2026 Individual Exemptions
Prior exemptions may not reflect current policies or procedures. The Department, for example, may require terms and conditions that were not required in prior exemptions. Persons considering filing for an exemption or EXPRO authorization may find it very helpful to discuss the facts or issues in their cases with the Department before preparing the filing. The Department welcomes all inquiries and is available to answer any questions you may have. Call us at 202-693-8540.
Grant Notices
PTE 2026-01; D-12061
G: 91 FR 9640 (02/26/26)
P: 90 FR 54393 (11/26/25)
Liberty Latin America 401(k) Savings Plan (the Plan)
This exemption permits the Plan's acquisition, holding and sale of certain stock rights the Plan received from Liberty Latin America Ltd. in September 2020.
PTE 2026-02; L-12004
G: 91 FR 9642 (02/26/26)
P: 90 FR 43635 (09/10/25)
International Union of Operating Engineers Local Union 627 Training Fund of Oklahoma (the Plan)
This exemption permits certain loans by the International Union of Operating Engineers Local Union 627 to the Plan, so the Plan can purchase heavy machinery.
Proposed Exemptions
D-12118
UBS AG (UBS)
If granted, this proposed exemption would allow certain current and future UBS-related asset managers to rely on Prohibited Transaction Exemption 84-14 until May 4, 2031, if certain conditions are met, notwithstanding four judgments of conviction and one non-prosecution agreement involving entities within UBS' corporate umbrella.