Advisory Opinions

Requests for interpretations and other rulings under Title 1 of ERISA are handled by the Office of Regulations and Interpretations under the provisions established by ERISA Procedure 76-1.  The office answers inquiries from individuals and organizations in the form of advisory opinions, which apply the law to a specific set of facts, or information letters, which merely call attention to well established principles or interpretations.

Data Dictionary

1994
AO/ Date/ Reference Recipient Description of Request
04/29/1994
606(a)(1)

Mr. David A. Snouffer 
Willcox & Savage, PC 
1800 Nations Bank center
One Commercial Place
Norfolk, Virginia 23510-2197

Whether, in complying with the notice requirement imposed by section 606(a)(1) of ERISA, with respect to the continuation of coverage provisions, such group health plans must provide the required notice not only to the covered employee, but also, in all cases, to the spouse of such employee, regardless of whether the spouse is covered under the group health plan.

04/20/1994
3(33)
4(b)(2)

Mr. S. Howard Kline
Buchanan Ingersoll 
600 Grant Street, 58th Floor
Pittsburgh, Pennsylvania 15219-2887

Whether St. Anthony's Hospital in St. Petersburg, Florida, a medical facility of the Franciscan Sisters of Allegany, New York, benefit arrangements are church plans within the meaning of section 3(33) of Title I of the Employee Retirement Income Security Act of 1974 (ERISA).

04/20/1994
3(33)
4(b)(2)

Mr. I. Lee Falk 
Morgan, Lewis & Bockius 
2000 One Logan Square 
Philadelphia, Pennsylvania 19103-6993

Whether certain benefit arrangements for employees of the Presbyterian Homes of the Presbytery of Huntingdon are church plans within the meaning of section 3(33) of Title I of the Employee Retirement Income Security Act of 1974 (ERISA).

04/20/1994
3(1)

Mr. Emil Steck, Jr.
The Park Center Building 
221 East Walnut Street, Suite 236 
Pasadena, California 91101

Whether the Heat and Frost Insulators and Asbestos Workers Joint Apprenticeship Trust or the Heat and Frost Insulators and Asbestos Workers Maintenance and Hazardous Waste Agreements Trust are employee welfare benefit plans within the meaning of section 3(1) of Title I of ERISA, and if so, whether any ERISA reporting requirements are applicable to the plans.

04/04/1994
3(33)
4(b)(2)

Mr. I. Lee Falk 
Morgan, Lewis & Bockius
2000 One Logan Square 

Whether benefit arrangements for the Lutheran Social Services--East Region (LSSER) in Lititz, Pennsylvania, an institution of the Evangelical Lutheran Church in America employees are church plans within the meaning of section 3(33) of Title I of the Employee Retirement Income Security Act of 1974 (ERISA).

04/04/1994
3(33)
4(b)(2)

Ms. Mary M. Potter
Matthews & Branscomb 
One Alamo Center 
106 S. St. Mary's Street
San Antonio, Texas 78205-3692

Whether benefit arrangements for employees of Morningside Ministries, an institution organized by the Episcopal Diocese of West Texas, the Southwest Conference of the United Methodist Church, and the Southwest Presbyterian Church of San Antonio, are church plans within the meaning of section 3(33) of Title I of the Employee Retirement Income Security Act of 1974 (ERISA).

03/23/1994
3(33)
4(b)(2)

Ms. Sharon L. Klingelsmith 
Drinker, Biddle & Reath
Philadelphia National Bank Building
1345 Chestnut Street
Philadelphia, Pennsylvania 19107-3496

Whether certain benefit arrangements for employees of Lancaster-Mennonite Hospitals, a mental health facility in Mount Gretna, Pennsylvania, which is an institution of the Mennonite Church, are church plans within the meaning of section 3(33) of Title I of ERISA.

03/17/1994
3(33)
4(b)(2)

Mr. Arnold B. Kogan 
Goldberg, Katzman, & Shipman, P.C.
320E Market Street
Strawberry Square
Harrisburg, Pennsylvania 17106-1266

Whether the benefit arrangements for Messiah Home, a retirement community located in Mechanicsburg, Pennsylvania, that is an institution of the Brethren in Christ Church, employees are church plans within the meaning of section 3(33) of Title I of ERISA.

03/17/1994
3(33)
4(b)(2)

Mr. John J. Hunter 
Stradley, Ronon, Stevens & Young 
2600 One Commerce Square
Philadelphia, Pennsylvania 19103-7098

Whether benefit arrangements for employees of the St. Peter's Hospital, an institution of the Religious Sisters of Mercy, and of other related institutions of the Order are church plans within the meaning of section 3(33) of Title I of ERISA.

03/17/1994
3(33)
4(b)(2)

Mr. Robert L. Abramowitz 
Morgan, Lewis & Bockius 
2000 One Logan Square 
Philadelphia, Pennsylvania 19103-6993

Whether benefit arrangements for employees of The Nazareth Hospital, in Philadelphia, Pennsylvania, which is an institution of the Congregation of the Sisters of the Holy Family of Nazareth, Immaculate Conception Province, are church plans within the meaning of section 3(33) of Title I of ERISA.