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Proposed Class Exemption For Investment Advice To Participants And Beneficiaries Of Self-Directed Individual Account Plans And IRAs

  1. Woodard Insurance, LLP
    Blake Woodard
    October 2, 2008

  2. DALBAR
    Louis S. Harvey
    September 9, 2008

  3. Stephen Schnieder
    September 23, 2008

  4. A. J. Thielen
    September 23, 2008

  5. Tom Marx
    September 23, 2008

  6. National Association of Active Investment Managers (NAAIM)
    William Hepburn
    October 3, 2008

  7. Diversified Investment Advisors, Inc.
    Robery F. Colby
    October 6, 2008

  8. MetLife, Inc.
    Andrew Varady
    October 6, 2008

  9. Pension Consultants, Inc.
    Cody Mendenhall • Brian Allen
    Mark S. Zielinski     • Dave Richards
    October 6, 2008

  10. The Wagner Law Group
    Marcia S. Wagner
    October 6, 2008

  11. Fund Democracy Consumer Federation of America
    Mercer Bullard • Barbara Roper
    October 6, 2008

  12. Vanguard
    R. Gregory Barton
    October 6, 2008

  13. U.S. Chamber of Commerce
    Randy Johnson •  Aliya Wong
    October 6, 2008

  1. Hartford Financial Services Group
    Richard J. Wirth
    October 6, 2008

  2. Financial Engines
    Anne S. Tuttle
    October 6, 2008

  3. American Benefits Council
    Jan M. Jacobson
    October 6, 2008

  4. Investment Company Institute
    Michael L. Hadley
    October 6, 2008

  5. Cornell University Law School
    William A. Jacobson
    Skyler Tanner
    October 6, 2008

  6. AARP
    David Certner
    October 6, 2008

  7. Financial Planning Association
    Duane Thompson
    October 6, 2008

  8. American Federal of Labor and Congress of Industrial Organizations (AFL-CIO)
    Thea Lee
    October 6, 2008

  9. National Association of Personal Investment Advisors (NAPFA)
    Diahann W. Lassus •  Ellen Turf
    Susan MacMichael John
    October 6, 2008

  10. Pension Rights Center
    Norman P. Stein
    Rebecca A. Davis
    October 6, 2008

  11. American Council of Life Insurers (ACLI)
    Walter C. Welsh
    Shannon Salinas
    James H. Szostek
    October 6, 2008
Quick Links

  1. Members of the United States Senate
    Senator Jeff Bingaman
    Senator Edward M. Kennedy
    Senator Charles E. Grassley
    October 6, 2008

  2. Securities Industry and Financial Markets Association (SIFMA)
    Liz Varley
    October 6, 2008

  3. Merrill Lynch
    Michael P. Sjogren
    October 6, 2008

  4. Center for Employment Policy, Hudson Institute
    Diana Furchtgoot-Roth
    October 6, 2008

  5. Certified Financial Planner Board of Standards, Inc.
    Kevin R. Keller
    October 6, 2008

  6. Fiduciary Risk Management
    Jessica R. Flores
    Bert M. Carmody
    October 8, 2008

  7. Members of United States Congress
    George Miller • Rob Andrews
    October 8, 2008

  8. American Institute of Certified Public Accountants (AICPA)
    Ian A. MacKay • Teighlor S. March
    October 15, 2008

  9. Financial Services Institute
    Dale E. Brown
    October 30, 2008

Requesting Copies of Comments

Copies of public comments are also available upon request from EBSA's Public Disclosure Room.  Send requests for copies of documents to:

U.S. Department of Labor
Employee Benefits Security Administration
Public Disclosure Room
200 Constitution Avenue, NW, Suite N-1513
Washington, DC 20210
Tel 202.693.8673

Learn more about how to request documents from the Department of Labor in the EBSA publication How to Obtain Employee Benefit Documents from the Department of Labor.