EBSA Federal Register Items

• 141st Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans [Notices] [04/11/2008] | [PDF Version]
• Notice of a Proposed Amendment to PTE 93-31; Proposed Amendment to Prohibited Transaction Exemption (PTE) 93-31, 58 FR 28620 (May 14, 1993), as Amended by PTE 97-34, 62 FR 39021 (July 21, 1997), PTE 2000- 58, 65 FR 67765 (November 13, 2000), PTE 2002-41, 67 FR 54487 (August 22, 2002) and PTE 2007-05, 72 FR 13130 (March 20, 2007), (PTE 93-31), Involving Bank of America, N.A., the Successor of NationsBank Corporation (D-11446) [Notices] [03/13/2008] | [PDF Version]
• Proposed Exemption Involving; Wholesale Electronic Supply Employees Profit Sharing Plan and Trust [Notices] [03/13/2008] | [PDF Version]
• Prohibited Transaction Exemptions; 2008-03, 2008-04, and 2008-05 Grant of Individual Exemptions Involving; D-11343, Wellington Management Company, LLP (Wellington Management), PTE 2008-03; D-11389, GE Asset Management Incorporated, PTE 2008-04; and D-11421, Toeruna Widge IRA (the IRA), PTE 2008-05 [Notices] [03/13/2008] | [PDF Version]
• Hearing on Reasonable Contracts or Arrangements Under Section 408(b)(2)--Fee Disclosure [Notices] [03/11/2008] | [PDF Version]
• Exemption Application Nos. and Grant of Individual Exemptions involving; D-11318, Barclays Global Investors, N.A., (BGI) and its Investment Advisory Affiliates, including Barclays Global Fund Advisors (BGFA; together, the Applicants); and D-11417, Citigroup, Inc. (Citigroup) [Notices] [01/17/2008] | [PDF Version]
• Application Nos. and Proposed Exemptions; D-11421, Toeruna Widge IRA (the IRA); and D-11434, Credit Suisse (CS) and Its Current and Future Affiliates (Collectively the Applicant) [01/17/2008] | [PDF Version]
• Publication of Year 2007 Form M-1 With Electronic Filing Option [Notices] [12/12/2007] | [PDF Version]
• Default Investment Alternatives Under Participant Directed Individual Account Plans; Final Rule [Rules and Regulations] [10/24/2007] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans, 140th Full Council Meeting; Notice of Meeting [Notices] [10/22/2007] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on Financial Literacy, Working Group on Participant [Notices] [10/22/2007] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on Financial Literacy, Working Group on Participant [Notices] [09/28/2007] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Mental Health Parity [Notices] [09/21/2007] | [PDF Version]
• Multi-Employer Pension Plan Information Made Available on Request [Proposed Rules] [09/14/2007] | [PDF Version]
• Selection of Annuity Providers for Individual Account Plans [Proposed Rules] [09/12/2007] | [PDF Version]
• Amendment to Interpretive Bulletin 95-1 [Rules and Regulations] [09/12/2007] | [PDF Version]
• Proposed Exemptions; D-11318, Barclays Global Investors, N.A., (BGI) and Its Investment Advisory Affiliates, Including Barclays Global [Notices] [09/10/2007] | [PDF Version]
• Grant of Individual Exemptions Involving; D-11272 Wells Fargo & [Notices] [09/07/2007] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on Participant Benefit Statements; Notice of Meeting [Notices] [08/29/2007] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on Fiduciary Responsibilities Update and Revenue Sharing; Notice of Meeting [Notices] [08/29/2007] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on Financial Literacy; Notice of Meeting [Notices] [08/29/2007] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans; 139th Full Council Meeting; Notice of Meeting [Notices] [08/29/2007] | [PDF Version]
• Amendments to Civil Penalties Under ERISA Section 502(c)(7) [Proposed Rules] [08/10/2007] | [PDF Version]
• Amendments to Civil Penalties Under ERISA Section 502(c)(7) [Rules and Regulations] [08/10/2007] | [PDF Version]
• [Application Nos. D-11324, Deutsche Bank AG (DB); D-11383, L-11384 and D-11385] [Notices] [02/13/2007] | [PDF Version]
• Prohibited Transaction Exemption 2007-10 Through 2007-13; Grant of Individual Exemptions involving; D-11393 & D-11394, (PTE 2007-10), [Notices] [08/01/2007] | [PDF Version]
• Withdrawal of the Notice of Proposed Exemption Involving Deutsche Bank AG (DB); Located in Germany, With Affiliates in New York, NY and Other Locations [Notices] [08/01/2007] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans; Nominations for Vacancies [Notices] [07/27/2007] | [PDF Version]
• Proposed Exemptions and Application Numbers: D-11272, Wells Fargo & Company; D-11390, BSC Services Corp. 401(k) Profit Sharing Plan [Notices] [07/02/2007] | [PDF Version]
• Grant of Individual Exemption To Amend and Replace Prohibited Transaction Exemption (PTE) 2000-34, Involving the Fidelity Mutual Life Insurance Company (FML), Located in Radnor, PA [Notices] [07/02/2007] | [PDF Version]
• Grant of Individual Exemption Involving the Derose Dental Offices Inc., Profit Sharing Plan, Located in Racine, WI [Notices] [07/02/2007] | [PDF Version]
• Grant of Individual Exemptions Involving; D-11342, Mellon [CORRECTIONS] [06/29/2007] | [PDF Version]
• Hearing on Computer Model Investment Advice Programs for IRAs [Notices] [06/20/2007] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans; 138th Full Council Meeting; Notice of Meeting [Notices] [06/20/2007] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans; Working Group on Fiduciary Responsibilities Update and Revenue Sharing; Notice of Meeting [Notices] [06/20/2007] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans; Working Group on Financial Literacy; Notice of Meeting [Notices] [06/20/2007] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans; Working Group on Participant Benefit Statements; Notice of Meeting [Notices] [06/20/2007] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Final Rule on Plan Loans to Participants and Beneficiaries [Notices] [06/18/2007] | [PDF Version]
• Proposed Individual Exemptions for Paul Niednagel IRAs and Lynne Niednagel IRAs (Collectively, the IRAs), Located in Laguna Niguel, CA [Notices] [06/07/2007] | [PDF Version]
• Notice of Proposed Exemptions [Notices] [06/01/2007] | [PDF Version]
• [Application Nos. D-11324, Deutsche Bank AG (DB); D-11383, L-11384 and D-11385] [Notices] [02/13/2007] | [PDF Version]
• Notice of Proposed Exemptions [Notices] [04/30/2007] | [PDF Version]
• [Prohibited Transaction Exemption 2007-06; Exemption Application Nos. D-11383, L-11384, D-11385, D-11383, L-11384, D-11385, L-11302 and L- 11303] [Notices] [04/30/2007] | [PDF Version]
• 137th Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting [Notices] [04/26/2007] | [PDF Version]
• Fee and Expense Disclosures to Participants in Individual Account Plans [Proposed Rules] [04/25/2007] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Final Rule on Health Care Continuation Coverage [Notices] [04/09/2007] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Prohibited Transaction Class Exemption 92-6--Sale of Individual Life Insurance or Annuity Contracts by a Plan [Notices] [04/09/2007] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Prohibited Transaction Class Exemption 91-55-- Transactions Between Individual Retirement Accounts and Authorized Purchasers of American Eagle Coins [Notices] [04/09/2007] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 85-68--To [Notices] [04/09/2007] | [PDF Version]
• Prohibited Transaction Exemption (PTE) 2007-05; Exemption Application No. D-11370; Amendment to PTE 2000-58, 65 FR 67765 (November 13, 2000) and PTE 2002-41, 67 FR 54487 (August 22, 2002) [Notices] [04/04/2007] | [PDF Version]
• Notice of Proposed Individual Exemption To Amend and Replace Prohibited Transaction Exemption (PTE) 2000-34, Involving the Fidelity Mutual Life Insurance Company (FML), Located in Pittsburgh, PA [Notices] [03/22/2007] | [PDF Version]
• Proposed Exemption; The DeRose Dental Offices, Inc., S.C. Profit Sharing Plan (the Plan) [Notices] [03/22/2007] | [PDF Version]
• Grant of Individual Exemptions Involving; D-11342, Mellon [Notices] [03/20/2007] | [PDF Version]
• Interim Final Rule Relating to Time and Order of Issuance of Domestic Relations Orders [Rules and Regulations] [03/07/2007] | [PDF Version]
• Mental Health Parity [Rules and Regulations] [02/27/2007] | [PDF Version]
• Proposed Amendment to Prohibited Transaction Exemption 2006-06 (PTE 2006-06) for Services Provided in Connection With the Termination of Abandoned Individual Account Plans [Notices] [02/15/2007] | [PDF Version]
• Amendments to Safe Harbor for Distributions From Terminated Individual Account Plans and Termination of Abandoned Individual Account Plans To Require Inherited Individual Retirement Plans for [Rules and Regulations] [02/15/2007] | [PDF Version]
• Grant of Individual Exemption Involving The Bear Stearns Companies, Inc. (BS), Bear Stearns Asset Management Inc. (BSAM), and Bear, Stearns & Co. Inc. (BSC) (Collectively, the Applicants) Located in New York, NY [Notices] [02/12/2007] | [PDF Version]
• Statutory Exemption for Cross-Trading of Securities [Rules and Regulations] [02/12/2007] | [PDF Version]
• Prohibited Transaction Exemption 2007-01; Grant of Individual Exemptions Involving; The Plumbers and Pipefitters National Pension Fund (the Fund) [Notices] [01/24/2007] | [PDF Version]
• Notice of a Proposed Amendment to Prohibited Transaction Exemption (PTE) 2000-58, 65 FR 67765 (November 13, 2000) and PTE 2002- 41, 67 FR 54487 (August 22, 2002) I [Notices] [01/24/2007] | [PDF Version]
• Nondiscrimination and Wellness Programs in Health Coverage in the Group Market [Rules and Regulations] [12/13/2006] | [PDF Version]
• Proposed Information Collection; Request for Public Comment Health Disclosure and Claims Issues Project Survey [Notices] [12/08/2006] | [PDF Version]
• Prohibited Transaction Exemption 2006-19; Grant of Individual Exemption Involving Kaiser Aluminum Corporation and Its Subsidiaries (Together, Kaiser) Located in Foothill Ranch, CA [Notices] [12/07/2006] | [PDF Version]
• Publication of Year 2006 Form M-1 With Electronic Filing Option, Notice [Notices] [12/07/2006] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 88-59, Residential Mortgage Financing Arrangements [Notices] [12/05/2006] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Petition for Finding Under Section 3(40) of ERISA [Notices] [12/05/2006] | [PDF Version]
• Proposed Extension of Information Collection; Request for Public Comment; Prohibited Transaction Class Exemption 80-83; Employee Benefit Plan Purchase of Securities Benefiting Party in Interest Issuer [Notices] [12/05/2006] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 75-1; Employee Benefit Plan Security Transactions With Broker-Dealers, Reporting Dealers and Banks [Notices] [12/05/2006] | [PDF Version]
• Prohibited Transaction Exemption for Provision of Investment Advice to Participants in Individual Account Plans [Notices] [12/04/2006] | [PDF Version]
• Prohibited Transaction Exemption for Provision of Investment Advice to Individual Retirement and Similar Plans [Notices] [12/04/2006] | [PDF Version]
• Model Notice of Pending Election of Multiemployer Plan Status [Notices] [12/01/2006] | [PDF Version]
• Prohibited Transaction Exemptions 2006-17 and 2006-18; Grant of Individual Exemptions involving; D-11375, Frank D. May and D-11392, Amendment to Prohibited Transaction Exemption PTE 2001-32 Involving Development Company Funding Corporation [Notices] [11/24/2006] | [PDF Version]
• Notice of Proposed Individual Exemption Involving the Bear Stearns Companies, Inc. (BS), Bear Stearns Asset Management, Inc. (BSAM), and Bear, Stearns & Co., Inc. (BSC) (collectively, the Applicants) Located in New York, NY [Notices] [11/24/2006] | [PDF Version]
• Agency Information Collection Activities; Announcement of OMB Approvals [Notices] [11/02/2006] | [PDF Version]
• Prohibited Transaction Exemption (PTE) 2006-16; Class Exemption To Permit Certain Loans of Securities by Employee Benefit Plans [Notices] [10/31/2006] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Summary Plan Description Requirements Under ERISA [Notices] [10/31/2006] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; ERISA Investment Manager Electronic Registration [Notices] [10/31/2006] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Employee Benefit Plan Claims Procedures Under ERISA [Notices] [10/31/2006] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request Annual Report for Multiple Employer Welfare Arrangements (Form M-1) [Notices] [10/31/2006] | [PDF Version]
• Notice of Proposed Individual Exemption Involving Kaiser Aluminum Corporation and Its Subsidiaries (Together, Kaiser) Located in Foothill Ranch, CA [Notices] [10/26/2006] | [PDF Version]
• Grant of Individual Exemption To Amend Prohibited Transaction Exemption (PTE) 95-31 Involving the Financial Institutions Retirement Fund (the Fund) and the Financial Institutions Thrift Plan (the Thrift Plan) Located in White Plains, NY [Notices] [10/26/2006] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans; Working Group on Plan Asset Rules, Exemptions and Cross Trading, [Notices] [10/23/2006] | [PDF Version]
• 136th Full Council Meeting; Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting [Notices] [10/23/2006] | [PDF Version]
• Employee Benefits Security Administration Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on Plan Asset Rules, Exemptions and Cross Trading, Working Group on a Procedurally [Notices] [10/04/2006] | [PDF Version]
• Prohibited Transaction Exemption 2006-13; Grant of Individual Exemptions [Notices] [09/28/2006] | [PDF Version]
• Proposed Exemptions; Frank D. May, D.M.D., P.A. 401(k) Profit Sharing Plan and Trust (the Plan) [Notices] [09/27/2006] | [PDF Version]
• Default Investment Alternatives Under Participant Directed Individual Account Plans [Proposed Rules] [09/27/2006] | [PDF Version]
• Independence of Employee Benefit Plan Accountants [Proposed Rules] [09/11/2006] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans; Working Group on a Prudent Investment Process; Notice of Meeting [Notices] [09/01/2006] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans; Working Group on Plan Asset Rules, Exemptions, and Cross Trading; Notice of Meeting [Notices] [09/01/2006] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans; 135th Full Council Meeting; Notice of Meeting [Notices] [09/01/2006] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans; Working Group on Health Information Technology; Notice of Meeting [Notices] [09/01/2006] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans; Nominations for Vacancies [Notices] [08/25/2006] | [PDF Version]
• Grant of Individual Exemptions; The Southwest Gas Corporation (Southwest Gas) [Notices] [08/21/2006] | [PDF Version]
• Proposed Exemptions; Notice of Proposed Individual Exemption Involving the Plumbers & Pipefitters National Pension Fund (the Fund) [Notices] [08/21/2006] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans; Nominations for Vacancies [Notices] [08/25/2006] | [PDF Version]
• Grant of Individual Exemptions; The Southwest Gas Corporation (Southwest Gas) [Notices] [08/21/2006] | [PDF Version]
• Employee Benefit Plans--Notice of Proposed Individual Exemption Involving the Plumbers & Pipefitters National Pension Fund (the Fund) and Grant of Individual Exemption for the Southwest Gas Corporation (Southwest Gas); Notices [Notices] [08/21/2006] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on Health Information Technology; Notice of Meeting [Notices] [07/26/2006] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on a Prudent Investment Process; Notice of Meeting [Notices] [07/26/2006] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans 134th Full Council Meeting; Notice of Meeting [Notices] [07/26/2006] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on Plan Asset Rules, Exemptions, and Cross Trading; Notice of Meeting [Notices] [07/26/2006] | [PDF Version]
• Proposed Exemptions; The Young Men's Christian Association Retirement Fund-Retirement Plan (the Plan) [Notices] [07/21/2006] | [PDF Version]
• Proposed Revision of Annual Information Return/Reports [Notices] [07/21/2006] | [PDF Version]
• Annual Reporting and Disclosure [Proposed Rules] [07/21/2006] | [PDF Version]
• Electronic Filing of Annual Reports [Rules and Regulations] [07/21/2006] | [PDF Version]
• Proposed Extension of Information Collection; Request for Public Comment Notice of Special Enrollment [Notices] [07/19/2006] | [PDF Version]
• Proposed Extension of Information Collection; Request for Public Comment Establishing Prior Creditable Coverage [Notices] [07/19/2006] | [PDF Version]
• Proposed Extension of Information Collection; Request for Public Comment Notice of Pre-Existing Condition Exclusion [Notices] [07/19/2006] | [PDF Version]
• Grant of Individual Exemptions; Harris Nesbitt Corporation (Harris Nesbitt) [Notices] [06/02/2006] | [PDF Version]
• Proposed Exemptions; Retail Clerks Welfare Trust Health and Welfare Plan (the Plan) [Notices] [06/02/2006] | [PDF Version]
• Termination of Abandoned Individual Account Plans [Rules and Regulations] [04/21/2006] | [PDF Version]
• Technical Amendments to Appendices to Termination of Abandoned Individual Account Plans; Correction [Rules and Regulations] [05/19/2006] | [PDF Version]
• Termination of Abandoned Individual Account Plans [CORRECTIONS] [05/19/2006] | [PDF Version]
• Voluntary Fiduciary Correction Program Under the Employee Retirement Income Security Act of 1974 [CORRECTIONS] [05/11/2006] | [PDF Version]
• Proposed Exemptions; The Southwest Gas Corporation (Southwest Gas) [Notices] [04/28/2006] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemptions for Multiple Employer Plans and Multiple Employer Apprenticeship Plans, PTE 76-1, PTE 77-10, PTE 78-6. [Notices] [04/28/2006] | [PDF Version]
• Class Exemption for Services Provided in Connection With the Termination of Abandoned Individual Account Plans [Notices] [04/21/2006] | [PDF Version]
• Termination of Abandoned Individual Account Plans [Rules and Regulations] [04/21/2006] | [PDF Version]
• Voluntary Fiduciary Correction Program Under the Employee Retirement Income Security Act of 1974 [Notices] [04/19/2006] | [PDF Version]
• Amendment to Prohibited Transaction Exemption 2002-51 (PTE 2002- 51) to Permit Certain Transactions Identified in the Voluntary Fiduciary Correction Program [Notices] [04/19/2006] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request Prohibited Transaction Class Exemption 2004-07, Transactions With Trust REIT Shares [Notices] [04/14/2006] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 94-20, Foreign Exchange Transactions [Notices] [04/14/2006] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Exemption 97-41, Collective Investment Funds Conversion Transactions [Notices] [04/14/2006] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 90-1, Pooled Separate Accounts [Notices] [04/14/2006] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 91-38, Bank Collective Investment Funds [Notices] [04/14/2006] | [PDF Version]
• 133rd Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting [Notices] [04/11/2006] | [PDF Version]
• Amendment to Prohibited Transaction Exemption 80-26 (PTE 80-26) for Certain Interest Free Loans to Employee Benefit Plans [Notices] [04/07/2006] | [PDF Version]
• Plans Established or Maintained Pursuant to Collective Bargaining Agreements Under Section 3(40)(A) of ERISA [Proposed Rules] [02/05/2002] | [PDF Version]
• Plans Established or Maintained Under or Pursuant to Collective Bargaining Agreements Under Section 3(40)(A) of ERISA [CORRECTIONS] [11/17/2000] | [PDF Version]
• Procedures for Administrative Hearings Regarding Plans Established or Maintained Pursuant to Collective Bargaining Agreements Under Section 3(40)(A) of ERISA [Proposed Rules] [10/27/2000] | [PDF Version]
• Plans Established or Maintained Under or Pursuant to Collective Bargaining Agreements Under Section 3(40)(A) of ERISA [Proposed Rules] [10/27/2000] | [PDF Version]
• Grant of Individual Exemptions; Edward D. Jones & Co., L.P. (the Applicant) [Notices] [03/20/2006] | [PDF Version]
• Mental Health Parity [Rules and Regulations] [03/20/2006] | [PDF Version]
• Proposed Extension of Information Collection Comment Request; Prohibited Transaction Class Exemption 2002-12, Cross-Trades of Securities by Index and Model-Driven Funds [Notices] [03/08/2006] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; ERISA Summary Annual Report [Notices] [02/27/2006] | [PDF Version]
• National Summit on Retirement Savings [Notices] [02/22/2006] | [PDF Version]
• Proposed Exemptions; Harris Nesbitt Corporation (Harris Nesbitt) and Its Affiliates (the Affiliates) [Notices] [02/13/2006] | [PDF Version]
• Amendment to Prohibited Transaction Exemption 84-24 (PTE 84-24) For Certain Transactions Involving Insurance Agents and Brokers, Pension Consultants, Insurance Companies, Investment Companies and Investment Company Principal Underwriters [Notices] [02/03/2006] | [PDF Version]
• Amendment to Prohibited Transaction Exemption (PTE) 75-1, Exemptions From Prohibitions Respecting Certain Classes of Transactions Involving Employee Benefit Plans and Certain Broker-Dealers, Reporting Dealers and Banks [Notices] [02/03/2006] | [PDF Version]
• Proposed Extension of Information Collection: Comment Request National Medical Support Notice--Part B [Notices] [01/25/2006] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request Definition of ``Plan Assets''--Participant Contributions [Notices] [01/25/2006] | [PDF Version]
• Annual Funding Notice for Multiemployer Defined Benefit Pension Plans [Rules and Regulations] [01/11/2006] | [PDF Version]
• Grant of Individual Exemptions; Wachovia Corporation (Wachovia) [Notices] [12/28/2005] | [PDF Version]
• Proposed Exemptions; Pennsylvania Institute of Neurological Disorders, Inc. Profit Sharing Plan (the Plan) [Notices] [12/28/2005] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request Final Rule Relating To Notice of Blackout Periods to Participants and Beneficiaries [Notices] [12/21/2005] | [PDF Version]
• Proposed Extension of Information Collection; Public Comment ERISA Advisory Opinion Procedure 76-1 [Notices] [12/21/2005] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request Settlement Agreements Between a Plan and Party in Interest [Notices] [12/21/2005] | [PDF Version]
• Publication of Year 2005 Form M-1 With Electronic Filing Option, Notice [Notices] [12/09/2005] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request ERISA Technical Release 91-1 [Notices] [11/18/2005] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request Regulation Regarding Participant Directed Individual Account Plans Under ERISA 404(c) [Notices] [11/15/2005] | [PDF Version]
• Adoption of Amendment to Prohibited Transaction Exemption (PTE) 99-29 Involving Bankers Trust Company, Deutsche Bank Trust Company Americas (DBTCA), and Deutsche Bank, AG [Notices] [11/09/2005] | [PDF Version]
• Grant of Individual Exemptions; Milan Uremovich, D.D.S., P.C. Profit Sharing Plan and Trust (the Plan) [Notices] [11/03/2005] | [PDF Version]
• Proposed Exemptions; George N. Newton, Individual Retirement Account (the IRA) [Notices] [11/03/2005] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request Disclosures by Insurers to General Account Policyholders [Notices] [10/31/2005] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans; Working Group on Retirement Plan Distributions and Options; Working Group on Communications to Retirement Plan Participants and Working [Notices] [10/18/2005] | [PDF Version]
• Employee Benefits Security Administration 132nd Plenary Meeting; Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting [Notices] [10/18/2005] | [PDF Version]
• Additional Extension of Time Frames for Employee Benefit Plans Affected by Hurricane Katrina [Rules and Regulations] [10/12/2005] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on Communications to Retirement Plan Participants and Working Group on Retirement Plan Distributions and Options; Notice of Meeting [Notices] [10/03/2005] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on Improving Plan Communications for Health and Welfare Plan Participants; Notice of Meeting [Notices] [10/03/2005] | [PDF Version]
• Extension of Certain Time Frames for Employee Benefit Plans Affected by Hurricane Katrina [Rules and Regulations] [09/21/2005] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on Improving Plan Communications for Health and Welfare Plan Participants; Notice of Meeting [Notices] [08/31/2005] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on Communications to Retirement Plane Participants; Notice of Meeting [Notices] [08/31/2005] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans 131st Plenary Meeting; Notice of Meeting [Notices] [08/31/2005] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on Retirement Plan Distributions and Options; Notice of Meeting [Notices] [08/31/2005] | [PDF Version]
• Electronic Filing of Annual Reports [Proposed Rules] [08/30/2005] | [PDF Version]
• Amendment to Prohibited Transaction Exemption (PTE) 84-14 for Plan Asset Transactions Determined by Independent Qualified Professional Asset Managers [Notices] [08/23/2005] | [PDF Version]
• Proposed Amendment to Prohibited Transaction Exemption (PTE) 84- 14 for Plan Asset Transactions Determined by Independent Qualified Professional Asset Managers [Notices] [08/23/2005] | [PDF Version]
• Proposed Exemptions; Wachovia Corporation (Wachovia) [Notices] [08/12/2005] | [PDF Version]
• [Prohibited Transaction Exemption 2005-11; Exemption Application No. D- 11185, et al. [Notices] [08/12/2005] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Furnishing Documents to the Secretary of Labor on Request Under ERISA Section 104(a)(6) [Notices] [08/12/2005] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans Nominations for Vacancies [Notices] [07/18/2005] | [PDF Version]
• Prohibited Transaction Exemption (PTE) 2005-09; Exemption Application No. D-11277; Liberty Media International, Inc. (LMI), Located in Englewood, CO [Notices] [07/15/2005] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on Improving Plan Communications for Health and Welfare Plan Participants; Notice of Meeting [Notices] [06/17/2005] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans, Working Group on Retirement Plan Distributions and Options; Notice of Meeting [Notices] [06/17/2005] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans Special Joint Session of the Working Group on Communications to Retirement Plan Participants and the Working Group on Improving P [Notices] [06/17/2005] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on Communications to Retirement Plan Participants; Notice of Meeting [Notices] [06/17/2005] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans 130th Plenary Meeting; Notice of Meeting [Notices] [06/17/2005] | [PDF Version]
• Prohibited Transaction Exemption; 2005-07; Grant of Individual Exemptions; PAMCAH-UA Local 675 Pension Plan (Pension Plan); PAMCAH-UA Local 675 Training Fund (Training Fund) (Collectively the Plans) [Notices] [06/29/2005] | [PDF Version]
• Proposed Exemptions; Milan Uremovich, D.D.S., P.C. Profit Sharing Plan and Trust (the Plan) [Notices] [06/29/2005] | [PDF Version]
• 2006 National Summit on Retirement Savings; Request for Information [Notices] [06/09/2005] | [PDF Version]
• Grant of Individual Exemptions; R. G. Daily Company, Inc. Defined Benefit Plan (the Plan) [Notices] [05/13/2005] | [PDF Version]
• Proposed Exemptions; BNP Paribas S.A., (BNP Paribas) and Its French Affiliates (the French Affiliates) [Notices] [05/13/2005] | [PDF Version]
• Final Regulations for Health Coverage Portability for Group Health Plans and Group Health Insurance Issuers Under HIPAA Titles l & IV; Correction [Rules and Regulations] [04/25/2005] | [PDF Version]
• 129th Plenary Meeting; Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting [Notices] [04/19/2005] | [PDF Version]
• Voluntary Fiduciary Correction Program Under the Employee Retirement Income Security Act of 1974 [Notices] [04/06/2005] | [PDF Version]
• Proposed Amendment to Prohibited Transaction Exemption 2002-51 (PTE 2002-51) To Permit Certain Transactions Identified in the Voluntary Fiduciary Correction Program [Notices] [04/06/2005] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; PTE 86-128 [Notices] [04/06/2005] | [PDF Version]
• Proposed Exemptions; PAMCAH-UA Local 675 Pension Plan (Pension Plan) (Collectively the Plans) [Notices] [03/23/2005] | [PDF Version]
• Proposed Class Exemption for Services Provided in Connection With the Termination of Abandoned Individual Account Plans [Notices] [03/10/2005] | [PDF Version]
• Termination of Abandoned Individual Account Plans and Proposed Class Exemption for Services Provided in Connection With the Termination of Abandoned Individual Account Plans; Proposed Rule and Notice [Proposed Rules] [03/10/2005] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Consent To Receive Employee Benefit Plan Disclosure Electronically [Notices] [03/09/2005] | [PDF Version]
• Grant of Individual Exemptions; Allfirst Bank [Notices] [12/21/2000] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Application for EFAST Electronic Signature and [Notices] [03/03/2005] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Procedure for Application for Exemption From the Prohibited Transaction Provisions of Section 408(a) of the Employee Retirement Security Act (ERISA) [Notices] [02/25/2005] | [PDF Version]
• Annual Funding Notice for Multiemployer Defined Benefit Pension Plans; Proposed Rule [Proposed Rules] [02/04/2005] | [PDF Version]
• Exemption Application No. L-11245; The North Texas Electrical Joint Apprenticeship and Training Trust Fund (the Plan) [Notices] [02/03/2005] | [PDF Version]
• Prohibited Transaction Exemption 2005-01; [Exemption Application No. D-11211] et al.; Grant of Individual Exemptions; J.C.O., Inc. Retirement Plan and Trust (the Plan) [Notices] [02/03/2005] | [PDF Version]
• Notice of Proposed Amendment; Prohibited Transaction Exemption (PTE) 99-29 Involving Bankers Trust Company, Deutsche Bank Trust Company Americas (DBTCA), and Deutsche Bank, AG [Notices] [02/03/2005] | [PDF Version]
• Request for Information on Benefit-Specific Waiting Periods Under HIPAA Titles I & IV [Proposed Rules] [12/30/2004] | [PDF Version]
• Notice of Proposed Rulemaking for Health Coverage Portability: Tolling Certain Time Periods and Interaction With the Family and Medical Leave Act Under HIPAA Titles I and IV [Proposed Rules] [12/30/2004] | [PDF Version]
• Notice of Proposed Rulemaking for Health Coverage Portability and Request for Information on Benefit-Specific Waiting Periods Under HIPAA Titles I & IV; Proposed Rules [Rules and Regulations] [12/30/2004] | [PDF Version]
• Publication of Year 2004 Form M-1 With Electronic Filing Option [Notices] [12/21/2004] | [PDF Version]
• Mental Health Parity [Rules and Regulations] [12/17/2004] | [PDF Version]
• Proposed Amendment to Prohibited Transaction Exemption 80-26 (PTE 80-26) For Certain Interest Free Loans to Employee Benefit Plans [Notices] [12/15/2004] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Prohibited Transaction Exemption 75-1 Broker- Dealers, Reporting Dealers, Banks Engaging in Securities Transactions [Notices] [12/02/2004] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 77-4 [Notices] [12/02/2004] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Suspension of Benefits [Notices] [12/02/2004] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Delinquent Filer Voluntary Compliance Program [Notices] [12/02/2004] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 98-54--Foreign Exchange Transactions Executed Pursuant to Standing Instructions [Notices] [12/02/2004] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Alternative Method of Compliance for Certain SEPs Pursuant to 29 CFR 2520.104-49 [Notices] [12/02/2004] | [PDF Version]
• Proposed Exemptions; J.C.O., Inc. Retirement Plan and Trust (the Plan) [Notices] [11/30/2004] | [PDF Version]
• Grant of Individual Exemption; Comerica Bank [Notices] [11/24/2004] | [PDF Version]
• ARINC Incorporated Retirement Income Plan (the Plan) Located in Annapolis, MD [Notices] [11/24/2004] | [PDF Version]
• Grant of Individual Exemptions; Linda Ann Smith, M.D. Profit Sharing Plan and Trust (the Plan) [Notices] [11/10/2004] | [PDF Version]
• Proposed Exemptions; The National Electrical Benefit Fund (the Plan) [Notices] [11/08/2004] | [PDF Version]
• Proposed Exemptions; The National Electrical Benefit Fund (the Plan) [Notices] [11/08/2004] | [PDF Version]
• Working Group on Fee and Related Disclosure to Participants Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting [Notices] [10/25/2004] | [PDF Version]
• Working Group on Plan Fees and Reporting on Form 5500 Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting [Notices] [10/25/2004] | [PDF Version]
• Working Group on Health and Welfare Form 5500 Requirements, Advisory Council on Employee Welfare and Pension Benefit Plans, Notice of Meeting [Notices] [10/25/2004] | [PDF Version]
• 128th Plenary Meeting; Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting [Notices] [10/25/2004] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting [Notices] [10/25/2004] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations: Prohibited Transaction Class Exemption T88-1; Correction [Notices] [10/14/2004] | [PDF Version]
• Working Group on Plan Fees and Reporting on Form 5500, Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [10/12/2004] | [PDF Version]
• Working Group on Health and Welfare Form 5500 Requirements, Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [10/12/2004] | [PDF Version]
• Working Group on Fees and Related Disclosure to Participants, Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [10/12/2004] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations Prohibited Transaction Class Exemption 81-8 [Notices] [10/06/2004] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations: Prohibited Transaction Class Exemption 96-62 [Notices] [10/06/2004] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations: Prohibited Transaction Class Exemption T88-1 [Notices] [10/06/2004] | [PDF Version]
• Class Exemption for the Establishment, Investment and Maintenance of Certain Individual Retirement Plans Pursuant to a Mandatory Distribution [Notices] [09/28/2004] | [PDF Version]
• Fiduciary Responsibility Under the Employee Retirement Income Security Act of 1974 Automatic Rollover Safe Harbor; Final Rule [Rules and Regulations] [09/28/2004] | [PDF Version]
• Proposed Amendment to Prohibited Transaction Exemption 84-24 (PTE 84-24) for Certain Transactions Involving Insurance Agents and Brokers, Pension Consultants, Insurance Companies, Investment Companies and Investment Company Principal Underwriters [Notices] [09/14/2004] | [PDF Version]
• Notice of Proposed Individual Exemption Involving the ARINC Incorporated Retirement Income Plan (the Plan); Located in Annapolis, MD[Notices] [09/13/2004] | [PDF Version]
• Grant of Individual Exemptions; The Prudential Insurance Company of America [Notices] [09/10/2004] | [PDF Version]
• Proposed Exemptions; Comerica Bank [Notices] [09/10/2004] | [PDF Version]
• Working Group on Plan Fees and Reporting on Form 5500; Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting [Notices] [08/30/2004] | [PDF Version]
• Working Group on Fee and Related Disclosures to Participants, Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting [Notices] [08/30/2004] | [PDF Version]
• Working Group on Health and Welfare Form 5500 Requirements; Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting [Notices] [08/30/2004] | [PDF Version]
• 126th Plenary Meeting; Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting [Notices] [08/30/2004] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Proposed Extension of Information Collection; Comment Request; Form 5500 Annual Return/Report of Employee Benefit Plan [Notices] [08/24/2004] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Mental Health Parity [Notices] [08/24/2004] | [PDF Version]
• Electronic Registration Requirements for Investment Advisers To Be Investment Managers Under Title I of ERISA; Final Rule [Rules and Regulations] [08/24/2004] | [PDF Version]
• Working Group on Fee and Related Disclosures to Participants; Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting [Notices] [07/22/2004] | [PDF Version]
• Working Group on Health and Welfare Form 5500 Requirements; Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting [Notices] [07/22/2004] | [PDF Version]
• Working Group on Plan Fees and Reporting on Form 5500, Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting [Notices] [07/22/2004] | [PDF Version]
• 126th Plenary Meeting, Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting [Notices] [07/22/2004] | [PDF Version]
• Proposed Exemptions; Camino Medical Group, Inc. [Notices] [07/20/2004] | [PDF Version]
• Grant of Individual Exemptions; Kinder Morgan, Inc. [Notices] [07/07/2004] | [PDF Version]
• Withdrawal of Notice of Proposed Exemption Involving Comerica Bank and Its Affiliates (Collectively, Comerica); Located in Detroit, MI [Notices] [07/07/2004] | [PDF Version]
• Health Care Continuation Coverage, Correction [Rules and Regulations] [06/23/2004] | [PDF Version]
• 125th Plenary Meeting; Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [05/26/2004] | [PDF Version]
• Health Care Continuation Coverage; Final Rule [Rules and Regulations] [05/26/2004] | [PDF Version]
• Proposed Extension of Information Collection Request; Comment Request; 29 CFR 2550.408b-1 [Notices] [05/25/2004] | [PDF Version]
• Employee Benefit Plans: Notice to the Public Pursuant to Section 106 of the President's Reorganization Plan No. 4 of 1978 [Notices] [05/24/2004] | [PDF Version]
• Proposed Exemptions; Comerica Bank and Its Affiliates (Collectively, Comerica)[Notices] [05/04/2004] | [PDF Version]
• Class Exemption for the Acquisition and Sale of Trust REIT Shares by Individual Account Plans Sponsored by Trust REITS [Notices] [04/28/2004] | [PDF Version]
• Proposed Amendment to Prohibited Transaction Exemption (PTE) 75- 1, Exemptions From Prohibitions Respecting Certain Classes of Transactions Involving Employee Benefit Plans and Certain Broker-Dealers, Reporting Dealers and Banks [Notices] [04/28/2004] | [PDF Version]
• Proposed Exemptions; Landerholm, Memovich, Lansverk & Whitesides, P.S. 401(k) Profit Sharing Plan (the Plan) [Notices] [03/24/2004] | [PDF Version]
• Prohibited Transaction Exemption 2004-05; [Exemption Application No. D-10957] et al.; Grant of Individual Exemptions; John Hancock Life Insurance Company [Notices] [03/24/2004] | [PDF Version]
• Agency Information Collection Activities; Announcement of OMB Approval [Notices] [03/23/2004] | [PDF Version]
• Agency Information Collection Activities; Announcement of OMB Approval [Notices] [03/23/2004] | [PDF Version]
• Agency Information Collection Activities; Announcement of OMB Approval [Notices] [03/23/2004] | [PDF Version]
• Health Care Continuation Coverage [Proposed Rules] [05/28/2003] | [PDF Version]
• Proposed Class Exemption for the Establishment, Investment and Maintenance of Certain Individual Retirement Plans Pursuant to an Automatic Rollover of a Mandatory Distribution [Notices] [03/09/2004] | [PDF Version]
• Proposed Class Exemption for the Establishment, Investment and Maintenance of Certain Individual Retirement Plans Pursuant to an Automatic Rollover of a Mandatory Distribution [Notices] [03/02/2004] | [PDF Version]
• Fiduciary Responsibility Under the Employee Retirement Income Security Act of 1974 Automatic Rollover Safe Harbor [Proposed Rules] [03/02/2004] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Prohibited Transaction Class Exemption 91-55-- Transactions Between Individual Retirement Accounts and Authorized [Notices] [02/26/2004] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 85-68--To [Notices] [02/26/2004] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Prohibited Transaction Class Exemption 92-6--Sale of Individual Life Insurance or Annuity Contracts by a Plan [Notices] [02/26/2004] | [PDF Version]
• Withdrawal of Notice of Proposed Exemption Involving Blue Cross and Blue Shield of Kansas (the Company) and Anthem Insurance Companies, Inc. (Anthem) Located in Topeka, KS [Notices] [02/17/2004] | [PDF Version]
• Grant of Individual Exemptions; Bank of America, N.A. [Notices] [02/17/2004] | [PDF Version]
• Publication of Year 2003 Form M-1 With Electronic Filing Option [Notices] [02/11/2004] | [PDF Version]
• Mental Health Parity [Rules and Regulations] [01/26/2004] | [PDF Version]
• United States Steel and Carnegie Pension Fund (UCF or the Applicant), Located in Atlanta, GA [Notices] [01/05/2004] | [PDF Version]
• Proposed Exemptions; Bangs, McCullen, Butler, Foye & Simmons, L.L.P. Employees Profit Sharing Plan (the Plan) [Notices] [12/17/2003] | [PDF Version]
• Grant of Individual Exemptions; Deutsche Bank AG [Notices] [12/17/2003] | [PDF Version]
• Proposed Exemptions; Bangs, McCullen, Butler, Foye & Simmons, L.L.P. Employees Profit Sharing Plan (the Plan) [Notices] [12/17/2003] | [PDF Version]
• Electronic Registration Requirements for Investment Advisers To Be Investment Managers Under Title I of ERISA [Proposed Rules] [12/09/2003] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Prohibited Transaction Exemption 75-1--Broker-- Dealers, Reporting Dealers, Banks Engaging in Securities Transactions [Notices] [11/05/2003] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Prohibited Transaction Exemption 88-59 Residential Mortgage Financing Arrangements Involving Employee Benefit Plans [Notices] [11/05/2003] | [PDF Version]
• Notice of Proposed Amendment to PTE 81-6 and Proposed Restatement and Redesignation of PTE 82-63; Correction [Notices] [10/28/2003] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Prohibited Transaction Exemption 80-83--Securities Purchases for Debt Reduction or Retirement [Notices] [10/28/2003] | [PDF Version]
• Working Group on Defined Benefit Funding and Discount Rate Issues; Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [10/23/2003] | [PDF Version]
• 124th Full Meeting; Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [10/23/2003] | [PDF Version]
• Working Group on Optional Professional Management in Defined Contribution Plans; Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [10/23/2003] | [PDF Version]
• Working Group on Health Care Security; Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [10/23/2003] | [PDF Version]
• Proposed Class Exemption To Permit Certain Loans of Securities by Employee Benefit Plans [Notices] [10/23/2003] | [PDF Version]
• Lodgian, Inc. 401(k) Plan and Trust Agreement (the Plan) Exemption Application No. D-11180 [Notices] [10/14/2003] | [PDF Version]
• Prohibited Transaction Exemption 2003-30; [Exemption Application No. D-11101] et al.; Grant of Individual Exemptions; Fifth Third Bank [Notices] [10/14/2003] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Employee Benefit Plan Claims Procedures Under ERISA [Notices] [10/06/2003] | [PDF Version]
• Proposed Exemptions; The National Electrical Benefit Fund (the Plan)[Notices] [09/29/2003] | [PDF Version]
• Notice of Proposed Exemption for Certain Transactions Involving Aetna Life Insurance Company (Aetna) and UBS Realty Investors LLC (UBS Realty) Located in Hartford, CT [Notices] [09/29/2003] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Summary Plan Description Requirements under ERISA [Notices] [09/18/2003] | [PDF Version]
• Fiduciary Responsibility Under the Employee Retirement Income Security Act of 1974; Automatic Rollovers; Proposed Rule [Proposed Rules] [01/07/2003] | [PDF Version]
• Proposed Exemptions; Sorenson Broadcasting Employee Stock Ownership Plan and Trust (the Plan) [Notices] [09/05/2003] | [PDF Version]
• Grant of Individual Exemptions; Local 705 International Brotherhood of Teamsters Pension Plan (the Plan) [Notices] [09/05/2003] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request [Notices] [09/04/2003] | [PDF Version]
• Proposed Collection; Comment Request [Notices] [09/04/2003] | [PDF Version]
• Working Group on Health Care Security Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [09/03/2003] | [PDF Version]
• Working Group on Defined Benefit Funding and Discount Rate Issues, Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [09/03/2003] | [PDF Version]
• 123rd Full Meeting, Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [09/03/2003] | [PDF Version]
• Working Group on Optional Professional Management in Defined Contribution Plans, Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [09/03/2003] | [PDF Version]
• Proposed Amendment to Prohibited Transaction Exemption (PTE) 84- 14 for Plan Asset Transactions Determined by Independent Qualified Professional Asset Managers [Notices] [09/03/2003] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request [Notices] [08/20/2003] | [PDF Version]
• Northwest Airlines Pension Plan for Salaried Employees (Salaried Plan) [Notices] [08/19/2003] | [PDF Version]
• Proposed Exemptions; Liberty Media 401(k) Savings Plan (the Plan) [Notices] [08/15/2003] | [PDF Version]
• Grant of Individual Exemptions; Deutsche Bank AG (DB), Located in Germany, with Affiliates in New York, New York and Other Locations; and JPMorgan Chase Bank, Located in New York, New York; (collectively, with their Affiliates, the Applicants) [Notices] [08/14/2003] | [PDF Version]
• Working Group on Health Care Security, Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [07/14/2003] | [PDF Version]
• Working Group on Defined Benefit Funding and Discount Rate Issues, Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [07/14/2003] | [PDF Version]
• Working Group on Optional Professional Management; Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [07/14/2003] | [PDF Version]
• Proposed Exemptions; Kinder Morgan, Inc. [Notices] [06/24/2003] | [PDF Version]
• Grant of Individual Exemption To Replace Prohibited Transaction Exemption 97-63 (PTE 97-63) Involving State Street Bank and Trust Company (State Street) Located in Boston, MA [Notices] [06/24/2003] | [PDF Version]
• Prohibited Transaction Exemption 2003-15; [Exemption Application No. D-11111, 11112, and 11113] et al. Grant of Individual Exemptions; Dupont Capital Management Corporation, (DCMC) [Notices] [06/24/2003] | [PDF Version]
• Working Group on Health Care Security Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [06/11/2003] | [PDF Version]
• Working Group on Defined Benefit Funding and Discount Rate Issues Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [06/11/2003] | [PDF Version]
• 122nd Full Meeting of the Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [06/11/2003] | [PDF Version]
• Working Group on Optional Professional Management Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting [Notices] [06/11/2003] | [PDF Version]
• Grant of Individual Exemptions; Deutsche Bank AG [Notices] [06/10/2003] | [PDF Version]
• Proposed Class Exemption for Acquisition and Sale of REIT Shares by Individual Account Plans Sponsored by Trust REITS [Notices] [06/03/2003] | [PDF Version]
• Proposed Exemptions; Local 705 International Brotherhood of Teamsters Pension Plan (the Plan) [Notices] [05/05/2003] | [PDF Version]
• Prohibited Transaction Exemption 2003-07; Grant of Individual Exemptions; Archer Daniels Midland Company (Archer) [Notices] [05/05/2003] | [PDF Version]
• Grant of Individual Exemption To Replace Prohibited Transaction Exemptions (PTEs) 81-56, 85-19 and 89-5, Involving the Truman Arnold Companies Retirement Plan and Trust (the Plan) Located in Texarkana, TX [Notices] [04/16/2003] | [PDF Version]
• Grant of Individual Exemptions; John Hancock Life Insurance Company [Notices] [04/16/2003] | [PDF Version]
• Proposed Exemptions; ACR Homes, Inc. Employee Stock Ownership Plan and Trust (the ESOP) [Notices] [04/16/2003] | [PDF Version]
• Proposed Exemptions; The JPMorgan Chase Bank [Notices] [03/21/2003] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 94-20 [Notices] [03/19/2003] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 91-38, Bank Collective Investment Funds [Notices] [03/19/2003] | [PDF Version]
• By letter postmarked August 15, 2002 [Notices] [03/18/2003] | [PDF Version]
• BBA Nonwovens Simpsonville Inc., Lewisburg, PA; Notice of Revised Determination on Reconsideration [Notices] [03/18/2003] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Prohibited Transaction Class Exemption 2002-12, Cross-Trades of Securities by Index and Model Funds [Notices] [01/23/2003] | [PDF Version]
• Proposed Exemptions; John Hancock Life Insurance Company [Notices] [01/22/2003] | [PDF Version]
• Individual Exemption Involving the Northwest Airlines Pension Plan for Salaried Employees, the Northwest Airlines Pension Plan for Pilot Employees, and the Northwest Airlines Pension Plan for Contract Employees [Notices] [01/17/2003] | [PDF Version]
• Proposed Exemptions; Principal Mutual Holding Company (PMHC) et al. [Notices] [08/03/2001] | [PDF Version]
• Grant of Individual Exemptions; Fidelity Management Trust Company and Its Affiliates (Collectively Fidelity) [Notices] [12/30/2002] | [PDF Version]
• Proposed Exemptions; Deutsche Bank AG (Duetsche Bank) [Notices] [12/30/2002] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Definition of ``Plan Assets''-- Participant Contributions [Notices] [12/24/2002] | [PDF Version]
• Publication of Year 2002 Form M-1 [Notices] [12/13/2002] | [PDF Version]
• Amendment to Prohibited Transaction Exemption 97-11 (PTE 97-11) for the Receipt of Certain Investment Services by Individuals for Whose Benefit Individual Retirement Accounts or Retirement Plans for Self- Employed Individuals Have Been Established [Notices] [12/12/2002] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; ERISA Summary Annual Report [Notices] [12/11/2002] | [PDF Version]
• Grant of Individual Exemptions; Bank of America (BofA) [Notices] [12/04/2002] | [PDF Version]
• AGENCY: Pension and Welfare Benefits Administration, Department of Labor. [Notices] [12/02/2002] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; ERISA Procedure 76-1 `` Advisory Opinion Procedure [Notices] [12/02/2002] | [PDF Version]
• Class Exemption to Permit Certain Transactions Identified in the Voluntary Fiduciary Correction Program [Notices] [11/25/2002] | [PDF Version]
• Grant of Individual Exemptions; Twin City Iron Workers Apprenticeship and Training Fund (the Trust Fund) [Notices] [11/18/2002] | [PDF Version]
• Proposed Exemptions; A Northern Trust Company and Affiliates [Notices] [11/18/2002] | [PDF Version]
• Working Group on Electronic Reporting, Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [10/24/2002] | [PDF Version]
• Working Group on Orphan Plans Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [10/24/2002] | [PDF Version]
• 120th Full Meeting of the Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [10/24/2002] | [PDF Version]
• Working Group on Education and Training of Plan Fiduciaries Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [10/24/2002] | [PDF Version]
• Amendment to Prohibited Transaction Exemption 86-128 (PTE 86-128) For Securities Transactions Involving Employee Benefit Plans and Broker-Dealers [Notices] [10/17/2002] | [PDF Version]
• Grant of Individual Exemptions; Investors Savings Bank Pension Plan (the Plan) [Notices] [10/08/2002] | [PDF Version]
• Proposed Exemptions; Fidelity Management Trust Company and Its Affiliates (Collectively Fidelity) [Notices] [10/08/2002] | [PDF Version]
• Grant of Individual Exemptions; Investors Savings Bank Pension Plan (the Plan) [Notices] [10/08/2002] | [PDF Version]
• Proposed Exemptions; Fidelity Management Trust Company and Its Affiliates (Collectively Fidelity) [Notices] [10/08/2002] | [PDF Version]
• Prohibited Transaction Exemption 200242; Grant of Individual Exemptions; Provident Mutual Life Insurance Company (Provident) [Notices] [09/04/2002] | [PDF Version]
• Prohibited Transaction Exemption 200242; Grant of Individual Exemptions; Provident Mutual Life Insurance Company (Provident) [Notices] [09/04/2002] | [PDF Version]
• Grant of Individual Exemptions; Deutsche Bank AG (DB) [Notices] [09/23/2002] | [PDF Version]
• Proposed Exemptions; Bank of America (BofA) [Notices] [09/23/2002] | [PDF Version]
• Amendment to Prohibited Transaction Exemption 92-6 (PTE 92-6) Involving the Transfer of Individual Life Insurance Contracts and Annuities from Employee Benefit Plans to Plan Participants, Certain Beneficiaries of Plan Participants, Personal Trusts, [Notices] [09/03/2002] | [PDF Version]
• Working Group on Orphan Plans; Advisory Council on Employee Welfare and Pension Benefits Plans Notice of Meeting [Notices] [08/27/2002] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Regulation Regarding Participant Directed Individual Account Plans Under ERISA 404(c) [Notices] [08/13/2002] | [PDF Version]
• Grant of Individual Exemptions; Metropolitan Life Insurance Company (MetLife) [Notices] [08/09/2002] | [PDF Version]
• Proposed Exemptions; Investors Savings Bank Pension Plan (the Plan) [Notices] [08/09/2002] | [PDF Version]
• Amendment to Prohibited Transaction Exemption (PTE) 2000-58 Involving Bear, Stearns & Co. Inc., Prudential Securities Incorporated, et al. [Notices] [08/22/2002] | [PDF Version]
• Grant of Individual Exemption To Amend and Replace Prohibited Transaction Exemption (PTE) 90-15, Involving the Watkins Master Trust (the Trust), Located in Atlanta, GA [Notices] [08/22/2002] | [PDF Version]
• Grant of Individual Exemption To Amend and Replace Prohibited Transaction Exemption (PTE) 85-131, Involving the Watkins Master Trust (the Trust), Located in Atlanta, GA [Notices] [08/22/2002] | [PDF Version]
• Prohibited Transaction Exemption 2002-37; et al.; Grant of Individual Exemptions; Adams Wood Products, Inc. Profit Sharing Plan (the Plan) [Notices] [08/22/2002] | [PDF Version]
• Notice of Proposed Individual Exemption To Amend Prohibited Transaction Exemption (PTE) 95-31 Involving the Financial Institutions Retirement Fund (the Fund) and the Financial Institutions Thrift Plan (the Thrift Plan) Located in White Plains, NY [Notices] [07/03/2002] | [PDF Version]
• Proposed Exemptions; Deutsche Bank AG and Its Affiliates [Notices] [07/03/2002] | [PDF Version]
• Adoption of Amendment to Prohibited Transaction Exemption 96-62 (PTE 96-62) To Permit Certain Authorized Transactions Between Plans and Parties in Interest [Notices] [07/03/2002] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request [Notices] [07/25/2002] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; ERISA Technical Release 91-1 [Notices] [07/25/2002] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Furnishing Documents to the Secretary of Labor on Request Under ERISA Section 104(a)(6) [Notices] [07/02/2002] | [PDF Version]
• Grant of Individual Exemptions; Deutsche Bank AG [Notices] [06/20/2002] | [PDF Version]
• Notice of Proposed Individual Exemption To Amend and Replace Prohibited Transaction Exemption (PTE) 90-15, Involving the Watkins Master Trust (the Trust), Located in Atlanta, GA [Notices] [06/18/2002] | [PDF Version]
• Notice of Proposed Individual Exemption to Amend and Replace Prohibited Transaction Exemption (PTE) 85-131, Involving the Watkins Master Trust (the Trust), Located in Atlanta, GA [Notices] [06/18/2002] | [PDF Version]
• Proposed Exemptions; Provident Mutual Life Insurance Company (Provident) [Notices] [06/18/2002] | [PDF Version]
• Proposed Amendment to Prohibited Transaction Exemption 97-11 (PTE 97-11) for the Receipt of Certain Investment Services by Individuals for Whose Benefit Individual Retirement Accounts or Retirement Plans for Self-Employed Individuals [Notices] [06/18/2002] | [PDF Version]
• Grant of Individual Exemptions; Massachusetts Mutual Insurance Company (MassMutual) [Notices] [06/06/2002] | [PDF Version]
• Proposed Exemptions; Adams Wood Products, Inc. Profit Sharing Plan [Notices] [06/06/2002] | [PDF Version]
• Pacific Investment Management Company LLC (PIMCO), Located in Newport Beach, CA; Employee Benefit Plans: Prohibited Transaction Exemptions [Notices] [05/22/2002] | [PDF Version]
• Prohibited Transaction Exemption 2002-26; Grant of Individual Exemptions; Holt Fleck & Free P.A. Profit Sharing Plan (the Plan), et al. [Notices] [05/22/2002] | [PDF Version]
• Proposed Amendment to Prohibited Transaction Exemption (PTE) 2000-58 Involving Bear, Stearns & Co. Inc., Prudential Securities Incorporated, et al. [Notices] [05/22/2002] | [PDF Version]
• Proposed Amendment to Prohibited Transaction Exemption 80-26 (PTE 80-26) for Certain Interest Free Loans to Employee Benefit Plans [Notices] [09/28/2001] | [PDF Version]
• Grant of Individual Exemptions; Derrerred Profit Sharing Plan of the Penske Corporation (the Plan) et al. [Notices] [09/27/2001] | [PDF Version]
• Proposed Amendment to Prohibited Transaction Exemption 86-128 (PTE 86-128) for Securities Transactions Involving Employee Benefit Plans and Broker-Dealers [Notices] [05/10/2002] | [PDF Version]
• Proposed Amendment to Prohibited Transaction Exemption 92-6 (PTE 92-6) Involving the Transfer of Individual Life Insurance Contracts and Annuities From Employee Benefit Plans to Plan Participants, Certain Beneficiaries of Plan Participants, [Notices] [05/10/2002] | [PDF Version]
• Proposed Exemptions; Northwoods Bank of Minnesota Employee Stock Ownership Plan (the Plan) [Notices] [04/26/2002] | [PDF Version]
• 117th Full Meeting of the Advisory Council on Employee Welfare and Pension Benefits Plans [Notices] [04/23/2002] | [PDF Version]
• Proposed Exemptions; Deutsche Bank AG [Notices] [03/29/2002] | [PDF Version]
• Adoption of Voluntary Fiduciary Correction Program [Notices] [03/28/2002] | [PDF Version]
• Proposed Class Exemption To Permit Certain Transactions Identified in the Voluntary Fiduciary Correction Program [Notices] [03/28/2002] | [PDF Version]
• Prohibited Transaction Exemption 2002-20; Grant of Individual Exemptions; Union Bank of California (UBOC [Notices] [03/28/2002] | [PDF Version]
• Grant of Individual Exemption for State Farm Mutual Automobile Insurance Company and State Farm VP Management Corp. [Notices] [03/28/2002] | [PDF Version]
• Notice of Grant of Individual Exemption To Modify Prohibited Transaction Exemption 90-23 (PTE 90-23); Prohibited Transaction Exemption 90-31 (PTE 90-31) and Prohibited Transaction Exemption 90-33 (PTE 90-33) Involving J.P. Morgan Chase & Company [Notices] [03/28/2002] | [PDF Version]
• Proposed Amendment to Prohibited Transaction Exemption 96-62 (PTE 96-62) To Permit Certain Authorized Transactions Between Plans and Parties in Interest [Notices] [03/20/2002] | [PDF Version]
• Proposed Exemptions; Wyndham International, Inc. Employee Savings & Retirement Plan [Notices] [03/18/2002] | [PDF Version]
• Proposed Exemptions; Wyndham International, Inc. Employee Savings & Retirement Plan [Notices] [03/18/2002] | [PDF Version]
• Amendment to Prohibited Transaction Exemption 80-26 (PTE 80-26) for Certain Interest Free Loans to Employee Benefit Plans [Notices] [03/01/2002] | [PDF Version]
• [Prohibited Transaction Exemption 2002-13 Application Number: D-10616] [Notices] [03/01/2002] | [PDF Version]
• Proposed Exemptions; Deutsche Bank, AG, et al. [Notices] [02/27/2002] | [PDF Version]
• Kimball International, Inc. Retirement Plan (the Plan) [Notices] [02/26/2002] | [PDF Version]
• Grant of Individual Exemptions; Rockford Corporation 401(k) Retirement Savings Plan [Notices] [03/22/2002] | [PDF Version]
• Prohibited Transaction Exemption 2002-01; Grant of Individual Exemptions; Key Trust Company of Ohio, et al. [Notices] [01/09/2002] | [PDF Version]
• Publication of Year 2001 Form M-1 [Notices] [12/19/2001] | [PDF Version]
• Proposed Exemptions; Morgan Stanley & Co. Incorporated (MS&Co) [Notices] [01/03/2002] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment; Application for EFAST Electronic Signature and Codes for EFAST Transmitters and Software Developers [Notices] [12/14/2001] | [PDF Version]
• Proposed Exemptions; Rockford Corporation 401(k) Retirement Savings Plan (the Plan) et al. [Notices] [12/13/2001] | [PDF Version]
• Prohibited Transaction Exemption 2001-46; Grant of Individual Exemption; Bank of America Corporation (BAC) [Notices] [12/12/2001] | [PDF Version]
• Agency Information Collection Activities; Announcement of OMB Approval [Notices] [11/27/2001] | [PDF Version]
• Grant of Individual Exemptions; The FHP International Corporation 401(k) Savings Plan; and The FHP International Corporation PAYSOP (Together, the Plans) et al. [Notices] [11/06/2001] | [PDF Version]
• Grant of Individual Exemption To Amend PTE 99-45, Involving Donaldson, Lufkin & Jenrette Securities Corporation (DLJ), Located in New York, NY [Notices] [11/06/2001] | [PDF Version]
• Proposed Exemptions; Kimball International, Inc. Retirement Plan (the Plan) et al. [Notices] [10/23/2001] | [PDF Version]
• Grant of Individual Exemptions; The Savings Plan for Employees of Florida Progress Corporation (the Plan) et al. [Notices] [10/22/2001] | [PDF Version]
• [Application Number: D-10616] [Notices] [10/29/2001] | [PDF Version]
• Proposed Amendment to Prohibited Transaction Exemption 80-26 (PTE 80-26) for Certain Interest Free Loans to Employee Benefit Plans [Notices] [09/28/2001] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations [Notices] [09/28/2001] | [PDF Version]
• Grant of Individual Exemptions; Derrerred Profit Sharing Plan of the Penske Corporation (the Plan) et al. [Notices] [09/27/2001] | [PDF Version]
• Notice of Proposed Individual Exemption to Amend Prohibited Transaction Exemption (PTE) 99-45, Involving Donaldson, Lufkin & Jenrette Securities Corporation (DLJ), Located in New York, NY [Notices] [09/17/2001] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Delinquent Filer Voluntary Program [Notices] [08/22/2001] | [PDF Version]
• Agency Information Collection Activities; Announcement of OMB Approval [Notices] [08/17/2001] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; PTE 86-128 [Notices] [08/17/2001] | [PDF Version]
• Procedure for Application for Exemption From the Prohibited Transaction Provisions of Section 408(a) of the Employee Retirement Income Security Act (ERISA) [Notices] [08/14/2001] | [PDF Version]
• Proposed Exemptions; Principal Mutual Holding Company (PMHC) et al. [Notices] [08/03/2001] | [PDF Version]
• Prohibited Transaction Exemption 2001-23; Grant of Individual Exemptions; Retirement Plan of Plumbers and Steamfitters Local No. 489 of Cumberland, MD (the Plan) et al. [Notices] [08/03/2001] | [PDF Version]
• Proposed Exemptions; Bank of America Corporation (BAC) et al. [Notices] [07/30/2001] | [PDF Version]
• Notice of Proposed Individual Exemption To Modify Prohibited Transaction Exemption 97-08 (PTE 97-08) Involving Morgan Stanley Dean Witter & Co. Incorporated (MSDW&Co) Located in New York, NY [Notices] [09/07/2001] | [PDF Version]
• Proposed Exemptions; Key Trust Company of Ohio (Key Trust) et al. [Notices] [09/07/2001] | [PDF Version]
• Notice of Proposed Individual Exemption To Amend Prohibited Transaction Exemption (PTE) 99-45, Involving Donaldson, Lufkin & Jenrette Securities Corporation (DLJ), Located in New York, NY [Notices] [09/07/2001] | [PDF Version]
• Prohibited Transaction Exemption 2001-32; Grant of Individual Exemptions; Development Company Funding Corporation, et al. [Notices] [09/07/2001] | [PDF Version]
• Agency Information Collection Activities; Announcement of OMB Approval [Notices] [09/07/2001] | [PDF Version]
• Grant of Individual Exemptions; The Walston & High, P.A. Profit Sharing Plan (the Plan) et al. [Notices] [08/28/2001] | [PDF Version]
• Prohibited Transaction Exemption 2001-19; Grant of Individual Exemptions; Texas Instruments Employees Pension Plan (the Plan) et al. [Notices] [06/04/2001] | [PDF Version]
• Proposed Exemptions; Merganser Capital Management LP (Merganser), et al. [Notices] [06/04/2001] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Alternative Method of Compliance for Certain SEPs Pursuant to 29 CFR 2520.104-49 [Notices] [07/13/2001] | [PDF Version]
• Proposed Extension of Information Collection Request; Comment Request; Prohibited Transaction Class Exemption 77-4 [Notices] [07/13/2001] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 98-54 [Notices] [07/13/2001] | [PDF Version]
• Amendments to Summary Plan Description Regulations [Page 36368] [07/11/2001] | [PDF Version]
• Proposed Exemptions; Deferred Profit Sharing Plan of the Penske Corporation (the Plan) et al. [Notices] [07/10/2001] | [PDF Version]
• Amendments to Summary Plan Description Regulations [Page 36368] [07/11/2001] | [PDF Version]
• Proposed Exemptions; The Walston & High, P.A. Profit Sharing Plan (the Plan) et al. [Notices] [06/28/2001] | [PDF Version]
• Prohibited Transaction Exemption 2001-21; Grant of Individual Exemptions; Bank of America (BofA) et al. [Notices] [06/28/2001] | [PDF Version]
• Agency Information Collection Activities; Announcement of OMB Approval [Notices] [06/27/2001] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Exemption T88-1 [Notices] [06/27/2001] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Exemption 94-71 [Notices] [06/27/2001] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations: Prohibited Transaction Class Exemption 96-62 [Notices] [06/27/2001] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations [Notices] [06/21/2001] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Mental Health Parity [Notices] [06/20/2001] | [PDF Version]
• Grant of Individual Exemptions; New York Life Insurance Company (NYLIC) et al. [Notices] [05/04/2001] | [PDF Version]
• Proposed Exemptions; Retirement Plan of Plumbers and Steamfitters Local No. 489 of Cumberland, Maryland (the Plan) et al. [Notices] [04/16/2001] | [PDF Version]
• Grant of Individual Exemptions; Keystone Brokerage, Inc. (Keystone) et al. [Notices] [04/16/2001] | [PDF Version]
• Agency Information Collection Activities; Announcement of OMB Approval [Notices] [04/06/2001] | [PDF Version]
• Proposed Exemptions; Retirement Plan of Plumbers and Steamfitters Local No. 489 of Cumberland, Maryland (the Plan) et al. [Notices] [04/16/2001] | [PDF Version]
• [Prohibited Transaction Exemption 2001-14; Exemption Application No. D- 10571, et al.] [Notices] [04/16/2001] | [PDF Version]
• Agency Information Collection Activities; Announcement of OMB Approval [Notices] [04/06/2001] | [PDF Version]
• Agency Information Collection Activities; Announcement of OMB Approval [Notices] [04/06/2001] | [PDF Version]
• Grant of Individual Exemptions; Salomon Smith Barney Inc. (SSB), Citigroup Inc. (Citigroup) and their Affiliates (collectively, the Applicants) [Notices] [04/03/2001] | [PDF Version]
• Withdrawal of Notice of Proposed Exemption Involving the Joliet Medical Group, Ltd. Employees Retirement Plan & Trust (the Plan); Located in Joliet, IL [Notices] [04/03/2001] | [PDF Version]
• Grant of Individual Exemptions; Trenam, Kemker, Scharf, Barkin, Frye, O'Neill & Mullis Professional Association Section 401(k) Profit Sharing Plan (et. al) [Notices] [03/21/2001] | [PDF Version]
• Notice of Proposed Exemptions. [Notices] [03/21/2001] | [PDF Version]
• Notice of technical correction. [Notices] [03/21/2001] | [PDF Version]
• Working Group on Increasing Pension Coverage, Participation and Benefits Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [03/20/2001] | [PDF Version]
• Working Group on Planning for Retirement Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [03/20/2001] | [PDF Version]
• Working Group on the Challenge to the Employment-Based Healthcare System Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [Notices] [03/20/2001] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request Prohibited Transaction Class Exemption 82-63 [Notices] [02/22/2001] | [PDF Version]
• Proposed Extension of Information Collection Request: Comment Request; Prohibited Transaction Class Exemption 81-6 [Notices] [02/22/2001] | [PDF Version]
• Proposed Exemptions; New York Life Insurance Company (NYLIC) [Notices] [02/15/2001] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 85-68 [Notices] [02/15/2001] | [PDF Version]
• Grant of Individual Exemptions; American Express Financial Corporation (AEFC) [Notices] [02/14/2001] | [PDF Version]
• Extension of Information Collection; Comment Request; Prohibited Transaction Exemption 91-55 [Notices] [02/14/2001] | [PDF Version]
• Proposed Exemptions; Trenam, Kemker, Scharf, Barkin, Frye, O'Neill & Mullis Professional Association Section 401(k) Profit Sharing Plan (the Plan) [Notices] [01/25/2001] | [PDF Version]
• Grant of Individual Exemptions; SEI Investments Company (SEI Investments), SEI Investments Management Corporation (SIMC) and SEI Private Trust Company (STC) [Notices] [01/25/2001] | [PDF Version]
• Disclosure Obligations Under ERISA; Notice of Extension of Comment Period [Notices] [01/23/2001] | [PDF Version]
• Proposed Exemptions; Keystone Brokerage, Inc. (Keystone) [Notices] [01/22/2001] | [PDF Version]
• Grant of Individual Exemptions; General Motors Hourly-Rate Employees Pension Plan; [Notices] [01/17/2001] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Regulation Regarding Participant Directed Individual Account Plans Under ERISA 404(c) [Notices] [01/18/2001] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Exemption 92-6 [Notices] [01/18/2001] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; ERISA Technical Release 91-1 [Notices] [01/18/2001] | [PDF Version]
• Prohibited Transaction Exemption 2000-63; [Exemption Application No. D-10651, et al.] Grant of Individual Exemptions; Merrill Lynch & Co., Inc. (ML&Co.) [CORRECTIONS] [12/21/2000] | [PDF Version]
• [Prohibited Transaction Exemption 2000-66; Exemption Application No. D- 10706, et al.] [Notices] [12/21/2000] | [PDF Version]
• Publication of Year 2000 Form M-1; Notice [Notices] [12/13/2000] | [PDF Version]
• 2001 National Summit on Retirement Savings; Request for Information; Notice [Notices] [12/01/2000] | [PDF Version]
• Withdrawal of Notice of Proposed Exemption Involving the Millcraft Industries Salaried Employees' Pension Plan and the Millcraft Products, Inc. Hourly Employees' Pension Plan (collectively, the Plans); Located in Canonsburg, PA [Notices] [11/24/2000] | [PDF Version]
• Prohibited Transaction Exemption 2000-63; [Exemption Application No. D-10651, et al.] Grant of Individual Exemptions; Merrill Lynch & Co., Inc. (ML&Co.) [Notices] [12/06/2000] | [PDF Version]
• Proposed Exemptions; IRAs for Eldon Nysether and Mark Nysether (the IRAs) [Notices] [12/06/2000] | [PDF Version]
• Grant of Individual Exemptions; Deutsche Bank and Its Affiliates (Collectively, Deutsche Bank of the Applicants) [Notices] [11/24/2000] | [PDF Version]
• Grant of Individual Exemptions; Country Securities Corporation (Countrywide) [Notices] [11/13/2000] | [PDF Version]
• Amendment to Prohibited Transaction Exemption (PTE) 97-34 Involving Bear, Stearns & Co. Inc., Prudential Securities Incorporated, et al. (D-10829) [Notices] [11/13/2000] | [PDF Version]
• Grant of Individual Exemptions; Kwik Kopy Corporation Employees Welfare Benefit Plan and Trust (the Plan) [Notices] [11/01/2000] | [PDF Version]
• Proposed Exemptions; Care Services Employees' 401(k) Profit Sharing Plan and Trust [Notices] [10/31/2000] | [PDF Version]
• Proposed Exemptions; Merrill Lynch & Co., Inc. (ML&Co.) [Notices] [10/19/2000] | [PDF Version]
• Grant of Individual Exemptions; IRA FBO Floyd A. Ross (the IRA) [Notices] [10/19/2000] | [PDF Version]
• Actuarial Sciences Associates, Inc. (ASA) and ASA Fiduciary Counselors Inc. (ASA) Counselors), Located in Alexandria, VA [Notices] [10/19/2000] | [PDF Version]
• Proposed Exemptions; Sei Investments Company (SEI Investments), SEI Investments Management Corporation (SIMC) and SEI Trust Company (STC) [Notices] [10/11/2000] | [PDF Version]
• [Prohibited Transaction Exemption 2000-48; Exemption Application No. D- 10802, et al.] [Notices] [10/11/2000] | [PDF Version]
• Agency Information Collection Activities; Announcement of OMB Approval; Correction [Notices] [10/06/2000] | [PDF Version]
• Agency Information Collection Activities; Announcement of OMB Approval [Notices] [10/02/2000] | [PDF Version]
• Grant of Individual Exemption to Amend and Replace Prohibited Transaction Exemption (PTE) 99-15, Involving Salomon Smith Barney Inc. (Salomon Smith Barney), Located in New York, NY [Notices] [09/22/2000] | [PDF Version]
• Proposed Exemptions; The Masters, Mates and Pilots Pension Plan (the Pension Plan) and Individual Retirement Account Plan (the IRAP; Together, the Plans) [Notices] [09/22/2000] | [PDF Version]
• Grant of Individual Exemptions; Bank of Oklahoma (the Bank) [Notices] [09/18/2000] | [PDF Version]
• Disclosure Obligations Under ERISA; Request for Information; Notice [Notices] [09/14/2000] | [PDF Version]
• Disclosure Obligations Under ERISA; Request for Information; Notice [Notices] [09/14/2000] | [PDF Version]
• Grant of Individual Exemption To Amend and Replace Prohibited Transaction Exemption (PTE) 99-15, Involving Salomon Smith Barney Inc. (Salomon Smith Barney), Located in New York, NY [Notices] [09/07/2000] | [PDF Version]
• Proposed Exemptions; Journal Company, Inc. 401(k) Savings Plan, et al. [Notices] [09/07/2000] | [PDF Version]
• ERISA Section 3(40) Negotiated Rulemaking Advisory Committee; Notice of Renewal [Notices] [08/29/2000] | [PDF Version]
• Proposed Amendment to Prohibited Transaction Exemption (PTE) 97-34 Involving Bear, Stearns & Co. Inc., Prudential Securities Incorporated, et al., (D-10829); Notice [Notices] [08/23/2000] | [PDF Version]
• Grant of Individual Exemptions; First Tennessee National Corporation [Notices] [08/22/2000] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Exemption 75-1 [Notices] [08/22/2000] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Exemption 80-83 [Notices] [08/22/2000] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Exemption 88-59 [Notices] [08/22/2000] | [PDF Version]
• Proposed Exemptions; Kwik-Copy Corporation Employees Welfare Benefit Plan and Trust (the Plan) [Notices] [08/17/2000] | [PDF Version]
• Grant of Individual Exemptions; The Banc Funds Company, LLC (TBFC) [Notices] [08/10/2000] | [PDF Version]
• Agency Information Collection Activities; Announcement of OMB Approval [CORRECTIONS] [07/11/2000] | [PDF Version]
• Proposed Exemptions; Bank of Oklahoma (the Bank) and First Tennessee National Corporation; Notice [Notices] [07/07/2000] | [PDF Version]
• Grant of Individual Exemptions; The Fidelity Mutual Life Insurance Company (In Rehabilitation) (FML) [Notices] [07/06/2000] | [PDF Version]
• Agency Information Collection Activities; Announcement of OMB Approval [Notices] [06/28/2000] | [PDF Version]
• Agency Information Collection Activities; Announcement of OMB Approval [Notices] [06/28/2000] | [PDF Version]
• Proposed Exemptions; Goldman, Sachs & Co. [Notices] [06/13/2000] | [PDF Version]
• Grant of Individual Exemptions; Barclays Bank PLC and Its Affiliates (Collectively, Barclays) [Notices] [06/13/2000] | [PDF Version]
• Notice of Proposed Individual Exemption to Amend and Replace Prohibited Transaction Exemption (PTE) 99-15, Involving Salomon Smith Barney Inc., Located in New York, NY [Notices] [06/01/2000] | [PDF Version]
• Morgan Guaranty Trust Company of New York, et al. [Notices] [06/01/2000] | [PDF Version]
• Withdrawal of Notice of Proposed Exemption Involving Fish Lake Beach, Inc. Profit Sharing Plan (the Plan); Located in Round Lake, Illinois [Notices] [06/01/2000] | [PDF Version]
• Withdrawal of Notice of Proposed Exemption Involving Fish Lake Beach, Inc. Profit Sharing Plan (the Plan); Located in Round Lake, Illinois [Notices] [06/01/2000] | [PDF Version]
• [Prohibited Transaction Exemption 2000-21; Exemption Application No. D- 10777, et al.] [Notices] [05/23/2000] | [PDF Version]
• Proposed Exemptions; The Banc Funds Company, LLC (TBFC) [Notices] [05/23/2000] | [PDF Version]
• Agency Information Collection Activities; Announcement of OMB Approval [Notices] [05/19/2000] | [PDF Version]
• Agency Information Collection Activities; Announcement of OMB Approval [Notices] [05/19/2000] | [PDF Version]
• Proposed Exemptions; Fortis, Inc. Employees' Uniform Profit Sharing Plan (the Fortis Plan) [Notices] [05/04/2000] | [PDF Version]
• Grant of Individual Exemptions; Earl R. Waddell & Sons, Inc. Profit Sharing Plan and Trust (the Plan) [Notices] [05/04/2000] | [PDF Version]
• Request for Extension of Approval of a Collection of Information Under the Paperwork Reduction Act; Customer Service Focus Groups and Surveys [Notices] [04/07/2000] | [PDF Version]
• Pension and Welfare Benefits Administration; Strategic Enforcement Plan [Notices] [04/06/2000] | [PDF Version]
• Grant of Individual Exemptions; General Electric Pension Trust (the Trust) [Notices] [04/06/2000] | [PDF Version]
• Amendment to Prohibited Transaction Exemption 80-26 (PTE 80-26) for Certain Interest Free Loans to Employee Benefit Plans [Notices] [04/03/2000] | [PDF Version]
• Proposed Exemptions: Standard & Poor's (S&P), Standard and Poor's Investment Advisory Service, LLC (SPIAS) [Notices] [03/22/2000] | [PDF Version]
• Voluntary Fiduciary Correction Program [Notices] [03/15/2000] | [PDF Version]
• Proposed Exemptions; Barclays Bank PLC and its Affiliates (Collectively, Barclays) [Notices] [03/14/2000] | [PDF Version]
• Grant of Individual Exemptions; Metropolitan Life [Notices] [03/13/2000] | [PDF Version]
• Proposed Information Collection Request Submitted for Public Comment [Notices] [03/09/2000] | [PDF Version]
• Proposed Exemptions; Fish Lake Beach, Inc. Profit Sharing Plan (the Plan) [Notices] [02/29/2000] | [PDF Version]
• Anvil Construction Company, Inc. Employee's Money Purchase Pension Plan (the Money Purchase Plan), Anvil Construction Co., Employee Profit Sharing Plan (the Profit Sharing Plan), William Andreassi, Mark Andreassi, Michael Andreassi, and Wayne Campbell [Notices] [02/29/2000] | [PDF Version]
• Morgan Guaranty Trust Company of New York, et al. [Notices] [02/08/2000] | [PDF Version]
• Exemption Application No. D-10384; Deutsche Bank AG, et al. (Deutsche Bank) [Notices] [02/08/2000] | [PDF Version]
• Prohibited Transaction Exemption 2000-05; Exemption Application No. D-10542, et al.; Grant of Individual Exemptions; Business Men's Assurance Company of America, et al. [Notices] [02/08/2000] | [PDF Version]
• Revision of Annual Information Return/Report [Notices] [02/02/2000] | [PDF Version]
• Grant of Individual Exemptions; South Central New York District Council of Carpenters Pension Fund (the Fund), et al. [Notices] [02/01/2000] | [PDF Version]
• Proposed Exemptions; Deutsche Bank AG, et al. (Deutsche Bank) [Notices] [02/01/2000] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 91-38 [Notices] [01/27/2000] | [PDF Version]
• Proposed Revision of Information Collection; Comment Request; Prohibited Transaction Exemptions 76-1 and 77-10 [Notices] [01/26/2000] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Exemption 94-20 [Notices] [01/26/2000] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Exemption 90-1 [Notices] [01/26/2000] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Notice of Special Enrollment Rights, Health Insurance Portability for Group Health Plans; Correction [Notices] [01/24/2000] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 78-6 [Notices] [01/24/2000] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendation; Definition of ``Plan Assets''-- Participant Contributions [Notices] [01/18/2000] | [PDF Version]
• Grant of Individual Exemptions; Massachusetts Mutual Life Insurance Company (MM), et al. [Notices] [01/05/2000] | [PDF Version]
• Proposed Exemptions; The FINA, Inc. Capital Accumulation Plan (the Plan) [Notices] [01/05/2000] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Establishing Prior Creditable Coverage, Health Insurance Portability for Group Health Plans [Notices] [12/28/1999] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Notice of Pre-Existing Condition Exclusion, Health Insurance Portability for Group Health Plans [Notices] [12/28/1999] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Notice of Special Enrollment Rights, Health Insurance Portability for Group Health Plans [Notices] [12/28/1999] | [PDF Version]
• Proposed Exemptions; Business Men's Assurance Company of America (BMA) [Notices] [12/17/99] | [PDF Version]
• Grant of Individual Exemptions; Bankers Trust Co., (BTC), et al. [Notices] [12/17/99] | [PDF Version]
• Signing of a Memorandum of Understanding Among the Department of the Treasury, the Department of Labor, and the Department of Health and Human Services; Notice [Notices] [12/15/99] | [PDF Version]
• Cross-Trades of Securities by Investment Managers [Notices] [12/15/99] | [PDF Version]
• Proposed Class Exemption for Cross-Trades of Securities by Index and Model-Driven Funds [Notices] [12/15/99] | [PDF Version]
• Proposed Amendment to Prohibited Transaction Exemption 80-26 (PTE 80-26) for Certain Interest Free Loans to Employee Benefit Plans [Notices] [11/29/99] | [PDF Version]
• Proposed Exemptions; Metropolitan Life Insurance Company [Notices] [11/24/99] | [PDF Version]
• Grant of Individual Exemption; Plumbers and Pipe Fitters National Pension Fund (the Fund), Located in Alexandria, VA [Notices] [11/15/99] | [PDF Version]
• Grant of Individual Exemptions; Pacific Life Corporation (Pacific Life), et al. [Notices] [11/09/99] | [PDF Version]
• Proposed Exemptions; Anvil Construction Company, Inc. Employee's Money Purchase Pension Plan (the Money Purchase Plan), Anvil Construction Co., Employee Profit Sharing Plan (the Profit Sharing Plan), William Andreassi, Mark Andreassi, Michael Andreassi, and Wayne Campbell [Notices] [11/09/99] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request [Notices] [10/29/99] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request [Notices] [10/29/99] | [PDF Version]
• Proposed Extension of Information Collection; Comment Request [Notices] [10/29/99] | [PDF Version]
• Proposed Exemptions; Allfirst Bank, et al. [Notices] [10/22/99] | [PDF Version]
• Grant of Individual Exemptions; Pacific Coast Roofers Pension Plan (the Plan), et al. [Notices] [10/21/99] | [PDF Version]
• Grant of Individual Exemptions; MICO, Inc. (MICO), et al. [Notices] [10/04/99] | [PDF Version]
• Grant of Individual Exemptions; Aetna Inc. (Aetna) [Notices] [09/29/99] | [PDF Version]
• Proposed Exemptions; Bankers Trust Company (BTC) [Notices] [09/24/99] | [PDF Version]
• Proposed Exemptions; Pacific Coast Roofers Pension Plan [Notices] [08/26/99] | [PDF Version]
• Grant of Individual Exemptions; The Chase Manhattan Bank (CMB), et al. [Notices] [08/25/99] | [PDF Version]
• Proposed Exemptions; Massachusetts Mutual Life Insurance Company (MM) [Notices] [08/11/99] | [PDF Version]
• Grant of Individual Exemptions; RREEF America L.L.C. (RREEF), et al. [Notices] [08/05/99] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; ERISA Procedure 76-1, Advisory Opinion Procedure [Notices] [08/05/99] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans; Nominations for Vacancies [Notices] [07/30/99] | [PDF Version]
• Grant of Individual Exemptions; Premier Funding Group, Inc.; Employees Profit Sharing Plan, et al [Notices] [07/27/99] | [PDF Version]
• Bankers Trust Co., New York, New York, BT Alex Brown Inc., and Deutsche Bank AG [Notices] [07/27/99] | [PDF Version]
• Proposed Exemptions; Pacific Life Corporation (Pacific Life) [Notices] [07/22/99] | [PDF Version]
• Computer Scannable Versions of 1999 Form 5500 Annual Return/ Report of Employee Benefit Plan; Request for Public Comment [Notices] [06/28/99] | [PDF Version]
• Grant of Individual Exemptions; First Security Corporation (FSC), et al. [Notices] [06/25/99] | [PDF Version]
• Proposed Exemptions; The Chase Manhattan Bank (CMB) [Notices] [06/25/99] | [PDF Version]
• Proposed Exemption; Bankers Trust Company, BT Alex Brown Incorporated, and Deutsche Bank AG [Notices] [06/07/99] | [PDF Version]
• Proposed Exemptions; RREEF America L.L.C. (RREEF) [Notices] [06/03/99] | [PDF Version]
• Grant of Individual Exemptions; VECO Corporation (VECO), et al. [Notices] [05/27/99] | [PDF Version]
• Proposed Exemptions; MICO, Inc. (MICO) [Notices] [05/27/99] | [PDF Version]
• Proposed Exemptions; Aetna Inc. [Notices] [05/13/99] | [PDF Version]
• Grant of Individual Exemptions; Standard Bank Employees Profit Sharing Plan, et al. [Notices] [05/06/99] | [PDF Version]
• Proposed Exemptions; First Security Corporation (FSC) et al. [Notices] [04/22/99] | [PDF Version]
• Grant of Individual Exemptions; Wells Fargo Bank, N.A. (Wells Fargo), et al. [Notices] [04/05/99] | [PDF Version]
• Grant of Individual Exemption To Amend Prohibited Transaction Exemption (PTE) 94-50 Involving Salomon Smith Barney Inc. (Salomon Smith Barney) Located in New York, NY [Notices] [04/05/99] | [PDF Version]
• Submission for OMB Review; Comment Request [Notices] [04/01/99] | [PDF Version]
• Proposed Exemptions; VECO Corporation (VECO) [Notices] [03/08/99] | [PDF Version]
• Grant of Individual Exemptions; Genito-Urinary Surgeons, Inc. Profit Sharing Plan (GUS Plan) Michael J. Rosenberg Money Purchase Pension Plan (Rosenberg Plan); Robert Savage Qualified Retirement Plan (Savage Plan), et al. [Notices] [03/08/99] | [PDF Version]
• Amendment to Prohibited Transaction Exemption 93-33 (PTE 93-33) for the Receipt of Certain Services by Individuals for Whose Benefit Individual Retirement Accounts or Retirement Plans for Self-Employed Individuals Have Been Established or Maintained [Notices] [03/08/99] | [PDF Version]
• Amendment to Prohibited Transaction Exemption 97-11 (PTE 97-11) for the Receipt of Certain Investment Services by Individuals for Whose Benefit Individual Retirement Accounts or Retirement Plans for Self- Employed Individuals Have Been Established or Maintained [Notices] [03/08/99] | [PDF Version]
• Proposed Exemptions; VECO Corporation (VECO) [Notices] [03/04/99] | [PDF Version]
• Proposed Exemptions; Standard Bank Employees Profit Sharing Plan (the Plan) [Notices] [02/16/99] | [PDF Version]
• Grant of Individual Exemptions; Keystone Financial, Inc. and Certain of Its Affiliates (Keystone), et al. [Notices] [02/16/99] | [PDF Version]
• Proposed Exemptions; Wells Fargo Bank, N.A. (Wells Fargo) [Notices] [01/27/99] | [PDF Version]
• Grant of Individual Exemptions; Salomon Smith Barney Inc, et al [Notices] [01/27/99] | [PDF Version]
• Grant of Individual Exemptions; Moody-Day, Inc. Profit Sharing Plan, et al. [Notices] [01/21/99] | [PDF Version]
• Proposed Exemptions; Genito Urinary Surgeons, Inc., et al.; Notice [Notices] [01/21/99] | [PDF Version]
• Grant of Individual Exemptions; Citizens Bank New Hampshire [Notices] [12/24/98] | [PDF Version]
• Grant of Individual Exemptions; Service Employees International Union Local 252 Welfare Fund [Notices] [12/16/98] | [PDF Version]
• Proposed Exemptions; MONY Life Insurance Company [Notices] [12/16/98] | [PDF Version]
• Notice on Annual Reporting Enforcement Policy [Page 65505-65507] [11/25/98] | [PDF Version]
• Plans Established or Maintained Pursuant to Collective Bargaining Agreements Under Section 3(40)(A) of ERISA [Proposed Rules] [11/23/98] | [PDF Version]
• Proposed Exemptions; Keystone Financial, Inc. [Notices] [11/25/98] | [PDF Version]
• Grant of Individual Exemptions; John Taylor Fertilizers Company [Notices] [11/25/98] | [PDF Version]
• Grant of Individual Exemptions; U.S. West, Inc. [Notices] [11/09/98] | [PDF Version]
• Notice of Proposed Individual Exemption to Amend Prohibited Transaction Exemption (PTE) 94-50 Involving Salomon Smith, Barney Inc. (Salomon Smith Barney) Located in New York, NY [Notices] [11/09/98] | [PDF Version]
• Proposed Exemptions; Moody-Day, Inc. [Notices] [11/09/98] | [PDF Version]
• HIPAA Newborns' and Mothers' Health Protection Act: Temporary Regulations Cross-Reference; Proposed Rule [Rules and Regulations] [10/27/1998] | [PDF Version]
• Proposed Amendment to Prohibited Transaction Exemption 93-33 (PTE 93-33) for the Receipt of Certain Services by Individuals for Whose Benefit Individual Retirement Accounts or Retirement Plans for Self- Employed Individuals Have Been Established or Maintained [Notices] [10/21/98] | [PDF Version]
• Proposed Amendment to Prohibited Transaction Exemption 97-11 (PTE 97-11) for the Receipt of Certain Investment Services by Individuals for Whose Benefit Individual Retirement Accounts or Retirement Plans for Self-Employed Individual Have Been Established or Maintained [Notices] [10/21/98] | [PDF Version]
• Grant of Individual Exemptions; Harris Trust & Savings Bank, et al. [Notices] [10/21/98] | [PDF Version]
• Proposed Exemptions; Bankers Trust Company [Notices] [10/21/98] | [PDF Version]
• Grant of Individual Exemptions; Sanwa Bank California, et al. [Notices] [10/06/98] | [PDF Version]
• Proposed Exemptions; Salomon Brothers Inc. [Notices] [10/06/98] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans; Reopening and Extending the Time for Receipt of Nominations for Vacancies Until October 30, 1998 [Notices] [09/22/98] | [PDF Version]
• Grant of Individual Exemptions; Individual Retirement Accounts (the IRAs) for Marcia A. Hendrichsen, Larry L. Hendrichsen, Lawrence D. Hendrichsen, Located in Burlington, IA; William H. Napier, George Rashid, Jr., Jake E. Rashid, Carl A. Saunders, and John C. Schuldt, Located in Fort Madison, IA (Collectively, the Participants), et al. [Notices] [09/16/98] | [PDF Version]
• Proposed Exemptions; John Taylor Fertilizers Company Profit Sharing Plan (the Plan) [Notices] [09/16/98] | [PDF Version]
• Interim Rule Amending Summary Plan Description Regulation; Proposed Amendments to Summary Plan Description Regulations; Final Rule and Proposed Rule [Rules and Regulations] [09/09/1998] | [PDF Version]
• Grant of Individual Exemptions; Lehman Brothers Inc. (Lehman) and Lehman Brothers Trust Company and Affiliates (LBTC), et al. [Notices] [08/31/98] | [PDF Version]
• Proposed Exemptions; RREEF America L.L.C. (RREEF) [Notices] [08/31/98] | [PDF Version]
• Grant of Individual Exemption to Amend and Replace Prohibited Transaction Exemption (PTE) 96-14 Involving Morgan Stanley & Co. Incorporated (MS&Co) and Morgan Stanley Trust Company (MSTC), Located in New York, NY [Notices] [08/31/98] | [PDF Version]
• Grant of Individual Exemptions; Roark Young, Russell Rice, Mary J. Rice, Bruce Lamchick, Steven McKean, David McKean & Burton Young [Notices] [08/06/98] | [PDF Version]
• Proposed Exemptions; Harris Trust & Savings Bank [Notices] [08/06/98] | [PDF Version]
• Grant of Individual Exemptions; Collection Bureau Services [Notices] [07/20/98] | [PDF Version]
• Proposed Exemptions; Pacific Income Advisers, Inc. [Notices] [07/20/98] | [PDF Version]
• Pension and Welfare Benefits Administration [Notices] [07/10/98] | [PDF Version]
• Prohibited Transaction Exemption 98-32; Exemption Application No. D-10459, et al.]; Grant of Individual Exemptions; Union Bank of Switzerland [Notices] [07/08/98] | [PDF Version]
• Proposed Exemptions; Toyota Motor Credit Corporation [Notices] [07/08/98] | [PDF Version]
• Withdrawal of Notice of Proposed Amendments to Prohibited Transaction Exemption (PTE 93-69) Involving the Navistar International Transportation Corporation (Navistar); Located in Chicago, IL and the Supplemental Program Committee of the Navistar International Transportation Corporation Retiree Health Benefit and Life Insurance Plan (Supplemental Program Committee) Located in Euclid, OH [Notices] [07/08/98] | [PDF Version]
• Grant of Amendment to Prohibited Transaction Exemption (PTE) 97- 35 Involving the Amalgamated Bank of New York (the Bank) Located in New York, NY [Notices] [07/08/98] | [PDF Version]
• Proposed Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Exemption T88-1 [Notices] [07/02/98] | [PDF Version]
• Proposed Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 81- 6 [Notices] [07/02/98] | [PDF Version]
• Proposed Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Exemption 91-55 [Notices] [07/02/98] | [PDF Version]
• Proposed Information Collection Request Submitted for Public Comment and Recommendations; Final Regulation Relating to Loans to Plan Participants and Beneficiaries Who Are Parties in Interest With Respect to the Plan [Notices] [07/02/98] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Employee Retirement Income Security Act of 1974 (ERISA) Technical Release 91-1 [Notices] [07/02/98] | [PDF Version]
• Proposed Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Exemption 94-71 [Notices] [07/02/98] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Exemption 85-68 To Permit Employee Benefit Plans To Invest in Customer Notes of Employers [Notices] [07/02/98] | [PDF Version]
• Proposed Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 92- 6 [Notices] [06/30/98] | [PDF Version]
• Proposed Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 82- 63 [Notices] [06/30/98] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Exemption 96-62 [Notices] [06/30/98] | [PDF Version]
• Proposed Exemptions; Van Ness Plastic Molding Co., Inc. [Notices] [06/29/98] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations [Notices] [06/26/98] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations [Notices] [06/25/98] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations [Notices] [06/25/98] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations [Notices] [06/25/98] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations [Notices] [06/23/98] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations [Notices] [06/22/98] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations [Notices] [06/22/98] | [PDF Version]
• Grant of Individual Exemptions; Massachusetts Mutual Life Insurance Company [Notices] [06/19/98] | [PDF Version]
• Proposed Exemptions; Lehman Brothers, Inc. [Notices] [06/19/98] | [PDF Version]
• Navistar International Transportation Corporation (Navistar); Located in Chicago, IL and the Supplemental Program Committee of the Navistar International Transportation Corporation Retiree Health Benefit and Life Insurance Plan (Supplemental Program Committee) Located in Euclid, OH [Notices] [06/19/98] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations [Notices] [06/17/98] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Summary Annual Report Requirement Under the Employee Retirement Income Security Act of 1974 (ERISA) [Notices] [06/17/98] | [PDF Version]
• Grant of Individual Exemptions; Smart Retirement The OLDE 401(k) Plan [Notices] [06/09/98] | [PDF Version]
• Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 76-1 [Notices] [06/02/98] | [PDF Version]
• Proposed Exemptions; Sanwa Bank California [Notices] [05/29/98] | [PDF Version]
• Grant of Individual Exemptions; Bankers Trust Company [Notices] [05/29/98] | [PDF Version]
• Grant of Individual Exemption for the Metropolitan Life Insurance Company (MetLife) [Notices] [05/22/98] | [PDF Version]
• Grant of Individual Exemptions; Equitable Life Assurance Society [Notices] [05/18/98] | [PDF Version]
• Proposed Exemptions; McClain's R.V., Inc. 401(k) [Notices] [05/18/98] | [PDF Version]
• Grant of Amendment to Prohibited Transaction Exemption (PTE) 93-8 Involving the Fortunoff Pension Plans (the Plans) Located in Westbury, NY [Notices] [05/18/98] | [PDF Version]
• Grant of Individual Exemptions; Metropolitan Life Insurance Company [Notices] [04/22/98] | [PDF Version]
• Proposed Exemptions; Jack Mayesh Wholesale Florist, Inc. [Notices] [04/22/98] | [PDF Version]
• Grant of Individual Exemptions: Overland, Ordal, Thorson & Fennell Pulmonary Consultants, P.C. [Notices] [04/14/98] | [PDF Version]
• Grant of Individual Exemptions; MBNA America Bank, National Association [Notices] [04/07/98] | [PDF Version]
• Proposed Exemptions; U S West, Inc. [Notices] [03/31/98] | [PDF Version]
• Notice of Proposed Individual Exemption To Amend and Replace Prohibited Transaction Exemption (PTE) 97-35 Involving Amalgamated Bank of New York (the Bank) Located in New York, NY [Notices] [03/30/98] | [PDF Version]
• Cross-Trades of Securities by Investment Managers [Notices] [03/20/98] | [PDF Version]
• Proposed Exemptions; Tyson Foods, Incorporated Employee Profit Sharing Plan and Trust (the Plan) [Notices] [03/20/98] | [PDF Version]
• Grant of Individual Exemptions; MS Commodity Investments Portfolio II [Notices] [03/16/98] | [PDF Version]
• Proposed Exemptions; SmartRetirement: The OLDE 401(k) Plan [Notices] [02/26/98] | [PDF Version]
• Prohibited Transaction Exemption 98-07; Exemption Application No. D-10236, et al.; Grant of Individual Exemptions; Equitable Life Assurance Society [Notices] [02/19/98] | [PDF Version]
• Proposed Exemptions; Bankers Trust Company [Notices] [02/19/98] | [PDF Version]
• Notice of Proposed Exemption for Certain Transactions Involving the Massachusetts Mutual Life Insurance Company (MM), Located in Springfield, MA [Notices] [02/06/98] | [PDF Version]
• Proposed Exemptions; Equitable Life Assurance Society [Notices] [02/06/98] | [PDF Version]
• Proposed Exemptions; MBNA America Bank, National Association (MBNA) [Notices] [01/27/98] | [PDF Version]
• Grant of Individual Exemptions; Pentair Retirement Savings and Stock Incentive Plan (the Plan), et al. [Notices] [01/26/98] | [PDF Version]
• Notice of Proposed Individual Exemption to Amend and Replace Prohibited Transaction Exemption (PTE) 96-14 Involving Morgan Stanley & Co. Incorporated (MS&Co) and Morgan Stanley Trust Company (MSTC), Located in New York, NY [Notices] [01/26/98] | [PDF Version]
• Grant of Individual Exemptions; The Sperry Rail, Inc. [Notices] [01/13/98] | [PDF Version]
• Proposed Exemptions; Equitable Life Assurance Society of the United States [Notices] [12/19/97] | [PDF Version]
• Notice of Proposed Amendment to Prohibited Transaction Exemption (PTE) 93-8 Involving the Fortunoff Pension Plans (the Plans) Located in Westbury, NY [Notices] [12/19/97] | [PDF Version]
• Prohibited Transaction Exemption 97-63; Exemption Application No. D-10159, et al.; Grant of Individual Exemptions; State Street Bank [Notices] [12/19/97] | [PDF Version]
• Grant of Individual Exemptions; EBPLife Insurance Company [Notices] [11/24/97] | [PDF Version]
• Proposed Exemptions; MS Commodity Investments Portfolio II, L.P. (The Partnership, et al.) [Notices] [11/24/97] | [PDF Version]
• Grant of Individual Exemptions; TCW Group, Inc., Trust Company of the West, TCW Funds Management, Inc., TCW Galileo Funds, (Collectively; TCW) [Notices] [11/04/97] | [PDF Version]
• Proposed Exemptions; First Bank System Personal Retirement Account (the Plan) [Notices] [11/04/97] | [PDF Version]
• AEW Capital Management, L.P. (AEW) Located in Boston, MA [Notices] [10/30/97] | [PDF Version]
• Grant of Individual Exemptions; UNUM Life Insurance Company of America [Notices] [10/29/97] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans; Reopening and Extending the Time for Receipt of Nominations for Vacancies Until November 7, 1997 [Notices] [10/22/97] | [PDF Version]
• Proposed Exemptions; Metropolitan Life Insurance Company [Notices] [10/20/97] | [PDF Version]
• Public Hearing on 401(k) Plan Fees [Notices] [10/16/97] | [PDF Version]
• Proposed Exemptions; State Street Bank and Trust [Notices] [10/02/97] | [PDF Version]
• Grant of Individual Exemptions; Bricklayers and Allied Crafts, Local No. 74 of DuPage County [Notices] [09/16/97] | [PDF Version]
• Grant of Individual Exemptions; 1st Source Bank, et al. [Notices] [09/05/97] | [PDF Version]
• Proposed Exemptions; NatWest Securities Corporations [Notices] [09/05/97] | [PDF Version]
• AEW Capital Management, L.P. (AEW); Located in Boston, Massachusetts [Notices] [09/05/97] | [PDF Version]
• Proposed Revision of Annual Information Return/Reports [Notices] [09/03/97] | [PDF Version]
• Grant of Individual Exemptions: Robert A Benz & Co., P.A. [Notices] [08/22/97] | [PDF Version]
• Grant of Individual Exemptions; TA Associates, Inc. (TA Associates), et al. [Notices] [08/08/97] | [PDF Version]
• Class Exemption for Collective Investment Fund Conversion Transactions [Notices] [08/08/97] | [PDF Version]
• Proposed Exemptions; Alloy Die Casting Co. Employees Profit Sharing Plan and Trust (the Plan), et al. [Notices] [08/08/97] | [PDF Version]
• Proposed Exemptions; McCrosky, Feldman, Cochrane & Brock, P.C. [Notices] [08/01/97] | [PDF Version]
• Grant of Individual Exemptions; ILGWU National Retirement Fund [Notices] [07/31/97] | [PDF Version]
• Proposed Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 75- 1 [Notices] [07/31/97] | [PDF Version]
• Proposed Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 80- 83 [Notices] [07/31/97] | [PDF Version]
• Proposed Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 88- 59 [Notices] [07/31/97] | [PDF Version]
• Amendment to Prohibited Transaction Exemptions (PTEs) 90-30 Involving Bear, Stearns & Co. Inc., 90-32 Involving Prudential Securities Incorporated, et al. [Notices] [07/21/97] | [PDF Version]
• Proposed Exemptions; Bricklayers and Allied Crafts Local No. 74 of DuPage County [Notices] [07/21/97] | [PDF Version]
• Proposed Exemptions; EBPLife Insurance Company, et al. [Notices] [07/11/97] | [PDF Version]
• Grant of Individual Exemptions; Washington National Retirement Plan, et al [Notices] [07/02/97] | [PDF Version]
• Proposed Exemptions; 1st Source Bank [Notices] [06/23/97] | [PDF Version]
• Grant of Individual Exemption to Make Permanent as Modified Prohibited Transaction Exemption (PTE) 91-8 Involving Equitable Life Assurance Society of the United States and its Affiliates (Equitable) and Equitable Real Estate Management, Inc. (ERE)<SUP>1</SUP>, Located in New York, New York [Notices] [06/23/97] | [PDF Version]
• Grant of Individual Exemptions; Washington National Retirement Plan [Notices] [06/19/97] | [PDF Version]
• Grant of Individual Exemption for The Retirement Plan for Salaried and Certain Hourly Employees of Keebler Company [Notices] [06/10/97] | [PDF Version]
• Grant of Individual Exemptions; Washington National Retirement Plan [Notices] [06/10/97] | [PDF Version]
• Proposed Exemptions; Robert A. Benz & Co., P.A., Certified Public Accountants Employees Profit Sharing Plan (the Plan) [Notices] [06/04/97] | [PDF Version]
• Grant of Individual Exemptions; Norwest Investment Services, Inc. [Notices] [05/23/97] | [PDF Version]
• Proposed Amendment to Prohibited Transaction Exemptions (PTEs) 90-30 Involving Bear, Stearns & Co. Inc., (D-10245) 90-32 Involving Prudential Securities Incorporated, (D-10246) [Notices] [05/23/97] | [PDF Version]
• Grant of Individual Exemptions; The Retirement Plan for Salaried and Certain Hourly Employees of Keebler Company (the Plan), et al. [Notices] [05/20/97] | [PDF Version]
• Proposed Exemptions; McLane Company, Inc. Profit Sharing Plan and Trust (the Plan) [Notices] [05/20/97] | [PDF Version]
• Proposed Exemptions; McLane Company, Inc. Profit Sharing Plan and Trust (the Plan) [Notices] [05/20/97] | [PDF Version]
• Proposed Exemptions; McLane Company, Inc. Profit Sharing Plan and Trust (the Plan) [Notices] [05/20/97] | [PDF Version]
• Proposed Exemptions; McLane Company, Inc. Profit Sharing Plan and Trust (the Plan) [Notices] [05/20/97] | [PDF Version]
• Grant of Individual Exemptions; General Electric Pension Trust (The GE Trust), et al. [Notices] [04/17/97] | [PDF Version]
• Proposed Exemptions; Operating Engineers Local 150 Apprenticeship Fund (the Fund) [Notices] [04/17/97] | [PDF Version]
• United States Trust Company of New York and Affiliated Companies (US Trust) [Notices] [04/17/97] | [PDF Version]
• Grant of Individual Exemptions; Real Estate Equity Trust No. 1 (The Trust), et al. [Notices] [04/09/97] | [PDF Version]
• Proposed Exemptions; Washington National Retirement Plan et al. [Notices] [04/09/97] | [PDF Version]
• Proposed Information Collection Request; Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 78- 6 [Notices] [04/01/97] | [PDF Version]
• Pension and Welfare Benefits Administration Proposed Information Collection Request; Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 94-20 [Notices] [04/01/97] | [PDF Version]
• Notice and Request for Comments on Annual Reporting Enforcement Policy [Notices] [03/13/97] | [PDF Version]
• Grant of Individual Exemptions; The Chicago Corporation (TCC), et al. [Notices] [03/05/97] | [PDF Version]
• Proposed Exemptions; ADP Fluor Daniel, Incorporated Retirement Savings Plan (the Plan) [Notices] [03/05/97] | [PDF Version]
• Grant of Individual Exemptions; Wells Fargo Bank, N.A. (Wells Fargo), et al. [Notices] [02/18/97] | [PDF Version]
• Proposed Exemptions ILGWU National Retirement Fund, et al. (Collectively the Plans) [Notices] [02/18/97] | [PDF Version]
• Class Exemption for the Receipt of Certain Investment Services by Individuals for Whose Benefit Individual Retirement Accounts or Retirement Plans for Self-Employed Individuals Have Been Established or Maintained [Notices] [02/07/97] | [PDF Version]
• Proposed Class Exemption Relating to Certain Employee Benefit Plan Foreign Exchange Transactions Executed Pursuant to Standing Instructions [Notices] [02/03/97] | [PDF Version]
• Grant of Individual Exemption for Wayne Obstetrical Group, P.A. Money Purchase Retirement Plan, et al. [Notices] [01/31/97] | [PDF Version]
• Grant of Individual Exemptions; Pikeville National Bank & Trust Company; Trust Company of Kentucky; and First American Bank (Collectively, the Banks), et al. [Notices] [01/31/97] | [PDF Version]
• Proposed Exemptions; Orders Distributing Co., Inc. Profit Sharing Plan and 401(k) Retirement Savings Plan (the Plan) [Notices] [01/31/97] | [PDF Version]
• Grant of Individual Exemptions; Univar Corporation UniSaver Tax [Notices] [01/14/97] | [PDF Version]
• Proposed Exemptions; The Chicago Corporation [Notices] [01/14/97] | [PDF Version]
• Grant of Individual Exemptions; Beall Corporation 401I(k) Profit Sharing Plan (the Plan), et al. [Notices] [12/30/96] | [PDF Version]
• Proposed Exemptions; The Retirement Plan for Salaried and Certain Hourly Employees of Keebler Company (the Plan) [Notices] [12/30/96] | [PDF Version]
• Grant of Individual Exemptions; Beall Corporation 401I(k) Profit Sharing Plan (the Plan), et al. [Notices] [12/30/96] | [PDF Version]
• Proposed Exemptions; The Retirement Plan for Salaried and Certain Hourly Employees of Keebler Company (the Plan) [Notices] [12/30/96] | [PDF Version]
• Grant of Individual Exemptions; The Smith Barney Shearson Prototype Defined Contribution Plan (the Plan), et al. [Notices] [12/17/96] | [PDF Version]
• Proposed Exemptions; Real Estate Equity Trust No. 1 (the Trust) [Notices] [12/17/96] | [PDF Version]
• Grant of Individual Exemptions; Blue Cross and Blue Shield of Virginia [Notices] [12/06/96] | [PDF Version]
• Proposed Exemptions; Wells Fargo Bank, N.A., et al. [Notices] [12/03/96] | [PDF Version]
• Proposed Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 77- 10 [Notices] [12/02/96] | [PDF Version]
• Proposed Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 90- 1 [Notices] [12/02/96] | [PDF Version]
• Proposed Information Collection Request Submitted for Public Comment and Recommendations; Prohibited Transaction Class Exemption 91- 38 [Notices] [12/02/96] | [PDF Version]
• Proposed Exemptions; GE Capital Investment Advisors, Inc [Notices] [11/25/96] | [PDF Version]
• Grant of Individual Exemptions; Chase Manhattan Bank [Notices] [11/22/96] | [PDF Version]
• Proposed Class Exemption for Bank Collective Investment Fund Conversion Transactions [Notices] [11/21/96] | [PDF Version]
• Grant of Individual Exemptions; Dimensional Fund Advisors Inc. [Notices] [11/13/96] | [PDF Version]
• Proposed Exemptions; Morgan Stanley & Company Incorporated [Notices] [11/13/96] | [PDF Version]
• Proposed Class Exemption for Bank Collective Investment Fund Conversion Transactions [Notices] [11/13/96] | [PDF Version]
• Notice of Proposed Exemptions [Notices] [11/06/96] | [PDF Version]
• Grant of Individual Exemptions; Lehman Brothers, Inc. [Notices] [10/25/96] | [PDF Version]
• Proposed Exemptions; Beall Corporation [Notices] [10/25/96] | [PDF Version]
• DEPARTMENT OF LABOR [Notices] [10/17/96] | [PDF Version]
• DEPARTMENT OF LABOR [Notices] [10/17/96] | [PDF Version]
• Proposed Exemptions; Smith Barney Shearson Prototype [Notices] [10/17/96] | [PDF Version]
• Grant of Individual Exemptions; Teachers Insurance and Annuity [Notices] [10/17/96] | [PDF Version]
• Grant of Individual Exemptions; Masters, Mates and Pilots [Notices] [10/02/96] | [PDF Version]
• Hassan Zekavat, M.D., P.A. Money Purchase Pension Plan (the Plan) Located in Moorestown, NJ [Notices] [10/02/96] | [PDF Version]
• Grant of Individual Exemptions; Westinghouse Savannah River Company/Bechtel Savannah River, Inc. Pension Plan, et al. [Notices] [09/18/96] | [PDF Version]
• Proposed Exemptions; Dimensional Fund Advisors Inc. (DFA) [Notices] [09/18/96] | [PDF Version]
• Proposed Exemptions; Chase Manhattan Bank [Notices] [09/06/96] | [PDF Version]
• Notice of Proposed Individual Exemption to Make Permanent as Modified Prohibited Transaction Exemption (PTE) 91-8 Involving Equitable Life Assurance Society of the United States and Its Affiliates (Equitable) and Its Wholly-Owned Subsidiary, Equitable Real Estate Management, Inc. (ERE), Located in New York, New York [Notices] [09/06/96] | [PDF Version]
• Pension and Welfare Benefits Administration [Prohibited Transaction Exemption 96-64; Exemption Application No. D- 10063, et al.] [Notices] [08/27/96] | [PDF Version]
• Proposed Exemptions; Zerhusen and Ghazi, M.D. Inc. Profit Sharing Plan, et al. [Notices] [08/27/96] | [PDF Version]
• Class Exemption to Permit the Restoration of Delinquent Participant Contributions to Plans [Notices] [08/02/96] | [PDF Version]
• Pension Payback Program (Amended) [Notices] [08/02/96] | [PDF Version]
• Grant of Individual Exemptions; PaineWebber Incorporated [Notices] [07/31/96] | [PDF Version]
• Proposed Exemptions; Westinghouse Savannah River Company [Notices] [07/31/96] | [PDF Version]
• Class Exemption To Permit Certain Authorized Transactions Between Plans and Parties in Interest [Notices] [07/31/96] | [PDF Version]
• Proposed Class Exemption for the Receipt of Certain Investment Services by Individuals for Whose Benefit Individual Retirement Accounts or Retirement Plans for Self-Employed Individuals Have Been Established or Maintained [Notices] [07/31/96] | [PDF Version]
• Advisory Council on Employee Welfare and Pension Benefit Plans; Announcement of Vacancies Request for Nominations [Notices] [07/26/96] | [PDF Version]
• Grant of Individual Exemptions; Wells Fargo Bank, N.A. (The Bank), et al. [Notices] [07/22/96] | [PDF Version]
• Proposed Exemptions; Mewbourne Oil Company, Inc. Plan (the Plan) [Notices] [07/22/96] | [PDF Version]
• Grant of Individual Exemptions; San Diego National Bank [Notices] [07/12/96] | [PDF Version]
• Proposed Information Collection Request; Submitted for Public Comment and Recommendations; ERISA Procedure 76-1, Advisory Opinion Procedure [Notices] [07/03/96] | [PDF Version]
• Grant of Individual Exemptions; Jacor Communications Inc. [Notices] [06/21/96] | [PDF Version]
• Proposed Exemptions; Bill Ussery Motors, Inc. [Notices] [06/21/96] | [PDF Version]
• Morgan Stanley & Co. Incorporated (MS&Co) and Morgan Stanley Trust Company (MSTC) [Notices] [06/04/96] | [PDF Version]
• Grant of Individual Exemptions; Sprague Electric Company [Notices] [06/04/96] | [PDF Version]
• Proposed Exemptions; The Everett Clinic Profit Sharing Plan [Notices] [06/04/96] | [PDF Version]
• Proposed Exemptions; Blue Cross and Blue Shield of Virginia [Notices] [05/23/96] | [PDF Version]
• Grant of Individual Exemptions; RREEF USA Fund [Notices] [05/23/96] | [PDF Version]
• Grant of Individual Exemptions; General Electric [Notices] [05/10/96] | [PDF Version]
• Grant of Individual Exemptions; Aultman Retirement Savings Plan [Notices] [05/06/96] | [PDF Version]
• Proposed Exemptions; San Diego National Bank [Notices] [05/06/96] | [PDF Version]
• Proposed Exemptions; Jacor Communications Inc. Retirement Plan [Notices] [04/25/96] | [PDF Version]
• Grant of Individual Exemptions; Biscayne Bay Pilots, Inc. [Notices] [04/24/96] | [PDF Version]
• Class Exemption for Plan Asset Transactions Determined by In- House Asset Managers [Notices] [04/10/96] | [PDF Version]
• Proposed Exemptions Wells Fargo Bank [Notices] [04/04/96] | [PDF Version]
• Grant of Individual Exemptions; Associated Hospital Service of Maine (d/b/a Blue Cross and Blue Shield of Maine) [Notices] [04/03/96] | [PDF Version]
• Proposed Exemptions; RREEF USA Fund-I (The Trust) [Notices] [03/22/96] | [PDF Version]
• Grant of Individual Exemptions [Notices] [03/22/96] | [PDF Version]
• Proposed Exemptions; Budge Clinic Profit Sharing Plan and Trust [Notices] [03/12/96] | [PDF Version]
• Grant of Individual Exemptions; World Omni Financial Corporation and Its Affiliates, et al. [Notices] [03/12/96] | [PDF Version]
• Proposed Class Exemption to Permit the Restoration of Delinquent Participant Contributions to Plans [Notices] [03/07/96] | [PDF Version]
• Pension Payback Program [Notices] [03/07/96] | [PDF Version]
• Proposed Exemptions NBD Bancorp [Notices] [03/05/96] | [PDF Version]
• Annual Reporting and Disclosure Requirements; Correction [Notices] [02/14/96] | [PDF Version]
• Proposed Exemptions; Aultman Retirement Savings Plan (the Plan) [Notices] [02/13/96] | [PDF Version]
• Annual Reporting and Disclosure Requirements [Notices] [02/01/96] | [PDF Version]
• Grant of Individual Exemptions; First Hawaiian Bank, et al. [Notices] [01/31/96] | [PDF Version]
• Grant of Individual Exemptions; WLI Industries, Inc. Employees' Stock Ownership Plan (the Plan), et al. [Notices] [01/31/96] | [PDF Version]
• Proposed Exemptions; Associated Hospital Service of Maine d/b/a Blue Cross and Blue Shield of Maine) and Blue Alliance Mutual Insurance Company, et al. [Notices] [01/31/96] | [PDF Version]
• Proposed Exemptions; Hassan Zekavat, M.D., P.A. Money Purchase Pension Plan (the Plan) [Notices] [01/31/96] | [PDF Version]
• Proposed Class Exemption For Release of Claims and Extensions of Credit in Connection With Litigation [Notices] [02/11/2003] | [PDF Version]
• Notice of Proposed Individual Exemption To Replace Prohibited Transaction Exemptions (PTEs) 81-56, 85-19 and 89-5 Involving the Truman Arnold Companies Retirement Plan and Trust (the Plan) Located in Texarkana, TX [Notices] [02/06/2003] | [PDF Version]
• Notice of Proposed Individual Exemption To Replace Prohibited Transaction Exemption 97-63 (PTE 97-63) Involving State Street Bank and Trust Company (State Street) Located in Boston, MA [Notices] [02/06/2003] | [PDF Version]
• Grant of Individual Exemptions; The Northern Trust Company and Affiliates [Notices] [02/06/2003] | [PDF Version]
• Proposed Exemption; Deutsche Bank Securities Inc. and Its Affiliates [Notices] [02/06/2003] | [PDF Version]