DINAP BULLETIN 95-18
Program Year (PY) 1996 Comprehensive Annual Plan (CAP) Planning Instructions
To transmit instructions for completing and submitting the PY 1996 CAP.
References. a. JTPA Regulations at 20 CFR Part 632 b. DINAP Bulletin No. 85-15, Administrative Cost limit c. DINAP Bulletin No. 88-20, Administrative Requirements for DOL Grantees d. DINAP Bulletin No. 92-26, Transition Guidance for the Implementation of the JTPA Amendments of 1992 e. DINAP Bulletin No. 94-3, Implementation of Office of Management and Budget (OMB) Circular A-110 (revised) f. DINAP Bulletin No. 95-11, Instructions and Reporting Requirements g. DINAP Bulletin No. 95-12, Removal of Title IV-A Carry-In Limits; Submission of modification(s) to transfer funds between expired grants and current grants. Background. The U.S. Congress had not passed the Department of Labor's (DOL) Fiscal Year 1996 appropriation prior to the issuance of this bulletin. Each year, DOL's appropriation includes the forward-funded allotment for the JTPA, Section 401 Indian and Native American Program. However, to facilitate the grantee planning process, the initial planning figures provided are based on the proposed House appropriation of $50 million. This is approximately $9 million less than the Title IV-A PY 1995 funding level of $59.8 million. For most grantees, this represents on average, a 16 percent reduction in available program funds for PY 1996. For others, it represents a substantially larger reduction due to the use of 1990 Census data; however, to prevent an even deeper reduction, the hold-harmless formula is being applied for a third consecutive year at the 90 percent level. Information. Several important changes have been made to the CAP planning instructions from past years. Each change reflects our partnership commitment to reduce administrative burden, streamline the submission process, and clarify previously misunderstood requirements. Please review the following carefully: a. Due Date: All Section 401 grantees must submit a CAP for PY 1996 by MAY 10, 1996. This is the latest due date ever set for the submission of Section 401 CAPs. It provides grantees with approximately thirteen (13) weeks to prepare and submit their PY 1996 CAPs. Additionally, because the due date is after the April 22-26 National Indian JTPA TAT Conference to be held in Providence, Rhode Island, grantees are encouraged to bring their draft plans to the conference to obtain technical assistance provided by DINAP Federal Representatives. Any grantee that submits a CAP after the due date will have their allocation reduced by one week's worth of funding for every week the CAP is late. b. CAP Narrative: Grantees designated for the current two year grant period (PYs 1995 and 1996) are not required to submit a CAP narrative section as a part of their PY 1996 CAP. Grantees have two options to consider: Option 1: The grantee's service delivery plan (activities and justification) for PY 1996 remains essentially the same as the approved PY 1995 CAP narrative; or Option 2: The grantee will submit a new CAP narrative with the CAP package. Grantees must complete the PY 1996 CAP NARRATIVE CONTINUATION sheet indicating which option was selected (Attachment CAP 96-2). c. Definitions: A list of definitions is provided as an attachment to assist those unfamiliar with JTPA terminology and acronyms. d. Regulations: Section 401 grantees will continue to use and comply with the existing regulations at 20 CFR Part 632, as well as the mandatory provisions in the 1992 amendments to the JTPA referenced in DINAP Bulletin No. 92-26. A DINAP Bulletin regarding the use of a new general waiver provision for PY 1996 will be issued in May. e. Carry-in Policy: In the past, grantees were restricted to a 20 percent carry-in limit of funds from one program year to the next. However, due to the substantial cuts in Title IV-A funds, the loss of II-B funds, and the transition effects caused by the use of 1990 Census data, this policy was changed with the issuance of DINAP Bulletin No. 92-12: It is the policy of the DOL's Employment and Training Administration (ETA) that all carry-in limits previously issued since 1991 for Title IV-A funds are hereby withdrawn effective July 1, 1995. It is further DOL/ETA policy that carry-in limits are suspended in general. Grantees that exceed the former 20 percent carry-in limit for PY 1995 must submit a written justification. If the justification is unacceptable, the former limit will be reimposed on a case-by-case basis. f. Required CAP Items: It is recommended that grantees refer to the CAP checklist (see Attachment No. 5) to ensure that all required forms and documents are completed properly and included in the CAP submission package. Additionally, all required forms and other attachments that comprise the CAP package are labeled sequentially from CAP 96-1 thru CAP 96-19. Any page labeled with a CAP 96 marking in the upper righthand corner must be submitted, and if appropriate, requested information provided, signed and dated. g. Number of Copies to Submit: The original and two copies of the CAP must be submitted to DINAP with a completed Grant Signature Sheet (CAP 96-1). Grantees that want a copy of the CAP with an original signature for their files must provide an original signature on each of the copies (29 CFR 97.10(b)(2)). h. Requests for Acquisition of Real Property and Equipment: Prior Grant Officer approval is required for the acquisition of all real property (OMB Circulars A-87 and A-122). Approval for the purchase of equipment must be submitted separately from the CAP submission even if the grantee indicates the purchase of equipment in the CAP. Prior Grant Officer approval is also required for: a. Equipment acquired by non-tribal grantees if the unit cost exceeds $5,000 and it has a useful life of more than one year (29 CFR 95.2(l) and 29 CFR 95.34). b. Equipment acquired by tribal grantees defined as having a unit cost in excess of $5,000 or more and a useful life of more than one year (29 CFR 97.3 and 29 CFR 97.32). Allocations. The title IV-A allocation list is attached to this bulletin (see Attachment No. 1-A). This is the third consecutive Program Year that 1990 Census data have been used to calculate grantee allocations. As previously stated in this bulletin, a hold-harmless factor was applied to the calculation formula that lessens the impact on those grantees receiving reduced funding. Action. Grantees must submit their CAPs, postmarked no later than May 10, 1996, to the following address: U.S. Department of Labor ETA/Division of Indian and Native American Programs Room N-4641 200 Constitution Ave., N.W. Washington, D.C. 20210 ATTN: MIS DESK Inquiries. Questions should be directed to your Federal Representative Team (202) 219-5504.
All Indian and Native American Grantees
THOMAS M. DOWD PAUL A. MAYRAND Chief Director Division of Indian and Office of Special Targeted Native American Programs Programs JAMES C. DELUCA Grant Officer Division of Acquis