lawrench
Alex Styduhar
2012-12-07T14:25:40Z
2003-12-02T15:27:41Z
2015-10-27T20:29:40Z
US Department of Labor
14.00
12255
15375
0
0
637
9
False
False
Table A1. Number of Group Health Plans, Total Participants, Active Participants, |
Assets, Contributions, and Benefits |
by type of benefit and type of insurance, 2011 |
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All Plans |
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|
Type of Benefit |
Number of Plans |
Total Participants End of Year (thousands) 1/ |
Active Participants End of Year (thousands) 2/ |
Total Assets (millions) |
Total Contributions (millions) 3/ |
Total Benefits (millions) 4/ |
Total |
48167 |
68371 |
59783 |
185650 |
131174 |
131690 |
Health Benefits Only |
8220 |
7467 |
6010 |
50491 |
8004 |
10255 |
Health and Other Benefits |
39947 |
60904 |
53773 |
135158 |
123170 |
121435 |
Health and Dental |
2494 |
2245 |
1880 |
3769 |
4198 |
4165 |
Health and Vision |
697 |
598 |
512 |
2937 |
855 |
864 |
|
Health and Non-Health 5/ |
3213 |
8825 |
7385 |
10781 |
7466 |
7074 |
Health, Dental, and Vision |
2741 |
4927 |
4462 |
7776 |
10857 |
10419 |
Health, Dental, and Non-Health 5/ |
9773 |
7265 |
6592 |
12662 |
11324 |
10598 |
Health, Vision, and Non-Health 5/ |
695 |
1307 |
935 |
2446 |
2315 |
2084 |
Health, Dental, Vision, and Non-Health 5/ |
20334 |
35737 |
32007 |
94788 |
86155 |
86230 |
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Self-Insured |
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Type of Benefit |
Number of Plans |
Total Participants End of Year (thousands) 1/ |
Active Participants End of Year (thousands) 2/ |
Total Assets (millions) |
Total Contributions (millions) 3/ |
Total Benefits (millions) 4/ |
Total |
19401 |
30892 |
27278 |
62868 |
51348 |
48178 |
Health Benefits Only |
4637 |
4208 |
3682 |
6398 |
3654 |
3477 |
Health and Other Benefits |
14764 |
26684 |
23596 |
56469 |
47694 |
44701 |
Health and Dental |
1116 |
1153 |
984 |
2669 |
1945 |
2001 |
Health and Vision |
255 |
328 |
269 |
2922 |
408 |
432 |
Health and Non-Health 5/ |
1643 |
7607 |
6329 |
6972 |
4814 |
4390 |
Health, Dental, and Vision |
1505 |
2598 |
2419 |
3990 |
3493 |
3364 |
Health, Dental, and Non-Health 5/ |
3087 |
2780 |
2533 |
5027 |
6182 |
5651 |
Health, Vision, and Non-Health 5/ |
279 |
888 |
564 |
1638 |
1658 |
1548 |
Health, Dental, Vision, and Non-Health 5/ |
6879 |
11330 |
10499 |
33252 |
29195 |
27316 |
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(continued...) |
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92
600
600
75
3
31
9
False
False
Table A1. Number of Group Health Plans, Total Participants, Active Participants, |
Assets, Contributions, and Benefits |
by type of benefit and type of insurance, 2011 |
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|
Mixed-Insured |
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|
|
|
|
|
Type of Benefit |
Number of Plans |
Total Participants End of Year (thousands) 1/ |
Active Participants End of Year (thousands) 2/ |
Total Assets (millions) |
Total Contributions (millions) 3/ |
Total Benefits (millions) 4/ |
Total |
4019 |
25674 |
21282 |
122702 |
79805 |
83512 |
Health Benefits Only |
240 |
1628 |
922 |
44091 |
4345 |
6778 |
Health and Other Benefits |
3779 |
24046 |
20359 |
78610 |
75460 |
76734 |
Health and Dental |
148 |
653 |
476 |
1099 |
2252 |
2165 |
Health and Vision |
39 |
124 |
105 |
15 |
447 |
431 |
Health and Non-Health 5/ |
229 |
744 |
605 |
3788 |
2650 |
2685 |
Health, Dental, and Vision |
205 |
1764 |
1504 |
3786 |
7363 |
7055 |
Health, Dental, and Non-Health 5/ |
552 |
2316 |
1948 |
7620 |
5139 |
4947 |
Health, Vision, and Non-Health 5/ |
71 |
190 |
154 |
808 |
656 |
537 |
Health, Dental, Vision, and Non-Health 5/ |
2535 |
18256 |
15567 |
61494 |
56952 |
58915 |
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|
Fully-Insured |
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|
Type of Benefit |
Number of Plans |
Total Participants End of Year (thousands) 1/ |
Active Participants End of Year (thousands) 2/ |
Total Assets (millions) |
Total Contributions (millions) 3/ |
Total Benefits (millions) 4/ |
Total |
24747 |
11805 |
11224 |
81 |
21 |
- |
Health Benefits Only |
3343 |
1632 |
1405 |
2 |
5 |
- |
Health and Other Benefits |
21404 |
10174 |
9818 |
79 |
16 |
- |
Health and Dental |
1230 |
439 |
420 |
1 |
1 |
- |
Health and Vision |
403 |
145 |
138 |
- |
- |
- |
Health and Non-Health 5/ |
1341 |
474 |
451 |
21 |
2 |
- |
Health, Dental, and Vision |
1031 |
566 |
539 |
**/ |
1 |
- |
Health, Dental, and Non-Health 5/ |
6134 |
2169 |
2111 |
15 |
4 |
- |
Health, Vision, and Non-Health 5/ |
345 |
229 |
218 |
**/ |
1 |
- |
Health, Dental, Vision, and Non-Health 5/ |
10920 |
6151 |
5941 |
42 |
7 |
- |
|
Note: Excludes plans (a) covering only one participant or (b) which are not required to file. |
Note: Total participants, active participants, and total assets are tabulated as of the end of the plan year. |
1/ Includes active, retired, and separated participants either receiving benefits or entitled to future benefits. For Form 5500-SF filers, this number may also include deceased participants whose beneficiaries are receiving or are entitled to receive benefits. |
2/ For Form 5500-SF filers, all reported participants are assumed to be active. |
3/ Includes both employer and employee contributions. |
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4/ Amounts shown include both benefits paid directly from trust funds and premium payments made by plans to insurance carriers. Amounts exclude benefits paid directly by insurance carriers. Plans classified as fully-insured do not report benefit payments. According to the plan funding classification algorithm outlined in Appendix A1, plans reporting information on health insurance policies or contracts that also report benefit payments on a financial schedule are deemed mixed-insured. |
5/ Non-health benefits include life insurance, supplemental unemployment, temporary disability, and long-term disability among others. See 2011 Instructions for Form 5500 Annual Return/Report of Employee Benefit Plan, at http://www.dol.gov/ebsa/pdf/2011-5500inst.pdf. |
**/ Less than $500,000. |
- Missing or not applicable. |
SOURCE: 2011 Form 5500 filings. |
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76
1200
1200
75
3
36
R37C1:R37C7
False
False
Table A2. Number of Group Health Plans, Participants, Assets, and Liabilities |
by type of insurance and type of plan, 2011 |
|
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|
All Plans |
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|
|
|
|
|
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|
|
|
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Number of Plans |
48167 |
46355 |
1812 |
19401 |
18321 |
1080 |
4019 |
3374 |
645 |
24747 |
24660 |
87 |
|
Health Benefits Only |
8220 |
8138 |
82 |
4637 |
4580 |
57 |
240 |
231 |
9 |
3343 |
3327 |
16 |
|
Health & Other Benefits |
39947 |
38217 |
1730 |
14764 |
13741 |
1023 |
3779 |
3143 |
636 |
21404 |
21333 |
71 |
Participants End of Year (thousands) 3/ |
68371 |
62399 |
5972 |
30892 |
27303 |
3589 |
25674 |
23503 |
2171 |
11805 |
11593 |
212 |
Health Benefits Only |
7467 |
7136 |
331 |
4208 |
4043 |
165 |
1628 |
1621 |
7 |
1632 |
1473 |
159 |
Health & Other Benefits |
60904 |
55263 |
5641 |
26684 |
23260 |
3424 |
24046 |
21882 |
2164 |
10174 |
10120 |
53 |
Assets (millions) |
185650 |
133379 |
52271 |
62868 |
27400 |
35467 |
122702 |
105899 |
16802 |
81 |
80 |
1 |
Health Benefits Only |
50491 |
48519 |
1973 |
6398 |
4506 |
1892 |
44091 |
44011 |
80 |
2 |
2 |
- |
|
Health & Other Benefits |
135158 |
84861 |
50298 |
56469 |
22894 |
33575 |
78610 |
61888 |
16722 |
79 |
78 |
1 |
Liabilities (millions) |
22183 |
11577 |
10606 |
8918 |
2364 |
6554 |
13261 |
9209 |
4052 |
4 |
4 |
- |
Health Benefits Only |
2712 |
2502 |
210 |
488 |
283 |
205 |
2221 |
2217 |
5 |
2 |
2 |
- |
|
Health & Other Benefits |
19471 |
9075 |
10396 |
8429 |
2081 |
6349 |
11040 |
6992 |
4047 |
2 |
2 |
- |
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|
Plans with 100 or More Participants & Trusts |
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|
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Number of Plans |
4117 |
2545 |
1572 |
2754 |
1772 |
982 |
1344 |
755 |
589 |
19 |
18 |
1 |
|
Health Benefits Only |
430 |
385 |
45 |
341 |
303 |
38 |
87 |
80 |
7 |
2 |
2 |
- |
|
Health & Other Benefits |
3687 |
2160 |
1527 |
2413 |
1469 |
944 |
1257 |
675 |
582 |
17 |
16 |
1 |
Participants End of Year (thousands) 3/ |
23862 |
18185 |
5677 |
12607 |
9079 |
3529 |
11238 |
9091 |
2148 |
16 |
16 |
1 |
Health Benefits Only |
1535 |
1372 |
163 |
661 |
505 |
156 |
873 |
866 |
7 |
*/ |
*/ |
- |
Health & Other Benefits |
22327 |
16813 |
5514 |
11946 |
8574 |
3373 |
10365 |
8224 |
2141 |
16 |
16 |
1 |
Assets (millions) |
184340 |
132200 |
52140 |
61734 |
26338 |
35396 |
122544 |
105802 |
16742 |
62 |
61 |
1 |
Health Benefits Only |
50109 |
48141 |
1967 |
6046 |
4157 |
1889 |
44063 |
43984 |
78 |
- |
- |
- |
|
Health & Other Benefits |
134231 |
84059 |
50172 |
55688 |
22180 |
33507 |
78482 |
61818 |
16664 |
62 |
61 |
1 |
Liabilities (millions) |
22110 |
11513 |
10598 |
8856 |
2306 |
6550 |
13253 |
9205 |
4048 |
2 |
2 |
- |
Health Benefits Only |
2703 |
2494 |
210 |
483 |
278 |
205 |
2220 |
2215 |
5 |
- |
- |
- |
|
Health & Other Benefits |
19407 |
9019 |
10388 |
8373 |
2028 |
6345 |
11033 |
6990 |
4043 |
2 |
2 |
- |
|
(continued...) |
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65
1200
1200
75
3
1
R2C1:R2C14
False
False
Table A2. Number of Group Health Plans, Participants, Assets, and Liabilities |
by type of insurance and type of plan, 2011 |
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Plans with 100 or More Participants & No Trusts |
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All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Number of Plans |
41692 |
41569 |
123 |
14589 |
14557 |
32 |
2418 |
2413 |
5 |
24685 |
24599 |
86 |
|
Health Benefits Only |
6875 |
6849 |
26 |
3441 |
3432 |
9 |
105 |
104 |
1 |
3329 |
3313 |
16 |
|
Health & Other Benefits |
34817 |
34720 |
97 |
11148 |
11125 |
23 |
2313 |
2309 |
4 |
21356 |
21286 |
70 |
Participants End of Year (thousands) 3/ |
44459 |
44169 |
290 |
18247 |
18189 |
57 |
14425 |
14404 |
21 |
11787 |
11576 |
211 |
Health Benefits Only |
5917 |
5749 |
168 |
3533 |
3524 |
8 |
753 |
752 |
*/ |
1631 |
1472 |
159 |
Health & Other Benefits |
38542 |
38421 |
122 |
14714 |
14665 |
49 |
13672 |
13652 |
21 |
10156 |
10104 |
52 |
Assets (millions) |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
Health Benefits Only |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
|
Health & Other Benefits |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
Liabilities (millions) |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
Health Benefits Only |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
|
Health & Other Benefits |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
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Plans with Fewer Than 100 Participants & Trusts 4/ |
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All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Number of Plans |
2358 |
2241 |
117 |
2058 |
1992 |
66 |
257 |
206 |
51 |
43 |
43 |
- |
|
Health Benefits Only |
915 |
904 |
11 |
855 |
845 |
10 |
48 |
47 |
1 |
12 |
12 |
- |
|
Health & Other Benefits |
1443 |
1337 |
106 |
1203 |
1147 |
56 |
209 |
159 |
50 |
31 |
31 |
- |
Participants End of Year (thousands) 3/ |
50 |
44 |
6 |
38 |
35 |
3 |
11 |
8 |
3 |
1 |
1 |
- |
Health Benefits Only |
16 |
15 |
*/ |
14 |
13 |
*/ |
2 |
2 |
*/ |
*/ |
*/ |
- |
Health & Other Benefits |
34 |
29 |
5 |
24 |
21 |
3 |
9 |
7 |
3 |
1 |
1 |
- |
Assets (millions) |
1310 |
1179 |
131 |
1134 |
1063 |
71 |
157 |
97 |
60 |
19 |
19 |
- |
Health Benefits Only |
383 |
377 |
5 |
352 |
349 |
3 |
29 |
27 |
2 |
2 |
2 |
- |
|
Health & Other Benefits |
928 |
802 |
126 |
782 |
714 |
68 |
129 |
71 |
58 |
17 |
17 |
- |
Liabilities (millions) |
73 |
64 |
8 |
62 |
58 |
4 |
8 |
4 |
4 |
3 |
3 |
- |
Health Benefits Only |
9 |
8 |
**/ |
5 |
5 |
**/ |
2 |
2 |
- |
2 |
2 |
- |
|
Health & Other Benefits |
64 |
56 |
8 |
57 |
53 |
4 |
7 |
3 |
4 |
1 |
1 |
- |
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|
Note: Excludes plans (a) covering only one participant or (b) which are not required to file. |
Note: Participants, assets, and liabilities are tabulated as of the end of the plan year. |
1/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. |
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2/ Includes multiemployer plans and multiple employer collectively bargained plans. |
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3/ Includes active, retired, and separated participants either receiving benefits or entitled to future benefits. For Form 5500-SF filers, this number may also include deceased participants whose beneficiaries are receiving or are entitled to receive benefits. |
4/ Includes only plans with fewer than 100 participants as of the end of the plan year. |
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*/ Fewer than 500 participants. |
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**/ Less than $500,000. |
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- Missing or not applicable. |
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SOURCE: 2011 Form 5500 filings. |
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65
1200
1200
75
3
40
R41C1:R41C14
False
False
Table A3. Number of Participants in Group Health Plans |
by type of insurance, type of plan, and type of participant, 2011 |
(numbers in thousands) |
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All Plans |
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Type of Participant |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 1/ |
Multi- employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Active participants 3/ |
59783 |
55360 |
4423 |
27278 |
24565 |
2713 |
21282 |
19622 |
1660 |
11224 |
11174 |
50 |
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Retired or separated participants |
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receiving benefits |
8183 |
6686 |
1497 |
3465 |
2626 |
839 |
4180 |
3683 |
497 |
538 |
377 |
161 |
Other retired or separated |
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participants entitled to future |
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benefits |
405 |
352 |
52 |
149 |
112 |
37 |
213 |
198 |
15 |
43 |
43 |
*/ |
Total Participants End of Year |
68371 |
62399 |
5972 |
30892 |
27303 |
3589 |
25674 |
23503 |
2171 |
11805 |
11593 |
212 |
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Plans with 100 or More Participants & Trusts |
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Type of Participant |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Active participants 3/ |
18535 |
14241 |
4293 |
10207 |
7554 |
2654 |
8312 |
6673 |
1639 |
15 |
15 |
1 |
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|
|
|
|
|
|
|
Retired or separated participants |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
receiving benefits |
5103 |
3771 |
1332 |
2295 |
1457 |
838 |
2806 |
2313 |
494 |
1 |
1 |
- |
Other retired or separated |
|
|
|
|
|
|
|
|
|
|
|
|
|
participants entitled to future |
|
|
|
|
|
|
|
|
|
|
|
|
benefits |
224 |
172 |
52 |
105 |
68 |
37 |
119 |
105 |
15 |
- |
- |
- |
Total Participants End of Year |
23862 |
18185 |
5677 |
12607 |
9079 |
3529 |
11238 |
9091 |
2148 |
16 |
16 |
1 |
|
(continued...) |
67
1200
1200
75
3
1
R2C1:R2C14
False
False
25
Table A3. Number of Participants in Group Health Plans |
by type of insurance, type of plan, and type of participant, 2011 |
(numbers in thousands) |
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with 100 or More Participants & No Trusts |
|
|
|
|
|
|
|
|
|
|
|
|
|
Type of Participant |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Active participants 3/ |
41204 |
41079 |
125 |
17037 |
16980 |
57 |
12960 |
12941 |
18 |
11208 |
11158 |
50 |
|
|
|
|
|
|
|
|
|
Retired or separated participants |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
receiving benefits |
3075 |
2910 |
165 |
1166 |
1166 |
1 |
1372 |
1369 |
3 |
537 |
375 |
161 |
Other retired or separated |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
participants entitled to future |
|
|
|
|
|
|
|
|
|
|
|
|
|
benefits |
180 |
180 |
*/ |
44 |
44 |
- |
93 |
93 |
- |
43 |
43 |
*/ |
Total Participants End of Year |
44459 |
44169 |
290 |
18247 |
18189 |
57 |
14425 |
14404 |
21 |
11787 |
11576 |
211 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with Fewer Than 100 Participants & Trusts 4/ |
|
|
|
|
|
|
|
|
|
|
|
|
|
Type of Participant |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Active participants 3/ |
45 |
40 |
5 |
34 |
31 |
3 |
10 |
7 |
2 |
1 |
1 |
- |
|
|
|
|
|
|
|
|
|
Retired or separated participants |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
receiving benefits |
5 |
5 |
1 |
4 |
3 |
*/ |
2 |
1 |
*/ |
*/ |
*/ |
- |
Other retired or separated |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
participants entitled to future |
|
|
|
|
|
|
|
|
|
|
|
|
|
benefits |
*/ |
*/ |
*/ |
*/ |
*/ |
- |
*/ |
*/ |
*/ |
- |
- |
- |
Total Participants End of Year |
50 |
44 |
6 |
38 |
35 |
3 |
11 |
8 |
3 |
1 |
1 |
- |
|
|
Note: Excludes plans (a) covering only one participant or (b) which are not required to file. |
|
|
|
|
|
|
|
|
|
|
|
|
Note: Participants are tabulated as of the end of the plan year. |
1/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. |
|
|
|
|
|
|
|
|
|
|
|
|
2/ Includes multiemployer plans and multiple employer collectively bargained plans. |
|
|
|
|
|
|
|
|
|
|
|
|
3/ For Form 5500-SF filers, all reported participants are assumed to be active. |
4/ Includes only plans with fewer than 100 participants as of the end of the plan year. |
|
|
|
|
|
|
|
|
|
|
|
|
*/ Fewer than 500 participants. |
|
|
|
|
|
|
|
|
|
|
|
|
- Missing or not applicable. |
|
|
|
|
|
|
|
|
|
|
|
|
SOURCE: 2011 Form 5500 filings. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
67
1200
1200
75
3
32
R33C1:R33C13
False
False
Table A4. Selected Income of Group Health Plans |
by type of insurance and type of plan, 2011 |
(numbers in millions) |
|
|
|
|
|
|
|
All Plans with Trusts |
|
|
|
|
|
|
Selected Income |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
CONTRIBUTIONS |
131174 |
87757 |
43417 |
51348 |
25535 |
25812 |
79805 |
62200 |
17605 |
21 |
21 |
- |
Employer contributions |
104444 |
64803 |
39641 |
43099 |
19606 |
23493 |
61329 |
45181 |
16148 |
17 |
17 |
- |
Participant contributions |
24183 |
21022 |
3161 |
7551 |
5745 |
1806 |
16628 |
15273 |
1355 |
4 |
4 |
- |
Contributions from others (including rollovers) |
2539 |
1926 |
613 |
691 |
179 |
512 |
1848 |
1746 |
102 |
**/ |
**/ |
- |
Noncash contributions |
7 |
6 |
1 |
7 |
5 |
1 |
1 |
1 |
- |
- |
- |
- |
|
|
|
|
|
|
|
|
|
|
|
|
|
INVESTMENT INCOME 3/ |
751 |
-1243 |
1994 |
2065 |
669 |
1396 |
-1320 |
-1919 |
598 |
6 |
6 |
**/ |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with 100 or More Participants & Trusts |
|
|
|
|
|
|
|
|
|
Selected Income |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
CONTRIBUTIONS |
130564 |
87220 |
43344 |
50868 |
25082 |
25786 |
79687 |
62129 |
17558 |
8 |
8 |
- |
Employer contributions |
103936 |
64362 |
39574 |
42700 |
19231 |
23469 |
61228 |
45123 |
16105 |
7 |
7 |
- |
Participant contributions |
24092 |
20936 |
3156 |
7479 |
5675 |
1804 |
16612 |
15260 |
1352 |
1 |
1 |
- |
Contributions from others (including rollovers) |
2529 |
1916 |
613 |
682 |
170 |
512 |
1847 |
1745 |
102 |
- |
- |
- |
Noncash contributions |
7 |
6 |
1 |
7 |
5 |
1 |
1 |
1 |
- |
- |
- |
- |
|
|
|
|
|
|
|
|
|
|
|
|
|
INVESTMENT INCOME 3/ |
724 |
-1266 |
1990 |
2042 |
649 |
1393 |
-1324 |
-1921 |
597 |
6 |
6 |
**/ |
|
|
|
|
|
|
|
|
|
|
(continued...) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
63
1200
1200
75
3
1
R2C1:R2C13
False
False
Table A4. Selected Income of Group Health Plans |
by type of insurance and type of plan, 2011 |
(numbers in millions) |
|
|
|
|
|
|
|
Plans with Fewer Than 100 Participants & Trusts 4/ |
|
|
|
|
|
|
Selected Income |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
CONTRIBUTIONS |
609 |
536 |
73 |
479 |
452 |
26 |
117 |
71 |
46 |
12 |
12 |
- |
Employer contributions |
508 |
440 |
67 |
398 |
374 |
24 |
101 |
57 |
43 |
9 |
9 |
- |
Participant contributions |
91 |
86 |
5 |
73 |
70 |
2 |
16 |
13 |
3 |
3 |
3 |
- |
Contributions from others (including rollovers) |
10 |
10 |
**/ |
9 |
9 |
**/ |
1 |
1 |
**/ |
**/ |
**/ |
- |
Noncash contributions |
**/ |
- |
**/ |
**/ |
- |
**/ |
- |
- |
- |
- |
- |
- |
|
|
|
|
|
|
|
|
|
|
|
|
|
INVESTMENT INCOME 3/ |
28 |
23 |
5 |
24 |
21 |
3 |
4 |
3 |
1 |
-1 |
-1 |
- |
|
Note: Excludes plans (a) covering only one participant or (b) which are not required to file. |
|
|
|
|
|
|
Note: The panel for Plans with 100 or More Participants and No Trusts was not reported as these plans are not required to file a Schedule H; thus, these plans have no financial information to report. |
1/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. |
|
|
|
2/ Includes multiemployer plans and multiple employer collectively bargained plans. |
|
|
|
3/ For Schedule H filers, Investment Income is equal to the sum of all income items on the Schedule H except for contributions and other income. For Schedule I and Form 5500-SF filers, Investment Income is equal to the Other Income line item of the Schedule I or Form 5500-SF. |
4/ Includes only plans with fewer than 100 participants as of the end of the plan year. |
|
|
|
|
|
|
|
|
|
|
|
|
**/ Less than $500,000. |
|
|
|
|
|
|
|
|
|
|
|
|
- Missing or not applicable. |
|
|
|
|
|
|
|
|
|
|
|
|
SOURCE: 2011 Form 5500 filings. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
63
1200
1200
75
3
23
False
False
Table A5. Selected Expenses of Group Health Plans |
by type of insurance and type of plan, 2011 |
(numbers in millions) |
|
|
|
|
|
|
|
All Plans with Trusts |
|
|
|
|
|
|
|
Selected Expenses |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured 1/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
BENEFIT PAYMENTS 4/ |
131690 |
90393 |
41297 |
48178 |
24217 |
23962 |
83512 |
66177 |
17335 |
- |
- |
- |
Directly to participants or beneficiaries |
|
|
|
|
|
|
|
|
|
|
|
|
(including rollovers) |
93098 |
64142 |
28957 |
39365 |
19717 |
19648 |
53733 |
44425 |
9308 |
- |
- |
- |
To insurance carriers for the provision of benefits |
33058 |
24142 |
8916 |
4836 |
3403 |
1433 |
28222 |
20738 |
7484 |
- |
- |
- |
Other 5/ |
5534 |
2110 |
3424 |
3977 |
1096 |
2881 |
1557 |
1013 |
543 |
- |
- |
- |
|
|
|
|
|
|
|
|
|
|
|
|
ADMINISTRATIVE EXPENSES 6/ |
7318 |
4572 |
2746 |
3244 |
1443 |
1801 |
4065 |
3121 |
944 |
8 |
8 |
**/ |
Professional fees |
745 |
356 |
389 |
396 |
174 |
221 |
349 |
182 |
167 |
**/ |
**/ |
**/ |
Contract administrator fees |
3966 |
3055 |
912 |
1405 |
892 |
513 |
2558 |
2160 |
398 |
3 |
2 |
**/ |
Investment advisory and management fees |
295 |
191 |
105 |
122 |
48 |
74 |
174 |
143 |
31 |
**/ |
**/ |
**/ |
Other |
2311 |
970 |
1341 |
1321 |
329 |
993 |
984 |
636 |
348 |
6 |
6 |
**/ |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with 100 or More Participants & Trusts |
|
|
|
|
|
|
|
|
|
|
Selected Expenses |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured 1/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
BENEFIT PAYMENTS 4/ |
131171 |
89942 |
41229 |
47776 |
23837 |
23938 |
83395 |
66105 |
17290 |
- |
- |
- |
Directly to participants or beneficiaries |
|
|
|
|
|
|
|
|
|
|
|
|
(including rollovers) |
93063 |
64117 |
28946 |
39334 |
19693 |
19641 |
53728 |
44423 |
9305 |
- |
- |
- |
To insurance carriers for the provision of benefits |
33001 |
24117 |
8885 |
4821 |
3393 |
1428 |
28180 |
20724 |
7457 |
- |
- |
- |
Other 5/ |
5107 |
1709 |
3398 |
3620 |
751 |
2869 |
1487 |
958 |
529 |
- |
- |
- |
|
|
|
|
|
|
|
|
|
|
|
|
ADMINISTRATIVE EXPENSES 6/ |
7280 |
4542 |
2738 |
3213 |
1416 |
1797 |
4059 |
3118 |
940 |
8 |
8 |
**/ |
Professional fees |
743 |
355 |
387 |
394 |
174 |
221 |
348 |
182 |
167 |
**/ |
**/ |
**/ |
Contract administrator fees |
3960 |
3050 |
910 |
1400 |
888 |
513 |
2557 |
2160 |
397 |
3 |
2 |
**/ |
Investment advisory and management fees |
295 |
191 |
105 |
121 |
48 |
74 |
174 |
143 |
31 |
**/ |
**/ |
**/ |
Other |
2282 |
946 |
1336 |
1297 |
307 |
990 |
980 |
634 |
346 |
5 |
5 |
**/ |
|
|
|
|
|
|
|
|
|
|
(continued...) |
|
63
1200
1200
75
3
1
R2C1:R2C14
False
False
Table A5. Selected Expenses of Group Health Plans |
by type of insurance and type of plan, 2011 |
(numbers in millions) |
|
|
|
|
|
|
|
Plans with Fewer Than 100 Participants & Trusts 7/ |
|
|
|
|
|
|
|
Selected Expenses |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured 1/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
BENEFIT PAYMENTS 4/ |
519 |
451 |
68 |
403 |
379 |
23 |
116 |
72 |
45 |
- |
- |
- |
Directly to participants or beneficiaries |
|
|
|
|
|
|
|
|
|
|
|
|
(including rollovers) |
36 |
25 |
11 |
31 |
24 |
7 |
5 |
1 |
3 |
- |
- |
- |
To insurance carriers for the provision of benefits |
57 |
25 |
32 |
15 |
11 |
5 |
42 |
15 |
27 |
- |
- |
- |
Other 5/ |
427 |
401 |
26 |
357 |
345 |
11 |
70 |
56 |
14 |
- |
- |
- |
|
|
|
|
|
|
|
|
|
|
|
|
ADMINISTRATIVE EXPENSES 6/ |
38 |
30 |
8 |
31 |
27 |
4 |
7 |
3 |
4 |
**/ |
**/ |
- |
Professional fees |
2 |
1 |
1 |
1 |
1 |
1 |
1 |
**/ |
1 |
- |
- |
- |
Contract administrator fees |
6 |
4 |
2 |
5 |
4 |
1 |
1 |
**/ |
1 |
- |
- |
- |
Investment advisory and management fees |
**/ |
**/ |
**/ |
**/ |
**/ |
**/ |
**/ |
**/ |
**/ |
- |
- |
- |
Other |
29 |
24 |
5 |
25 |
22 |
2 |
4 |
2 |
2 |
**/ |
**/ |
- |
Note: Excludes plans (a) covering only one participant or (b) which are not required to file. |
|
|
|
|
|
|
|
Note: The panel for Plans with 100 or More Participants and No Trusts was not reported as these plans are not required to file a Schedule H; thus, these plans have no financial information to report. |
|
1/ Plans classified as fully-insured do not report benefit payments. According to the plan funding classification algorithm outlined in Appendix A1, plans reporting information on health insurance policies or contracts that also report benefit payments on a financial schedule are deemed mixed-insured. |
2/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. |
|
|
|
|
3/ Includes multiemployer plans and multiple employer collectively bargained plans. |
|
|
|
|
4/ Amounts shown include both benefits paid directly from trust funds and premium payments made by plans to insurance carriers. Amounts exclude benefits paid directly by insurance carriers. Plans classified as fully-insured do not report benefit payments. According to the plan funding classification algorithm outlined in Appendix A1, plans reporting information on health insurance policies or contracts that also report benefit payments on a financial schedule are deemed mixed-insured. |
5/ For Schedule I and Form 5500-SF filers, Other Benefit Payments is equal to Benefits Paid reported on Schedule I. |
|
|
|
|
|
|
|
|
|
|
|
|
|
6/ For Schedule I and Form 5500-SF filers, Administrative Expenses is equal to Administrative Service Providers (salaries, fees, commissions). All of these expenses are classified as Other Administrative Expenses. |
|
7/ Includes only plans with fewer than 100 participants as of the end of the plan year. |
|
|
|
|
|
|
|
|
|
|
|
|
|
**/ Less than $500,000. |
|
|
|
|
|
|
|
|
|
|
|
|
|
- Missing or not applicable. |
|
|
|
|
|
|
|
|
|
|
|
|
|
SOURCE: 2011 Form 5500 filings. |
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|
|
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|
|
|
|
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|
|
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|
|
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|
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|
63
1200
1200
75
3
33
6
False
False
Table A6. Balance Sheet of Group Health Plans with 100 or More Participants & Trusts |
by type of insurance and type of plan, 2011 |
(numbers in millions) |
|
|
|
|
|
|
|
Assets 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
TOTAL ASSETS |
184340 |
132200 |
52140 |
61734 |
26338 |
35396 |
122544 |
105802 |
16742 |
62 |
61 |
1 |
Cash |
15973 |
8738 |
7235 |
7329 |
2849 |
4480 |
8641 |
5886 |
2756 |
3 |
3 |
**/ |
Receivables |
11145 |
6270 |
4875 |
4954 |
1832 |
3121 |
6191 |
4437 |
1754 |
1 |
1 |
**/ |
U.S. government securities |
20679 |
11629 |
9050 |
7793 |
1392 |
6401 |
12880 |
10231 |
2649 |
6 |
6 |
- |
Debt instruments |
20005 |
12806 |
7199 |
6499 |
1285 |
5214 |
13496 |
11511 |
1986 |
10 |
10 |
- |
Stock |
42642 |
38926 |
3716 |
5567 |
2718 |
2849 |
37050 |
36183 |
867 |
25 |
25 |
- |
Partnership/joint venture interests |
7857 |
7084 |
772 |
3085 |
2498 |
587 |
4772 |
4586 |
186 |
- |
- |
- |
Real estate |
247 |
172 |
75 |
81 |
33 |
48 |
166 |
140 |
26 |
- |
- |
- |
Loans |
354 |
89 |
265 |
351 |
87 |
264 |
3 |
2 |
1 |
**/ |
- |
**/ |
Assets in direct filing entities |
29285 |
22225 |
7060 |
11868 |
7357 |
4511 |
17417 |
14868 |
2549 |
- |
- |
- |
Assets in registered investment companies |
23786 |
14593 |
9194 |
10160 |
4322 |
5838 |
13616 |
10261 |
3355 |
11 |
11 |
**/ |
|
Assets in insurance co. general accounts |
4047 |
3669 |
378 |
755 |
407 |
348 |
3292 |
3262 |
30 |
- |
- |
- |
|
Other |
8320 |
6000 |
2320 |
3293 |
1558 |
1735 |
5021 |
4437 |
584 |
6 |
5 |
**/ |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Percentage Distribution of Assets 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Cash |
8.6652331214752409E-2 |
6.6097776483557982E-2 |
0.13876862252520347 |
0.11872383127472499 |
0.10819006060502517 |
0.12656177398935531 |
7.0516372737244246E-2 |
5.5631090871718782E-2 |
0.16458262496726406 |
4.5622684920045689E-2 |
4.612509129007053E-2 |
9.7740699673219862E-3 |
Receivables |
6.0460256516501117E-2 |
4.7426256097544348E-2 |
9.3508102682878236E-2 |
8.0246337083100749E-2 |
6.9574331503774914E-2 |
8.818713729641646E-2 |
5.0517102930771149E-2 |
4.1933296312452538E-2 |
0.10476172696590814 |
1.1878455901277873E-2 |
1.1880486325219384E-2 |
1.1733577391743081E-2 |
U.S. government securities |
0.11217738553856083 |
8.7961391736927075E-2 |
0.17357729440755168 |
0.12622969995877145 |
5.2835488623743883E-2 |
0.18084068799595551 |
0.10510313557394788 |
9.6696201013209568E-2 |
0.158230031928071 |
0.10251849594934034 |
0.10395525844290499 |
0 |
Debt instruments |
0.10852424528046645 |
9.686749342098526E-2 |
0.13808006313140664 |
0.10527310819089983 |
4.879227825455066E-2 |
0.1472992281243137 |
0.1101340434685779 |
0.10879497876181687 |
0.11859614714900786 |
0.16421127840634556 |
0.16651264464908797 |
0 |
Stock |
0.23132208016226913 |
0.29444685968916984 |
7.1268532821777378E-2 |
9.0174652349809578E-2 |
0.1032020843900547 |
8.0481232087311061E-2 |
0.30234020132349737 |
0.34198712630453632 |
5.1794885547615917E-2 |
0.40516253697645205 |
0.41084075466326747 |
0 |
Partnership/joint venture interests |
4.262094560022215E-2 |
5.3587283247908846E-2 |
1.4815680298695686E-2 |
4.9975349901698329E-2 |
9.4856096241125884E-2 |
1.6580592238124484E-2 |
3.8937476720853265E-2 |
4.3344907540530976E-2 |
1.108509858548426E-2 |
0 |
0 |
0 |
Real estate |
1.3381745011778455E-3 |
1.3020605147643415E-3 |
1.4297418963815692E-3 |
1.3107174366832309E-3 |
1.238411122725333E-3 |
1.3645189446596932E-3 |
1.3526798649994647E-3 |
1.3186533432850093E-3 |
1.5677075280976817E-3 |
0 |
0 |
0 |
Loans |
1.9203987032700839E-3 |
6.7431675207455378E-4 |
5.0798526936133622E-3 |
5.6821119578363815E-3 |
3.2939521713852933E-3 |
7.4590881410591756E-3 |
2.4860151467994267E-5 |
2.259020573361448E-5 |
3.920487734739829E-5 |
2.9274174923752398E-3 |
0 |
0.21180984564478941 |
Assets in direct filing entities |
0.15886331630531064 |
0.16811241235540719 |
0.13541213526981835 |
0.19224038575993682 |
0.27932381204471196 |
0.12744355962652237 |
0.14212894694608588 |
0.14052483304009017 |
0.15226600613315749 |
0 |
0 |
0 |
Assets in registered investment companies |
0.12903585895911776 |
0.110385054494365 |
0.17632517129747524 |
0.16457391383228517 |
0.16408619071630981 |
0.16493681767398469 |
0.11110938640134305 |
9.6980110136266312E-2 |
0.20039812658009157 |
0.17579231559232858 |
0.17467316954323162 |
0.25564766413808077 |
Assets in insurance co. general accounts |
2.1952113465806552E-2 |
2.7751531594963696E-2 |
7.2476273505434011E-3 |
1.2229038910139864E-2 |
1.5457979663459015E-2 |
9.8264564496872708E-3 |
2.6861336269642513E-2 |
3.0827755048728877E-2 |
1.795895608586276E-3 |
0 |
0 |
0 |
Other |
4.5132893752545068E-2 |
4.5387563612331885E-2 |
4.4487175624654964E-2 |
5.3340853344113613E-2 |
5.9149314663133362E-2 |
4.9018907432610281E-2 |
4.097445761156928E-2 |
4.1938457421630985E-2 |
3.4882544129368365E-2 |
9.1886814761834662E-2 |
8.6012595086218016E-2 |
0.51103484285806478 |
|
|
|
|
|
|
|
|
|
Note: Excludes plans (a) covering only one participant or (b) which are not required to file. |
Note: Assets are tabulated as of the end of the plan year. |
1/ Asset categories in this table represent consolidated categories from the Schedule H. Cash consists of interest- and noninterest-bearing cash. Receivables consists of employer and participant contributions and other receivables. Debt instruments consists of preferred and other debt instruments. Stock consists of common and preferred stock. Loans consists of participant loans and loans (other than to participants). Assets in direct filing entities consists of assets in master trusts, common trusts, pooled separate accounts, and 103-12 investment entities. Other consists of the other line item on Schedule H, employer securities, employer real property and buildings used. |
2/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. |
|
|
|
3/ Includes multiemployer plans and multiple employer collectively bargained plans. |
|
|
|
**/ Less than $500,000. |
|
|
|
|
|
|
|
|
|
|
|
|
- Missing or not applicable. |
|
|
|
|
|
|
|
|
|
|
|
|
SOURCE: 2011 Form 5500 filings. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
63
1200
1200
75
1
1
1
3
1
1
0
R2C1:R2C13
False
False
Table A7. Number of Group Health Plans |
by type of insurance, type of plan, and method of funding, 2011 |
|
|
|
|
|
|
|
|
|
|
|
|
|
All Plans |
|
|
|
|
|
|
|
|
|
|
|
|
|
Method of Funding |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
|
|
|
|
|
|
|
|
|
|
|
|
|
Funding Arrangement |
|
|
|
|
|
|
|
|
Total |
48167 |
46355 |
1812 |
19401 |
18321 |
1080 |
4019 |
3374 |
645 |
24747 |
24660 |
87 |
Insurance |
18170 |
18088 |
82 |
872 |
863 |
9 |
124 |
113 |
11 |
17174 |
17112 |
62 |
Trust |
2360 |
1285 |
1075 |
1820 |
1146 |
674 |
536 |
135 |
401 |
4 |
4 |
- |
Trust and Insurance |
2166 |
1594 |
572 |
1441 |
1090 |
351 |
708 |
487 |
221 |
17 |
17 |
- |
General Assets of the |
|
|
|
|
|
|
|
|
|
|
|
|
|
Sponsor |
5639 |
5622 |
17 |
5176 |
5162 |
14 |
74 |
72 |
2 |
389 |
388 |
1 |
General Assets of the |
|
|
|
|
|
|
|
|
|
|
|
|
|
Sponsor and Insurance |
18353 |
18299 |
54 |
8794 |
8773 |
21 |
2401 |
2392 |
9 |
7158 |
7134 |
24 |
Trust and General Assets |
|
|
|
|
|
|
|
|
|
|
|
|
|
of the Sponsor |
172 |
167 |
5 |
160 |
155 |
5 |
12 |
12 |
- |
- |
- |
- |
Trust, General Assets of |
|
|
|
|
|
|
|
|
|
|
|
|
|
the Sponsor, and Insurance |
377 |
370 |
7 |
212 |
206 |
6 |
164 |
163 |
1 |
1 |
1 |
- |
Not Reported 3/ |
930 |
930 |
- |
926 |
926 |
- |
- |
- |
- |
4 |
4 |
- |
|
|
|
|
|
|
|
|
|
|
|
|
|
Benefit Arrangement |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total |
48167 |
46355 |
1812 |
19401 |
18321 |
1080 |
4019 |
3374 |
645 |
24747 |
24660 |
87 |
Insurance |
18916 |
18776 |
140 |
1083 |
1057 |
26 |
263 |
211 |
52 |
17570 |
17508 |
62 |
Trust |
1201 |
951 |
250 |
1185 |
943 |
242 |
15 |
7 |
8 |
1 |
1 |
- |
Trust and Insurance |
3249 |
1909 |
1340 |
2105 |
1339 |
766 |
1128 |
554 |
574 |
16 |
16 |
- |
General Assets of the |
|
|
|
|
|
|
|
|
|
|
|
|
|
Sponsor |
5004 |
4990 |
14 |
4895 |
4881 |
14 |
22 |
22 |
- |
87 |
87 |
- |
General Assets of the |
|
|
|
|
|
|
|
|
|
|
|
|
|
Sponsor and Insurance |
18386 |
18331 |
55 |
8896 |
8875 |
21 |
2422 |
2413 |
9 |
7068 |
7043 |
25 |
Trust and General Assets |
|
|
|
|
|
|
|
|
|
|
|
|
|
of the Sponsor |
87 |
84 |
3 |
86 |
83 |
3 |
1 |
1 |
- |
- |
- |
- |
Trust, General Assets of |
|
|
|
|
|
|
|
|
|
|
|
|
|
the Sponsor, and Insurance |
394 |
384 |
10 |
225 |
217 |
8 |
168 |
166 |
2 |
1 |
1 |
- |
Not Reported 3/ |
930 |
930 |
- |
926 |
926 |
- |
- |
- |
- |
4 |
4 |
- |
|
|
|
|
|
|
|
|
|
|
(continued...) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
69
1200
1200
75
3
1
R2C1:R2C14
False
False
Table A7. Number of Group Health Plans |
by type of insurance, type of plan, and method of funding, 2011 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with 100 or More Participants & Trusts |
|
|
|
|
|
|
|
|
|
|
|
|
|
Method of Funding |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
|
|
|
|
|
|
|
|
|
|
|
|
|
Funding Arrangement |
|
|
|
|
|
|
|
|
Total |
4117 |
2545 |
1572 |
2754 |
1772 |
982 |
1344 |
755 |
589 |
19 |
18 |
1 |
Insurance |
110 |
97 |
13 |
41 |
37 |
4 |
62 |
54 |
8 |
7 |
6 |
1 |
Trust |
1576 |
577 |
999 |
1096 |
471 |
625 |
479 |
105 |
374 |
1 |
1 |
- |
Trust and Insurance |
1767 |
1226 |
541 |
1168 |
829 |
339 |
589 |
387 |
202 |
10 |
10 |
- |
General Assets of the |
|
|
|
|
|
|
|
|
|
|
|
|
|
Sponsor |
48 |
45 |
3 |
36 |
35 |
1 |
12 |
10 |
2 |
- |
- |
- |
General Assets of the |
|
|
|
|
|
|
|
|
|
|
|
|
|
Sponsor and Insurance |
146 |
140 |
6 |
111 |
108 |
3 |
35 |
32 |
3 |
- |
- |
- |
Trust and General Assets |
|
|
|
|
|
|
|
|
|
|
|
|
|
of the Sponsor |
111 |
106 |
5 |
101 |
96 |
5 |
10 |
10 |
- |
- |
- |
- |
Trust, General Assets of |
|
|
|
|
|
|
|
|
|
|
|
|
|
the Sponsor, and Insurance |
359 |
354 |
5 |
201 |
196 |
5 |
157 |
157 |
- |
1 |
1 |
- |
Not Reported 3/ |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
|
|
|
|
|
|
|
|
|
|
|
|
|
Benefit Arrangement |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total |
4117 |
2545 |
1572 |
2754 |
1772 |
982 |
1344 |
755 |
589 |
19 |
18 |
1 |
Insurance |
229 |
172 |
57 |
77 |
61 |
16 |
142 |
102 |
40 |
10 |
9 |
1 |
Trust |
522 |
300 |
222 |
508 |
294 |
214 |
14 |
6 |
8 |
- |
- |
- |
Trust and Insurance |
2732 |
1458 |
1274 |
1744 |
1007 |
737 |
980 |
443 |
537 |
8 |
8 |
- |
General Assets of the |
|
|
|
|
|
|
|
|
|
|
|
|
|
Sponsor |
7 |
6 |
1 |
7 |
6 |
1 |
- |
- |
- |
- |
- |
- |
General Assets of the |
|
|
|
|
|
|
|
|
|
|
|
|
|
Sponsor and Insurance |
174 |
167 |
7 |
129 |
125 |
4 |
45 |
42 |
3 |
- |
- |
- |
Trust and General Assets |
|
|
|
|
|
|
|
|
|
|
|
|
|
of the Sponsor |
74 |
71 |
3 |
74 |
71 |
3 |
- |
- |
- |
- |
- |
- |
Trust, General Assets of |
|
|
|
|
|
|
|
|
|
|
|
|
|
the Sponsor, and Insurance |
379 |
371 |
8 |
215 |
208 |
7 |
163 |
162 |
1 |
1 |
1 |
- |
Not Reported 3/ |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
(continued...) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
69
1200
1200
75
3
1
R2C1:R2C14
False
False
Table A7. Number of Group Health Plans |
by type of insurance, type of plan, and method of funding, 2011 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with 100 or More Participants & No Trusts |
|
|
|
|
|
|
|
|
|
|
|
|
|
Method of Funding |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
|
|
|
|
|
|
|
|
|
|
|
|
|
Funding Arrangement |
|
|
|
|
|
|
|
|
Total |
41692 |
41569 |
123 |
14589 |
14557 |
32 |
2418 |
2413 |
5 |
24685 |
24599 |
86 |
Insurance |
17936 |
17873 |
63 |
788 |
786 |
2 |
8 |
8 |
- |
17140 |
17079 |
61 |
Trust |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
Trust and Insurance |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
General Assets of the |
|
|
|
|
|
|
|
|
|
|
|
|
|
Sponsor |
5554 |
5541 |
13 |
5117 |
5105 |
12 |
52 |
52 |
- |
385 |
384 |
1 |
General Assets of the |
|
|
|
|
|
|
|
|
|
|
|
|
|
Sponsor and Insurance |
18151 |
18104 |
47 |
8637 |
8619 |
18 |
2358 |
2353 |
5 |
7156 |
7132 |
24 |
Trust and General Assets |
|
|
|
|
|
|
|
|
|
|
|
|
|
of the Sponsor |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
Trust, General Assets of |
|
|
|
|
|
|
|
|
|
|
|
|
|
the Sponsor, and Insurance |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
Not Reported 3/ |
51 |
51 |
- |
47 |
47 |
- |
- |
- |
- |
4 |
4 |
- |
|
|
|
|
|
|
|
|
|
|
|
|
|
Benefit Arrangement |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total |
41692 |
41569 |
123 |
14589 |
14557 |
32 |
2418 |
2413 |
5 |
24685 |
24599 |
86 |
Insurance |
18507 |
18443 |
64 |
939 |
936 |
3 |
36 |
36 |
- |
17532 |
17471 |
61 |
Trust |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
Trust and Insurance |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
General Assets of the |
|
|
|
|
|
|
|
|
|
|
|
|
|
Sponsor |
4993 |
4980 |
13 |
4885 |
4872 |
13 |
21 |
21 |
- |
87 |
87 |
- |
General Assets of the |
|
|
|
|
|
|
|
|
|
|
|
|
|
Sponsor and Insurance |
18141 |
18095 |
46 |
8718 |
8702 |
16 |
2361 |
2356 |
5 |
7062 |
7037 |
25 |
Trust and General Assets |
|
|
|
|
|
|
|
|
|
|
|
|
|
of the Sponsor |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
Trust, General Assets of |
|
|
|
|
|
|
|
|
|
|
|
|
|
the Sponsor, and Insurance |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
Not Reported 3/ |
51 |
51 |
- |
47 |
47 |
- |
- |
- |
- |
4 |
4 |
- |
(continued...) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
69
1200
1200
75
3
1
R2C1:R2C14
False
False
Table A7. Number of Group Health Plans |
by type of insurance, type of plan, and method of funding, 2011 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with Fewer Than 100 Participants & Trusts 4/ |
|
|
|
|
|
|
|
|
|
|
|
|
|
Method of Funding |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
|
|
|
|
|
|
|
|
|
|
|
|
|
Funding Arrangement |
|
|
|
|
|
|
|
|
Total |
2358 |
2241 |
117 |
2058 |
1992 |
66 |
257 |
206 |
51 |
43 |
43 |
- |
Insurance |
124 |
118 |
6 |
43 |
40 |
3 |
54 |
51 |
3 |
27 |
27 |
- |
Trust |
784 |
708 |
76 |
724 |
675 |
49 |
57 |
30 |
27 |
3 |
3 |
- |
Trust and Insurance |
399 |
368 |
31 |
273 |
261 |
12 |
119 |
100 |
19 |
7 |
7 |
- |
General Assets of the |
|
|
|
|
|
|
|
|
|
|
|
|
|
Sponsor |
37 |
36 |
1 |
23 |
22 |
1 |
10 |
10 |
- |
4 |
4 |
- |
General Assets of the |
|
|
|
|
|
|
|
|
|
|
|
|
|
Sponsor and Insurance |
56 |
55 |
1 |
46 |
46 |
- |
8 |
7 |
1 |
2 |
2 |
- |
Trust and General Assets |
|
|
|
|
|
|
|
|
|
|
|
|
|
of the Sponsor |
61 |
61 |
- |
59 |
59 |
- |
2 |
2 |
- |
- |
- |
- |
Trust, General Assets of |
|
|
|
|
|
|
|
|
|
|
|
|
|
the Sponsor, and Insurance |
18 |
16 |
2 |
11 |
10 |
1 |
7 |
6 |
1 |
- |
- |
- |
Not Reported 3/ |
879 |
879 |
- |
879 |
879 |
- |
- |
- |
- |
- |
- |
- |
|
|
|
|
|
|
|
|
|
|
|
|
|
Benefit Arrangement |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total |
2358 |
2241 |
117 |
2058 |
1992 |
66 |
257 |
206 |
51 |
43 |
43 |
- |
Insurance |
180 |
161 |
19 |
67 |
60 |
7 |
85 |
73 |
12 |
28 |
28 |
- |
Trust |
679 |
651 |
28 |
677 |
649 |
28 |
1 |
1 |
- |
1 |
1 |
- |
Trust and Insurance |
517 |
451 |
66 |
361 |
332 |
29 |
148 |
111 |
37 |
8 |
8 |
- |
General Assets of the |
|
|
|
|
|
|
|
|
|
|
|
|
|
Sponsor |
4 |
4 |
- |
3 |
3 |
- |
1 |
1 |
- |
- |
- |
- |
General Assets of the |
|
|
|
|
|
|
|
|
|
|
|
|
|
Sponsor and Insurance |
71 |
69 |
2 |
49 |
48 |
1 |
16 |
15 |
1 |
6 |
6 |
- |
Trust and General Assets |
|
|
|
|
|
|
|
|
|
|
|
|
|
of the Sponsor |
13 |
13 |
- |
12 |
12 |
- |
1 |
1 |
- |
- |
- |
- |
Trust, General Assets of |
|
|
|
|
|
|
|
|
|
|
|
|
|
the Sponsor, and Insurance |
15 |
13 |
2 |
10 |
9 |
1 |
5 |
4 |
1 |
- |
- |
- |
Not Reported 3/ |
879 |
879 |
- |
879 |
879 |
- |
- |
- |
- |
- |
- |
- |
|
|
Note: Excludes plans (a) covering only one participant or (b) which are not required to file. |
Note: Values in this table are representative of the indication of funding arrangement (Form 5500 line item 9(a)) and benefit arrangement (Form 5500 line item 9(b)) as originally reported by the plans. Plans were categorized into the three subpanels of (1) Plans with 100 or More Participants & Trusts, (2) Plans with 100 or More Participants & No Trust, and (3) Plans with Fewer Than 100 Participants & Trusts based on the response to either the funding arrangement indicator, benefit arrangement indicator, or the inclusion of a financial schedule. Thus, this table shows a positive number of plans on the rows for Insurance only in the panels for Plans with Trusts. |
1/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. |
|
|
|
2/ Includes multiemployer plans and multiple employer collectively bargained plans. |
|
|
|
3/ The Form 5500-SF does not require plans to report on the funding nor benefit arrangements. |
|
|
|
|
|
|
|
|
|
|
|
|
|
4/ Includes only plans with fewer than 100 participants as of the end of the plan year. |
|
|
|
|
|
|
|
|
|
|
|
|
|
- Missing or not applicable. |
|
|
|
|
|
|
|
|
|
|
|
|
|
SOURCE: 2011 Form 5500 filings. |
|
|
|
|
|
|
|
|
|
|
|
|
|
69
1200
1200
75
3
43
False
False
Table A8. Number of Group Health Plans and Total Participants |
|
|
|
|
by collective bargaining status, type of insurance, and type of plan, 2011 |
|
|
|
|
All Plans |
Collective Bargaining Status / Plan Entity |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Number of Plans |
Total Participants End of Year (thousands) 3/ |
Number of Plans |
Total Participants End of Year (thousands) 3/ |
Number of Plans |
Total Participants End of Year (thousands) 3/ |
Number of Plans |
Total Participants End of Year (thousands) 3/ |
Total |
Total |
48167 |
68371 |
19401 |
30892 |
4019 |
25674 |
24747 |
11805 |
Single Employer 1/ |
46355 |
62399 |
18321 |
27303 |
3374 |
23503 |
24660 |
11593 |
Multiemployer 2/ |
1812 |
5972 |
1080 |
3589 |
645 |
2171 |
87 |
212 |
Noncollectively bargained plans |
Total |
44625 |
54512 |
17522 |
24436 |
2995 |
19117 |
24108 |
10959 |
Single Employer 1/ |
44625 |
54512 |
17522 |
24436 |
2995 |
19117 |
24108 |
10959 |
Collective bargaining plans |
Total |
3542 |
13860 |
1879 |
6456 |
1024 |
6558 |
639 |
846 |
Single Employer 1/ |
1730 |
7887 |
799 |
2867 |
379 |
4386 |
552 |
634 |
Multiemployer 2/ |
1812 |
5972 |
1080 |
3589 |
645 |
2171 |
87 |
212 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with 100 or More Participants & Trusts |
|
|
Collective Bargaining Status / Plan Entity |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Number of Plans |
Total Participants End of Year (thousands) 3/ |
Number of Plans |
Total Participants End of Year (thousands) 3/ |
Number of Plans |
Total Participants End of Year (thousands) 3/ |
Number of Plans |
Total Participants End of Year (thousands) 3/ |
Total |
Total |
4117 |
23862 |
2754 |
12607 |
1344 |
11238 |
19 |
16 |
Single Employer 1/ |
2545 |
18185 |
1772 |
9079 |
755 |
9091 |
18 |
16 |
Multiemployer 2/ |
1572 |
5677 |
982 |
3529 |
589 |
2148 |
1 |
1 |
Noncollectively bargained plans |
Total |
2196 |
14898 |
1580 |
8246 |
600 |
6639 |
16 |
13 |
Single Employer 1/ |
2196 |
14898 |
1580 |
8246 |
600 |
6639 |
16 |
13 |
Collective bargaining plans |
Total |
1921 |
8964 |
1174 |
4361 |
744 |
4599 |
3 |
3 |
Single Employer 1/ |
349 |
3287 |
192 |
833 |
155 |
2451 |
2 |
3 |
Multiemployer 2/ |
1572 |
5677 |
982 |
3529 |
589 |
2148 |
1 |
1 |
|
|
|
|
(continued...) |
|
|
|
65
1200
1200
75
3
1
R2C1:R2C10
False
False
Table A8. Number of Group Health Plans and Total Participants |
|
|
|
|
by collective bargaining status, type of insurance, and type of plan, 2011 |
|
|
|
|
Plans with 100 or More Participants & No Trusts |
Collective Bargaining Status / Plan Entity |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Number of Plans |
Total Participants End of Year (thousands) 3/ |
Number of Plans |
Total Participants End of Year (thousands) 3/ |
Number of Plans |
Total Participants End of Year (thousands) 3/ |
Number of Plans |
Total Participants End of Year (thousands) 3/ |
Total |
Total |
41692 |
44459 |
14589 |
18247 |
2418 |
14425 |
24685 |
11787 |
Single Employer 1/ |
41569 |
44169 |
14557 |
18189 |
2413 |
14404 |
24599 |
11576 |
Multiemployer 2/ |
123 |
290 |
32 |
57 |
5 |
21 |
86 |
211 |
Noncollectively bargained plans |
Total |
40242 |
39572 |
13984 |
16157 |
2209 |
12470 |
24049 |
10945 |
Single Employer 1/ |
40242 |
39572 |
13984 |
16157 |
2209 |
12470 |
24049 |
10945 |
Collective bargaining plans |
Total |
1450 |
4888 |
605 |
2090 |
209 |
1955 |
636 |
843 |
Single Employer 1/ |
1327 |
4598 |
573 |
2033 |
204 |
1934 |
550 |
631 |
Multiemployer 2/ |
123 |
290 |
32 |
57 |
5 |
21 |
86 |
211 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with Fewer Than 100 Participants & Trusts 4/ |
|
|
Collective Bargaining Status / Plan Entity |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Number of Plans |
Total Participants End of Year (thousands) 3/ |
Number of Plans |
Total Participants End of Year (thousands) 3/ |
Number of Plans |
Total Participants End of Year (thousands) 3/ |
Number of Plans |
Total Participants End of Year (thousands) 3/ |
Total |
Total |
2358 |
50 |
2058 |
38 |
257 |
11 |
43 |
1 |
Single Employer 1/ |
2241 |
44 |
1992 |
35 |
206 |
8 |
43 |
1 |
Multiemployer 2/ |
117 |
6 |
66 |
3 |
51 |
3 |
- |
- |
Noncollectively bargained plans |
Total |
2187 |
42 |
1958 |
33 |
186 |
8 |
43 |
1 |
Single Employer 1/ |
2187 |
42 |
1958 |
33 |
186 |
8 |
43 |
1 |
Collective bargaining plans |
Total |
171 |
8 |
100 |
4 |
71 |
4 |
- |
- |
Single Employer 1/ |
54 |
2 |
34 |
1 |
20 |
1 |
- |
- |
Multiemployer 2/ |
117 |
6 |
66 |
3 |
51 |
3 |
- |
- |
|
|
|
|
|
Note: Excludes plans (a) covering only one participant or (b) which are not required to file. |
|
|
|
Note: Participants are tabulated as of the end of the plan year. |
1/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. |
2/ Includes multiemployer plans and multiple employer collectively bargained plans. |
3/ Includes active, retired, and separated participants either receiving benefits or entitled to future benefits. For Form 5500-SF filers, this number may also include deceased participants whose beneficiaries are receiving or are entitled to receive benefits. |
4/ Includes only plans with fewer than 100 participants as of the end of the plan year. |
|
|
|
|
|
|
|
|
|
*/ Fewer than 500 participants. |
|
|
|
|
|
|
|
|
|
- Missing or not applicable. |
|
|
|
|
|
|
|
|
|
SOURCE: 2011 Form 5500 filings. |
|
|
|
|
|
|
|
|
|
|
65
1200
1200
75
3
32
R33C1:R33C10
False
False
Table A9. Distribution of Group Health Plans |
by type of insurance, type of plan, and number of participants, 2011 |
All Plans |
|
Number of Participants End of Year 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
48167 |
46355 |
1812 |
19401 |
18321 |
1080 |
4019 |
3374 |
645 |
24747 |
24660 |
87 |
None or not reported |
1082 |
1077 |
5 |
1000 |
997 |
3 |
5 |
3 |
2 |
77 |
77 |
- |
1-49 |
1092 |
1037 |
55 |
860 |
826 |
34 |
141 |
121 |
20 |
91 |
90 |
1 |
50-99 |
1362 |
1299 |
63 |
549 |
518 |
31 |
115 |
86 |
29 |
698 |
695 |
3 |
100-249 |
20041 |
19824 |
217 |
5860 |
5748 |
112 |
377 |
306 |
71 |
13804 |
13770 |
34 |
250-499 |
10440 |
10126 |
314 |
3996 |
3823 |
173 |
465 |
342 |
123 |
5979 |
5961 |
18 |
500-999 |
6046 |
5696 |
350 |
2942 |
2722 |
220 |
577 |
464 |
113 |
2527 |
2510 |
17 |
1,000-4,999 |
6105 |
5517 |
588 |
3298 |
2921 |
377 |
1420 |
1219 |
201 |
1387 |
1377 |
10 |
5,000 or more |
1999 |
1779 |
220 |
896 |
766 |
130 |
919 |
833 |
86 |
184 |
180 |
4 |
Per Plan Statistics |
|
|
|
|
|
|
|
|
|
|
|
|
Mean number of |
|
|
|
|
|
|
|
|
|
|
|
|
|
participants |
1419 |
1346 |
3296 |
1592 |
1490 |
3323 |
6388 |
6966 |
3366 |
477 |
470 |
2437 |
|
Median number of |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
participants |
256 |
249 |
829 |
313 |
296 |
898 |
1419 |
1566 |
813 |
209 |
209 |
277 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with Trusts |
|
|
|
|
Number of Participants End of Year 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
6475 |
4786 |
1689 |
4812 |
3764 |
1048 |
1601 |
961 |
640 |
62 |
61 |
1 |
None or not reported |
916 |
912 |
4 |
910 |
908 |
2 |
5 |
3 |
2 |
1 |
1 |
- |
1-49 |
1003 |
949 |
54 |
831 |
797 |
34 |
141 |
121 |
20 |
31 |
31 |
- |
50-99 |
439 |
380 |
59 |
317 |
287 |
30 |
111 |
82 |
29 |
11 |
11 |
- |
100-249 |
888 |
713 |
175 |
665 |
561 |
104 |
210 |
139 |
71 |
13 |
13 |
- |
250-499 |
749 |
462 |
287 |
529 |
364 |
165 |
219 |
97 |
122 |
1 |
1 |
- |
500-999 |
710 |
386 |
324 |
492 |
281 |
211 |
215 |
103 |
112 |
3 |
2 |
1 |
1,000-4,999 |
1167 |
593 |
574 |
775 |
401 |
374 |
391 |
191 |
200 |
1 |
1 |
- |
5,000 or more |
603 |
391 |
212 |
293 |
165 |
128 |
309 |
225 |
84 |
1 |
1 |
- |
Per Plan Statistics |
|
|
|
|
|
|
|
|
|
|
|
|
Mean number of |
|
|
|
|
|
|
|
|
|
|
|
|
|
participants |
3693 |
3809 |
3364 |
2628 |
2421 |
3370 |
7026 |
9468 |
3360 |
285 |
280 |
599 |
Median number of |
|
|
|
|
|
|
|
|
|
|
|
|
|
participants |
248 |
121 |
891 |
165 |
78 |
924 |
719 |
641 |
812 |
40 |
38 |
599 |
|
(continued...) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
72
1200
1200
75
3
28
2
R29C3:R36C3
False
False
12
Table A9. Distribution of Group Health Plans |
by type of insurance, type of plan, and number of participants, 2011 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with No Trusts |
|
|
|
|
|
|
|
|
|
|
|
|
|
Number of Participants End of Year 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 1/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
41692 |
41569 |
123 |
14589 |
14557 |
32 |
2418 |
2413 |
5 |
24685 |
24599 |
86 |
None or not reported |
166 |
165 |
1 |
90 |
89 |
1 |
- |
- |
- |
76 |
76 |
- |
1-49 |
89 |
88 |
1 |
29 |
29 |
- |
- |
- |
- |
60 |
59 |
1 |
50-99 |
923 |
919 |
4 |
232 |
231 |
1 |
4 |
4 |
- |
687 |
684 |
3 |
100-249 |
19153 |
19111 |
42 |
5195 |
5187 |
8 |
167 |
167 |
- |
13791 |
13757 |
34 |
250-499 |
9691 |
9664 |
27 |
3467 |
3459 |
8 |
246 |
245 |
1 |
5978 |
5960 |
18 |
500-999 |
5336 |
5310 |
26 |
2450 |
2441 |
9 |
362 |
361 |
1 |
2524 |
2508 |
16 |
1,000-4,999 |
4938 |
4924 |
14 |
2523 |
2520 |
3 |
1029 |
1028 |
1 |
1386 |
1376 |
10 |
5,000 or more |
1396 |
1388 |
8 |
603 |
601 |
2 |
610 |
608 |
2 |
183 |
179 |
4 |
Per Plan Statistics |
|
|
|
|
|
|
|
|
|
|
|
|
Mean number of |
|
|
|
|
|
|
|
|
|
|
|
|
|
participants |
1066 |
1063 |
2356 |
1251 |
1250 |
1793 |
5966 |
5969 |
4183 |
478 |
471 |
2459 |
|
Median number of |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
participants |
256 |
256 |
371 |
345 |
344 |
466 |
1852 |
1852 |
1332 |
209 |
209 |
274 |
|
|
|
|
|
|
|
|
|
|
|
|
|
Note: Excludes plans (a) covering only one participant or (b) which are not required to file. |
Note: Participants are tabulated as of the end of the plan year. |
1/ Includes active, retired, and separated participants either receiving benefits or entitled to future benefits. For Form 5500-SF filers, this number may also include deceased participants whose beneficiaries are receiving or are entitled to receive benefits. |
2/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. |
3/ Includes multiemployer plans and multiple employer collectively bargained plans. |
- Missing or not applicable. |
|
|
|
|
|
|
|
|
|
|
|
|
|
SOURCE: 2011 Form 5500 filings. |
|
|
|
|
|
|
|
|
|
|
|
|
|
72
1200
1200
75
3
18
2
False
False
Table A10. Distribution of Group Health Plans |
by type of insurance, type of plan, and industry, 2011 |
|
All Plans |
|
|
|
|
|
|
|
|
|
Industry |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
48167 |
46355 |
1812 |
19401 |
18321 |
1080 |
4019 |
3374 |
645 |
24747 |
24660 |
87 |
|
|
|
|
|
|
|
|
Agriculture |
467 |
460 |
7 |
304 |
299 |
5 |
18 |
17 |
1 |
145 |
144 |
1 |
|
|
|
|
|
Mining |
551 |
548 |
3 |
333 |
331 |
2 |
51 |
51 |
- |
167 |
166 |
1 |
|
|
|
|
|
Construction |
2498 |
1884 |
614 |
1281 |
887 |
394 |
338 |
119 |
219 |
879 |
878 |
1 |
|
|
|
|
|
Manufacturing |
10927 |
10794 |
133 |
4777 |
4718 |
59 |
1107 |
1045 |
62 |
5043 |
5031 |
12 |
|
|
|
|
|
|
Transportation |
1568 |
1428 |
140 |
713 |
629 |
84 |
169 |
114 |
55 |
686 |
685 |
1 |
|
|
|
|
|
Communications and |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
information |
1531 |
1510 |
21 |
579 |
568 |
11 |
164 |
154 |
10 |
788 |
788 |
- |
|
|
|
|
|
Utilities |
583 |
576 |
7 |
345 |
342 |
3 |
101 |
98 |
3 |
137 |
136 |
1 |
|
|
|
|
|
Wholesale trade |
2508 |
2480 |
28 |
978 |
960 |
18 |
150 |
142 |
8 |
1380 |
1378 |
2 |
|
|
|
|
|
Retail trade |
2869 |
2791 |
78 |
1123 |
1071 |
52 |
201 |
183 |
18 |
1545 |
1537 |
8 |
|
|
|
|
|
Finance, insurance & |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
real estate |
5269 |
4788 |
481 |
2031 |
1725 |
306 |
530 |
369 |
161 |
2708 |
2694 |
14 |
|
|
|
|
|
Services |
18163 |
17972 |
191 |
6479 |
6395 |
84 |
1083 |
1011 |
72 |
10601 |
10566 |
35 |
|
|
|
|
|
Misc. organizations 3/ |
1228 |
1120 |
108 |
455 |
394 |
61 |
107 |
71 |
36 |
666 |
655 |
11 |
|
|
|
|
|
Industry not reported |
5 |
4 |
1 |
3 |
2 |
1 |
- |
- |
- |
2 |
2 |
- |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with 100 or More Participants & Trusts |
|
|
|
|
|
|
|
|
|
|
|
|
|
Industry |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
4117 |
2545 |
1572 |
2754 |
1772 |
982 |
1344 |
755 |
589 |
19 |
18 |
1 |
|
|
|
|
|
|
|
|
Agriculture |
40 |
37 |
3 |
38 |
36 |
2 |
2 |
1 |
1 |
- |
- |
- |
|
|
|
|
|
Mining |
28 |
27 |
1 |
24 |
23 |
1 |
4 |
4 |
- |
- |
- |
- |
|
|
|
|
|
Construction |
702 |
121 |
581 |
463 |
87 |
376 |
237 |
32 |
205 |
2 |
2 |
- |
|
|
|
|
|
Manufacturing |
685 |
587 |
98 |
446 |
399 |
47 |
236 |
185 |
51 |
3 |
3 |
- |
|
|
|
|
|
|
Transportation |
204 |
80 |
124 |
129 |
55 |
74 |
75 |
25 |
50 |
- |
- |
- |
|
|
|
|
|
Communications and |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
information |
95 |
75 |
20 |
60 |
49 |
11 |
35 |
26 |
9 |
- |
- |
- |
|
|
|
|
|
Utilities |
150 |
146 |
4 |
90 |
88 |
2 |
60 |
58 |
2 |
- |
- |
- |
|
|
|
|
|
Wholesale trade |
128 |
104 |
24 |
95 |
78 |
17 |
30 |
23 |
7 |
3 |
3 |
- |
|
|
|
|
|
Retail trade |
206 |
140 |
66 |
151 |
104 |
47 |
53 |
35 |
18 |
2 |
1 |
1 |
|
|
|
|
|
Finance, insurance & |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
real estate |
815 |
388 |
427 |
524 |
243 |
281 |
289 |
143 |
146 |
2 |
2 |
- |
|
|
|
|
|
Services |
846 |
713 |
133 |
594 |
525 |
69 |
249 |
185 |
64 |
3 |
3 |
- |
|
|
|
|
|
Misc. organizations 3/ |
218 |
127 |
91 |
140 |
85 |
55 |
74 |
38 |
36 |
4 |
4 |
- |
|
|
|
|
|
Industry not reported |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
|
|
|
|
|
(continued...) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
71
1200
1200
75
3
1
R2C1:R2C14
False
False
12
Table A10. Distribution of Group Health Plans |
by type of insurance, type of plan, and industry, 2011 |
|
Plans with 100 or More Participants & No Trusts |
|
|
|
|
|
|
|
|
|
|
Industry |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
41692 |
41569 |
123 |
14589 |
14557 |
32 |
2418 |
2413 |
5 |
24685 |
24599 |
86 |
|
|
|
|
|
|
|
|
Agriculture |
343 |
340 |
3 |
183 |
181 |
2 |
15 |
15 |
- |
145 |
144 |
1 |
|
|
|
|
|
Mining |
488 |
486 |
2 |
277 |
276 |
1 |
44 |
44 |
- |
167 |
166 |
1 |
|
|
|
|
|
Construction |
1401 |
1399 |
2 |
489 |
488 |
1 |
37 |
37 |
- |
875 |
874 |
1 |
|
|
|
|
|
Manufacturing |
9947 |
9927 |
20 |
4076 |
4068 |
8 |
837 |
837 |
- |
5034 |
5022 |
12 |
|
|
|
|
|
|
Transportation |
1301 |
1299 |
2 |
528 |
527 |
1 |
88 |
88 |
- |
685 |
684 |
1 |
|
|
|
|
|
Communications and |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
information |
1326 |
1326 |
- |
420 |
420 |
- |
118 |
118 |
- |
788 |
788 |
- |
|
|
|
|
|
Utilities |
344 |
341 |
3 |
182 |
181 |
1 |
26 |
25 |
1 |
136 |
135 |
1 |
|
|
|
|
|
Wholesale trade |
2289 |
2285 |
4 |
803 |
802 |
1 |
113 |
112 |
1 |
1373 |
1371 |
2 |
|
|
|
|
|
Retail trade |
2528 |
2518 |
10 |
854 |
851 |
3 |
138 |
138 |
- |
1536 |
1529 |
7 |
|
|
|
|
|
Finance, insurance & |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
real estate |
4157 |
4137 |
20 |
1268 |
1263 |
5 |
194 |
193 |
1 |
2695 |
2681 |
14 |
|
|
|
|
|
Services |
16619 |
16575 |
44 |
5248 |
5241 |
7 |
783 |
781 |
2 |
10588 |
10553 |
35 |
|
|
|
|
|
Misc. organizations 3/ |
944 |
932 |
12 |
258 |
257 |
1 |
25 |
25 |
- |
661 |
650 |
11 |
|
|
|
|
|
Industry not reported |
5 |
4 |
1 |
3 |
2 |
1 |
- |
- |
- |
2 |
2 |
- |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with Fewer Than 100 Participants & Trusts 4/ |
|
|
|
|
|
|
|
|
|
|
|
|
|
Industry |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
Single Employer 1/ |
Multi-employer 2/ |
Total |
2358 |
2241 |
117 |
2058 |
1992 |
66 |
257 |
206 |
51 |
43 |
43 |
- |
|
|
|
|
|
|
|
|
Agriculture |
84 |
83 |
1 |
83 |
82 |
1 |
1 |
1 |
- |
- |
- |
- |
|
|
|
|
|
Mining |
35 |
35 |
- |
32 |
32 |
- |
3 |
3 |
- |
- |
- |
- |
|
|
|
|
|
Construction |
395 |
364 |
31 |
329 |
312 |
17 |
64 |
50 |
14 |
2 |
2 |
- |
|
|
|
|
|
Manufacturing |
295 |
280 |
15 |
255 |
251 |
4 |
34 |
23 |
11 |
6 |
6 |
- |
|
|
|
|
|
|
Transportation |
63 |
49 |
14 |
56 |
47 |
9 |
6 |
1 |
5 |
1 |
1 |
- |
|
|
|
|
|
Communications and |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
information |
110 |
109 |
1 |
99 |
99 |
- |
11 |
10 |
1 |
- |
- |
- |
|
|
|
|
|
Utilities |
89 |
89 |
- |
73 |
73 |
- |
15 |
15 |
- |
1 |
1 |
- |
|
|
|
|
|
Wholesale trade |
91 |
91 |
- |
80 |
80 |
- |
7 |
7 |
- |
4 |
4 |
- |
|
|
|
|
|
Retail trade |
135 |
133 |
2 |
118 |
116 |
2 |
10 |
10 |
- |
7 |
7 |
- |
|
|
|
|
|
Finance, insurance & |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
real estate |
297 |
263 |
34 |
239 |
219 |
20 |
47 |
33 |
14 |
11 |
11 |
- |
|
|
|
|
|
Services |
698 |
684 |
14 |
637 |
629 |
8 |
51 |
45 |
6 |
10 |
10 |
- |
|
|
|
|
|
Misc. organizations 3/ |
66 |
61 |
5 |
57 |
52 |
5 |
8 |
8 |
- |
1 |
1 |
- |
|
|
|
|
|
Industry not reported |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
|
|
|
|
|
Note: Excludes plans (a) covering only one participant or (b) which are not required to file. |
1/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. |
2/ Includes multiemployer plans and multiple employer collectively bargained plans. |
3/ Religious, grantmaking, civic, professional, labor, and similar organizations. Does not include church plans which are not required to file. |
|
|
|
|
|
|
|
|
|
|
|
|
|
4/ Includes only plans with fewer than 100 participants as of the end of the plan year. |
|
|
|
|
|
|
|
|
|
|
|
|
|
- Missing or not applicable. |
|
|
|
|
|
|
|
|
|
|
|
|
|
SOURCE: 2011 Form 5500 filings. |
|
|
|
|
|
|
|
|
|
|
|
|
|
68
1200
1200
75
3
29
6
False
False
Table A11. Distribution of Group Health Plan Participants |
by type of insurance, type of plan, and number of participants, 2011 |
(numbers in thousands) |
All Plans |
Number of Participants End of Year 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
68371 |
62399 |
5972 |
30892 |
27303 |
3589 |
25674 |
23503 |
2171 |
11805 |
11593 |
212 |
1-49 |
20 |
19 |
1 |
16 |
15 |
1 |
3 |
2 |
1 |
2 |
2 |
*/ |
50-99 |
113 |
109 |
5 |
43 |
41 |
2 |
9 |
6 |
2 |
61 |
61 |
*/ |
100-249 |
3277 |
3240 |
37 |
978 |
959 |
20 |
64 |
52 |
12 |
2234 |
2228 |
5 |
250-499 |
3652 |
3536 |
116 |
1415 |
1351 |
64 |
173 |
127 |
46 |
2064 |
2058 |
6 |
500-999 |
4205 |
3952 |
253 |
2061 |
1900 |
161 |
422 |
341 |
81 |
1722 |
1710 |
11 |
1,000-4,999 |
12873 |
11606 |
1267 |
6915 |
6098 |
817 |
3392 |
2957 |
435 |
2566 |
2552 |
15 |
5,000 or more |
44230 |
39938 |
4293 |
19463 |
16939 |
2525 |
21611 |
20017 |
1594 |
3156 |
2981 |
174 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with Trusts |
|
|
|
Number of Participants End of Year 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
23912 |
18229 |
5683 |
12645 |
9113 |
3532 |
11249 |
9099 |
2150 |
18 |
17 |
1 |
1-49 |
18 |
17 |
1 |
15 |
14 |
1 |
3 |
2 |
1 |
*/ |
*/ |
- |
50-99 |
32 |
28 |
4 |
23 |
21 |
2 |
8 |
6 |
2 |
1 |
1 |
- |
100-249 |
146 |
116 |
30 |
110 |
92 |
18 |
34 |
23 |
12 |
2 |
2 |
- |
250-499 |
273 |
167 |
106 |
190 |
130 |
60 |
82 |
36 |
46 |
*/ |
*/ |
- |
500-999 |
515 |
279 |
236 |
358 |
203 |
155 |
155 |
75 |
81 |
2 |
2 |
1 |
1,000-4,999 |
2632 |
1387 |
1245 |
1723 |
912 |
811 |
906 |
472 |
434 |
3 |
3 |
- |
5,000 or more |
20295 |
16235 |
4060 |
10226 |
7741 |
2485 |
10060 |
8485 |
1575 |
9 |
9 |
- |
|
|
|
|
|
|
|
|
Plans with No Trusts |
|
|
|
Number of Participants End of Year 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
44459 |
44169 |
290 |
18247 |
18189 |
57 |
14425 |
14404 |
21 |
11787 |
11576 |
211 |
1-49 |
2 |
2 |
*/ |
1 |
1 |
- |
- |
- |
- |
2 |
2 |
*/ |
50-99 |
81 |
81 |
*/ |
21 |
21 |
*/ |
*/ |
*/ |
- |
61 |
60 |
*/ |
100-249 |
3130 |
3123 |
7 |
868 |
867 |
1 |
30 |
30 |
- |
2232 |
2227 |
5 |
250-499 |
3379 |
3369 |
10 |
1225 |
1221 |
3 |
91 |
91 |
*/ |
2064 |
2058 |
6 |
500-999 |
3690 |
3672 |
18 |
1703 |
1697 |
6 |
267 |
266 |
1 |
1719 |
1709 |
11 |
1,000-4,999 |
10241 |
10219 |
23 |
5192 |
5185 |
7 |
2486 |
2484 |
1 |
2564 |
2549 |
15 |
5,000 or more |
23935 |
23702 |
232 |
9237 |
9198 |
40 |
11551 |
11533 |
18 |
3146 |
2972 |
174 |
|
Note: Excludes plans (a) covering only one participant or (b) which are not required to file. |
|
|
|
|
|
|
Note: Participants are tabulated as of the end of the plan year. |
1/ Includes active, retired, and separated participants either receiving benefits or entitled to future benefits. For Form 5500-SF filers, this number may also include deceased participants whose beneficiaries are receiving or are entitled to receive benefits. |
2/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. |
|
|
|
3/ Includes multiemployer plans and multiple employer collectively bargained plans. |
|
|
|
*/ Fewer than 500 participants. |
|
|
|
|
|
|
|
|
|
|
|
|
- Missing or not applicable. |
|
|
|
|
|
|
|
|
|
|
|
|
SOURCE: 2011 Form 5500 filings. |
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|
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|
|
|
|
|
|
|
|
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|
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|
|
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|
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|
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|
|
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|
|
|
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|
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|
|
|
|
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|
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|
|
|
|
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|
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|
|
|
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|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
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|
59
1200
1200
75
14
3
37
1
R38C2:R44C2
False
False
11
Table A12. Distribution of Group Health Plan Participants |
by type of insurance, type of plan, and industry, 2011 |
(numbers in thousands) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
All Plans |
|
|
|
|
|
|
|
|
|
Industry |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total 1/ |
Single Employer 2/ |
Multi-employer 3/ |
Total 1/ |
Single Employer 2/ |
Multi-employer 3/ |
Total 1/ |
Single Employer 2/ |
Multi-employer 3/ |
Total 1/ |
Single Employer 2/ |
Multi-employer 3/ |
Total |
68371 |
62399 |
5972 |
30892 |
27303 |
3589 |
25674 |
23503 |
2171 |
11805 |
11593 |
212 |
|
|
|
|
|
|
|
|
Agriculture |
382 |
367 |
15 |
263 |
255 |
8 |
57 |
52 |
6 |
62 |
61 |
1 |
|
|
|
|
|
Mining |
632 |
631 |
1 |
303 |
302 |
1 |
235 |
235 |
- |
93 |
93 |
*/ |
|
|
|
|
|
Construction |
1842 |
728 |
1115 |
1044 |
328 |
716 |
516 |
118 |
398 |
282 |
281 |
1 |
|
|
|
|
|
Manufacturing |
14098 |
13322 |
775 |
5099 |
4898 |
201 |
6635 |
6228 |
407 |
2364 |
2197 |
167 |
|
|
|
|
|
|
Transportation |
3363 |
2424 |
939 |
1801 |
1064 |
737 |
1247 |
1045 |
201 |
316 |
315 |
*/ |
|
|
|
|
|
Communications and |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
information |
3537 |
3365 |
172 |
1395 |
1304 |
90 |
1839 |
1757 |
82 |
303 |
303 |
- |
|
|
|
|
|
Utilities |
1045 |
1024 |
22 |
536 |
526 |
10 |
420 |
410 |
11 |
89 |
88 |
1 |
|
|
|
|
|
Wholesale trade |
1852 |
1772 |
80 |
706 |
655 |
51 |
746 |
717 |
29 |
401 |
400 |
*/ |
|
|
|
|
|
Retail trade |
8569 |
8012 |
557 |
2828 |
2490 |
338 |
4824 |
4609 |
214 |
917 |
913 |
4 |
|
|
|
|
|
Finance, insurance & |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
real estate |
7458 |
6174 |
1284 |
3032 |
2310 |
722 |
3153 |
2595 |
557 |
1273 |
1269 |
4 |
|
|
|
|
|
Services |
19447 |
18713 |
735 |
8178 |
7685 |
493 |
5798 |
5584 |
213 |
5472 |
5443 |
28 |
|
|
|
|
|
Misc. organizations 3/ |
6145 |
5866 |
278 |
5706 |
5485 |
221 |
205 |
152 |
53 |
233 |
229 |
4 |
|
|
|
|
|
Industry not reported |
1 |
1 |
*/ |
1 |
1 |
*/ |
- |
- |
- |
*/ |
*/ |
- |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with 100 or More Participants & Trusts |
|
|
|
|
|
|
|
|
|
|
|
|
|
Industry |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total 1/ |
Single Employer 2/ |
Multi-employer 3/ |
Total 1/ |
Single Employer 2/ |
Multi-employer 3/ |
Total 1/ |
Single Employer 2/ |
Multi-employer 3/ |
Total 1/ |
Single Employer 2/ |
Multi-employer 3/ |
Total |
23862 |
18185 |
5677 |
12607 |
9079 |
3529 |
11238 |
9091 |
2148 |
16 |
16 |
1 |
|
|
|
|
|
|
|
|
Agriculture |
47 |
34 |
12 |
41 |
34 |
7 |
6 |
*/ |
6 |
- |
- |
- |
|
|
|
|
|
Mining |
30 |
30 |
1 |
25 |
24 |
1 |
5 |
5 |
- |
- |
- |
- |
|
|
|
|
|
Construction |
1220 |
108 |
1112 |
774 |
59 |
715 |
446 |
49 |
397 |
*/ |
*/ |
- |
|
|
|
|
|
Manufacturing |
3228 |
2665 |
563 |
1045 |
889 |
156 |
2182 |
1775 |
407 |
1 |
1 |
- |
|
|
|
|
|
|
Transportation |
1554 |
616 |
938 |
982 |
246 |
736 |
571 |
370 |
201 |
- |
- |
- |
|
|
|
|
|
Communications and |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
information |
1238 |
1066 |
172 |
270 |
180 |
90 |
968 |
887 |
82 |
- |
- |
- |
|
|
|
|
|
Utilities |
620 |
608 |
13 |
301 |
292 |
9 |
320 |
316 |
3 |
- |
- |
- |
|
|
|
|
|
Wholesale trade |
416 |
348 |
68 |
145 |
95 |
51 |
271 |
253 |
17 |
*/ |
*/ |
- |
|
|
|
|
|
Retail trade |
2881 |
2329 |
552 |
666 |
328 |
337 |
2215 |
2000 |
214 |
1 |
*/ |
1 |
|
|
|
|
|
Finance, insurance & |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
real estate |
3633 |
2358 |
1275 |
1463 |
744 |
719 |
2160 |
1604 |
556 |
9 |
9 |
- |
|
|
|
|
|
Services |
3300 |
2602 |
698 |
1377 |
889 |
488 |
1920 |
1710 |
211 |
3 |
3 |
- |
|
|
|
|
|
Misc. organizations 3/ |
5694 |
5420 |
273 |
5519 |
5298 |
220 |
173 |
120 |
53 |
1 |
1 |
- |
|
|
|
|
|
Industry not reported |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(continued...) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
71
1200
1200
75
3
1
R2C1:R2C14
False
False
Table A12. Distribution of Group Health Plan Participants |
by type of insurance, type of plan, and industry, 2011 |
(numbers in thousands) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with 100 or More Participants & No Trusts |
|
|
|
|
|
|
|
|
|
|
Industry |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total 1/ |
Single Employer 2/ |
Multi-employer 3/ |
Total 1/ |
Single Employer 2/ |
Multi-employer 3/ |
Total 1/ |
Single Employer 2/ |
Multi-employer 3/ |
Total 1/ |
Single Employer 2/ |
Multi-employer 3/ |
Total |
44459 |
44169 |
290 |
18247 |
18189 |
57 |
14425 |
14404 |
21 |
11787 |
11576 |
211 |
|
|
|
|
|
|
|
|
Agriculture |
333 |
330 |
2 |
219 |
218 |
1 |
51 |
51 |
- |
62 |
61 |
1 |
|
|
|
|
|
Mining |
600 |
600 |
*/ |
278 |
278 |
*/ |
229 |
229 |
- |
93 |
93 |
*/ |
|
|
|
|
|
Construction |
616 |
614 |
1 |
266 |
266 |
*/ |
68 |
68 |
- |
282 |
281 |
1 |
|
|
|
|
|
Manufacturing |
10861 |
10649 |
212 |
4048 |
4003 |
45 |
4451 |
4451 |
- |
2362 |
2195 |
167 |
|
|
|
|
|
|
Transportation |
1808 |
1807 |
1 |
817 |
816 |
1 |
675 |
675 |
- |
316 |
315 |
*/ |
|
|
|
|
|
Communications and |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
information |
2297 |
2297 |
- |
1124 |
1124 |
- |
870 |
870 |
- |
303 |
303 |
- |
|
|
|
|
|
Utilities |
422 |
413 |
9 |
233 |
232 |
1 |
100 |
93 |
7 |
89 |
88 |
1 |
|
|
|
|
|
Wholesale trade |
1434 |
1422 |
12 |
560 |
559 |
1 |
475 |
463 |
11 |
400 |
400 |
*/ |
|
|
|
|
|
Retail trade |
5684 |
5680 |
5 |
2160 |
2159 |
1 |
2609 |
2609 |
- |
916 |
912 |
4 |
|
|
|
|
|
Finance, insurance & |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
real estate |
3818 |
3811 |
7 |
1565 |
1562 |
2 |
990 |
990 |
*/ |
1264 |
1259 |
4 |
|
|
|
|
|
Services |
16135 |
16099 |
35 |
6791 |
6786 |
5 |
3875 |
3873 |
2 |
5468 |
5440 |
28 |
|
|
|
|
|
Misc. organizations 3/ |
449 |
445 |
5 |
186 |
186 |
*/ |
31 |
31 |
- |
232 |
228 |
4 |
|
|
|
|
|
Industry not reported |
1 |
1 |
*/ |
1 |
1 |
*/ |
- |
- |
- |
*/ |
*/ |
- |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with Fewer Than 100 Participants & Trusts 5/ |
|
|
|
|
|
|
|
|
|
|
|
|
|
Industry |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total 1/ |
Single Employer 2/ |
Multi-employer 3/ |
Total 1/ |
Single Employer 2/ |
Multi-employer 3/ |
Total 1/ |
Single Employer 2/ |
Multi-employer 3/ |
Total 1/ |
Single Employer 2/ |
Multi-employer 3/ |
Total |
50 |
44 |
6 |
38 |
35 |
3 |
11 |
8 |
3 |
1 |
1 |
- |
|
|
|
|
|
|
|
|
Agriculture |
3 |
3 |
*/ |
3 |
3 |
*/ |
*/ |
*/ |
- |
- |
- |
- |
|
|
|
|
|
Mining |
1 |
1 |
- |
1 |
1 |
- |
*/ |
*/ |
- |
- |
- |
- |
|
|
|
|
|
Construction |
6 |
5 |
1 |
4 |
4 |
1 |
2 |
1 |
1 |
*/ |
*/ |
- |
|
|
|
|
|
Manufacturing |
9 |
8 |
1 |
6 |
6 |
*/ |
2 |
2 |
1 |
*/ |
*/ |
- |
|
|
|
|
|
|
Transportation |
2 |
1 |
1 |
2 |
1 |
*/ |
*/ |
*/ |
*/ |
*/ |
*/ |
- |
|
|
|
|
|
Communications and |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
information |
1 |
1 |
*/ |
1 |
1 |
- |
*/ |
*/ |
*/ |
- |
- |
- |
|
|
|
|
|
Utilities |
3 |
3 |
- |
2 |
2 |
- |
1 |
1 |
- |
*/ |
*/ |
- |
|
|
|
|
|
Wholesale trade |
2 |
2 |
- |
1 |
1 |
- |
*/ |
*/ |
- |
*/ |
*/ |
- |
|
|
|
|
|
Retail trade |
3 |
3 |
*/ |
2 |
2 |
*/ |
1 |
1 |
- |
*/ |
*/ |
- |
|
|
|
|
|
Finance, insurance & |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
real estate |
7 |
5 |
2 |
4 |
4 |
1 |
2 |
1 |
1 |
*/ |
*/ |
- |
|
|
|
|
|
Services |
12 |
11 |
1 |
10 |
10 |
*/ |
2 |
2 |
*/ |
*/ |
*/ |
- |
|
|
|
|
|
Misc. organizations 3/ |
2 |
1 |
*/ |
1 |
1 |
*/ |
*/ |
*/ |
- |
*/ |
*/ |
- |
|
|
|
|
|
Industry not reported |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
|
|
|
|
|
Note: Excludes plans (a) covering only one participant or (b) which are not required to file. |
Note: Participants are tabulated as of the end of the plan year. |
1/ Includes active, retired, and separated participants either receiving benefits or entitled to future benefits. For Form 5500-SF filers, this number may also include deceased participants whose beneficiaries are receiving or are entitled to receive benefits. |
2/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. |
3/ Includes multiemployer plans and multiple employer collectively bargained plans. |
4/ Religious, grantmaking, civic, professional, labor, and similar organizations. Does not include church plans which are not required to file. |
|
|
|
|
|
|
|
|
|
|
|
|
|
5/ Includes only plans with fewer than 100 participants as of the end of the plan year. |
*/ Fewer than 500 participants. |
|
|
|
|
|
|
|
|
|
|
|
|
|
- Missing or not applicable. |
|
|
|
|
|
|
|
|
|
|
|
|
|
SOURCE: 2011 Form 5500 filings. |
|
|
|
|
|
|
|
|
|
|
|
|
|
63
1200
1200
75
25
3
52
False
False
Table B1. Number of Group Health Plans and Total Participants |
|
by type of insurance and type of insurance contracts, 2011 |
|
All Plans |
Type of Insurance Contracts 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
|
Number of Plans |
Total Participants End of Year (thousands) 2/ |
Number of Plans |
Total Participants End of Year (thousands) 2/ |
Number of Plans |
Total Participants End of Year (thousands) 2/ |
Number of Plans |
Total Participants End of Year (thousands) 2/ |
|
Total |
48167 |
68371 |
19401 |
30892 |
4019 |
25674 |
24747 |
11805 |
|
No Insurance |
7398 |
9071 |
7398 |
9071 |
- |
- |
- |
- |
|
Health Only |
2632 |
2338 |
- |
- |
275 |
1267 |
2357 |
1071 |
|
Stop-Loss Only |
1037 |
791 |
1037 |
791 |
- |
- |
- |
- |
|
Other 3/ |
6733 |
17245 |
6733 |
17245 |
- |
- |
- |
- |
|
Health and Stop-Loss |
33 |
78 |
- |
- |
21 |
62 |
12 |
16 |
|
Health and Other 3/ |
25172 |
31065 |
- |
- |
3077 |
20815 |
22095 |
10251 |
|
Stop-Loss and Other 3/ |
4233 |
3785 |
4233 |
3785 |
- |
- |
- |
- |
|
Health, Stop-Loss, and Other 3/ |
929 |
3998 |
- |
- |
646 |
3530 |
283 |
468 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with 100 or More Participants & Trusts |
|
|
Type of Insurance Contracts 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
|
Number of Plans |
Total Participants End of Year (thousands) 2/ |
Number of Plans |
Total Participants End of Year (thousands) 2/ |
Number of Plans |
Total Participants End of Year (thousands) 2/ |
Number of Plans |
Total Participants End of Year (thousands) 2/ |
|
Total |
4117 |
23862 |
2754 |
12607 |
1344 |
11238 |
19 |
16 |
|
No Insurance |
723 |
2105 |
723 |
2105 |
- |
- |
- |
- |
|
Health Only |
122 |
444 |
- |
- |
119 |
443 |
3 |
1 |
|
Stop-Loss Only |
321 |
356 |
321 |
356 |
- |
- |
- |
- |
|
Other 3/ |
803 |
9063 |
803 |
9063 |
- |
- |
- |
- |
|
Health and Stop-Loss |
9 |
41 |
- |
- |
9 |
41 |
- |
- |
|
Health and Other 3/ |
1019 |
8647 |
- |
- |
1003 |
8631 |
16 |
16 |
|
Stop-Loss and Other 3/ |
907 |
1083 |
907 |
1083 |
- |
- |
- |
- |
|
Health, Stop-Loss, and Other 3/ |
213 |
2123 |
- |
- |
213 |
2123 |
- |
- |
|
|
|
|
|
|
|
|
|
(continued...) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
65
1200
1200
75
6
3
1
R2C1:R2C10
False
False
Table B1. Number of Group Health Plans and Total Participants |
|
by type of insurance and type of insurance contracts, 2011 |
|
Plans with 100 or More Participants & No Trusts |
Type of Insurance Contracts 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
|
Number of Plans |
Total Participants End of Year (thousands) 2/ |
Number of Plans |
Total Participants End of Year (thousands) 2/ |
Number of Plans |
Total Participants End of Year (thousands) 2/ |
Number of Plans |
Total Participants End of Year (thousands) 2/ |
|
Total |
41692 |
44459 |
14589 |
18247 |
2418 |
14425 |
24685 |
11787 |
|
No Insurance |
5038 |
6948 |
5038 |
6948 |
- |
- |
- |
- |
|
Health Only |
2444 |
1892 |
- |
- |
106 |
822 |
2338 |
1070 |
|
Stop-Loss Only |
642 |
430 |
642 |
430 |
- |
- |
- |
- |
|
Other 3/ |
5740 |
8175 |
5740 |
8175 |
- |
- |
- |
- |
|
Health and Stop-Loss |
23 |
37 |
- |
- |
11 |
21 |
12 |
16 |
|
Health and Other 3/ |
23922 |
22409 |
- |
- |
1870 |
12174 |
22052 |
10235 |
|
Stop-Loss and Other 3/ |
3169 |
2694 |
3169 |
2694 |
- |
- |
- |
- |
|
Health, Stop-Loss, and Other 3/ |
714 |
1875 |
- |
- |
431 |
1407 |
283 |
468 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with Fewer Than 100 Participants & Trusts 4/ |
|
|
Type of Insurance Contracts 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
|
Number of Plans |
Total Participants End of Year (thousands) 2/ |
Number of Plans |
Total Participants End of Year (thousands) 2/ |
Number of Plans |
Total Participants End of Year (thousands) 2/ |
Number of Plans |
Total Participants End of Year (thousands) 2/ |
|
Total |
2358 |
50 |
2058 |
38 |
257 |
11 |
43 |
1 |
|
No Insurance |
1637 |
18 |
1637 |
18 |
- |
- |
- |
- |
|
Health Only |
66 |
2 |
- |
- |
50 |
2 |
16 |
*/ |
|
Stop-Loss Only |
74 |
4 |
74 |
4 |
- |
- |
- |
- |
|
Other 3/ |
190 |
7 |
190 |
7 |
- |
- |
- |
- |
|
Health and Stop-Loss |
1 |
*/ |
- |
- |
1 |
*/ |
- |
- |
|
Health and Other 3/ |
231 |
10 |
- |
- |
204 |
9 |
27 |
1 |
|
Stop-Loss and Other 3/ |
157 |
8 |
157 |
8 |
- |
- |
- |
- |
|
Health, Stop-Loss, and Other 3/ |
2 |
*/ |
- |
- |
2 |
*/ |
- |
- |
|
|
|
|
|
|
|
|
|
|
|
Note: Excludes plans (a) covering only one participant or (b) which are not required to file. |
|
|
|
|
Note: Participants are tabulated as of the end of the plan year. |
|
1/ Type of Insurance Contracts represents information reported on Schedule A. This information is reported as filed on Schedule A with the following exception. For fully-insured and mixed-insured plans that do not attach a Schedule A for health insurance contracts, Schedule A is assumed to indicate one health insurance contract. The result is that fully-insured and mixed-insured plans that would be listed under the categories of (a) No Insurance, (b) Stop-Loss, (c) Other, or (d) Stop-Loss and Other instead are listed under the categories of (e) Health, (f) Health and Stop-Loss, and (g) Health, Stop-Loss, and Other. |
2/ Includes active, retired, and separated participants either receiving benefits or entitled to future benefits. For Form 5500-SF filers, this number may also include deceased participants whose beneficiaries are receiving or are entitled to receive benefits. |
3/ Other insurance ccntracts include dental, vision, life, temporary disability, long-term disability, supplemental unemployment, and prescription drug. |
|
4/ Includes only plans with fewer than 100 participants as of the end of the plan year. |
|
|
|
|
|
|
|
|
|
|
*/ Fewer than 500 participants. |
|
- Missing or not applicable. |
|
SOURCE: 2011 Form 5500 filings. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
65
1200
1200
75
6
3
22
3
False
False
Table B2. Distribution of Group Health Plans |
by type of insurance, type of plan, and number of health insurance contracts, 2011 |
All Plans |
Number of Health Insurance Contracts 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
48167 |
46355 |
1812 |
19401 |
18321 |
1080 |
4019 |
3374 |
645 |
24747 |
24660 |
87 |
None or not reported |
19401 |
18321 |
1080 |
19401 |
18321 |
1080 |
- |
- |
- |
- |
- |
- |
1 |
18143 |
17701 |
442 |
- |
- |
- |
2164 |
1779 |
385 |
15979 |
15922 |
57 |
2 |
6176 |
6003 |
173 |
- |
- |
- |
847 |
693 |
154 |
5329 |
5310 |
19 |
3-5 |
3638 |
3561 |
77 |
- |
- |
- |
653 |
584 |
69 |
2985 |
2977 |
8 |
6-10 |
588 |
559 |
29 |
- |
- |
- |
229 |
202 |
27 |
359 |
357 |
2 |
11-25 |
196 |
188 |
8 |
- |
- |
- |
110 |
102 |
8 |
86 |
86 |
- |
26 or more |
25 |
22 |
3 |
- |
- |
- |
16 |
14 |
2 |
9 |
8 |
1 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with 100 or More Participants & Trusts |
|
|
|
Number of Health Insurance Contracts 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
4117 |
2545 |
1572 |
2754 |
1772 |
982 |
1344 |
755 |
589 |
19 |
18 |
1 |
None or not reported |
2754 |
1772 |
982 |
2754 |
1772 |
982 |
- |
- |
- |
- |
- |
- |
1 |
726 |
381 |
345 |
- |
- |
- |
711 |
367 |
344 |
15 |
14 |
1 |
2 |
290 |
149 |
141 |
- |
- |
- |
288 |
147 |
141 |
2 |
2 |
- |
3-5 |
199 |
132 |
67 |
- |
- |
- |
198 |
131 |
67 |
1 |
1 |
- |
6-10 |
77 |
50 |
27 |
- |
- |
- |
76 |
49 |
27 |
1 |
1 |
- |
11-25 |
61 |
53 |
8 |
- |
- |
- |
61 |
53 |
8 |
- |
- |
- |
26 or more |
10 |
8 |
2 |
- |
- |
- |
10 |
8 |
2 |
- |
- |
- |
|
(continued...) |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
72
1200
1200
75
3
1
R2C1:R2C13
False
False
Table B2. Distribution of Group Health Plans |
by type of insurance, type of plan, and number of health insurance contracts, 2011 |
Plans with 100 or More Participants & No Trusts |
Number of Health Insurance Contracts 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
41692 |
41569 |
123 |
14589 |
14557 |
32 |
2418 |
2413 |
5 |
24685 |
24599 |
86 |
None or not reported |
14589 |
14557 |
32 |
14589 |
14557 |
32 |
- |
- |
- |
- |
- |
- |
1 |
17166 |
17108 |
58 |
- |
- |
- |
1236 |
1234 |
2 |
15930 |
15874 |
56 |
2 |
5845 |
5824 |
21 |
- |
- |
- |
525 |
523 |
2 |
5320 |
5301 |
19 |
3-5 |
3431 |
3422 |
9 |
- |
- |
- |
449 |
448 |
1 |
2982 |
2974 |
8 |
6-10 |
511 |
509 |
2 |
- |
- |
- |
153 |
153 |
- |
358 |
356 |
2 |
11-25 |
135 |
135 |
- |
- |
- |
- |
49 |
49 |
- |
86 |
86 |
- |
26 or more |
15 |
14 |
1 |
- |
- |
- |
6 |
6 |
- |
9 |
8 |
1 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with Fewer Than 100 Participants & Trusts 4/ |
|
|
|
Number of Health Insurance Contracts 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
2358 |
2241 |
117 |
2058 |
1992 |
66 |
257 |
206 |
51 |
43 |
43 |
- |
None or not reported |
2058 |
1992 |
66 |
2058 |
1992 |
66 |
- |
- |
- |
- |
- |
- |
1 |
251 |
212 |
39 |
- |
- |
- |
217 |
178 |
39 |
34 |
34 |
- |
2 |
41 |
30 |
11 |
- |
- |
- |
34 |
23 |
11 |
7 |
7 |
- |
3-5 |
8 |
7 |
1 |
- |
- |
- |
6 |
5 |
1 |
2 |
2 |
- |
6-10 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
11-25 |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
26 or more |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
|
|
Note: Excludes plans (a) covering only one participant or (b) which are not required to file. |
1/ Number of Health Insurance Contracts represents information reported on Schedule A. The instructions provide that a plan should file a Schedule A for each insurance contract held by the plan. A plan may have more than one insurance contract. This information is reported as filed on Schedule A with the following exceptions. For fully-insured and mixed-insured plans which do not attach a Schedule A for health insurance contracts, Schedule A is assumed to indicate one health insurance contract. The result is that for fully-insured and mixed-insured plans for which there is no Schedule A record of a health insurance contract, one is added to the contract count of the given plan. |
2/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. |
3/ Includes multiemployer plans and multiple employer collectively bargained plans. |
4/ Includes only plans with fewer than 100 participants as of the end of the plan year. |
- Missing or not applicable. |
SOURCE: 2011 Form 5500 filings. |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
72
1200
1200
75
3
1
R2C1:R2C13
False
False
Table B3. Distribution of Group Health Plan Participants |
by type of insurance, type of plan, and number of health insurance contracts, 2011 |
(numbers in thousands) |
All Plans |
Number of Health Insurance Contracts 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total 2/ |
Single Employer 3/ |
Multi-employer 4/ |
Total 2/ |
Single Employer 3/ |
Multi-employer 4/ |
Total 2/ |
Single Employer 3/ |
Multi-employer 4/ |
Total 2/ |
Single Employer 3/ |
Multi-employer 4/ |
Total |
68371 |
62399 |
5972 |
30892 |
27303 |
3589 |
25674 |
23503 |
2171 |
11805 |
11593 |
212 |
None or not reported |
30892 |
27303 |
3589 |
30892 |
27303 |
3589 |
- |
- |
- |
- |
- |
- |
1 |
11590 |
10539 |
1051 |
- |
- |
- |
5728 |
4855 |
873 |
5862 |
5684 |
178 |
2 |
5988 |
5633 |
355 |
- |
- |
- |
3822 |
3481 |
341 |
2166 |
2152 |
14 |
3-5 |
6707 |
6356 |
352 |
- |
- |
- |
4801 |
4456 |
346 |
1906 |
1900 |
6 |
6-10 |
4139 |
3959 |
180 |
- |
- |
- |
3411 |
3235 |
177 |
727 |
724 |
3 |
11-25 |
7147 |
7025 |
123 |
- |
- |
- |
6090 |
5968 |
123 |
1057 |
1057 |
- |
26 or more |
1909 |
1585 |
324 |
- |
- |
- |
1822 |
1509 |
313 |
87 |
76 |
11 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with 100 or More Participants & Trusts |
|
|
|
Number of Health Insurance Contracts 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total 2/ |
Single Employer 3/ |
Multi-employer 4/ |
Total 2/ |
Single Employer 3/ |
Multi-employer 4/ |
Total 2/ |
Single Employer 3/ |
Multi-employer 4/ |
Total 2/ |
Single Employer 3/ |
Multi-employer 4/ |
Total |
23862 |
18185 |
5677 |
12607 |
9079 |
3529 |
11238 |
9091 |
2148 |
16 |
16 |
1 |
None or not reported |
12607 |
9079 |
3529 |
12607 |
9079 |
3529 |
- |
- |
- |
- |
- |
- |
1 |
2073 |
1204 |
869 |
- |
- |
- |
2069 |
1201 |
869 |
3 |
3 |
1 |
2 |
1034 |
701 |
333 |
- |
- |
- |
1031 |
698 |
333 |
3 |
3 |
- |
3-5 |
1449 |
1114 |
334 |
- |
- |
- |
1448 |
1114 |
334 |
1 |
1 |
- |
6-10 |
958 |
781 |
177 |
- |
- |
- |
949 |
772 |
177 |
9 |
9 |
- |
11-25 |
4363 |
4241 |
123 |
- |
- |
- |
4363 |
4241 |
123 |
- |
- |
- |
26 or more |
1378 |
1065 |
313 |
- |
- |
- |
1378 |
1065 |
313 |
- |
- |
- |
|
(continued...) |
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|
72
1200
1200
75
3
1
R2C1:R2C13
False
False
Table B3. Distribution of Group Health Plan Participants |
by type of insurance, type of plan, and number of health insurance contracts, 2011 |
(numbers in thousands) |
Plans with 100 or More Participants & No Trusts |
Number of Health Insurance Contracts 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total 2/ |
Single Employer 3/ |
Multi-employer 4/ |
Total 2/ |
Single Employer 3/ |
Multi-employer 4/ |
Total 2/ |
Single Employer 3/ |
Multi-employer 4/ |
Total 2/ |
Single Employer 3/ |
Multi-employer 4/ |
Total |
44459 |
44169 |
290 |
18247 |
18189 |
57 |
14425 |
14404 |
21 |
11787 |
11576 |
211 |
None or not reported |
18247 |
18189 |
57 |
18247 |
18189 |
57 |
- |
- |
- |
- |
- |
- |
1 |
9507 |
9328 |
180 |
- |
- |
- |
3649 |
3647 |
2 |
5858 |
5681 |
177 |
2 |
4952 |
4930 |
22 |
- |
- |
- |
2789 |
2781 |
8 |
2163 |
2149 |
14 |
3-5 |
5258 |
5241 |
17 |
- |
- |
- |
3353 |
3342 |
11 |
1905 |
1899 |
6 |
6-10 |
3181 |
3177 |
3 |
- |
- |
- |
2463 |
2463 |
- |
718 |
715 |
3 |
11-25 |
2784 |
2784 |
- |
- |
- |
- |
1727 |
1727 |
- |
1057 |
1057 |
- |
26 or more |
531 |
520 |
11 |
- |
- |
- |
444 |
444 |
- |
87 |
76 |
11 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with Fewer Than 100 Participants & Trusts 5/ |
|
|
|
Number of Health Insurance Contracts 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total 2/ |
Single Employer 3/ |
Multi-employer 4/ |
Total 2/ |
Single Employer 3/ |
Multi-employer 4/ |
Total 2/ |
Single Employer 3/ |
Multi-employer 4/ |
Total 2/ |
Single Employer 3/ |
Multi-employer 4/ |
Total |
50 |
44 |
6 |
38 |
35 |
3 |
11 |
8 |
3 |
1 |
1 |
- |
None or not reported |
38 |
35 |
3 |
38 |
35 |
3 |
- |
- |
- |
- |
- |
- |
1 |
10 |
8 |
2 |
- |
- |
- |
9 |
7 |
2 |
1 |
1 |
- |
2 |
2 |
1 |
1 |
- |
- |
- |
2 |
1 |
1 |
*/ |
*/ |
- |
3-5 |
*/ |
*/ |
*/ |
- |
- |
- |
*/ |
*/ |
*/ |
*/ |
*/ |
- |
6-10 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
- |
11-25 |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
26 or more |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
|
|
Note: Excludes plans (a) covering only one participant or (b) which are not required to file. |
Note: Participants are tabulated as of the end of the plan year. |
1/ Number of Health Insurance Contracts represents information reported on Schedule A. The instructions provide that a plan should file a Schedule A for each insurance contract held by the plan. A plan may have more than one insurance contract. This information is reported as filed on Schedule A with the following exceptions. For fully-insured and mixed-insured plans which do not attach a Schedule A for health insurance contracts, Schedule A is assumed to indicate one health insurance contract. The result is that for fully-insured and mixed-insured plans for which there is no Schedule A record of a health insurance contract, one is added to the contract count of the given plan. |
2/ Includes active, retired, and separated participants either receiving benefits or entitled to future benefits. For Form 5500-SF filers, this number may also include deceased participants whose beneficiaries are receiving or are entitled to receive benefits. |
3/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. |
4/ Includes multiemployer plans and multiple employer collectively bargained plans. |
5/ Includes only plans with fewer than 100 participants as of the end of the plan year. |
*/ Fewer than 500 participants. |
- Missing or not applicable. |
SOURCE: 2011 Form 5500 filings. |
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|
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|
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|
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|
|
|
|
|
|
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|
|
|
|
|
|
|
|
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|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
72
1200
1200
75
3
34
R35C1:R35C13
False
False
Table B4. Premiums Paid by Group Health Plans |
by type of insurance, type of plan, and type of insurance contracts, 2011 |
(numbers in millions) |
|
|
|
|
|
|
|
|
|
|
All Plans |
|
|
|
|
|
|
|
|
|
Type of Insurance Contracts 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
133646 |
124343 |
9303 |
13058 |
12209 |
850 |
42348 |
34634 |
7714 |
78240 |
77500 |
740 |
Health Only |
49293 |
44241 |
5052 |
- |
- |
- |
16800 |
12284 |
4516 |
32493 |
31957 |
537 |
Stop-Loss Only |
3182 |
2940 |
242 |
2261 |
2072 |
189 |
827 |
775 |
52 |
94 |
93 |
1 |
Other 4/ |
30197 |
28039 |
2158 |
8757 |
8134 |
623 |
13777 |
12268 |
1509 |
7664 |
7637 |
27 |
Health and Stop-Loss |
55 |
55 |
- |
- |
- |
- |
- |
- |
- |
55 |
55 |
- |
Health and Other 4/ |
48408 |
46652 |
1756 |
- |
- |
- |
10559 |
8978 |
1581 |
37849 |
37674 |
175 |
Stop-Loss and Other 4/ |
2434 |
2340 |
94 |
2041 |
2003 |
38 |
385 |
329 |
56 |
9 |
9 |
- |
Health, Stop-Loss, and Other 4/ |
76 |
76 |
- |
- |
- |
- |
- |
- |
- |
76 |
76 |
- |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with 100 or More Participants & Trusts |
|
|
|
|
|
|
|
|
|
|
|
|
Type of Insurance Contracts 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
28968 |
20497 |
8471 |
3029 |
2200 |
829 |
25865 |
18223 |
7642 |
74 |
74 |
- |
Health Only |
12354 |
7864 |
4489 |
- |
- |
- |
12310 |
7820 |
4489 |
44 |
44 |
- |
Stop-Loss Only |
872 |
641 |
231 |
633 |
454 |
179 |
239 |
187 |
52 |
- |
- |
- |
Other 4/ |
7969 |
5868 |
2100 |
1976 |
1363 |
613 |
5984 |
4496 |
1488 |
9 |
9 |
- |
Health and Stop-Loss |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
Health and Other 4/ |
7191 |
5634 |
1557 |
- |
- |
- |
7170 |
5613 |
1557 |
20 |
20 |
- |
Stop-Loss and Other 4/ |
583 |
489 |
94 |
420 |
383 |
38 |
162 |
106 |
56 |
**/ |
**/ |
- |
Health, Stop-Loss, and Other 4/ |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
|
(continued...) |
67
1200
1200
75
3
1
R2C1:R2C14
False
False
Table B4. Premiums Paid by Group Health Plans |
by type of insurance, type of plan, and type of insurance contracts, 2011 |
(numbers in millions) |
|
|
|
|
|
|
|
|
|
|
Plans with 100 or More Participants & No Trusts |
|
|
|
|
|
|
|
|
|
Type of Insurance Contracts 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
104489 |
103702 |
787 |
9982 |
9965 |
16 |
16355 |
16324 |
31 |
78153 |
77413 |
740 |
Health Only |
36883 |
36339 |
544 |
- |
- |
- |
4438 |
4431 |
7 |
32445 |
31908 |
537 |
Stop-Loss Only |
2292 |
2281 |
11 |
1610 |
1600 |
9 |
588 |
588 |
- |
94 |
93 |
1 |
Other 4/ |
22204 |
22156 |
49 |
6767 |
6760 |
7 |
7784 |
7769 |
15 |
7654 |
7627 |
27 |
Health and Stop-Loss |
55 |
55 |
- |
- |
- |
- |
- |
- |
- |
55 |
55 |
- |
Health and Other 4/ |
41143 |
40959 |
184 |
- |
- |
- |
3323 |
3314 |
9 |
37820 |
37645 |
175 |
Stop-Loss and Other 4/ |
1836 |
1836 |
**/ |
1605 |
1605 |
**/ |
223 |
223 |
- |
8 |
8 |
- |
Health, Stop-Loss, and Other 4/ |
76 |
76 |
- |
- |
- |
- |
- |
- |
- |
76 |
76 |
- |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Plans with Fewer Than 100 Participants & Trusts 5/ |
|
|
|
|
|
|
|
|
|
|
|
|
Type of Insurance Contracts 1/ |
All Plans |
Self-Insured |
Mixed-Insured |
Fully-Insured |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
Single Employer 2/ |
Multi-employer 3/ |
Total |
189 |
144 |
45 |
48 |
44 |
4 |
128 |
87 |
41 |
13 |
13 |
- |
Health Only |
57 |
37 |
19 |
- |
- |
- |
52 |
32 |
19 |
5 |
5 |
- |
Stop-Loss Only |
19 |
18 |
1 |
18 |
18 |
1 |
**/ |
**/ |
**/ |
- |
- |
- |
Other 4/ |
24 |
15 |
9 |
14 |
11 |
3 |
10 |
4 |
6 |
1 |
1 |
- |
Health and Stop-Loss |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
Health and Other 4/ |
74 |
59 |
15 |
- |
- |
- |
66 |
51 |
15 |
8 |
8 |
- |
Stop-Loss and Other 4/ |
15 |
15 |
**/ |
15 |
15 |
**/ |
- |
- |
- |
- |
- |
- |
Health, Stop-Loss, and Other 4/ |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
|
Note: Excludes plans (a) covering only one participant or (b) which are not required to file. The premium reported for each plan is equal to the maximum of the following Schedule A values: (1) earned premium on line 9a(4) of Part III, (2) the total premiums or subscription charges paid to carrier on line 10a of Part III, (3) the total amount of commissions paid to agents, brokers, and other persons on line 2a of Part I, (4) the total amount of fees paid to agents, brokers, and other persons on line 2b of Part I, (5) the premiums paid to carrier on line 6b of Part II, (6) the incurred claims on line 9b(3) of Part III, (7) or the claims charged on line 9b(4) of Part III. These values are reported as filed with no adjustment. |
1/ Premiums paid by Type of Insurance Contracts is reported as found on Schedule A without adjustment. The result is that for fully-insured and mixed-insured plans for which there are no Schedule A insurance contracts, no premium information is recorded. |
2/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. |
3/ Includes multiemployer plans and multiple employer collectively bargained plans. |
4/ Other insurance contracts include dental, vision, life, temporary disability, long-term disability, supplemental unemployment, and prescription drug. |
5/ Includes only plans with fewer than 100 participants as of the end of the plan year. |
**/ Less than $500,000. |
- Missing or not applicable. |
SOURCE: 2011 Form 5500 filings. |
68
600
600
75
3
1
R2C1:R2C14
False
False