Brake, Ryan - EBSA CTR
Luke Coughlan
2012-12-04T14:49:45Z
2025-09-24T02:42:29Z
EBSA
16.00
0x0101009592D5DB7F511A4CB595E0EB258E90D9
15720
29040
28680
32767
830
5
False
False
| Table 1. Number of Direct Filing Entities (DFEs) |
| by type of entity, 2008-2023 |
| Year |
Total |
Common/Collective Trust |
Master Trust Investment Account |
Pooled Separate Account |
103-12 Investment Entity |
|
|
|
|
|
|
| 2008 |
7702 |
3448 |
1693 |
2128 |
433 |
| 2009 |
8011 |
3694 |
1629 |
2239 |
449 |
| 2010 |
8231 |
3768 |
1583 |
2433 |
447 |
| 2011 |
8344 |
3829 |
1557 |
2490 |
468 |
| 2012 |
8999 |
3981 |
1566 |
2973 |
479 |
| 2013 |
9236 |
3956 |
1585 |
3211 |
484 |
| 2014 |
9575 |
4055 |
1560 |
3463 |
497 |
| 2015 |
8622 |
4098 |
1497 |
2505 |
522 |
| 2016 |
8886 |
4199 |
1459 |
2709 |
519 |
| 2017 |
9101 |
4301 |
1442 |
2838 |
520 |
| 2018 |
9275 |
4398 |
1397 |
2946 |
534 |
| 2019 |
9675 |
4801 |
1345 |
3005 |
524 |
| 2020 |
9846 |
4903 |
1326 |
3087 |
530 |
| 2021 |
10058 |
5088 |
1310 |
3138 |
522 |
| 2022 |
9663 |
5161 |
1312 |
2685 |
505 |
| 2023 |
9479 |
4992 |
1267 |
2724 |
496 |
|
| SOURCE: 2008-2023 Form 5500 and Form 5500-SF filings. |
|
|
|
|
|
600
600
3
23
False
False
| Table 2. Assets of Direct Filing Entities (DFEs) |
| by type of entity, 2008-2023 |
| (millions) |
| Year |
Total |
Common/Collective Trust |
Master Trust Investment Account |
Pooled Separate Account |
103-12 Investment Entity |
|
|
|
|
|
|
| 2008 |
3657783 |
1796328 |
1389434 |
192577 |
279444 |
| 2009 |
3572015 |
1611336 |
1461564 |
212822 |
286293 |
| 2010 |
4113054 |
1859570 |
1704656 |
238408 |
310419 |
| 2011 |
3983108 |
1762545 |
1717593 |
223663 |
279306 |
| 2012 |
4401212 |
1885408 |
1919999 |
265345 |
330460 |
| 2013 |
4762716 |
1957071 |
2136667 |
303703 |
365275 |
| 2014 |
4976892 |
2086322 |
2181358 |
314823 |
394390 |
| 2015 |
4880244 |
2117099 |
2100883 |
286023 |
376240 |
| 2016 |
5226563 |
2355780 |
2165025 |
303707 |
402051 |
| 2017 |
6051751 |
2840822 |
2447191 |
331399 |
432340 |
| 2018 |
5964005 |
2875456 |
2273138 |
302482 |
512930 |
| 2019 |
6746332 |
3320577 |
2621848 |
338844 |
465063 |
| 2020 |
7516981 |
3845428 |
2854623 |
356532 |
460399 |
| 2021 |
8581644 |
4672597 |
3039716 |
394581 |
474749 |
| 2022 |
7331318 |
4203150 |
2423431 |
324822 |
379915 |
| 2023 |
7993885 |
4752342 |
2556002 |
346392 |
339149 |
|
| NOTES: Asset amounts for each DFE reported in this table are calculated after assets are spread to the DFE that owns those assets. |
| Assets are tabulated as of the end of the plan year. |
| Some assets held by DFEs might not belong to ERISA-covered plans. |
| Some totals do not equal the sum of the components due to rounding. |
| SOURCE: 2008-2023 Form 5500 and Form 5500-SF filings. |
|
|
|
|
|
600
600
1
3
28
False
False
| Table 3. Number of Private Pension Plans |
| Investing in Direct Filing Entities (DFEs) |
| by type of entity, 2008-2023 |
| Year |
Common/Collective Trust |
Master Trust Investment Account |
Pooled Separate Account |
103-12 Investment Entity |
|
|
|
|
|
| 2008 |
22318 |
3524 |
16527 |
733 |
| 2009 |
22456 |
3401 |
18925 |
733 |
| 2010 |
22529 |
3204 |
18870 |
689 |
| 2011 |
22740 |
3092 |
18138 |
691 |
| 2012 |
23322 |
2950 |
18112 |
696 |
| 2013 |
23899 |
2853 |
17693 |
692 |
| 2014 |
24342 |
2763 |
17756 |
732 |
| 2015 |
24849 |
2660 |
17535 |
763 |
| 2016 |
25980 |
2557 |
17520 |
774 |
| 2017 |
26737 |
2433 |
17350 |
808 |
| 2018 |
27918 |
2306 |
17355 |
815 |
| 2019 |
28590 |
2201 |
17211 |
829 |
| 2020 |
29413 |
2099 |
17141 |
810 |
| 2021 |
30540 |
2001 |
16739 |
797 |
| 2022 |
31652 |
1879 |
16984 |
783 |
| 2023 |
29664 |
1800 |
14332 |
762 |
|
| NOTES: Number of Invested Private Pension Plans are based on the Form 5500s of the investing entities and are not dependent on matching plans to DFEs in which they invest. This table does not account for plans that are invested through an intermediate DFE. |
| Number of Invested Private Pension Plans includes multiple counting of plans invested in more than one type of DFE. |
| Counts do not reflect the number of DFEs of a given type in which a plan invests. Plans that invest in more than one DFE of the same type are only counted once in that particular DFE column. |
| Pension plan statistics are weighted to estimate the impact of delinquent filers. This may result in non-integer plan counts and associated statistics in the underlying data. For more information on the weighted estimates, refer to the “Weights” section in the User Guide of the Form 5500 Private Pension Research File. |
| SOURCE: 2008-2023 Form 5500 and Form 5500-SF filings. |
|
600
600
2
3
28
False
False
| Table 4. Number of Direct Filing Entities (DFEs) Investing in DFEs |
| by type of entity, 2008-2023 |
| Year |
Common/Collective Trust |
Master Trust Investment Account |
Pooled Separate Account |
103-12 Investment Entity |
|
|
|
|
|
| 2008 |
2831 |
105 |
156 |
181 |
| 2009 |
2773 |
117 |
846 |
194 |
| 2010 |
3031 |
108 |
957 |
194 |
| 2011 |
3070 |
89 |
1046 |
205 |
| 2012 |
3113 |
59 |
1370 |
209 |
| 2013 |
3239 |
54 |
389 |
208 |
| 2014 |
3207 |
58 |
530 |
222 |
| 2015 |
3239 |
55 |
670 |
217 |
| 2016 |
3311 |
45 |
809 |
231 |
| 2017 |
3394 |
58 |
901 |
226 |
| 2018 |
3487 |
49 |
869 |
242 |
| 2019 |
3586 |
49 |
841 |
263 |
| 2020 |
3697 |
43 |
807 |
249 |
| 2021 |
3836 |
43 |
764 |
247 |
| 2022 |
3778 |
39 |
213 |
255 |
| 2023 |
3890 |
45 |
193 |
231 |
|
| NOTES: Number of Invested DFEs are based on the Form 5500s of the investing entities and are not dependent on matching DFEs to DFEs in which they invest. This table does not account for DFEs that are invested through an intermediate DFE. |
| Number of Invested DFEs includes multiple counting of DFEs invested in more than one type of DFE. |
| Counts do not reflect the number of other DFEs of a given type in which a DFE invests. DFEs that invest in more than one other DFE of the same type are only counted once in that particular DFE column. |
| SOURCE: 2008-2023 Form 5500 and Form 5500-SF filings. |
600
600
1
3
26
False
False
| Table 5. Pension Assets Held by Direct Filing Entities (DFEs) |
| by type of asset, 2008-2023 |
| (millions) |
| Year |
Interest-Bearing Cash |
U.S. Government Securities |
Corporate Debt Instruments: All Other |
Common Stock |
Assets in Registered Investment Companies |
Other General Investments |
|
|
|
|
|
|
|
| 2008 |
107313 |
178380 |
144300 |
543360 |
322415 |
172105 |
| 2009 |
123325 |
185355 |
202458 |
686037 |
387814 |
227542 |
| 2010 |
114940 |
242829 |
198486 |
842973 |
396926 |
201874 |
| 2011 |
130879 |
281790 |
226370 |
814226 |
411169 |
226401 |
| 2012 |
110346 |
318686 |
277352 |
925462 |
414002 |
253363 |
| 2013 |
125257 |
289314 |
299816 |
1127423 |
511974 |
263016 |
| 2014 |
132200 |
325261 |
342142 |
1163412 |
566756 |
252892 |
| 2015 |
130159 |
297355 |
373446 |
1165034 |
535795 |
236328 |
| 2016 |
137404 |
315146 |
389811 |
1253709 |
608218 |
248030 |
| 2017 |
145092 |
367095 |
427306 |
1532990 |
717692 |
274258 |
| 2018 |
138189 |
392203 |
431077 |
1398064 |
705514 |
271645 |
| 2019 |
152833 |
465333 |
465940 |
1772294 |
855927 |
301472 |
| 2020 |
180297 |
497538 |
536398 |
2075877 |
1011380 |
334924 |
| 2021 |
190546 |
569521 |
576648 |
2420465 |
1147847 |
336389 |
| 2022 |
170177 |
488576 |
459422 |
1954137 |
1008944 |
273006 |
| 2023 |
168469 |
522677 |
473546 |
2329431 |
1221959 |
291842 |
|
| NOTES: Not all asset categories are included, only a selection of the largest as a share of pension assets. |
| Assets are tabulated as of the end of the plan year. |
| The values presented are impacted by a random imputation process. Please see the User Guide for Form 5500 Direct Filing Entity Bulletin for more information. This file is available at https://www.dol.gov/agencies/ebsa/researchers/statistics/retirement-bulletins/direct-filing-entity. |
| Pension plan statistics are weighted to estimate the impact of delinquent filers. This may result in non-integer plan counts and associated statistics in the underlying data. For more information on the weighted estimates, refer to the “Weights” section in the User Guide of the Form 5500 Private Pension Research File. |
| "Other General Investments" is its own named category. It does not represent all remaining assets besides those found in the other columns of this table. |
| SOURCE: 2008-2023 Form 5500 and Form 5500-SF filings. |
600
600
85
3
28
R29C1:R29C7
False
False
| Table 6. Percentage of Pension Assets Held by Direct Filing Entities (DFEs) |
| by type of asset, 2008-2023 |
| Year |
Interest-Bearing Cash |
U.S. Government Securities |
Corporate Debt Instruments: All Other |
Common Stock |
Assets in Registered Investment Companies |
Other General Investments |
|
|
|
|
|
|
|
| 2008 |
5.7176301722167491E-2 |
9.5040756489896253E-2 |
7.6882953030003531E-2 |
0.28950188051547276 |
0.171782517679616 |
9.1697440271855571E-2 |
|
| 2009 |
5.5692940758878127 |
8.3705372263222024 |
9.1428999798588677 |
30.981080883355748 |
17.513482365670839 |
10.27568062125007 |
|
| 2010 |
4.6490745534558631 |
9.8219081672275426 |
8.0283296660626462 |
34.096435736474248 |
16.054798731555785 |
8.1653669427905786 |
|
| 2011 |
5.0976101653853734 |
10.975447310141003 |
8.8168920387402636 |
31.713313323918051 |
16.014633929746854 |
8.8180994586863743 |
|
| 2012 |
3.9065937975840197 |
11.282481929357303 |
9.8191289484668509 |
32.764251618542602 |
14.656966681052138 |
8.9698432597219657 |
|
| 2013 |
4.0029311642973191 |
9.2458228032566225 |
9.5814430327643567 |
36.029895830537029 |
16.361534125118403 |
8.4053980464870133 |
|
| 2014 |
3.9798406919744798 |
9.79188323231703 |
10.300080590268777 |
35.024163533520522 |
17.062016575043025 |
7.613236552759532 |
|
| 2015 |
3.9905435409784999 |
9.1166041121064385 |
11.449477356189407 |
35.71876630675056 |
16.426933800494592 |
7.2455779005091232 |
|
| 2016 |
3.9238767230357698 |
8.999694723281932 |
11.131919807889847 |
35.802447982303661 |
17.369017297395782 |
7.0830481180647 |
|
| 2017 |
3.559742320309585 |
9.0064483711992871 |
10.483687949178504 |
37.610959802135127 |
17.608128534637515 |
6.728750098444201 |
|
| 2018 |
3.5186850172294335 |
9.986603997513809 |
10.976446614218299 |
35.598686219075695 |
17.964393267522066 |
6.9168543914876688 |
|
| 2019 |
3.2666612376562147 |
9.9460540177990318 |
9.9590280703351812 |
37.881112793249386 |
18.294632397213764 |
6.4436796806886898 |
|
| 2020 |
3.3913088130541418 |
9.3584752060729333 |
10.089415046864982 |
39.046351103547991 |
19.023621620696392 |
6.2997759968460114 |
|
| 2021 |
3.1860075569572461 |
9.5226255594231723 |
9.6417919332039617 |
40.471171167857214 |
19.192474343364356 |
5.6245625522303859 |
|
| 2022 |
3.3960374740124117 |
9.749980343425305 |
9.1681856442746685 |
38.996588736164064 |
20.134399085540224 |
5.4480840926225778 |
|
| 2023 |
2.9513119112166111 |
9.1564789713179557 |
8.2957811247706186 |
40.807967380688567 |
21.406799777515975 |
5.112612829620157 |
|
|
| NOTES: Not all asset categories are included, only a selection of the largest as a share of pension assets. |
| Assets are tabulated as of the end of the plan year. |
| Pension plan statistics are weighted to estimate the impact of delinquent filers. This may result in non-integer plan counts and associated statistics in the underlying data. For more information on the weighted estimates, refer to the “Weights” section in the User Guide of the Form 5500 Private Pension Research File. |
| "Other General Investments" is its own named category. It does not represent all remaining assets besides those found in the other columns of this table. |
| SOURCE: 2008-2023 Form 5500 and Form 5500-SF filings. |
600
600
85
3
27
False
False