UNITED STATES DISTRICT COURT

SOUTHERN               District of            INDIANA

 

UNITED STATES OF AMERICA            JUDGMENT IN A CRIMINAL CASE

V.

Jerome M. Smith                     Case Number: 1:04CR00025-001

USM Number: 07465-028

Bradley L. Williams

Defendant’s Attorney

 

THE DEFENDANT:

X pleaded guilty to count(s) 1____________________________________

□ pleaded nolo contendere to count(s) ____________________________

  which was accepted by the court

□ was found guilty on count(s) ____________ after a plea of not guilty.

 

The defendant is adjudicated guilty of these offenses:

 

Title & Section   Nature of Offense         Offense Ended   Count(s)

29 USC § 50 1(c)  Embezzlement of Assets        9/30/02       1

of a Labor Organization

 

The defendant is sentenced as provided in pages 2 through 4 of this judgment The sentence is imposed pursuant to the Sentencing Reform Act of 1984.

 

□ The defendant has been found not guilty on count(s)_______________

□ Count(s) ______________ □ is □ are dismissed on the motion of the  United States.

 

It is ordered that the defendant must notify the United States attorney for this district within 30 days of any change of name, residence or mailing address until all fines, restitution, costs, and special assessments imposed by this judgment are fully paid. If ordered to pay restitution, the defendant must notify the court and United States attorney of material changes in economic circumstances.

May 21, 2004

Date of Imposition of Judgment

                                    /SIGNED/___________

Signature of Judicial Officer

 

Honorable David F. Hamilton,

U.S District Court Judge

Name and Title of Judicial Officer

                                   

                                    May 25, 2004

Date

 

 

PROBATION

 

The defendant is hereby sentenced to probation for a term of: 3 years

 

The defendant shall not commit another federal, state or local crime.

 

The defendant shall not unlawfully possess a controlled substance. The defendant shall refrain from any unlawful use of a controlled substance. The defendant shall submit to one drug test within 15 days of placement on probation and at least two periodic drug tests thereafter.

X     The above drug testing condition is suspended, based on the court’s determination that the defendant poses a low risk of future substance abuse. (Check, if applicable.)

X     The defendant shall not possess a firearm, ammunition, destructive device, or any other dangerous weapon. (Check, if applicable.)

□     The defendant shall cooperate in the collection of DNA as directed by the probation officer. (Check, if applicable.)

□     The defendant shall register with the state sex offender registration agency in the state where the defendant resides, works, or is a student, as directed by the probation officer. (Check, if applicable.)

□     The defendant shall participate in an approved program for domestic violence. (Check, if applicable.)

 

If this judgment imposes a fine or restitution, it is a condition of probation that the defendant pay in accordance with the Schedule of Payments sheet of this judgment.

 

The defendant shall comply with the standard conditions that have been adopted by this court as well as with any additional conditions on the attached page.

 

STANDARD CONDITIONS OF SUPERVISION

1)    the defendant shall not leave the judicial district without the permission of the court or probation officer;

2)    the defendant shall report to the probation officer and shall submit a truthful and complete written report within the first five days of each month;

3)    the defendant shall answer truthfully all inquiries by the probation officer and follow the instructions of the probation officer;

4)    the defendant shall support his or her dependents and meet other family responsibilities;

5)    the defendant shall work regularly at a Lawful occupation, unless excused by the probation officer for schooling, training, or other acceptable reasons;

6)    the defendant shall notify the probation officer at least ten days prior to any change in residence or employment;

7)    the defendant shall refrain from excessive use of alcohol and shall not purchase, possess, use, distribute, or administer any controlled substance or any paraphernalia related to any controlled substances, except as prescribed by a physician;

8)    the defendant shall not frequent places where controlled substances are illegally sold, used, distributed, or administered;

9)    the defendant shall not associate with any persons engaged in criminal activity and shall not associate with any person convicted of a felony, unless granted permission to do so by the probation officer;

10)   the defendant shall permit a probation officer to visit him or her  at any time at home or elsewhere and shall permit confiscation of any contraband observed in plain view of the probation officer;

11)   the defendant shall notify the probation officer within seventy-two hours of being arrested or questioned by a law enforcement officer;

12)   the defendant shall not enter into any agreement to act as an informer or a special agent of a law enforcement agency without the permission of the court; and

13)   as directed by the probation officer, the defendant shall notify third parties of risks that maybe occasioned by the defendant’s criminal record or persona1 history or characteristics and shall permit the probation officer to make such notifications and to confirm the defendant’s compliance with such notification requirement.

 

SPECIAL CONDITIONS OF SUPERVISION

1.    The defendant shall provide the probation officer access to any requested financial information.

2.    The defendant shall not incur new credit charges or open additional lines of credit without the approval of the probation officer.

3.    The defendant shall perform 100 hours of community service as directed by the probation officer.

4.    The defendant shall participate in the home confinement program for a period of 6 months, to commence as directed by the probation officer, and shall abide by all requirements of the program. The home confinement program will include electronic monitoring. The defendant shall maintain a telephone at his place of residence without any special services modems, answering machines, or cordless telephones for the above period. The defendant shall pay the costs of the program. During this time the defendant will be restricted to his residence at all times except for employment; education; religious services; medical, substance abuse, or mental health treatment; attorney visits; court appearances; court-ordered obligations; or other activities as pre-approved by the probation officer.

5.    The defendant shall be prohibited from occupying a fiduciary position without the permission of the probation officer.

 

Upon a finding of a violation of probation or supervised release, I understand that the court may (1) revoke supervision, (2) extend the term of supervision, and/or (3) modify the conditions of supervision.

 

These conditions have been read to me. I fully understand the conditions and have been provided a copy of them.

 

(Signed)    _____________________               ____________________

Defendant                           Date

            _____________________               ____________________

U.S. Probation Officer/             Date

Designated Witness

 

   CRIMINAL MONETARY PENALTIES

The defendant shall pay the total criminal monetary penalties under the schedule of payments on Sheet 6.

     Assessment               Fine             Restitution

TOTALS      $ 100.00                $ 0.00            $30,000.00

 

□     The determination of restitution is deferred until _______. An amended Judgment in a Criminal Case (AO 245 C) will be entered after such determination.

X     The defendant shall make restitution (including community restitution) to the following payees in the amount listed below.

 

If the defendant makes a partial payment, each payee shall receive an approximately proportioned payment, unless specified otherwise in the priority order or percentage payment column below. However, pursuant to 18 U.S.C. § 3664(1), all nonfederal victims must be paid before the United States is paid.

 

Name of Payee     Total Loss*       Restitution Ordered     Priority Or

                                                             Percentage

International United                  $30,000.00

Auto Workers (UAW)

 

 

TOTALS           $ ___________        $30,000.00

 

□     Restitution amount ordered pursuant to plea agreement $________

The defendant shall pay interest on restitution and a fine of more than $2,500, unless the restitution or fine is paid in full before the fifteenth day after the date of the judgment, pursuant to 18 U.S.C. § 3612(f). All of the payment options on Sheet 6 may be subject to penalties for delinquency and default, pursuant to 18 U.S.C. § 3612(g).

X     The court determined that the defendant does not have the ability to pay interest and it is ordered that;

X  the interest requirement is waived for the □ fine

X restitution.

□  the interest requirement for the □ fine □ restitution is modified as follows:

 

 

* Findings for the total amount of losses are required under Chapters 109A, 110, 110A, and 113A of Title 18 for offenses committed on or after September 13, 1994, but before April 23, 1996.

 

SCHEDULE OF PAYMENTS

Having assessed the defendant’s ability to pay, payment of the total criminal monetary penalties are due as follows:

A     □ Lump sum payment of $________ due immediately, balance due

□ not later than ____ , or

□ in accordance with □ C, □ D, □ E, or □ F below; or

B     X Payment to begin immediately (may be combined with □ C, □ D, or □ F below); or

C     □ Payment in equal _______ (e.g., weekly, monthly, quarterly) installments of $ _______ over a period of _______ (e.g., months or years), to commence _____ (e.g., 30 or 60 days) after the date of this judgment; or

D     □ Payment in equal ______ (e.g., weekly, monthly, quarterly) installments of $ ______ over a period of _____ (e.g., months or years), to commence _____ (e.g., 30 Or 60 days) after release from imprisonment to a term of supervision; or

E     □ Payment during the term of supervised release will commence within _____ (e.g., 30 or 60 days) after release from imprisonment. The court will set the payment plan based on an assessment of the defendant’s ability to pay at that time; or

F     □ Special instructions regarding the payment of criminal monetary penalties;

 

 

Unless the court has expressly ordered otherwise, if this judgment imposes imprisonment, payment of criminal monetary penalties is due during imprisonment. All criminal monetary penalties, except those payments made through the Federal Bureau of Prisons’ Inmate Financial Responsibility Program, are made to the clerk of the court.

 

The defendant shall receive credit for all payments previously made toward any criminal monetary penalties imposed.

 

□     Joint and Several

Defendant and Co-Defendant Names and Case Numbers (including defendant number), Total Amount, Joint and Several Amount, and corresponding payee, if appropriate.

Defendant Name          Case Number       Joint & Several Amount

 

 

□     The defendant shall pay the cost of prosecution.

□     The defendant shall pay the following court cost(s);

□     The defendant shall forfeit the defendant’s interest in the following property to the United States:

 

 

Payments shall be applied in the following order: (1) assessment, (2) restitution principal. (3) restitution interest, (4) fine principal, (5) fine interest, (6) community restitution, (7) penalties, and (8) costs, including cost of prosecution and court costs.