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July 5, 2008    DOL Home > News Release Archives > OSHA 1997   

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Archived News Release--Caution: information may be out of date.

U.S. DEPARTMENT OF LABOR

Occupational Safety and Health Administration

OSHA Press Release: Florida Excavation Firm Involved in Fatal Trench Collapse Faces $448,000 OSHA Penalty, Third Highest for Trenching [04/30/1997]

For more information call: (202) 219-8151

 
	 

A Pompano Beach, Fla., excavation company is being cited by the Occupational Safety and Health Administration (OSHA) for failing to slope or shore a trench that caved in, killing one worker and seriously injuring two others. Proposed penalties in the case total $448,000--the third highest amount ever proposed by OSHA in a trenching case.

OSHA cited the company, Richard E. Fowler, Inc., with six alleged willful and four alleged serious violations that resulted in the cave-in on Nov. 7, 1996, in Margate, Fla. When the cave-in occurred, four workers were laying water and sewer lines in the 10-foot deep trench, which was filled with 12-18 inches of water. As the walls of the trench collapsed, the worker who was killed and the two workers who were seriously injured were buried under a heavy chunk of compacted soil and gravel. A fourth worker was trapped by sandy soil from the sides of the trench and debris that had been dumped close to the trench edge.

OSHA also cited companies in Pennsylvania and New Jersey today for trenching violations. In the Pennsylvania case a father and son were both killed in an accident when the trench they were working in collapsed. In New Jersey an OSHA inspector observed employees working in an unprotected trench.

  • Alliance Construction Company of Ardmore, Pa., was cited for alleged violations totaling $145,000 in penalties as a result of an accident on Nov. 13, 1996, in which two workers, a father and son, died. OSHA's inspection was initiated because of a referral from the local police department.

  • Scafar Contracting, Inc., of Newark, N.J., was cited for alleged trenching violations at a construction site, also last November, with proposed penalties of $103,000. An OSHA compliance officer observed workers in an unprotected trench while he was en route to another worksite. Employee interviews revealed that the employer did not use appropriate trenching protection devices.

"Because of Fowler's blatant disregard for his employees' safety, we are proposing the maximum possible penalty for this case," said Acting Assistant Secretary for Occupational Safety and Health Gregory R. Watchman. "Let there be no doubt: when workers' lives are at stake, their safety must come first--not profits or deadlines or convenience." Watchman indicated that OSHA is considering referring the case to the Department of Justice for possible criminal prosecution.

Watchman said the OSHA investigation showed that several people at the site called the dangerous trench conditions to the employer's attention. Further, several minor cave-ins had occurred earlier in the day, demonstrating the instability of the trench walls. Yet Fowler failed to alter the shape of the trench or use a "trench box," a metal cage-like enclosure that protects trench workers against crumbling trench walls. OSHA's standard requires sloping or shoring for trenches or shields such as trench boxes to protect workers. Although the company had been incorporated for less than two years at the time of the cave-in, the owner told OSHA investigators he had more than 35 years' experience in the excavation business.

Specifically OSHA cited Richard E. Fowler, Inc., for six alleged willful violations carrying $70,000 in penalties each, including four instances of failing to slope or shore a trench (one violation for each employee exposed in the trench); piling spoils from the digging too close to the trench edge; and undermining pavement near the trench, increasing the likelihood of cave-in. OSHA also cited the company for four alleged serious violations with proposed penalties of $7,000 each for failing to train employees to work safely, failing to use hard hats, failing to provide a safe means of exit from the trench and allowing water to accumulate in the trench.

The Fowler trench project involved installing manholes and laying water and sewer lines through a parking lot to prepare for expansion of a nursing home. A specially trained rescue squad from the Broward County Fire Department rescued the survivors and recovered the body of the victim.

In 1985, OSHA established a nationwide special emphasis inspection program focusing on trenching since it is one of the most hazardous operations in the construction industry. As part of this effort, the agency has conducted numerous seminars and information sessions on trenching safety throughout the country. Proper sloping, shoring and shielding, as required by OSHA standards, can prevent most trenching accidents. Over the past five years federal OSHA and states operating their own OSHA programs have conducted more than 9,400 trenching inspections. Almost 200 of these inspections resulted from fatalities.

OSHA sponsors a free consultation program through state agencies or universities that can help construction companies committed to working safely find the best ways to meet OSHA trenching requirements. In addition, "Excavations," a 24-page guide to the OSHA trenching standard, is available for $1.25 (order number 029-016-00167-1) from the Government Printing Office, telephone (202) 512-1800 or fax (202) 512-2250. This booklet and additional materials also are available on the Internet at http://www.osha.gov under "Technical Links," subcategory "Trenching and Excavation." Following this release is a fact sheet on trenching safety.

Willful violations are those committed with an intentional disregard of, or plain indifference to, the requirements of the OSH Act and regulations. A serious violation is defined as one in which there is substantial probability that death or serious physical harm could result, and the employer knew or should have known of the hazard. Richard E. Fowler, Inc., has 15 working days to contest the citations and proposed penalties before the independent Occupational Safety and Health Review Commission.

Trenching Safety

Trenching accidents claim the lives of 75 to 200 construction workers each year. An additional 1,000 workers experience injuries severe enough to require time off work. Many of these tragedies are unnecessary and could be prevented if employers followed well-established safe practices. The Occupational Safety and Health Administration (OSHA) first published trenching standards in 1971 and updated those requirements in 1989.

Cave-in Causes

Nearly 80 percent of the deaths in trenching work are the result of cave-ins. Most cave-ins are caused by lack of proper shoring, sloping or shielding in unstable soil. Vibration from highway traffic or nearby construction equipment, changes in weather conditions, excess water from rain or melting snow and excess material piled too near the edge of the trench also can lead to cave-ins.

Preventing Trench Collapses

Shoring or sloping the sides of trenches reduces the risk of cave-ins. Another option is to shield workers with a "trench box," a metal cage with solid metal panels placed against the sides of the trench. The top, bottom and both ends of the trench box remain open to permit workers to dig in the trench.

Planning ahead can prevent trench collapses and save lives. In bidding on jobs, excavators need to consider how they will deal with construction or highway traffic, nearby structures, the specific soil where the trench will be dug, surface and ground water, the water table for the area, overhead and underground utilities and weather.

Designing Effective Protection for Workers

Virtually all trenches must be sloped, shored or shielded. There are two exceptions: 1) trenches dug entirely in stable rock and 2) trenches five feet or less in depth dug in soil examined by a "competent person" (someone who can identify hazards and is authorized to correct them) who finds no indication of a potential cave-in.

Trench design must take into account soil classification, depth of cut, water content of soil, changes due to weather or climate, vibrations or other operations in the area. OSHA standards offer four options for sloping and four for shoring, including using trench boxes. Some options must be approved by a registered professional engineer. Excavators must take special precautions to protect employers during installation and removal of shoring or bracing.

OSHA standards also require excavators to shore, brace or underpin structures near trenches such as buildings, walls, sidewalks or pavements.

Avoiding Other Hazards

Both overhead and underground utilities can pose risks for excavators. Before beginning to dig, employers must contact the owners of underground installations to determine the exact locations of these installations. If digging exposes these installations, they must be removed, protected or properly supported.

To protect employees against loose rock or soil falling into the trench, employers must keep the spoil pile (dirt excavated from the trench) at least two feet back from the edge of the trench. Or retaining devices can be built at the trench edge to guard workers from objects rolling into the trench.

Workers must be able to enter and exit the trench safely. Ladders, steps, ramps or other systems must be provided for trenches four feet or more in depth. Workers must be no more than 25 feet from the trench exits.

Employers also need to consider other potential risks and plan ways to guard employees against them. They must be prepared to deal with hazardous atmospheres, accumulation of water in the trench and the potential collapse of nearby buildings or other structures if the trench digging undermines them. Nearby highway traffic or other workers can also pose hazards. For example, workers digging near highway traffic may need safety vests or other reflective clothing.

Inspecting the Trench

Once a job is begun, a "competent person" must inspect the trench daily. On larger jobs, competent persons may be full-time safety officials. At smaller projects, a supervisor may have this role.

The competent person checks for warning signs of possible cave-in, weaknesses in protective measures, hazardous atmospheres or other dangerous conditions. If he or she finds hazards, workers must get out of the trench until the problems are corrected. Trenches also must be inspected after heavy rains or nearby blasting or other events that could increase the risk of cave-in.

Further Help

"Excavations," a 24-page guide to the OSHA trenching standard, is available for $1.25 (order number 029-016-00167-1) from the U.S. Government Printing Office, telephone (202) 512-1800 or fax (202) 512-2250. This booklet and additional materials also are available on the Internet at http://www.osha.gov under "Technical Links," subcategory "Trenching and Excavation."

Small businesses can also seek personal assistance from the free OSHA- sponsored consultation program offered through state agencies or universities. Consultants help employers establish effective safety and health programs and address specific hazards identified at the worksite.


Archived News Release--Caution: information may be out of date.




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