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Secretary of Labor Hilda L. Solis
 

EBSA Unified Agenda - [Proposed Rule Stage]

RIN: 1210-AB34

Publication ID: Fall 2009 

Title: ¤Health Care Arrangements Established by State and Local Governments for Non-Governmental Employees 

Abstract: Department of Labor regulation 29 C.F.R. 2510.3-1 clarifies the definition of the terms “employee welfare benefit plan” and “welfare plan” for purposes of title I of the Employee Retirement Income Security Act of 1974 (ERISA) by identifying certain practices which do not constitute employee welfare benefit plans. This rulemaking would amend that regulation to clarify the circumstances under which health care arrangements established or maintained by state or local governments for the benefit of non-governmental employees do not constitute an employee welfare benefit plan for purposes of section 3(1) of ERISA and 29 CFR 2510.3-1. 

Agency: Department of Labor(DOL) 

Priority: Other Significant 

RIN Status: First time published in the Unified Agenda

Agenda Stage of Rulemaking: Proposed Rule Stage 

Major: Undetermined 

Unfunded Mandates: Undetermined 

CFR Citation: 29 CFR 2510.3-1 

Legal Authority: 29 USC 1135; ERISA sec 505 

Legal Deadline:  None

Statement of Need: Questions have been raised regarding the extent to which health care reform efforts on the part of state and local governments result in the creation of ERISA-covered employee welfare benefit plans or otherwise implicate ERISA. This regulation is needed to provide certainty to both governmental bodies and employers concerning the application of ERISA to such efforts.

Summary of the Legal Basis: Section 505 of ERISA provides that the Secretary may prescribe such regulations as she finds necessary and appropriate to carry out the provisions of title I of the Act. Regulation 29 CFR 2510.3-1 clarifies definitions of the terms “employee welfare benefit plan” and “welfare plan” for purposes of title I of ERISA.

Alternatives: Alternatives will be considered following a determination of the scope and nature of the regulatory guidance needed by the public.

Anticipated Costs and Benefits: Preliminary estimates of the anticipated costs and benefits will be developed, as appropriate, following a determination regarding the alternatives to be considered.

Timetable:
Action Date FR Cite

NPRM 

09/00/2010 

 

Regulatory Flexibility Analysis Required: Undetermined 

Government Levels Affected: Undetermined 

Federalism: Undetermined 

Included in the Regulatory Plan: Yes 

RIN Data Printed in the FR: No 

Agency Contact:
Jeffrey J. Turner
Chief, Division of Regulations, Office of Regulations and Interpretations
Department of Labor
Employee Benefits Security Administration
N 5669, 200 Constitution Avenue NW., FP Building, Rm N-5655,
Washington, DC 20210
Phone:202 693-8500