICES, INC. SAVINGS AND PROFIT SHARING PLAN
 
Order of Dismissal (ALJ Feb. 13, 2019) (Henley) PDF
2017-RIS-7 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, WHITE MOUNTAIN APACHE TRIBE RETIREMENT SAVINGS AND 401(k) PLAN
 
Order Granting Complainant's Motion for Summary Decision and Denying Respondent's Motion for Summary Decision (ALJ July 22, 2019) (Clark) PDF
2017-RIS-8 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, MAHONEY LIMITED PARTNERSHIP d/b/a MAHONEY ENVIRONMENTAL PROFIT SHARING & 401K PLAN
 
Decision and Order Affirming Determination to Assess Civil Penalty (ALJ Aug. 6, 2018) (Barto) PDF
2017-RIS-31 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, GORDON & SILVER, LTD. 401K PROFIT SHARING PLAN
 
Order Granting Summary Decision and Approving Civil Money Penalty (ALJ Aug. 8, 2019) (Henley) PDF
 
2018-RIS-14 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, MARIN HOSPITALITY CORPORATION 401(K) PROFIT SHARING PLAN & TRUST
 
Decision and Order of Dismissal (ALJ June 8, 2018) (Henley) PDF
 
2018-RIS-53 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, ELIZABETH R. WELLBORN, P.A. 401(K) PLAN
 
Decision and Order Denying Motions for Summary Decision / Decision and Order Assessing Civil Money Penalty (ALJ Jan. 26, 2021) (Johnson) PDF