USDOL/OALJ Reporter
ERISA Decisions 

This Caselist focuses on published ERISA decisions.

Additional ALJ decisions (mostly approvals of settlements) may be found through DMS Search

Employee Benefits Security Administration (EBSA) [formerly PWBA] Advisory Opinions are located on the EBSA Web Site .


1991-RIS-1 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. RICHARD L. SMITH and SMITH ADMINISTRATORS

 

Decision & Order (ALJ Jan. 20, 1998) HTML

1992-RIS-5 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. GEORGE H. ROBINSON, ADMINISTRATOR ANSWERING SERVICE, INC. ESOP

 

Decision & Order (ALJ Feb. 2, 1993) (Robert M. Glennon) HTML

 

Order Denying Reconsideration (ALJ Mar. 31, 1993 HTML

1992-RIS-16 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. SCHMID EMPLOYEE PROFIT SHARING PLAN

 

Order Denying Motion to Dismiss (ALJ Nov. 5, 1992) (John M. Vittone) HTML

 

Order Denying Motion to Dismiss (ALJ Jan. 19, 1993) (reconsideration) HTML

1992-RIS-19 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. SPALDING AND EVENFLO COMPANIES, INC.

 

Decision & Order (ALJ Feb. 1, 1993) (E. Earl Thomas) HTML

 

Decision & Order (PWBA Nov. 18, 1994) HTML

1992-RIS-25 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. BRANIFF, INC.

 

Decision & Order (ALJ Sept. 27, 1993) (Victor J. Chao) HTML

1992-RIS-26 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. AUTOMOTIVE WHOLESALERS ASSOCIATION, INC.

 

Order of Dismissal (ALJ Feb. 9, 1995)(Clement J. Kichuk) HTML

 

[consolidated with 92-RIS-31]

1992-RIS-31

 

[consolidated with 92-RIS-26]

 

see 92-RIS-26 for orders

1993-RIS-4 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION

 

Decision & Order (ALJ June 9, 2000) (John M. Vittone) HTML

 

Order [approving settlement agreement] (PWBA Oct. 24, 2000) HTML

1993-RIS-18 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. T. W. TAGGART

 

Decision & Order (ALJ Aug. 25, 1995)(Richard D. Mills) HTML

 

[consolidated with 93-RIS-19]

1993-RIS-19 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. ASSOCIATION MARKETING CONSULTANTS, INC.

 

[consolidated with 93-RIS-18]

 

see 93-RIS-19 for orders

1993-RIS-20 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. CROSS MILLS, INC.

 

Decision & Order Approving Proposed Consent Order & Order of Dismissal (ALJ July 6, 1994)(Theodor P. von Brand) HTML

1993-RIS-23 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. NORTHWESTERN INSTITUTE OF PSYCHIATRY

 

Decision & Order (ALJ Dec. 21, 1993)(Ainsworth H. Brown) HTML

 

Decision & Order (PWBA July 26, 1995) HTML

1993-RIS-37 UNITED STATES DEPARTMENT OF LABOR, Pension and Welfare Benefits Administration v. MIDLANTIC COAST DELIVERY SYSTEMS, INC.

 

Decision & Order Approving Settlement (ALJ Dec. 8, 1994) (Paul H. Teitler) HTML

1993-RIS-54 UNITED STATES DEPARTMENT OF LABOR, Pension and Welfare Benefits Administration v. DRS. MARLIN & DESILETS, P.C.

 

Order of Dismissal (ALJ Nov. 2, 1994) (Joan Huddy Rosenzweig) HTML

 

[consolidated with 93-RIS-74 and 75]

1993-RIS-55 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. MERSKIN & MERSKIN, P.C.

 

Decision & Order (ALJ Apr. 27, 1995)(Daniel J. Roketenetz) HTML

1993-RIS-58 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. THE PACE GROUP, INC. OF MICHIGAN

 

Decision & Order Approving Stipulation & Order of Dismissal (ALJ June 10, 1994)(Daniel J. Roketenetz) HTML

1993-RIS-59 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. THE PACE GROUP, INC. OF OHIO

 

Decision & Order Approving Stipulation & Order of Dismissal (ALJ June 10, 1994)(Daniel J. Roketenetz) HTML

1993-RIS-61 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. MICHAEL M. MAGUIRE, PLAN ADMINISTRATOR

 

Decision & Order (ALJ Nov. 4, 1994)(Richard K. Malamphy) HTML

1993-RIS-74 and 75

 

[consolidated with 93-RIS-54]

 

see 93-RIS-54 for orders

1994-RIS-2 UNITED STATES DEPARTMENT OF LABOR v. HEALTHNET INSURANCE PLAN-NEWS, INC.

 

Order to Show Cause (ALJ June 26, 1996)(John M. Vittone) HTML

1994-RIS-9 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. IMPROVED READING CENTERS OF MICHIGAN

 

Decision (ALJ xx)(J. Michael O'Neill) HTML

1994-RIS-11 USDOL v. EL DORADO FURNITURE CORP.

 

Decision & Order (ALJ Feb. 21, 1997)(Paul H. Teitler) HTML

1994-RIS-17 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. CINPAC, INC./LIBBY LEE TOYS, INC.

 

Decision & Order (ALJ Mar. 20, 1995)(Richard E. Huddleston) HTML

1994-RIS-24 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. BOARD OF TRUSTEES, CHICAGO AREA INTERNATIONAL BROTHERHOOD OF TEAMSTERS SEVERANCE AND RETIREMENT TRUST FUND

 

Decision & Order Approving Stipulation & Order of Dismissal (ALJ Mar. 16, 1994)(Daniel J. Roketenetz) HTML

1994-RIS-27 USDOL v. DELFORD INDUSTRIES, INC.

 

Order of Dismissal (ALJ May 11, 1995)(Robert D. Kaplan) HTML

1994-RIS-31 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. JOHN R. HOLLINGSWORTH COMPANY

 

Order of Dismissal (ALJ Sept. 27, 1994)(Ralph A. Romano) HTML

1994-RIS-32 USDOL v. PDM CO., INC.

 

Order of Dismissal (ALJ May 25, 1995)(Ralph A. Romano) HTML

1994-RIS-41 CONSOLIDATED PACKAGING CORPORATION

 

Decision & Order (ALJ Dec. 23, 1994) (John M. Vittone) HTML

1994-RIS-42 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. UNITED STEELWORKERS OF AMERICA

 

Order of Dismissal (ALJ Mar. 24, 1995)(Daniel J. Roketenetz) HTML

1994-RIS-48 U.S. DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. BAKERY AND CONFECTIONERY WORKERS LOCAL 125 HEALTH AND WELFARE TRUST FUND

 

Decision & Order (ALJ Apr. 12, 1995) (Alexander Karst) HTML

1994-RIS-54 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. BRICKLAYERS & ALLIED CRAFTSMEN, LOCAL #7, PENSION PLAN

 

Decision & Order (ALJ Apr. 28, 1995)(Gerald M. Tierney) HTML

1994-RIS-62 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. SOCIEDAD PARA ASISTENCIA LEGAL MONEY PURCHASE PLAN

 

Decision & Order (ALJ Mar. 29, 1995)(John M. Vittone) HTML

1994-RIS-64 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. RHODE ISLAND BRICKLAYERS & ALLIED CRAFTSMEN PENSION FUND

 

Decision & Order (ALJ May 30, 1995)(Joel F. Gardiner) HTML

1994-RIS-67 USDOL v. MESSIAH VILLAGE

 

Order of Dismissal (ALJ Apr. 20, 1995)(Ralph A. Romano) HTML

1994-RIS-71 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. BOARD OF TRUSTEES OF THE TEAMSTERS LOCAL 841 SEVERANCE PLAN

 

Decision & Order Approving Motion to Withdraw Action (ALJ July 10, 1995)(Joel F. Gardiner) HTML

1994-RIS-76 USDOL v. WILKINSON MANUFACTURING CO.

 

Order of Dismissal (ALJ Aug. 13, 1996)(John M. Vittone) HTML

1995-RIS-4 USDOL v. D & H MANUFACTURERS, INC.

 

Order of Dismissal (ALJ Jan. 11, 1996)(Robert L. Hillyard) HTML

1995-RIS-5 USDOL v. WALDMAN GRAPHICS, INC.

 

Order of Dismissal (ALJ Aug. 13, 1996)(Paul H. Teitler) HTML

1995-RIS-10 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. CASA HERRERA, INC.

 

Order of Dismissal (ALJ July 25, 1995)(Samuel J. Smith) HTML

1995-RIS-15 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. FARR COMPANY

 

Order of Dismissal (ALJ Aug. 2, 1995)(Samuel J. Smith) HTML

1995-RIS-28 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. GILBERT SORG

 

Order Denying Complainant's Motion for Summary Decision & Respondent's Cross Motion for Summary Decision (ALJ May 30, 1995)(Robert D. Kaplan) HTML

1995-RIS-40 USDOL v. BOARD OF TRUSTEES OF THE SCHENECTADY LOCAL 105 ANNUITY FUND

 

Decision Approving Settlement & Dismissal Order (ALJ Oct. 31, 1997)(Richard A. Morgan) HTML

1995-RIS-69 USDOL v. MIDWESTCO ENTERPRISES, INC.

 

Order Denying Motion for Sanctions (ALJ Oct. 16, 1996)(John M. Vittone) HTML

1995-RIS-70 USDOL v. SEINO AMERICA, INC.

 

Order of Dismissal (ALJ Oct. 7, 1996)(John M. Vittone) HTML

1996-RIS-9 USDOL v. M & B MINI-BLIND CORPORATION,

 

Decision & Order (ALJ June 26, 1996)(John M. Vittone) HTML

1996-RIS-15 USDOL v. LIBERTY BANK

 

Decision & Order (ALJ Aug. 13, 1996)(John M. Vittone) HTML

1996-RIS-39 USDOL v. NABET HEALTH FUND - FILM

 

Order Approving Settlement (ALJ July 2, 1997) (Alexander Karst) HTML

1996-RIS-42 USDOL v. SOUTHWEST IMPORT REBUILDERS

 

Order of Dismissal (ALJ Aug. 23, 1996)(John M. Vittone) HTML

1996-RIS-55 USDOL v. PATHOLOGY ASSOCIATES MEDICAL LABORATORIES

 

Order of Dismissal (ALJ Oct. 31, 1996)(John M. Vittone) HTML

1996-RIS-60 USDOL v. ST. JOSEPH'S COMMUNITY HOSPITAL

 

Order of Dismissal (ALJ Oct. 8, 1996)(John M. Vittone) HTML

1996-RIS-62 JOHNSON BROTHERS ENTERPRISES

 

Decision & Order Approving Stipulation &amp: Order of Dismissal (ALJ Oct. 7, 1997)(Daniel J. Roketenetz) HTML

1996-RIS-63 USDOL v. FNW BANCORP, INC.

 

Decision & Order (ALJ Nov. 8, 1996)(John M. Vittone) HTML

1996-RIS-67 UNITED STATES DEPARTMENT OF LABOR, PENSION AND WELFARE BENEFITS ADMINISTRATION v. CURRENT DEVELOPMENT CORPORATION

 

Decision & Order (ALJ Feb. 22, 2000)(Thomas F. Phalen, Jr.) HTML

 

Errata (ALJ Mar. 2, 2000) HTML

1996-RIS-68 USDOL v. PENNFIELD CORPORATION

 

Decision & Order (ALJ Oct. 16, 1996)(John M. Vittone) HTML

1996-RIS-73 USDOL v. RATHJE ENTERPRISES, INC.

 

Decision & Order Approving Joint Stipulation &amp: Order of Dismissal (ALJ 1997)(Daniel J. Roketenetz) HTML

1996-RIS-77 USDOL v. GEORGIA AND SOUTH CAROLINA LABORERS DISTRICT COUNCIL EDUCATION AND TRAINING FUND

 

Order of Dismissal (ALJ Nov. 25, 1996)(John M. Vittone) HTML

1997-RIS-6 USDOL v. ATLAS PAPER MILLS

 

Order Approving Stipulation of Dismissal (ALJ Nov. 12, 1997)(John M. Vittone) HTML

1997-RIS-11 USDOL v. BR HOLDINGS, LTD. d/b/a RACINE STEEL CASTINGS

 

Decision & Order (ALJ May 2, 1997)(John M. Vittone) HTML

1998-RIS-61 USDOL v. TENNECO AUTOMOTIVE

 

Order (ALJ Mar. 3, 1999)(Rudolf L. Jansen) PDF

 

Order of Dismissal (ALJ Apr. 2, 1999) HTML

1999-RIS-48 USDOL v. BRIAN CENTER RELATED CORPORATIONS 401(K) PLAN ANNUAL REPORT (98-2659)

 

Order Approving Settlement & Dismissing Complaint (ALJ Dec. 16, 1999) (James W. Kerr, Jr.) HTML

1999-RIS-53 USDOL v. COMPGRAPHIX, INC

 

Decision & Order Granting Summary Decision (ALJ Oct. 14, 1999)(Larry W. Price) HTML

2000-RIS-40 USDOL, EBSA v. SCHNEIDERMAN'S FURNITURE, INC.

 

Decision & Order Granting PWBA's Motion for Summary Decision (ALJ Mar. 23, 2001) (Alice M. Craft) HTML

2002-RIS-10 USDOL, EBSA v. CONTINUE CARE HOME HEALTH

 

Order of Dismissal (ALJ June 10, 2003) (Michael P. Lesniak) HTML

2000-RIS-20 USDOL, EBSA v. SYNERGY MANUFACTURING TECHNOLOGY, INC.

 

Decision & Order Granting Summary Decision (ALJ Feb. 21, 2007) (Jeffrey Tureck) PDF

2005-RIS-88 USDOL, EBSA v. DYNASPACE CORPORATION

 

Decision & Order Granting Complainant's Motion for Summary Judgment (ALJ Jan. 10, 2007) (Jeffrey Tureck) PDF

2005-RIS-99 USDOL v. CALLAGHAN & CALLAGHAN, INC.

 

Decision & Order (ALJ Apr. 24, 2006) (Larry W. Price) PDF

2005-RIS-115 USDOL, EBSA v. MASCON INFORMATION TECHNOLOGIES, LTD.

 

Decision & Order (ALJ Oct. 19, 2006) (Jeffrey Tureck) PDF

2006-RIS-7 USDOL, EBSA v. PLAN ADMINISTRATOR, STOVER INDUSTRIES INC. 401K PLAN

 

Decision & Order Granting Complainant's Motion for Summary Decision (ALJ Mar. 15, 2007) (Joseph E. Kane) PDF

2006-RIS-59 USDOL, EBSA v. PLAN ADMINISTRATOR, STARR'S TRANSPORTATION

 

Decision & Order (ALJ Apr. 5, 2007) (John M. Vittone) PDF

2007-RIS-9 USDOL, EBSA v. NEW DESIGN CONSTRUCTION CO., INC.

 

Decision & Order Granting Complainant's Motion for Summary Judgment (ALJ May 4, 2007) (Thomas M. Burke) PDF

2007-RIS-111 USDOL, EBSA v. PLAN ADMINISTRATOR, ARENSON OFFICE FURNISHING, INC. P/S 401(K) PLAN

 

Decision & Order Cancelling Hearing & Granting Complainant's Motion for Summary Judgment (ALJ May 2, 2008) (John M. Vittone) PDF

2007-RIS-113 USDOL, EBSA v. PRODUCT MANAGEMENT, INC. PROFIT SHARING PLAN

 

Initial Decision & Order Granting Summary Judgment (ALJ Feb. 23, 2009) (Daniel A. Sarno, Jr.) PDF

2007-RIS-141 USDOL, EBSA v. PLAN ADMINISTRATOR, PRECISION WIRE PRODUCTS, INC.

 

Decision & Order Granting EBSA's Motion for Summary Decision & Denying Respondent's Counter-Motion for Summary Decision (ALJ Sept. 10, 2008) (Gerald M. Etchingham) PDF

2008-RIS-20 USDOL, EBSA v. TILE FINISHERS LOCAL 88 NY, BAC SAVINGS PLAN

 

Decision & Order - Denying Motion to Dismiss & Granting Motion for Summary Judgment (ALJ June 3, 2008) (Paul C. Johnson, Jr.) PDF

2009-RIS-14 USDOL, EBSA v. PLAN ADMINISTRATOR, DUTCH AMERICAN IMPORT CO., INC., EMPLOYEE STOCK OWNERSHIP PLAN

 

Decision & Order - Reducing Civil Penalty (ALJ Jan. 6, 2010) (Gee) PDF

 

Decision and Order (EBSA Jan. 26, 2012) PDF | HTM

2009-RIS-18 USDOL, EBSA v. LFC GROUP EMPLOYEES RETIREMENT PLAN

 

Decision & Order Granting Complainant's Motion for Summary Decision (ALJ May 20, 2010) (Gee) PDF

2009-RIS-58 USDOL, EBSA v. PLAN ADMINISTRATOR, KAY TOLEDO TAG INC. 401(k) RETIREMENT SAVINGS PLAN

 

Order Granting Complainant's Motion for Summary Decision (ALJ July 15, 2010) (Merck) PDF

2009-RIS-68 USDOL, EBSA v. PLAN ADMINISTRATOR, THIBEAULT CORP. OF NE/T-QUIP SALES & LEASING 401(K) PLAN

 

Decision and Order (ALJ July 19, 2010) (Calianos) PDF

 

Decision and Order Affirming the Administrative Law Judge Decision and Order Dated July 19, 2011 (EBSA June 14, 2013) PDF | HTM

2009-RIS-80 USDOL, EBSA v. P.E.C. CONTRACTING ENGINEERS

 

Decision and Order Granting Complainant's Motion for Summary Decision, in Part, and Denying Respondent's Counter-Motion for Summary Decision (ALJ Nov. 15, 2010) (Leland) PDF

2010-RIS-13 USDOL, EBSA v. PLAN ADMINISTRATOR, HOME OF ECONOMY 401(K) PLAN, HOME OF ECONOMY, INC.

 

Decision and Order Granting Complainant's Motion for Summary Decision (ALJ June 26, 2013) (Kane) PDF

 

[consolidated with 2012-RIS-00113 and 2012-RIS-114]

2010-RIS-17 USDOL, EBSA v. NEBRASKA MEAT CORPORATION (09-1622D)

 

Decision and Order (ALJ Aug. 30, 2010) (Romano) PDF

2010-RIS-72 USDOL, EBSA v. PLAN ADMINISTRATOR, CONTRACTOR AND EMPLOYEES 401(K) PLAN, FRONTIER CONTRACTING INC.

 

Order Granting EBSA's Motion for Summary Judgment (ALJ Feb. 8, 2012) (Pulver) PDF

2011-RIS-14 USDOL, EBSA v. NELLO CORPORATION

 

Decision and Order Granting Complainant's Motion for Summary Judgment (ALJ Nov. 8, 2011) (Chapman) PDF

2012-RIS-42 USDOL, EBSA v. PLAN ADMINISTRATOR, ALL GLASS 401(k) PLAN

 

Order Granting Summar Judgment (ALJ Dec. 6, 2012) (Purcell) PDF

2012-RIS-47 USDOL, EBSA v. PLAN ADMINISTRATOR, MMG OF CLIFTON PARK, INCORPORATED PLAN

 

Order of Dismissal for Lack of Jurisdiction (ALJ July 6, 2012) (Purcell) PDF

2012-RIS-52 USDOL, EBSA v. PLAN ADMINISTRATOR, INTERNATIONAL UNION OF TOOL, DIE & MOLD MAKERS PENSION PLAN

 

Decision and Order Dismissing Case for Lack of Jurisdiction (ALJ Apr. 12, 2012) (Purcell) PDF

2012-RIS-86 USDOL, EBSA v. PLAN ADMINISTRATOR, HUDSON BAYLOR CORP.401(K) PROFIT SHARING PLAN & TRUST, HUDSON BAYLOR

 

Order of Dismissal for Lack of Jurisdiction (ALJ May 23, 2013) (Krantz) HTM

2012-RIS-113 USDOL, EBSA v. PLAN ADMINISTRATOR, HOME OF ECONOMY 401(K) PLAN, HOME OF ECONOMY, INC.

 

Decision and Order Granting Complainant's Motion for Summary Decision (ALJ June 26, 2013) (Kane) PDF

 

[consolidated with 2010-RIS-00013 and 2012-RIS-114]

2012-RIS-114 USDOL, EBSA v. PLAN ADMINISTRATOR, HOME OF ECONOMY 401(K) PLAN, HOME OF ECONOMY, INC.

 

Decision and Order Granting Complainant's Motion for Summary Decision (ALJ June 26, 2013) (Kane) PDF

 

[consolidated with 2010-RIS-00013 and 2012-RIS-113]

2013-RIS-2 USDOL, EBSA v. PLAN ADMINISTRATOR FOR GOLDEN DAY SCHOOLS, INC. RETIREMENT PLAN AND GOLDEN DAY SCHOOLS, INC.

 

Decision and Order (ALJ May 28, 2014) (Clark) PDF

2015-RIS-23 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, WHITE MOUNTAIN APACHE TRIBE RETIREMENT SAVINGS AND 401(K) PROFIT SHARING PLAN ANNUAL REPORT

 

Decision and Order Granting EBSA's Motion for Summary Decision and Denying Cross Motion for Summary Decision (ALJ Nov. 30, 2016) (Geraghty) PDF

 

Decision and Order Affirming the Administrative Law Judge Decision and Order Dated November 30, 2016 (EBSA May 28, 2019) PDF

2015-RIS-25 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, CAVALLO POINT LODGE 401(K) PLAN

Decision and Order of Dismissal (ALJ Nov. 10, 2015) (Henley) PDF

2015-RIS-55 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR HAGO MANUFACTURING CO., INC. RETIREMENT PLAN, HAGO MANUFACTURING CO., INC.

Decision and Order Approving Civil Money Penalty (ALJ Feb. 3, 2017) (Henley) PDF

 

2016-RIS-33 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, BACHMAN SERVICES, INC. SAVINGS AND PROFIT SHARING PLAN

Order of Dismissal (ALJ Feb. 13, 2019) (Henley) PDF

 

2017-RIS-7 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, WHITE MOUNTAIN APACHE TRIBE RETIREMENT SAVINGS AND 401(k) PLAN

Order Granting Complainant's Motion for Summary Decision and Denying Respondent's Motion for Summary Decision (ALJ July 22, 2019) (Clark) PDF

 

2017-RIS-8 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, MAHONEY LIMITED PARTNERSHIP d/b/a MAHONEY ENVIRONMENTAL PROFIT SHARING & 401K PLAN

Decision and Order Affirming Determination to Assess Civil Penalty (ALJ Aug. 6, 2018) (Barto) PDF

 

2017-RIS-31 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, GORDON & SILVER, LTD. 401K PROFIT SHARING PLAN

Order Granting Summary Decision and Approving Civil Money Penalty (ALJ Aug. 8, 2019) (Henley) PDF

 

2018-RIS-8 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, 7UP BOTTLING COMPNAY OF PHILIDELPHIA INC. PENSION PLAN

Order Granting Motion to Dismiss (ALJ July 11, 2022) (Boucher) PDF

 

2018-RIS-14 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, MARIN HOSPITALITY CORPORATION 401(K) PROFIT SHARING PLAN & TRUST

Decision and Order of Dismissal (ALJ June 8, 2018) (Henley) PDF

 

2018-RIS-40 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. WORLD MANAGEMENT, INC.,

     Order of Dismissal (ALJ Feb. 20, 2024) (Rosenow) PDF

 

2018-RIS-53 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, ELIZABETH R. WELLBORN, P.A. 401(K) PLAN

Decision and Order Denying Motions for Summary Decision / Decision and Order Assessing Civil Money Penalty (ALJ Jan. 26, 2021) (Johnson) PDF

 

Decision and Order Affirming the Administrative Law Judge Decision and Order Dated January 26, 2021 (Office of Exemption Determinations Jan. 14, 2022) PDF

 

2019-RIS-5 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, HUNTINGTON REPRODUCTIVE CENTER 401(k) PROFITSHARING PLAN

Decision and Order on Stipulation of the Parties (ALJ Aug. 18, 2023) (Larsen) PDF

 

2019-RIS-29 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, WHOLESALE CAPITAL CORPORATION 401(K) PROFIT SHARING PLAN & TRUST

     Order of Dismissal (ALJ May 15, 2024) (Henley) PDF

 

2019-RIS-31 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, PERSONNEL MANAGEMENT OF WEST VIRGINIA 401(K) RETIREMENT PLAN, PROFESSIONAL PAYROLL CONCEPTS, INC.

Order of Dismissal (ALJ Nov. 16, 2022) (Henley) PDF

 

2020-RIS-12 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, FLETCHER-THOMPSON, INC. SAVINGS PLAN

Order of Default Judgment (ALJ Nov. 3, 2021) (Henley) PDF

 

2020-RIS-19 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. TIBURCIO VASQUEZ HEALTH CENTER INC.

Decision and Order Approving Stipulations and Granting Motion to Dismiss (ALJ Mar. 8, 2023) (Nordby) PDF

 

2020-RIS-20, 21 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, HUNTINGTON REPRODUCTIVE CENTER 401(k) PROFITSHARING PLAN

Decision and Order on Stipulation of the Parties (ALJ Aug. 18, 2023) (Larsen) PDF

 

2020-RIS-29 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, SAM LEVIN, INC. PROFIT SHARING PLAN & TRUST

     Order of Dismissal (ALJ Nov. 17, 2023) (Henley) PDF

 

2020-RIS-32 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, ATRIUM HEALTH & SENIOR LIVING 401(K) PLAN

Dismissal Order (ALJ May 9, 2023) (Harris) PDF

 

2021-RIS-2 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, G&S CORPORATION 401(K) PROFIT SHARING PLAN & TRUST

     Order of Dismissal (ALJ May. 8, 2024) (Henley) PDF

 

2021-RIS-04, 2022-RIS-11 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, JH CAPITAL GROUP HOLDINGS, LLC 401(K) PLAN

Order of Dismissal (ALJ Apr. 26, 2023) (Henley) PDF

 

2021-RIS-05, 2021-RIS-34 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, REV 360 RETIREMENT SAVINGS PLAN

Order Approving Stipulations and Dismissing Case (ALJ July 18, 2022) (Alford) PDF

 

2021-RIS-23 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. FORBO INDUSTRIES, INC.

Decision and Order Approving Settlement and Dismissal Order (ALJ Dec. 7, 2022) (Swank) PDF

 

2021-RIS-24, 2021-RIS-25 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, XMV, INC. PROFIT SHARING PLAN AND CHOICE INVESTMENTS SAVINGS PLAN

Order of Dismissal (ALJ Dec. 1, 2022) (Henley) PDF

 

2021-RIS-47 USDOL, EBSA v. PLAN ADMINISTRATOR, CARAHSOFT TECHNOLOGY CORP. 401(K) SAVINGS PLAN

Order of Dismissal (ALJ Aug. 29, 2022) (Henley) PDF

 

2021-RIS-51 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, VLS SYSTEMS, INC.

     Order of Dismissal and Cancelling Hearing (ALJ Sept. 15, 2023) (Henley) PDF

 

2021-RIS-53, 55, 61 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, MILLER-LEWIS INSURANCE AGENCY, INC. EMPLOYEES PROFIT SHARING AND TRUST

     Order of Dismissal (ALJ Aug. 22, 2024) (Golden) PDF

 

2021-RIS-58 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. BEATY MASONRY COMPANY, LLC

Order Approving Settlement and Dismissing Case (ALJ Jan. 11, 2022) (Henley) PDF

 

2021-RIS-70 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, AUTOMOTIVE RESOURCES INC. 401(K) PLAN

Order of Dismissal (ALJ Feb. 1, 2023) (Henley) PDF

 

2022-RIS-5 US DOL, EBSA v. CLASSIC CONCEPTS, INC.

          Order Dismissing Case (ALJ Aug 4, 2023) (Alford) PDF

 

2022-RIS-6 US DOL, EBSA v. PLAN ADMINISTRATOR, PAVLOV MEDIA INC. 401(K) PLAN

          Order of Dismissal (ALJ May 5, 2022) (Howard) PDF

 

2022-RIS-7 US DOL, EBSA v. CLASSIC CONCEPTS, INC.

          Order Dismissing Case (ALJ Aug 4, 2023) (Alford) PDF

 

2022-RIS-8 US DOL, EBSA v. PLAN ADMINISTRATOR, TECHO-BLOC CORPORATION 401(K) PROFIT SHARING PLAN & TRUST

          Order of Dismissal (ALJ July 5, 2022) (Henley) PDF

 

2022-RIS-11, 2021-RIS-4 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, JH CAPITAL GROUP HOLDINGS, LLC 401(K) PLAN

Order of Dismissal (ALJ Apr. 26, 2023) (Henley) PDF

 

2022-RIS-12 USDOL, EBSA v. 7-ELEVEN STORES OF OKLAHOMA EMPLOYEES’ SAVINGS AND PROFIT SHARING PLAN

Order Approving Settlement and Dismissing Case (ALJ Nov. 4, 2022) (Boucher) PDF

 

2022-RIS-15 USDOL, EBSA v. RENHILL STAFFING

Order of Dismissal (ALJ Oct. 12, 2022) (Henley) PDF

 

2022-RIS-17 USDOL, EBSA v. PLAN ADMINISTRATOR, SCOTT VALLEY BANK 401(K) PLAN

Order of Dismissal (ALJ July 28, 2023) (Henley) PDF

 

2022-RIS-18 US DOL, EBSA v. PLAN ADMINISTRATOR, TCR ENGINEERED COMPONENTS, LLC RETIREMENT SAVINGS PLAN

          Order Granting Motion to Dismiss (ALJ Dec. 5, 2022) (Boucher) PDF

 

2022-RIS-20 US DOL, EBSA v. PPLAN ADMINISTRATOR, SOUTHERN AIR, INC. 401(K) PROFIT SHARING PLAN

          Order of Dismissal (ALJ Dec. 5, 2022) (Henley) PDF

 

2022-RIS-23 US DOL, EBSA v. INTERNATIONAL FIDELITY INSURANCE COMPANY EMPLOYEE BENEFIT PLAN, IAT INSURANCE GROUP, INC.

          Order of Dismissal (ALJ July 6, 2022) (Annos) PDF

 

2022-RIS-24 USDOL, EMPLOYEE BENEFITS SECURITY ADMINISTRATION v. PLAN ADMINISTRATOR, ECORP CONSULTING, INC. 401(K) PROFIT SHARING PLAN & TRUST

Order of Dismissal (ALJ Feb. 8, 2022) (Henley) PDF

 

2022-RIS-26 USDOL, EBSA v. PLAN ADMINISTRATOR, HOLMAN PROFESSIONAL COUNSELING 401(k) PLAN

     Decision and Order on Consent Findings (ALJ Mar. 26, 2024) (Larsen) PDF

 

2022-RIS-27 USDOL, EBSA v. PLAN ADMINISTRATOR, MAGIC MEMORIES EMPLOYEE RETIREMENT PLAN

     Order of Dismissal (ALJ Nov. 3, 2023) (Henley) PDF

 

2022-RIS-29 USDOL, EBSA v. PLAN ADMINISTRATOR, ENCOMPASS ENERGY 401(K) PLAN

Order of Dismissal (ALJ Aug. 24, 2022) (Henley) PDF

 

2022-RIS-31 USDOL, EBSA v. PLAN ADMINISTRATOR, UNIVERSAL TRUCKLOAD SERVICES, INC. 401(K) PLAN

Order of Dismissal (ALJ Sept. 30, 2022) (Henley) PDF

 

2022-RIS-32 USDOL, EBSA v. PLAN ADMINISTRATOR, KASH CA, INC. 401(K) PLAN

Order of Dismissal (ALJ July 19, 2023) (Henley) PDF

 

2022-RIS-33 USDOL, EBSA v. PLAN ADMINISTRATOR, DAIQUIRIS/FAT TUESDAY RETIREMENT SAVINGS PLAN

Order of Dismissal (ALJ July 15, 2022) (Henley) PDF

 

2022-RIS-35 USDOL, EBSA v. PLAN ADMINISTRATOR, TEST RITE PRODUCTS CORP. 401(K) PLAN

Order of Dismissal (ALJ Aug. 2, 2022) (Henley) PDF

 

2022-RIS-40 USDOL, EBSA v. UNITY DISPOSAL & RECYCLING 401(K) PROFIT SHARING PLAN & TRUST

Order of Dismissal (ALJ Aug. 8, 2022) (Henley) PDF

 

2022-RIS-41 USDOL, EBSA v. LATBUSH DEVELOPMENT CORPORATION 401(K) PROFIT SHARING PLAN & TRUST

Order of Dismissal (ALJ Aug. 19, 2022) (Henley) PDF

 

2022-RIS-42 USDOL, EBSA v. GENCO ENERGY SERVICES, INC. 401(K) PLAN

Order of Dismissal (ALJ June 8, 2023) (Henley) PDF

 

2022-RIS-44 USDOL, EBSA v. MOSAIC TECHNOLOGIES GROUP 401(K) PLAN

     Order Vacating Order of Dismissal and Reissuing Order Based on Amended Stipulation (ALJ        Jan. 31, 2024) (Henley) PDF

     Order of Dismissal (ALJ Jan. 25, 2024) (Henley) PDF

 

2022-RIS-45 USDOL, EBSA v. BEVERLY HILLS PORSCHE AND SANTA
MONICA AUDI 401(K) PLAN

Order Approving Stipulated Resolution and Dismissing Case (ALJ Jan. 3, 2024) (Berlin) PDF

 

2022-RIS-46 USDOL, EBSA v. HERITAGE EQUIPMENT, INC. 401(K) PLAN

Order of Dismissal (ALJ Jan. 25, 2023) (Henley) PDF

 

2022-RIS-47 USDOL, EBSA v. SOUTH BEND CHOCOLATE COMPANY 401(K) PROFIT SHARING PLAN & TRUST

Order of Dismissal (ALJ Nov. 1, 2023) (Henley) PDF

 

2022-RIS-48 USDOL, EBSA v. AMAZING GRACE PERSONAL CARE SERVICES 401(K) PROFIT SHARING PLAN AND TRUST

Order Cancelling Hearing and Dismissing Case (ALJ Aug. 11, 2023) (Henley) PDF

 

2022-RIS-49 USDOL, EBSA v. HYLAN DATACOM & ELECTRICAL, LLC 401(K) PLAN

Order of Dismissal (ALJ Aug. 5, 2022) (Henley) PDF

 

2022-RIS-51 USDOL, EBSA v. TRAMONT MANUFACTURING LLC 401(K) SAVINGS & RETIREMENT PLAN

Order of Dismissal (ALJ Sept. 22, 2023) (Henley) PDF

 

2022-RIS-53 USDOL, EBSA v. THE CONTRACTORS RETIREMENT PLAN, IN AND OUT VALET COMPANY

     Order of Dismissal (ALJ Sept. 15, 2023) (Henley) PDF

 

2022-RIS-54 USDOL, EBSA v. PLAN ADMINISTRATOR, CLICKSTOP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

     Order Dismissing Appeal and Cancelling Hearing  (ALJ Aug. 12, 2024) (Henley) PDF

 

2022-RIS-56 USDOL, EBSA v. PLAN ADMINISTRATOR, ADVANTAGE SCI, LLC 401(K) PLAN

     Order Cancelling Hearing and Dismissing Case (ALJ Oct. 17, 2023) (Henley) PDF

 

2022-RIS-57 USDOL, EBSA v. INTERCOMMUNITY DIALYSIS CENTER 401(K) PROFIT SHARING PLAN AND TRUST

Order of Dismissal (ALJ June 7, 2023) (Henley) PDF

 

2022-RIS-58 USDOL, EBSA v. A.M. BUS COMPANY 401(K) PROFIT SHARING PLAN & TRUST

Order of Dismissal (ALJ June 12, 2023) (Henley) PDF

 

2022-RIS-59 USDOL, EBSA v. FREEDOM NOW HOME CARE LLC  401(K) PROFIT SHARING PLAN & TRUST

Order of Dismissal (ALJ July 19, 2023) (Henley) PDF

 

2022-RIS-62 USDOL, EBSA v. UPDIKE DISTRIBUTION LOGISTICS RETIREMENT PLAN

      Order of Dismissal (ALJ Nov. 3, 2023) (Henley) PDF

 

2022-RIS-63 USDOL, EBSA v. DUALSTAR ENTERTAINMENT GROUP, LLC 401(K) PLAN AND TRUST

Order of Dismissal (ALJ Aug. 24, 2022) (Henley) PDF

 

2022-RIS-64 USDOL, EBSA v. CONCEPT ENTERTAINMENT GROUP 401(K) PLAN

Order of Dismissal (ALJ May 5, 2022) (Henley) PDF

 

2022-RIS-65 USDOL, EBSA v. DENTAL DREAMS 401(K) PLAN, KOS SERVICES, LLC

Order of Dismissal (ALJ Sept. 2, 2022) (Henley) PDF

 

2022-RIS-66 USDOL, EBSA v. PLAN ADMINISTRATOR, NEXUS SERVICES, INC. 401(K) PLAN

     Order of Dismissal (ALJ July 17, 2024) (Henley) PDF

 

2022-RIS-67 USDOL, EBSA v. COLE’S EMPLOYEE STOCK OWNERSHIP PLAN & TRUST AGREEMENT

Order of Dismissal (ALJ Mar. 1, 2023) (Henley) PDF

 

2022-RIS-68 USDOL, EBSA v. STRATIFI HEALTH 401(K) PLAN, STRATIFI HEALTH HOLDINGS, LLC

Order of Dismissal (ALJ Mar. 14, 2023) (Henley) PDF

 

2022-RIS-69 USDOL, EBSA v. PLAN ADMINISTRATOR, MERRY X-RAY CHEMICAL CORPORATION, 401(k) PROFIT SHARING PLAN

      Decision and Order (ALJ Aug. 26, 2024) (Henley) PDF

 

2022-RIS-70 USDOL, EBSA v. SSKYLINE STEEL, INC., 401(K) PROFIT SHARING PLAN, SKYLINE STEEL, INC.

     Order of Dismissal (ALJ Sept  29, 2023) (Henley) PDF

 

2022-RIS-71; 2022-RIS-73 USDOL, EBSA v. ELAN-POLO, INC., EMPLOYEE STOCK OWNERSHIP PLAN, ELAN-POLO, INC.

Order of Dismissal (ALJ Mar. 31, 2023) (Henley) PDF

 

2022-RIS-72 USDOL, EBSA v. JCB MANAGEMENT COMPANY LLC 401(K) PROFIT SHARING PLAN & TRUST

     Order of Dismissal and Cancelling Hearing (ALJ Nov. 9, 2023) (Henley) PDF

 

2022-RIS-74 USDOL, EBSA v. TEAM PJ OPS 401(K) PLAN

     Order Granting Joint Motion to Dismiss and Cancelling Hearing (ALJ Feb. 29, 2024) (Henley) PDF

 

2022-RIS-78 USDOL, EBSA v. DALENE HARDWOOD FLOORING CO., INC. EMPLOYEES’ 401(K) PROFIT SHARING PLAN

     Order of Dismissal (ALJ Mar. 28, 2024) (Henley) PDF

 

2022-RIS-79 USDOL, EBSA v. PLAN ADMINISTRATOR, DISCOVERY BEHAVIORAL HEALTH 401(K) PLAN, DISCOVERY PRACTICE MANAGEMENT, INC.

     Order of Dismissal (ALJ Mar. 2, 2023) (Henley) PDF

 

2023-RIS-1 USDOL, EBSA v. PLAN ADMINISTRATOR, ABOVE ALL PERSONAL CARE SERVICE 401(K) PROFIT SHARING PLAN & TRUST

Order of Dismissal (ALJ Oct. 26, 2023) (Henley) PDF

 

2023-RIS-2 USDOL, EBSA v. PLAN ADMINISTRATOR, ATARAXIS, INC. RETIREMENT SAVINGS PLAN

Order of Dismissal (ALJ Mar. 17, 2023) (Henley) PDF

 

2023-RIS-3 USDOL, EBSA v. PLAN ADMINISTRATOR, THE CONTRACTORS RETIREMENT PLAN, INTER-CON SECURITY SYSTEMS, INC.

Order of Dismissal (ALJ Feb. 23, 2023) (Henley) PDF

 

2023-RIS-5 USDOL, EBSA v. PLAN ADMINISTRATOR, THE CONTRACTORS RETIREMENT PLAN, LLM PLACEMENTS, LLC

Order of Dismissal (ALJ Mar. 9, 2023) (Henley) PDF

 

2023-RIS-6 USDOL, EBSA v. PLAN ADMINISTRATOR, RUCKUS PIZZA PASTA AND SPIRITS 401(K) PROFIT SHARING PLAN & TRUST

Order of Dismissal (ALJ July 3, 2023) (Henley) PDF

 

2023-RIS-7 USDOL, EBSA v. PLAN ADMINISTRATOR, 72ANDSUNNY PARTNERS LLC 401(K) RETIREMENT SAVINGS PLAN

Order of Dismissal (ALJ Feb. 23, 2023) (Henley) PDF

 

2023-RIS-10 USDOL, EBSA v. PLAN ADMINISTRATOR, ASTRIA HEALTH 401(K) PLAN

Order of Dismissal (ALJ Feb. 7, 2023) (Henley) PDF

 

2023-RIS-11 USDOL, EBSA v. PLAN ADMINISTRATOR,  NEW GROUND ENTERPRISES 401(K) PROFIT SHARING PLAN & TRUST

Order of Dismissal (ALJ May 19, 2023) (Henley) PDF

 

2023-RIS-12 USDOL, EBSA v. PLAN ADMINISTRATOR, FIFTH STREET GAMING, LLC 401(K) PLAN

Order of Dismissal (ALJ Sept. 22, 2023) (Henley) PDF

 

2023-RIS-15 USDOL, EBSA v. PLAN ADMINISTRATOR, ADVISORYCLOUD, INC. 401(K) PLAN

Order of Dismissal (ALJ May. 5, 2023) (Henley) PDF

 

2023-RIS-16 USDOL, EBSA v. PLAN ADMINISTRATOR, PREFERRED COMPANIES 401(K) RETIREMENT PLAN

     Order of Dismissal (ALJ Sept. 15, 2023) (Henley) PDF

 

2023-RIS-17; 2023-RIS-18 USDOL, EBSA v. PLAN ADMINISTRATOR, HAWAII CARE AND CLEANING 401(K) PLAN

Order Granting Request to Withdraw Answers and Requests for Administrative Hearings (ALJ Feb. 7, 2023) (Henley) PDF

 

2023-RIS-21, USDOL, EBSA v. PLAN ADMINISTRATOR, NEVELL GORUP INC., 401(K) SAVINGS PLAN

Order of Dismissal (ALJ Mar. 31, 2023) (Henley) PDF

 

2023-RIS-22, USDOL, EBSA v. PLAN ADMINISTRATOR, EMPIRE ROOFING, INC., PROFIT SHARING & 401(K) PLAN

Order of Dismissal (ALJ Mar. 31, 2023) (Henley) PDF

 

2023-RIS-23, USDOL, EBSA v. PLAN ADMINISTRATOR, GOETZ, SCHENKER, BLEE & WIEDERHORN, LLP, 401(K) PROFIT SHARING PLAN

Order of Dismissal (ALJ Sept. 29, 2023) (Henley) PDF

 

2023-RIS-25, USDOL, EBSA v. PLAN ADMINISTRATOR, MERIDIAN GROUP 401(K) PLAN, MERIDIAN LEASING CORPORATION

Order of Dismissal (ALJ Aug. 11, 2023) (Henley) PDF

 

2023-RIS-26, USDOL, EBSA v. PLAN ADMINISTRATOR, SECURITAS ELECTRONIC SECURITY, INC. 401(K) SAVINGS PLAN

Order of Dismissal (ALJ May. 8, 2023) (Henley) PDF

 

2023-RIS-29, USDOL, EBSA v. PLAN ADMINISTRATOR, BURNS INTERNATIONAL SERVICES CORPORATION RETIREMENT PLAN

Order of Dismissal (ALJ Apr. 13, 2023) (Henley) PDF

 

2023-RIS-30, 31 USDOL, EBSA v. PLAN ADMINISTRATOR, OSKAR  BLUES RESTAURANT 401(K) PLAN

Order of Dismissal (ALJ May 18, 2023) (Henley) PDF

 

2023-RIS-34 USDOL, EBSA v. PLAN ADMINISTRATOR, CERTIS USA, LLC 401K PLAN

      Order of Dismissal (ALJ Sept. 15, 2023) (Henley) PDF

 

2023-RIS-35, USDOL, EBSA v. PLAN ADMINISTRATOR, NOVA MUD, INC. 401K PROFIT SHARING PLAN

      Order of Dismissal (ALJ Apr. 17, 2024) (Henley) PDF

 

2023-RIS-37, USDOL, EBSA v. PLAN ADMINISTRATOR, HEALTHSTAT, INC. 401(K) PLAN

      Order of Dismissal (ALJ Mar. 5, 2024) (Henley) PDF

 

2023-RIS-39, USDOL, EBSA v. PLAN ADMINISTRATOR, WOOLPERT 401(K) PLAN

      Order of Dismissal (ALJ Mar. 12, 2024) (Henley) PDF

 

2023-RIS-40, USDOL, EBSA v. PLAN ADMINISTRATOR, ZAK COMPANIES, INC. 401(K) SAVINGS PLAN

      Order of Dismissal (ALJ Feb 6, 2024) (Henley) PDF

 

2023-RIS-41, USDOL, EBSA v. PLAN ADMINISTRATOR,  TROY GASTROENTEROLOGY, PC EMPLOYEES’ 401(K) PLAN

Order of Dismissal (ALJ May 18, 2023) (Henley) PDF

 

2023-RIS-43, USDOL, EBSA v. PLAN ADMINISTRATOR, NTECH SOLUTIONS, INC., 401(K) PROFIT SHARING PLAN TRUST

     Order of Dismissing Appeal (ALJ Aug 12, 2024) (Henley) PDF

 

2023-RIS-45, USDOL, EBSA v. PLAN ADMINISTRATOR, EIS 401(K) PLAN

     Order of Dismissal (ALJ Apr. 16, 2023) (Henley) PDF

 

2023-RIS-46, USDOL, EBSA v. PLAN ADMINISTRATOR, ALASKA RUBBER & SUPPLY, INC. EMPLOYEE STOCK OWNERSHIP PLAN AND TRUST

     Order of Dismissal (ALJ Dec. 13, 2023) (Henley) PDF

 

2023-RIS-47, USDOL, EBSA v. PLAN ADMINISTRATOR, AGING WITH COMFORT 401(K) PROFIT SHARING PLAN & TRUST,

     Order of Dismissal (ALJ Apr. 9, 2024) (Henley) PDF

 

2023-RIS-50, USDOL, EBSA v. THE CONTRACTOR’S RETIREMENT PLAN,  AMERICA’S STAFFING PARTNER, INC.

     Order of Dismissal (ALJ June 2, 2023) (Henley) PDF

 

2023-RIS-53, USDOL, EBSA v. PLAN ADMINISTRATOR, APPLIED INSIGHT, LLC RETIREMENT PLAN

     Order of Dismissal (ALJ Apr. 16, 2023) (Henley) PDF

 

2023-RIS-62, USDOL, EBSA v. PLAN ADMINISTRATOR, EMANATE HEALTH RETIREMENT PLAN

     Order of Dismissal (ALJ Nov. 9, 2023) (Henley) PDF

 

2023-RIS-64, USDOL, EBSA v. ROYAL CARIBBEAN GROUP, PLAN ADMINISTRATOR FOR THE SILVERSEA CRUISES 401(K) PLAN

     Order of Dismissal (ALJ June 20, 2024) (Henley) PDF

 

2023-RIS-77, USDOL, EBSA v. PLAN ADMINISTRATOR, FLASH MARKET 401(K) PLAN

     Order of Dismissal (ALJ May 15, 2024) (Henley) PDF

 

2023-RIS-80, USDOL, EBSA v. PLAN ADMINISTRATOR, RM ACQUISITION, LLC d/b/a RAND MCNALLY 401(K) RETIREMENT SAVINGS PLAN

     Order of Dismissal (ALJ Jan. 26, 2024) (Henley) PDF

 

2023-RIS-93, USDOL, EBSA v. PLAN ADMINISTRATOR, AMERICAN HEALTH COMPANIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

     Order of Dismissal (ALJ Mar. 1, 2024) (Henley) PDF

 

2024-RIS-4, USDOL, EBSA v. PLAN ADMINISTRATOR, AMERICAN SOCIETY FOR MICROBIOLOGY DC RETIREMENT PLAN

      Order of Dismissal and Cancelling Hearing (ALJ July 16, 2024) (Henley) PDF

 

2024-RIS-12, USDOL, EBSA v. PLAN ADMINISTRATOR, INTERNATIONAL RESEARCH AND
EXCHANGE BOARD INC. DC PLAN

      Notice of Docketing And Order of Dismissal (ALJ Dec. 1, 2023) (Henley) PDF

 

2024-RIS-15, USDOL, EBSA v. PLAN ADMINISTRATOR, SECURITAS SECURITY SERVICES USA INCENTIVE SAVINGS AND RETIREMENT PLAN

      Order of Dismissal (ALJ June 11, 2024) (Henley) PDF

 

2024-RIS-17, USDOL, EBSA v. PLAN ADMINISTRATOR, KARDOS, RICKLES & HAND, PC 401(K) PLAN

      Order Cancelling Hearing and Dismissing Case (ALJ May 23, 2024) (Henley) PDF

 

2024-RIS-31, USDOL, EBSA v. PLAN ADMINISTRATOR, MONTROSE ENVIRONMENTAL GROUP 401(K) PLAN

     Order of Dismissal (ALJ May 23, 2024) (Henley) PDF

 

2024-RIS-34, USDOL, EBSA v. PLAN ADMINISTRATOR, BALLAST INVESTMENTS, LLC 401(K) PLAN

     Order of Dismissal (ALJ Mar. 12, 2024) (Henley) PDF

 

2024-RIS-35, USDOL, EBSA v. PLAN ADMINISTRATOR, PALADINA DPC HOLDING CO., LLC 401(K) PLAN, EVERSIDE HEALTH, LLC.

     Order of Dismissal (ALJ Jul. 1, 2024) (Henley) PDF

 

2024-RIS-36, USDOL, EBSA v. PLAN ADMINISTRATOR, MYOKARDIA, INC. HEALTH AND WELFARE PLAN, MYOKARDIA, INC., BRISTOL-MYERS SQUIBB COMPANY

     Order Dismissing appeal (ALJ Aug. 12, 2024) (Henley) PDF

 

2024-RIS-37, USDOL, EBSA v. PLAN ADMINISTRATOR, BEAVER SPORTS 401(K) PLAN, BEAVER SPORTS PROPERTIES, INC.

     Order of Dismissal (ALJ May. 8, 2024) (Henley) PDF

 

2024-RIS-57, USDOL, EBSA v. PLAN ADMINISTRATOR, LGE COMMUNITY CREDIT UNION 401(K) PLAN AND TRUST

     Order Dismissing Appeal (ALJ Aug. 12, 2024) (Henley) PDF

 

2024-RIS-59, USDOL, EBSA v. PLAN ADMINISTRATOR, E&M LOGISTICS INC., EMPLOYEE STOCK OWNERSHIP PLAN

     Order of Dismissal (ALJ Aug. 12, 2024) (Henley) PDF

 

2024-RIS-108, USDOL, EBSA v. PLAN ADMINISTRATOR, PLAN ADMINISTRATOR, HARBINDER S. BRAR, M.D. INC. 401(K) PROFIT SHARING PLAN & TRUST

Order Dismissing Appeal and Request for Hearing as Improvidently Docketed (ALJ Aug. 9, 2024) (Henley) PDF