96.403 - Relation of organization-wide audits to other audit requirements.
- Standard Number: 96.403
- Standard Title: Relation of organization-wide audits to other audit requirements.
To the extent that audits conducted in accordance with subpart 96.1 or subpart 96.2 provide DOL officials with the information needed to carry out their responsibilities under Federal law or DOL regulations, the Secretary shall rely upon and use the information. Additional audit efforts are not precluded, but such efforts must build upon the organization-wide audit and not duplicate it. The provisions of subparts 96.1, 96.2 and 96.3 do not authorize a covered entity, after having complied with those requirements, to constrain, in any manner, the Secretary from carrying out additional surveys, audits or examinations as deemed necessary.
Subpart 96.5-Audit Resolution
Source: 53 FR 5967, Feb. 26, 1988, unless otherwise noted.