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Employee Benefits Security Administration

Investment Advice - Participants and Beneficiaries 2010 NPRM

The comments will be made available in alternative format to persons with disabilities upon request.

  1. Mikhail Atallah
    February 28, 2010
  2. Margaret Dower
    February 28, 2010
  3. Dana N. Mattiza
    March 2, 2010
  4. Miller Premier Investment Planning
    Michael Miller
    March 5, 2010
  5. Lisa A. Bailey
    March 5, 2010
  6. DALBAR, Inc.
    Louis S. Harvey
    March 30, 2010
  7. Jeff Liautaud
    April 1, 2010
  8. Schreiner Capital Management, Inc.
    Brian A. Schreiner
    April 5, 2010
  9. Lee Feldman
    April 6, 2010
  10. Marvin Price
    April 6, 2010
  11. Bill Lohrenz
    April 8, 2010
  12. Kent C. Schmidt
    April 9, 2010
  13. Kevin Rooker
    April 14, 2010
  14. Oren Peretz
    April 15, 2010
  15. Jim Rogers
    April 15, 2010
  16. Ron Ketterling
    March 22, 2010
  17. Paul Ruedi
    April 20, 2010
  18. Retirement Solutions. LLC
    Jane White
    April 21, 2010
  19. James K. Cullinane
    April 19, 2010
  20. Sunil Pande
    April 21, 2010
  21. Callan Associates
    Lori Lucas
    April 26, 2010
  22. Paul S. Viren
    April 26, 2010
  23. The SPARK Institute, Inc.
    Larry H. Goldbrum
    April 29, 2010
  24. Initiative on Financial Security at the Aspen Institute
    Lewis Mandell
    Pamela Perun
    April 29, 2010
  25. Winona National Bank
    David L. White
    May 3, 2010
  26. Brian Merrill
    May 3, 2010
  27. American Benefits Council, American Council of Life Insurers, and Investment Company Institute
    Jan Jacobson
    James Szostek
    Mary Podesta
    May 4, 2010
  28. MetLife
    Andrew Varady
    May 4, 2010
  29. Investment Company Institute
    Mary Podesta
    May 4, 2010
  30. Woodard Insurance, LLP
    Blake Woodard
    May 4, 2010
  1. Winona National Bank
    Thom Kieffer
    May 4, 2010
  2. Pension Consultants, Inc.
    Cody Mendenhall
    Dave Richards
    Brian Allen
    May 4, 2010
  3. Fiduciary360
    Blaine F. Aiken
    May 4, 2010
  4. Fiduciary Compliance Center, LLC
    Jessica R. Flores
    May 4, 2010
  5. Regulatory Studies Program of the Mercatus Center at George Mason University
    May 4, 2010
  6. American Society of Pension Professionals & Actuaries, Council of Independent 401(k) Recordkeepers, and National Association of Independent Retirement Plan Advisors
    Brian H. Graff
    Craig P. Hoffman
    Robert M. Richter
    Judy A. Miller
    David M. Lipkin
    James Paul
    May 5, 2010
  7. Wagner Law Group
    Russell A. Gaudreau, Jr.
    May 5, 2010
  8. U.S. Chamber of Commerce, Profit Sharing/401k Council of America, and ERISA Industry Committee
    Edward Ferrigno
    Kathryn Ricard
    Aliya Wong
    May 5, 2010
  9. Morningstar, Inc.
    Joe Mansueto
    May 5, 2010
  10. Defined Contribution Institutional Investment Association
    Lew Minsky
    May 5, 2010
  11. Committee of Annuity Insurers
    Jason K. Bortz
    Joseph F. McKeever, III
    May 5, 2010
  12. Fund Democracy, Consumer Federation of America, Consumer Action, and National Association of Personal Financial Advisors
    Mercer Bullard
    Ken McEldowney
    Barbara Roper
    Ellen Turf
    May 5, 2010
  13. OppenheimerFunds, Inc.
    Lori E. Bostrom
    May 5, 2010
  14. Massachusetts Mutual Life Insurance Company
    Eric Wietsma
    James S. Viola
    May 5, 2010
  15. Investment Adviser Association
    Karen L. Barr
    May 5, 2010
  16. Ameriprise Financial, Inc.
    William F. Truscott
    May 5, 2010
  17. Vanguard
    R. Gregory Barton
    George U. Sauter
    May 5, 2010
  18. Wells Fargo & Company
    John Papadopulos
    May 5, 2010
  19. FMR LLC Fidelity Investments
    Douglas O. Kant
    May 5, 2010
  1. Mainstay Capitol Management, LLC
    David Kudla
    May 5, 2010
  2. Advised Assets Group, LLC
    David G. McLeod
    May 5, 2010
  3. AARP
    David Certner
    May 5, 2010
  4. Financial Planning Association
    Phillips Hinch
    May 5, 2010
  5. Rehmann Financial
    Darrin Farrow
    May 5, 2010
  6. The Financial Services Roundtable
    Richard Whiting
    May 5, 2010
  7. Charles Schwab & Co., Inc.
    Christopher Gilkerson
    May 5, 2010
  8. Securities Industry and Financial Markets Association
    Liz Varley
    May 5, 2010
  9. TD AMERITRADE, Inc.
    May 5, 2010
  10. Financial Services Institute
    Dale E. Brown
    May 5, 2010
  11. Myfinancialadvice, Inc.
    Ronald P. Peremel
    Kevin P. Condon
    May 5, 2010
  12. AFL-CIO
    Damon A. Silvers
    May 5, 2010
  13. BeManaged
    May 5, 2010
  14. Pension Rights Center
    May 5, 2010
  15. Committee on Education and Labor
    U.S. House of Representatives

    Congressman George Miller
    Congressman Robert E. Andrews
    May 5, 2010
  16. Financial Engines
    Anne S. Tuttle
    May 5, 2010
  17. American Association of University Women
    Lisa M. Maatz
    May 5, 2010
  18. Change To Win
    Patrick J. Szymanski
    May 5, 2010
  19. Wall Street Special Interest Group
    Matt Lechner
    May 5, 2010
  20. Chris Tobe
    May 10, 2010
  21. Willie Gene Wynn
    May 10, 2010
  22. Ron Johnston
    May 14, 2010
  23. Secretary of the Commonwealth of Massachusetts
    William F. Galvin
    May 19, 2010
  24. Fred Slack
    June 11, 2010
  25. North American Securities Administrators Association, Inc.
    David Massey
    January 18, 2011

Requesting Copies of Comments

Copies of public comments are also available upon request from EBSA's Public Disclosure Room.  Send requests for copies of documents to:

U.S. Department of Labor
Employee Benefits Security Administration
Public Disclosure Room
200 Constitution Avenue, NW, Suite N-1513
Washington, DC 20210
Tel 202.693.8673

Learn more about how to request documents from the Department of Labor in the EBSA publication How to Obtain Employee Benefit Documents from the Department of Labor.