EBSA Unified Agenda - [Final Rule Stage]

RIN: 1210-AB07

Publication ID: Fall 2009 

Title: Fiduciary Requirements for Disclosure in Participant-Directed Individual Account Plans 

Abstract: This rulemaking will ensure that the participants and beneficiaries in participant-directed individual account plans are provided the information they need, including information about fees and expenses, to make informed investment decisions. The rulemaking may include amendments to the regulation governing ERISA section 404(c) plans (29 CFR 2550.404c-1). The rulemaking is needed to clarify and improve the information currently required to be furnished to participants and beneficiaries. 

Agency: Department of Labor(DOL) 

Priority: Economically Significant 

RIN Status: Previously published in the Unified Agenda

Agenda Stage of Rulemaking: Final Rule Stage 

Major: Yes 

Unfunded Mandates: No 

CFR Citation: 29 CFR 2550 (To search for a specific CFR, visit the Code of Federal Regulations.) 

Legal Authority: 29 USC 1104; 29 USC 1135 

Legal Deadline:  None

Timetable:

Action	Date	FR Cite
Request for Information	04/25/2007	72 FR 20457
Comment Period End	07/24/2007
NPRM	07/23/2008	73 FR 43014
NPRM Comment Period End	09/08/2008
Final Action	09/00/2010

Regulatory Flexibility Analysis Required: Undetermined 

Government Levels Affected: None 

Federalism: No 

Included in the Regulatory Plan: No 

RIN Data Printed in the FR: No 

Agency Contact:
Katherine D. Lewis
Senior Pension Law Specialist
Department of Labor
Employee Benefits Security Administration
Room N5669, 200 Constitution Avenue NW., FP Building, Room N-5655,
Washington, DC 20210
Phone:202 693-8500