Printer-Friendly Version
CHAPTER 3-301
- DISABILITY
1. Purpose and Scope. This Chapter describes the procedures for
the review of secondary disability case files by the Claims Examiner (CE) or
Claims Examiner Clerk (CEC) after completing the initial primary case review.
Secondary cases are jacketed cases which a CE/CEC has reviewed initially and in
which at least one action has been taken. The second review of the file is made
after additional information is received by the DO or when a call-up becomes
due. These procedures augment those for primary case review in PM 2-201.
2. Routine Cases Review.
a. Review for Additional Information at Call-Up Date. As soon as
new information is received, the CE shall review each document for adequacy.
All medical reports should be evaluated with respect to adequacy (check to see
whether a diagnosis has been made, the severity of the injury, the type of
treatment rendered, prognosis, etc.). Form LS-1, Request for Examination and/or
Treatment (Exhibit 1, PM 10-200) should be reviewed to see whether the medical
report was timely filed (within ten days) by the physician, and whether it
indicates the claimant was afforded free choice of a physician.
b. Follow-Up Action for Additional Information. If the review of
the case file is based on an expired call-up because the CE is awaiting
additional information and the information has not been received, there should
be a follow-up. If more than sixty days have elapsed without the receipt of a
Form LS-204, Attending Physician's Supplementary Report (Exhibit 18, PM
10-200), or narrative report, the CE should request a medical report.
c. Closure of Case. Cases are closed when conditions exist as
explained in PM 2-200.4 or when all payments have been made in accordance with
a compensation order and Form LS-208, Notice of Final Payment or Suspension of
Compensation Payments (Exhibit 21, PM 10-200) showing termination of payments
is received and is verified by the CE. If Form LS-208 is correct, the CE sends
copies of the form to the claimant or claimant's representative. The case is
closed by changing the status in the LCMS. (For details on closing cases, see
paragraph 12 below.)
3. In-Depth Case Review. Cases involving serious injuries,
occupational diseases (see PM 2-203), or other complications require in-depth
review as secondary cases. All the issues listed below must be considered. The
balance of the Chapter (paragraphs 4 through 10) addresses situations which may
or may not occur and must be treated accordingly.
a. Determine Eligibility. The CE/CEC considers the criteria set
forth in PM 0-300 and continues the evaluation begun in the primary review, PM
2-201.
b. Verify Compensation Rate (Wage Rates, AWW). The DD or CE shall
review Form LS-206, Payment of Compensation Without Award (Exhibit 19, PM
10-200) to insure the correctness of payments to the injured employee. The
employee's average weekly wage (AWW) shall be determined in accordance with
section 10(a) through (d) of the Act (see PM 3-201). If Form LS-206 indicates
that compensation payments are being paid at a tentative rate, and the EC
reports that they have been unable to obtain data as to the employee's earnings
through their usual channels to establish the exact amount of earnings, the
CE/CEC shall send Form LS-426, Request to Employee for Wage Earnings
Information (Exhibit 39, PM 10-200). When the information is received, the CE
will determine the employee's correct AWW, and if it differs from the wage used
by the employer/carrier, the CE shall advise the EC, using Form Ltr. LS-537,
(Exhibit 46, PM 10-200), to adjust compensation payments accordingly. The CE
should verify that the correct AWW is entered into the LCMS. The CE should also
check for the applicability of minimum/maximum rates payable pursuant to
section 6(b) (Exhibit 26, PM 10-300).
c. Consider Third Party Involvement. The CE/CEC reviews the case
and takes action, as required, in accordance with PM 3-600.
d. Check for Controversion of Entitlement. When the EC
controverts the employee's entitlement to compensation as indicated in PM
2-201.3d and Form LS-207, Notice of Controversion of Right to Compensation
(Exhibit 20, PM 10-200) is received in the DO, the CE shall send a Form LS-209,
Request for Employee's Reply to Employer's Objections (Exhibit 22, PM 10-200)
to the claimant within ten days. The claimant should be allowed thirty to sixty
days to respond before taking action (e.g., schedule of informal conference).
Where any installment of compensation is not paid within fourteen days of date
due (unless controversion is filed within fourteen days of the knowledge of
injury), a 10% penalty must be applied under section 14(e) of the Act unless
such nonpayment is excused by the DD after a showing by the EC that owing to
conditions over which it had no control, such payment could not be made within
the period prescribed for the payment. If the controversion notice is filed
more than fourteen days after knowledge of the injury, the 10% penalty shall
apply to all compensation due up to the date of the untimely filing or the date
of an informal conference held to discuss the contested issue(s), whichever
occurs first. (See PM 8-202.) Furthermore, interest should be applied to each
delayed installment of compensation in accordance with 28 U.S.C. section 1961.
(See PM 8-201.)
e. Consider Medical Evidence. Each case file should include
sufficient medical data so that the DD/CE can monitor the medical care received
and to make the necessary determinations regarding compensation.
(1) Initial Medical Reports. Within ten days following the
initial examination or treatment, the physician shall furnish a medical report
on Form LS-1, Request for Examination and/or Treatment (Exhibit 1, PM 10-200)
to the DD, with copies to the EC.
(2) Medical Questions. In those cases where the DD/CE
determines that there is a question regarding the necessity, character, or
sufficiency of medical care being furnished the injured employee, the question
shall be resolved as promptly as possible. Maximum use shall be made of
available OWCP District Medical Advisors, or consultation with the attending
physician. For further responsibilities of the DD/CE regarding the management
of medical care for the injured employee, see PM 5-200.
(3) Obtaining Medical Reports. If no initial medical report is
received within thirty days, a request on Form LS-216, Request for Additional
Reports (Exhibit 25, PM 10-200) shall be sent to the EC. If the EC fails to
respond within thirty days, the CE shall make a follow-up request. If the
attending physician fails to comply within an additional thirty days or
continually fails to submit reports, the CE shall refer the case to the DD,
stating the facts of the case along with a recommendation for further handling
of the case. (See PM 5-300.)
(4) Medical Reports in Long-Term Disabilities. Generally,
medical reports should be required every thirty to sixty days. In cases of
obvious long term disability (i.e., disabilities permanent in nature or
permanent impairment), reports may be requested at ninety day intervals or
longer, based on the circumstances.
(5) Final Medical Reports. Such reports are required for all
extended disability cases at the time maximum medical improvement is achieved.
Where the potential for PPD exists, a report shall be requested indicating the
percentage of PPD (impairment) using the AMA Guides where possible. Sections
7(e) and 14(h) procedures may be utilized to obtain medical information on
permanent impairments resulting from injuries when disputes arise in such
cases. (See PM 5-300, PM 5-400 and LHWCA Program Memorandum No. 50, May 20,
1974, regarding applicability of section 7(e).) A copy of the Program
Memorandum can be obtained from the National Office, if needed.
(6) Hearing Loss. In special evaluations for hearing loss
cases, the claimant shall be referred to an impartial otologist for examination
and determination as to the amount of hearing loss. This referral will be made
after the CE insures that the case file contains as much information or
evidence as is readily available or considered pertinent. Upon receipt of the
otologist's report and contingent upon the findings, the DD/CE shall calculate
the percentage of hearing impairment and render a recommendation for payment of
a schedule award, notifying the interested parties of recommended payment of
benefits. (See PM 3-401.)
f. Consider Late Report (Employer).
(1) Form LS-202, Employer's First Report of Accident or
Occupational Illness. (Exhibit 16, PM 10-200). Section 30(a) requires an
employer to furnish a report of the injury which causes loss of one or more
shifts of work or death. For procedures regarding the assessment of penalty for
late reporting, see PM 8-302.
(2) Form LS-208, Notice of Final Payment or Suspension of
Compensation Payment. (Exhibit 21, PM 10-200). Under section 14(g), an EC
is given sixteen days after final payment of compensation to make a report
(Form LS-208) of the payment to the DD, or is subject to a penalty in
accordance with the procedures in PM 8-301.
g. Consider Rehabilitation Potential.
(1) CE Referral Responsibility. The CE's responsibility for the
development of rehabilitation referrals is the foundation for a successful
rehabilitation program.
(a) "R" System Referrals (LS-222). The EC may, but is not
required to, file Form LS-222, Carrier's or Self Insurer's Report of
Rehabilitation (Exhibit 26, PM 10-200) whenever (i) the need for rehabilitation
services is indicated or (ii) the injured individual receiving compensation has
not returned to work within two months from the date of injury.
(b) Rehabilitation Follow-up System. To assist in the
identification of cases with possible rehabilitation potential, LCMS
automatically places a rehabilitation call-up on a case for "Initial Rehab
Review" 120 days after the Pay Indicator is turned on for the first time.
Running the "Rehabilitation Call-Up Schedules" under the Reports tab of LCMS
will produce a list of those open cases with a rehab call-up falling within the
period specified by the user.
(i) "R" Form (LS-222) Received. The mail clerk attaches the
yellow copy of the Form LS-222 to the case file. The CE/CEC notes any
significant details. The white copy of the Form LS-222 is routed to the
Rehabilitation Specialist (RS).
(ii) "R" Form (LS-222) Not Received. The claims examiner is
responsible for the medical monitoring of cases in a TTD status for early
indications of the need for rehabilitation. The claims examiner should refer
the case to the Rehabilitation Specialist using Form OWCP-14 where the medical
evidence indicates that the claimant cannot return to the job held when injured
and is in need of rehabilitation services. If the claimant remains in TTD
status for more than 120 days and the medical evidence is not sufficient to
make a determination regarding referral, the claims examiner should then
contact the employer/carrier to determine whether any rehabilitation effort has
been initiated.
(c) Other Referrals (OWCP 14). Occasionally, the CE will
encounter a case that warrants consideration for rehabilitation and is not
being monitored by the RS. For example, the employee was previously referred to
the RS but was terminated from monitoring by the RS and now has a change in
medical or vocational condition. The CE should refer the case to the RS using
Form OWCP 14, Referral to OWCP Rehabilitation (Exhibit 4, PM 10-200).
(2) Medical Rehabilitation. The CE's identification of
subsequent cases for rehabilitation begins with the receipt of Form LS-204,
Attending Physician's Supplementary Report (Exhibit 18, PM 10-200) or other
medical report. For further procedures regarding medical rehabilitation, see
OWCP Rehabilitation Procedure Manual. The RS, after referral by the CE,
initiates an evaluation for medical rehabilitation services when the employee's
early return to work would be facilitated. The RS will coordinate with the CE
as needed.
(3) CE Involvement in Rehabilitation Planning.
(a) TTD During Rehabilitation. Injured workers have
additional anxiety in planning for and undergoing rehabilitation programs when
the length and amount of compensation payments are uncertain. The CE can
eliminate this uncertainty by encouraging the EC to continue TTD payments
during a vocational rehabilitation effort. See Abbott v. Louisiana Ins.
Guaranty Ass'n. 27 BRBS 192(1993), aff'd, 40 F.3d 122,29 BRBS 22
(CRT)(5th Cir. 1994).
(b) Settlements During Rehabilitation. Injured workers
settling their claim during rehabilitation rarely effectively rehabilitate
themselves. The CE should support and encourage workers to complete
rehabilitation programs, once started. The CE should also advise the RS
whenever a case in rehabilitation is settled. (See Olsen v. General Engineering
& Machine Works, 25 BRBS (1991).)
h. Consider Adequacy of Report Forms. By this time in the case
review process, the voids in the essential reports for the development of a
case should be identified and pursued by the CE/CEC.
(1) Required Additional Information. No more than thirty days
elapse before a Form LS-216 (Exhibit 25, PM 10-200) or similar request is
released for missing information. Such request shall receive a follow-up within
thirty days.
(2) Required Information for Rehabilitation Cases. Submission
of Form LS-222 (Exhibit 26, PM 10-200) or "R" Form is voluntary and may be
submitted within two months of injury when compensation is continued and the
injured worker has not returned to work. If the claimant remains in TTD status
for more than 120 days and the medical evidence is not sufficient to make a
determination regarding referral, the claims examiner should then contact the
employer/carrier to determine whether any rehabilitation effort has been
initiated.
4. Failure To Pay Installment of Compensation.
a. Policy. If any installment of compensation payable without an
award is not paid within fourteen days after it becomes due, there shall be
added to such unpaid installment an amount equal to 10% of the amount due. This
additional amount shall be paid at the same time as, but in addition to, such
installment. Such nonpayment may be excused by the DD after considering
evidence by the EC, owing to conditions over which the EC had no control, the
installment could not be paid within the period prescribed for the payment.
(See PM 8-202.)
b. Assessment. The DD shall take steps to insure payment of the
compensation due, plus an additional 10% in any case in which:
(1) More than twenty-eight days have passed without an initial payment
of compensation from the date the EC had knowledge of the injury or death, or
(2) Any subsequent installment of compensation payable without an
award is not paid within fourteen days after it becomes due, and the DD does
not excuse the nonpayment. A subsequent installment of compensation as defined
by section 14(b) of the Act is due as of the end of the installment period.
5. Compensation Payments Without Award.
a. Compensation benefits, under the Act, shall be paid by the EC
periodically, promptly, and directly to the person entitled thereto without an
award, except where the liability to pay compensation is controverted by the
employer (see subparagraph 3d, above). For TTD, an employee is entitled to
two-thirds of his/her AWW at the time of injury, subject to the maximum
compensation rate (established under section 6 of the Act) which is in effect
at the time of injury.
b. The first installment of compensation becomes due on the
fourteenth day after the EC has knowledge of the employee's injury or death. In
addition, the Act states that all compensation then due must be paid. The EC,
making compensation payments must immediately notify the DD by submitting Form
LS-206, Payment of Compensation Without Award (Exhibit 19, PM 10-200), which
indicates that compensation is being paid. If the entire period of compensable
disability for work is covered by a single payment, Form LS-208, Notice of
Final Payment or Suspension of Payments (Exhibit 21, PM 10-200) may be
submitted in lieu of Form LS-206. If the employee's disability for work did not
exceed fourteen days, he/she is not entitled to compensation for the first
three days of disability. After the first payment, compensation should be paid
at intervals of two weeks, or otherwise as the DD directs. Upon receipt of Form
LS-206, or other indication that payments are ongoing, the CE should insure
that the payment status is properly entered into the LCMS.
c. Where the claimant is entitled to compensation, the CE should
check the file in accordance with this paragraph, to insure that compensation
payments without an award have been made.
6. Compensation Status. Check to determine if the employee has
returned to duty or if he/she is actually being compensated. If the EC's first
report of injury indicates that the claimant lost time from work, but does not
give the date of the employee's return to duty or notice of commencement of
payment, the CE to whom the case is assigned shall request a report from the EC
as to the claimant's status with respect to compensation. Form LS-216, (Exhibit
25, PM 10-200), should be used for this purpose. After the compensation status
of the claimant has been established, the CE should update the LCMS to reflect
the information.
7. Annual Adjustments.
a. Applicability. Cases in which long term disability has been
established, either by the issuance of compensation orders or when the EC
voluntarily continues compensation payments, must be reviewed on a regular
basis. If a compensation order is entered, the CE verifies that the EC is
making or continuing payments. If the compensation is not for PTD or a death
case, a call-up for twelve months may be placed on the case. At the end of the
period, the CE requests a summary of payments made by the EC, and extends the
call-up. A determination regarding the onset of permanency should be made at
the earliest possible date in extended disability cases to insure that
claimants receive all annual adjustments to which they are due.
b. PTD and Death Cases. All PTD and death case files are
pulled annually (October) for the purpose of having an adjustment made under
section 10(f) of the Act by either the EC or NO, DLHWC. (See PM 3-202.) The
LCMS can provide a listing of these cases.
8. Computation of Compensation for Loss of Wage-Earning
Capacity. Sections 8(c)(21) concerning permanent partial
disability and 8(e) concerning temporary partial disability both basically
provide that compensation for these classes of disability shall be two-thirds
of the difference between the employee's average weekly wages (AWW) at the time
of injury and the employee's wage-earning capacity (WEC) after the injury.
Since the employee's post-injury earning capacity may be established several
years after the injury and given the possible intervening times of rapid
economic inflation or depression, it is necessary to adjust the post-injury WEC
back to the time of injury before making a comparison to the employee's AWW
(see Bethard v. Sun Shipbuilding and Dry Dock Company, 12 BRBS 691).
If the wages for the post-injury job at the time of injury are known, a
direct comparison can be made. In some instances, they can be readily
determined. For example, if the employee's post-injury job pays the minimum
wage, then the claimant's WEC for comparison purposes would be the minimum wage
at the time of injury.
If, however, the post-injury wages at the time of injury cannot be so
easily determined, adjustment should be made based on the change in the
national average weekly wage (NAWW). In Richardson v. General
Dynamics Corporation, 23 BRBS 327, the BRB held that where there was no
evidence of the actual wages paid by the claimant's post-injury job at the time
of injury, the percent increase in the yearly national average weekly wage
(NAWW), due to its more accurate reflection of the increase in wages over time
than the Consumer Price Index (CPI), should be applied to adjust the claimant's
post-injury wages downward.
For example, an employee was injured in July 1996 and had an AWW of
$500.00 per week. In February 2000, the employee establishes a wage-earning
capacity of $300.00 per week. Comparing the NAWW at the time of injury
($391.22) with the NAWW in February 2000 ($450.64) produces an adjustment
factor of .86814 ($391.22/$450.64 = .86814). Applying this adjustment factor to
the current WEC of $300.00 results in a WEC at the time of injury of $260.44
($300.00 x .86814 = $260.44). This adjusted WEC can then be compared to the
employee's AWW to determine the compensation entitlement.
$500.00 - AWW
less 260.44 - Adjusted WEC
$239.56 - Loss of WEC x 2/3 = $159.71 per week
9. Suspension of Payments. In a non-controverted disability case
in which the EC has been paying compensation without an award under sections
14(a) and (b), the EC should not stop or suspend the payment of compensation
without notification to the DD. When a further medical examination shows some
improvement in the injury-related condition, but there is continued disability
for work, the EC should ask the DD for an informal conference in order to
determine any future liability as contemplated by section 14(h). Suspension of
payments unilaterally under the foregoing circumstance is not authorized or
justified by the Act and a unilateral suspension of compensation is done at the
risk of incurring liability for an additional assessment under Section 14(e) if
it is eventually found that the suspension was not warranted.
10. Suspension Of Compensation Contested By Claimant.
a. Actions to Resolve Contested Compensation. The claimant may
contest the stoppage of compensation, and submit medical evidence of his/her
continuing disability, or otherwise advise the CE either in writing, by phone,
or by a personal visit to the DO, that he/she is not able to return to work. If
the EC upon notification refuses to resume compensation, the CE may schedule an
impartial medical examination or schedule an informal conference, whichever is
appropriate, to attempt to resolve the differences in medical opinion or the
extent of continuing disability. The CE should request the EC to pay for the
examination. The Special Fund will pay only for those examinations involving
Special Fund beneficiaries or examinations requested by the Director, DLHWC.
(For EC liability and insolvency, see LHWCA MEMO 56, March 31,
1977, LHWCA Bulletin No. 82-2, and PM 6-202. Contact the National
Office if a copy of these issuances is needed.)
b. Informal Written Recommendation. Upon receipt of the impartial
examining physician's report, the CE reviews the case to determine whether an
informal written recommendation is possible. Copies of the recommendation
letter or memorandum and the impartial examiner's report are sent to all
interested parties. At this time, a three week call-up requirement shall be
placed on the file awaiting a response to the informal recommendation.
c. Acceptance of Additional Compensation to Claimant. If the
informal recommendation is for payment of additional benefits to the claimant,
and EC accepts it and submits Form LS-206 or LS-208 (Exhibits 19, and 21, PM
10-200) in compliance, the CE should check the form for accuracy of the
payment(s). If Form LS-208 was required, after verification, the CE should send
the appropriate copies of the form to the claimant and claimant's
representative. If the recommended payment constitutes a final payment under
section 14(g), the CE should also determine whether Form LS-208 was submitted
within sixteen days after final payment was made. (See PM 8-301.) If the
compensation status of the claimant changes, an entry must be made in the LCMS
to reflect the new status.
d. Controversion by EC of Informal Recommendation. The EC is
required to submit Form LS-207 (Exhibit 20, PM 10-200) or equivalent within
fourteen days of the date of injury. If not, the EC may be subject to payment
of additional compensation under section 14(e). The CE should immediately
determine whether the Notice of Controversion was timely submitted. If Form
LS-207 is received, copies, with Form Ltr. LS-209 (Exhibit 22, PM 10-200), or
by a cover letter prepared by the district office, are sent to the claimant and
his/her representative within ten days of receipt of Form LS-207 or equivalent.
e. Adjudication by Informal Conferences or Formal Hearing. A
period of thirty to sixty days is allowed for a response to controversion by
claimant or attorney/representative before taking further action. Procedures
have been established for handling disputed cases by informal conferences (PM
4-200), and if the differences cannot be resolved by this method, a case is to
be referred for formal hearing by the Office of Administrative Law Judges
(OALJ). (See PM 4-600.)
11. Suspension Or Termination.
a. Requirements for EC. Section 14(g) of the Act requires that
within sixteen days after suspending or terminating payments of compensation,
the EC shall send to the DD a Form LS-208 (Exhibit 21, PM 10-200) stating that
such payments have been suspended or terminated, the total amount of
compensation paid, the name of the employee and of any other person to whom
compensation has been paid, the date of the injury or death, and the date
(inclusive) to which compensation has been paid. For instructions regarding the
assessment of a penalty for failure to submit report of final payment of the
compensation, see PM 8-301.
b. Review of Form LS-208 by CE. The guidelines and procedures are
set forth below:
(1) Review and Disposition of Compensation Status. On receipt
of Form LS-208 (Exhibit 21, PM 10-200), the CE checks the period and amount of
compensation for correctness, and releases copies to the claimant and his/her
attorney or representative. The action is noted on the file copy of the form by
initials and date of release of the form. Also, at this time the compensation
status should be changed in the LCMS to show that the case is no longer in
compensation status. If the information on the form is incorrect (i.e., wrong
dates, incorrect number of days, or wrong compensation), the CE notes
correction on copy four (employee's) and returns it to the EC with instructions
to correct the error and return a corrected Form LS-208.
(2) Call-Up of Non-Controverted Case Files. In non-controverted
claims, a call-up ranging from three to six months may be placed on the case
file for later review; however, the length of the call-up is at the discretion
of the claims examiner, provided that:
(a) Call-ups are being reviewed as cases become due.
(b) All initial data is available at the time the Form LS-208 is
received.
(c) No immediate action is indicated, notwithstanding the need for
further development or consideration of the case in the future (e.g.,
evaluation of PPD, disposition of a third party action, etc.).
c. Verification and Notification of Suspension to Claimant. Form
LS-208 will be reviewed and verified by the CE/CEC having responsibility for
the case. If the payments reported are incorrect, the EC should be advised. If
the payments reported are correct as to the period, weekly compensation, and
total amount, the CE should send a copy of the approved form to the claimant,
and note on the original copy in the file the date that the form was sent to
the claimant. If the claimant may be entitled to further compensation (schedule
award), a call-up should be placed on the file pending receipt of further
information.
12. Call-Up After Second Review. After a second review of the
case file, the CE determines when the file should be reviewed again, and places
a call-up on the file. The periods between reviews are based on the CE's
experience and judgement as to what further action is required.
13. Closing Compensation Cases.
a. Conditions and Forms Required for Closure. In order to close a
case file, Form LS-204, Final Medical Report (Exhibit 18, PM 10-200) or an
optional narrative report and Form LS-208 (Exhibit 21, PM 10-200) should be
available for consideration. However, a case may be closed without obtaining a
final medical report where all of the following conditions are satisfied:
(1) The case is not controverted,
(2) The disability is short-term (i.e., less than 15 days of
disability),
(3) There is no indication of permanent disability (including a
scheduled loss),
(4) No further adjudicatory action appears necessary, and,
(5) Form LS-208 has been received, where appropriate.
b. CE's Analysis and Actions in Closing Case. The CE shall
examine the Forms LS-204 and LS-208 to verify that they are complete. If no
errors or omissions are discovered, and the CE believes that the claimant's
injury could result in PPD, the CE shall prepare and release a Form Ltr.
LS-403, Employee's Right to File Claim for Disability Compensation (Exhibit 38,
PM 10-200) to the claimant, with a copy of Form LS-203. The Form LS-403
instructs the claimant to contact the DO if the claimant has a claim for
compensation or permanency. This serves as a final check for the propriety of
closing a case. The case file is returned to central file with a thirty to
sixty day call-up, pending a reply. If no reply is received, the CE closes the
case at the end of the thirty day period by changing the case status code in
the LCMS.
c. Exceptions to Closing Procedures. There are exceptions to
these closing procedures under the following circumstances:
(1) Cases where the claim is rejected or where the claimant is
determined ineligible to receive compensation payments. This would include
cases where it was determined by the DO or some higher adjudicative body that
the claim was not under LHWCA jurisdiction. Under these circumstances, the case
would be closed when an order to that effect is received by the DO. The DO has
no requirement to issue an order covering such a decision, unless requested by
any of the parties involved.
(2) Cases where the injured party makes no claim. The injured party
usually will not have to file a claim to receive benefits under the LHWCA. In
other rare circumstances, payments will not be forthcoming without specific
initiatives on the part of the injured party.
Examples:
(a) Occasionally, an injury report is jacketed with less than three
days disability in instances where the injury is such that the CE/CEC expects
some claim for partial disability. However, the injured party may fail to
respond to the dispatched Form Ltr. LS-504, Letter to Employee Explaining
Rights (Exhibit 40, PM 10-200) and make no such claim. After a specified period
of time to allow for such a response, the case file will be called up and
closed by the CE.
(b) A claimant may agree with an EC's reasons for denying the right
to compensation, via Form Ltr. LS-209, Request for Employee's Reply to
Employer's Objections, (Exhibit 22, PM 10-200). If so, and the CE cannot
dispute the EC's contention, the case file will be closed.
| |
|