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Definition of the Term “Fiduciary” Proposed Rule

The information on this page relates to the October 2010 Notice of Proposed Rulemaking defining when a person providing investment advice becomes a fiduciary under the Employee Retirement Income Security Act. The Employee Benefits Security Administration announced in September 2011 that it would repropose the rule. The reproposal has not yet been published.

As a result of the decision to repropose this rule, the Department closed the public record on this proposed rule. Interested parties will be provided with an opportunity for comment at the time the rule is re-proposed.

The comments found on this page will be made available in alternative format to persons with disabilities upon request.

Assistant Secretary Phyllis C. Borzi on the Proposed Rule


Open Rulemaking Data Request Related to Oliver Wyman Report


Public Hearing Written Testimony

If you want to obtain a copy of the court reporter's official transcript, you should contact Capital Reporting Company, at (866) 448-DEPO. Also, please be advised that, as with all unedited transcripts, there might be errors in this transcript. Therefore, the transcript should not be quoted without checking with the speaker for confirmation of the quote.


Written Requests to Testify at Public Hearing

  1. ASPPA
    January 11, 2011
  2. The ESOP Association
    January 12, 2011
  3. The Profit Sharing / 401k Council of America (PSCA)
    January 12, 2011
  4. American Society of Appraisers
    January 14, 2011
  5. The SPARK Institute
    January 20, 2011
  6. American Benefits Council
    January 24, 2011
  7. Employee-Owned S Corporations of America
    January 25, 2011
  8. Retirement Industry Trust Association
    January 25, 2011
  9. Aon Hewitt
    January 27, 2011
  10. The Financial Services Roundtable
    January 31, 2011
  11. Fidelity Investments
    February 3, 2011
  12. Davis & Harman LLP
    February 3, 2011
  13. Primerica/PFS Investments Inc.
    February 8, 2011
  1. Investment Company Institute
    February 7, 2011
  2. American Institute of CPAs
    February 7, 2011
  3. Great-West Retirement Services
    February 7, 2011
  4. Groom Law Group/Real Estate Appraisal Coalition
    February 8, 2011
  5. Competitive Enterprise Institute
    February 8, 2011
  6. J.P. Morgan Retirement Plan Services LLC
    February 9, 2011
  7. Worldwide Securities Services of JP Morgan Chase Bank
    February 9, 2011
  8. Center on Executive Compensation
    February 9, 2011
  9. Larry R. Cook
    February 9, 2011
  10. Groom Law Group/Financial Institutions
    February 9, 2011
  11. DCIIA
    February 9, 2011
  12. Pension Rights Center
    February 9, 2011
  13. Groom Law Group/Providers of Valuations and Fairness Opinions
    February 9, 2011
  1. National Employment Lawyers Association
    February 9, 2011
  2. National Retiree Legislative Network
    February 9, 2011
  3. American Council of Life Insurers
    February 9, 2011
  4. NEPC
    February 9, 2011
  5. Morgan Stanley
    February 9, 2011
  6. Charles Yocum/Justin Tomevi
    February 9, 2011
  7. Insured Retirement Institute
    February 9, 2011
  8. AARP
    February 9, 2011
  9. AFL-CIO
    February 9, 2011
  10. SIFMA
    February 9, 2011
  11. Managed Funds Association
    February 9, 2011
  12. Financial Services Institute
    February 9, 2011
  13. Financial Engines
    February 11, 2011

Public Comments - Proposed Rule

  1. Anthony Agbay
    October 26, 2010
  2. Janice Scherwitz
    October 21, 2010
  3. Paul Kampner
    October 23, 2010
  4. Tobin Rhude
    October 26, 2010
  5. Peter A. Wilhelm
    November 1, 2010
  6. Jeff Wright
    November 1, 2010
  7. Gregg Peters
    November 2, 2010
  8. Z-Firm LLC
    Rafael Zimberoff
    November 9, 2010
  9. Chris McDonald
    November 11, 2010
  10. Gary Connor
    November 14, 2010
  11. James B. Edge
    November 17, 2010
  12. Diane Berthel
    November 23, 2010
  13. National Center for Employee Ownership
    Corey Rosen
    December 8, 2010
  14. Member of the United States House of Representatives
    Representative Bruce L. Braley
    December 8, 2010
  15. Billy D. Mires
    December 17, 2010
  16. Michael Klingenberg
    December 16, 2010
  17. Al Doland
    December 15, 2010
  18. Aon Hewitt
    December 17, 2010
  19. Liberty Capital investment Corporation
    Kenneth Margraf
    December 21, 2010
  20. US Chamber of Commerce
    Randel K. Johnson
    December 22, 2010
  21. Chris Tobe
    December 22, 2010
  22. Stuart F. Gray
    December 22, 2010
  23. Joe Van Tol
    December 27, 2010
  24. Josh Hinerfeld
    December 27, 2010
  25. Chuck Furr
    December 27, 2010
  26. Chris Cooper
    December 28, 2010
  27. Member of the United States House of Representatives
    Representative Maurice D. Hinchey
    January 3, 2011
  28. Shareholder Strategies, Inc
    Peter H. Briggs
    January 4, 2011
  29. Derivative Project
    Susan Seltzer
    January 4, 2011
  30. Total Water Treatment Systems, Inc
    Skip Heffernan
    January 5, 2011
  31. Hunter Business Group LLC
    Leslie Wyrowski
    January 5, 2011
  32. Pat Jostrand
    January 5, 2011
  33. Dale Potter
    January 5, 2011
  34. Tom Van Meter
    January 6, 2011
  35. Paul Freedman
    January 6, 2011
  36. Horner & Shifrin, Inc
    Linda R. Hopkins
    January 6, 2011
  37. Employee-Owned S Corporations of America
    Linda E. Carlisle
    January 12, 2011
  38. Commerce Bancshares, Inc
    Leslie K. Jones
    January 14, 2011
  39. Lorien L. Prince
    January 15, 2011
  40. Beth Yoxheimer
    January 18, 2011
  41. Jean C. Pautz
    January 18, 2011
  42. Reish & Reicher
    C. Frederick Reish
    January 18, 2011
  43. Glen R. Spinello
    January 19, 2011
  44. Hermes Equity Services
    Darren Brady
    January 19, 2011
  45. American Council of Engineering Companies
    Katharine Mottley
    January 19, 2011
  46. Menke & Associates, Inc
    John D. Menke
    January 19, 2011
  47. American Institute of CPAs
    Thomas Burrage
    January 19, 2011
  48. SAMCO Capital Markets, Inc
    January 20, 2011
  49. National Association of REALTORS
    Ron Phipps
    January 20, 2011
  50. Glass Lewis & Co.
    Katherine Rabin
    Robert McCormick
    January 20, 2011
  51. Torch Technologies, Inc
    William Roark
    January 20, 2011
  52. Susan Mangiero
    January 20, 2011
  53. Enterprise Services, Inc
    Scott D. Miller
    January 21, 2011
  54. Spalding DeDecker Associates, Inc
    Steve Benedettini
    January 23, 2011
  55. Donald Brynoff Swenson
    January 25, 2011
  56. IIW, PC
    Ronald Balmer and Trustees
    January 25, 2011
  57. Joe Waldau
    January 25, 2011
  58. BCC Partners, LLC
    Edward M. Bixler
    January 25, 2011
  59. Norm Kocol
    January 26, 2011
  1. American Society of Pension Professionals & Actuaries
    National Association of Independent Retirement Plan Advisors
    Council of Independent 401(k) Recordkeepers

    Brian H. Graff, Judy A. Miller, Mark Dunbar, James Paul, et. al.
    January 27, 2011
  2. Greg Gilbert
    January 7, 2011
  3. Appraisal Institute/American Society of Farm Managers and Rural Appraisers
    January 7, 2011
  4. Daryl Erdman
    January 8, 2011
  5. Securities Committee of the Business Law Section of the State Bar of Texas
    John R. Fahy
    Carol Mattick
    Dan Waller
    January 11, 2011
  6. Retirement Industry Trust Association
    Tom W. Anderson
    Mary L. Mohr
    January 27, 2011
  7. International Corporate Governance Network
    Paul Lee
    January 27, 2011
  8. Jeffrey S, Gelburd
    January 27, 2011
  9. Mark P. Pagano
    January 27, 2011
  10. Anonymous
    January 27, 2011
  11. Kegler Brown Hill & Ritter
    Tim Jochim
    January 28, 2011
  12. Committee on Employee Benefits and Executive Compensation of the New York City Bar Association
    Matthew L. Eilenberg
    January 28, 2011
  13. Bill Montana
    January 28, 2011
  14. Shareholder Strategies, Inc
    Peter H. Briggs
    February 1, 2011
  15. SPARK Institute, Inc
    Larry H. Goldbrum
    February 2, 2011
  16. ESOP Association
    J. Michael Keeling
    January 31, 2011
  17. Francis Investment Counsel LLC
    Michael J. Francis
    January 31, 2011
  18. American Society of Appraisers
    National Association of Independent Fee Appraisers

    February 1, 2011
  19. Profit Sharing/401k Council of America
    Edward Ferrigno
    February 1, 2011
  20. Trustees of Monroe Publishing Company
    Lonnie Peppler-Moyer
    Jay Hollon
    Sid Scott
    February 1, 2011
  21. Reish & Reicher
    C. Frederick Reish
    February 1, 2011
  22. GBQ Consulting LLC
    Brian D. Bornino
    February 2, 2011
  23. ESOP Partners
    Aaron Juckett
    February 2, 2011
  24. Investment Adviser Association
    Kathy D. Ireland
    February 2, 2011
  25. Definebenefits, Inc
    Robert VandeVrede
    February 2, 2011
  26. Reliance Trust Company
    Anthony A. Guthrie
    Lance T. Studdard
    February 2, 2011
  27. Interactive Data Pricing and Reference Data, Inc
    Mark Hepsworth
    February 2, 2011
  28. Larry R. Cook & Associates, PC
    February 2, 2011
  29. Western Conference of Teamsters Pension Trust Fund
    Charles A. Storke
    February 2, 2011
  30. National Retirees Legislative Network
    Bill Kadereit
    February 2, 2011
  31. Morgan Stanley
    Sandra Haas
    Jim McCarthy
    February 2, 2011
  32. ERISA Industry Committee
    Mark J. Ugoretz
    February 2, 2011
  33. Real Estate Roundtable, et. al.
    February 2, 2011
  34. Investment Company Institute
    Mary S. Podesta
    February 3, 2011
  35. Douglas John Brink
    February 3, 2011
  36. LPL Financial LLC
    Michelle M. Kelley
    February 3, 2011
  37. Members of the United States Congress
    Senator Tom Harkin
    Senator Herb Kohl
    Representative George Miller
    Representative Sander M. Levin
    February 3, 2011
  38. Thoroughbred Research Group
    Harold Busack
    February 2, 2011
  39. Diane E. Bielen
    February 2, 2011
  40. Wayne Hansen
    February 2, 2011
  41. David Rolston
    February 2, 2011
  42. Larry Anderson
    February 2, 2011
  43. William P. Prevost
    February 2, 2011
  44. Vinton Thengvall
    February 2, 2011
  45. Brian Sims
    February 2, 2011
  46. Institutional Shareholder Services Inc
    Steven E. Friedman
    February 2, 2011
  47. National Association of Certified Valuation Analysts
    February 2, 2011
  1. Emily J. Girsch
    February 2, 2011
  2. Scott Perryman
    February 2, 2011
  3. Dana Schurr
    February 2, 2011
  4. Stern Brothers Valuation Advisors
    John C. Korschot
    February 2, 2011
  5. Marsha J. Fox
    February 3, 2011
  6. US Chamber of Commerce
    Randel K. Johnson
    Aliya Wong
    February 3, 2011
  7. Dave Fitz-Gerald
    February 3, 2011
  8. Theresa Ryan
    February 3, 2011
  9. Tell Steel Inc
    Greg Moore
    February 3, 2011
  10. Webb Insurance Agency, Inc
    Thomas A. Sarno
    February 3, 2011
  11. Webb Insurance Agency, Inc
    Melissa Marshall
    February 3, 2011
  12. Ivins, Phillips & Barker Chartered
    Laurie E. Keenan
    February 3, 2011
  13. Webb Insurance Agency, Inc
    Larry R. Webb
    February 3, 2011
  14. Standard & Poor’s Securities Evaluations, Inc
    Louis V. Eccleston
    February 3, 2011
  15. Avatar Associates
    Larry A. Medin
    February 3, 2011
  16. JP Morgan Retirement Plan Services LLC/Worldwide Securities Services of JP Morgan Chase Bank, N.A.
    Karen F. Prange
    Lynn K. Shipman
    February 3, 2011
  17. Fiduciary Compliance Center
    Jessica R. Flores
    February 3, 2011
  18. Insured Retirement Institute
    Cathy Weatherford
    February 3, 2011
  19. Great-West Retirement Services
    Charles P. Nelson
    February 3, 2011
  20. Institute of Business Appraisers
    Howard Lewis
    February 3, 2011
  21. Committee of Annuity Insurers
    Jason K. Bortz
    Joseph F. McKeever, III
    February 3, 2011
  22. Council of Insurance Agents & Brokers
    Ken A. Crerar
    February 3, 2011
  23. CFA Institute
    Kurt N. Schacht
    Jon Stokes
    February 3, 2011
  24. Pension Consultants, Inc
    Chase A. Tweel
    February 3, 2011
  25. State Street Corporation
    David C. Phelan
    February 3, 2011
  26. BlackRock
    Barbara G. Novick
    February 3, 2011
  27. MetLife, Inc
    Nicholas D. Letrenta
    February 3, 2011
  28. FirstClearing, LLC
    Atul Kamra
    February 3, 2011
  29. Sonalysts, Inc
    Lawrence F. Clark
    February 3, 2011
  30. American Council of Life Insurers
    Walter C. Welsh
    James H. Szostek
    Shannon Salinas
    February 3, 2011
  31. Bank of America
    R. Scott Henderson
    February 3, 2011
  32. Avaya Inc
    Matthew Booher
    February 3, 2011
  33. Northern Trust Corporation
    Dale K. Nichols
    February 3, 2011
  34. Business Roundtable
    John Engler
    February 3, 2011
  35. Bank of New York Mellon Corporation
    Leonard R. Heinz
    February 3, 2011
  36. W L Gore & Associates, Inc
    Holly Williams
    February 3, 2011
  37. Sutherland Asbill & Brennan LLP
    W. Mark Smith
    Vanessa A. Scott
    February 3, 2011
  38. Freeborn & Peters LLP
    Michael F. Tomasek
    February 3, 2011
  39. Defined Contribution Institutional Investment Association
    Lew Minsky
    February 3, 2011
  40. T Rowe Price Group, Inc
    Cynthia Egan
    February 3, 2011
  41. FMR LLC Fidelity Investments
    Douglas O. Kant
    February 3, 2011
  42. FMR LLC Fidelity Investments
    Douglas O. Kant
    February 3, 2011
  43. Robert W. Smiley, Jr.
    February 2, 2011
  44. Real Estate Appraisal Coalition
    Jennifer E. Eller
    February 3, 2011
  45. Janney Montgomery Scott LLC
    Ronald A. Holinsky
    February 3, 2011
  46. Fiduciary360
    Blaine F. Aikin
    Duane Thompson
    Kristina A. Fausti
    February 3, 2011
  47. Committee of Federal Regulation of Securities of the Section of Business Law of the American Bar Association
    Jeffrey W. Rubin
    February 3, 2011
  48. Roy C. Steeves, Jr.
    February 3, 2011
  1. Certified Financial Planner Board of Standards, Inc
    Kevin R. Keller
    February 3, 2011
  2. Robert J. McCann
    February 3, 2011
  3. UBS Financial Services Inc
    Jonathan Eisenberg
    February 3, 2011
  4. Association for Advanced Life Underwriting
    David J. Stertzer
    February 3, 2011
  5. Davis Polk & Wardwell LLP
    February 3, 2011
  6. Public Investors Arbitration Bar Association
    Peter J. Mougey
    February 3, 2011
  7. American Bankers Association
    Timothy E. Keehan
    February 3, 2011
  8. Davis & Harman LLP
    Kent A. Mason
    Randolf H. Hardock
    James M. Delaplane, Jr.
    February 3, 2011
  9. Center on Executive Compensation
    Timothy J. Bartl
    February 3, 2011
  10. AARP
    David Certner
    February 3, 2011
  11. Financial Services Roundtable
    Richard M. Whiting
    February 3, 2011
  12. Futures Industry Association Law and Compliance Executive Committee
    Barbara Wierzynski
    February 3, 2011
  13. Pension Rights Center
    National Employment Lawyers Association

    Norman Stein
    Marc I. Machiz
    Eric Loi
    Terisa E. Chaw
    February 3, 2011
  14. American Federation of Labor and Congress of Industrial Organizations
    Karin S. Feldman
    February 3, 2011
  15. Groom Law Group, Chartered
    Edward A. Scallet
    Lars C. Golumbic
    February 3, 2011
  16. Jeremy Beadles
    February 3, 2011
  17. Brad Van Horn
    February 3, 2011
  18. Financial Services Institute
    Dale E. Brown
    February 3, 2011
  19. Goodwin Proctor
    Daniel P. Condon
    February 3, 2011
  20. Financial Engines
    Anne S. Tuttle
    February 3, 2011
  21. Society of Human Resources Management
    Nancy Hammer
    February 3, 2011
  22. Wells Fargo & Company
    Joseph Ready
    February 3, 2011
  23. Groom Law Group, Chtd.
    Stephen M. Saxon
    Jennifer E. Eller
    February 3, 2011
  24. JPMorgan Chase & Co.
    Don Thompson
    February 3, 2011
  25. Money Management Institute
    John A. Ehinger, Jr.
    February 3, 2011
  26. American Benefits Council
    Jan Jacobson
    February 3, 2011
  27. PFS Investments Inc of Primerica Inc
    John S. Watts
    February 3, 2011
  28. Managed Funds Association
    Richard H. Baker
    February 3, 2011
  29. National Coordinating Committee for Multiemployer Plans
    Randy G. DeFrehn
    February 3, 2011
  30. Competitive Enterprise Institute
    F. Vincent Vernuccio
    John Berlau
    Bradford P. Campbell
    February 3, 2011
  31. Securities Industry and Financial Markets Association
    T. Timothy Ryan, Jr.
    February 3, 2011
  32. Mike Amicangelo
    February 4, 2011
  33. Rich J. Gogg
    February 4, 2011
  34. Society of Corporate Secretaries & Governance Professionals
    Kenneth Bertsch
    February 4, 2011
  35. Members of the United States Senate
    Senator Patrick Leahy
    Senator Bernie Sanders
    December 20, 2010
  36. Reish & Reicher
    C. Frederick Reish
    February 4, 2011
  37. Reish & Reicher
    C. Frederick Reish
    February 7, 2011
  38. Food Marketing Institute
    Erik R. Lieberman
    February 4, 2011
  39. Marcella Grigg
    February 9, 2011
  40. Paul Leibowitz
    February 9, 2011
  41. William Shanahan
    February 10, 2011
  42. Alexander Paley
    February 10, 2011
  43. Melissa King
    February 10, 2011
  44. Paul Gillen
    February 10, 2011
  45. Recology
    Mark L. Lomele
    February 11, 2011
  46. Egan-Jones Rating Company
    Kent S. Hughes
    February 11, 2011
  47. Saunders Ketcham
    February 24, 2011
  48. American Institute of Certified Public Accountants
    Robert A. Lavenberg
    February 25, 2011

Public Comments - Post-Hearing

  1. Defined Contribution Plan Investment Council
    March 7, 2011
  2. Futures Industry Association
    Barbara Wierzynski
    March 7, 2011
  3. Scott Culbertson
    March 9, 2011
  4. S. Shaw
    March 9, 2011
  5. Jeff Kostis
    March 10, 2011
  6. Royal Institution of Chartered Surveyors
    March 15, 2011
  7. North American Securities Administrators Association, Inc.
    Rex A. Staples
    March 15, 2011
  8. American Society of Appraisers
    March 15, 2011
  9. Luke Dean
    March 15, 2011
  10. Glen Clemans
    March 15, 2011
  11. T. Noto
    March 15, 2011
  12. Casey Cleveland
    March 16, 2011
  13. Jamieson Grabenhorst
    March 16, 2011
  14. Eric Remjeske
    March18, 2011
  15. John O'Scanlon
    March 18, 2011
  16. Chao & Company, Ltd.
    Philip SL Chao
    March 21, 2011
  17. The Savings Coalition of America
    Kathy Hamor
    March 30, 2011
  18. Member of the United States House of Representatives
    Representative Rush Holt
    March 30, 2011
  19. Lewis, Feinberg, Lee, Renaker & Jackson, PC
    Nina Wasow
    April 1, 2011
  20. Herbert A. Whitehouse
    April 4, 2011
  21. Mona L. Snape
    April 5, 2011
  22. Mary Jo Larson
    April 6, 2011
  23. Kevin P. Condon
    April 7, 2011
  24. John O’Reilly
    April 8, 2011
  25. Southeastern Fiduciary Services, LLC
    Bert M. Carmody
    April 8, 2011
  26. Reliance Trust Company
    Anthony A. Guthrie
    Lance T. Studdard
    April 11, 2011
  27. Ron A. Rhoades
    April 11, 2011
  28. Managed Funds Association
    Stuart J. Kaswell
    April 11, 2011
  29. Insured Retirement Institute
    Catherine J. Weatherford
    April 11, 2011
  30. Ron A. Rhoades
    April 12, 2011
  31. Investment Company Institute
    Mary Podesta
    April 12, 2011
  32. Kathleen M. McBride
    April 12, 2011
  33. American Institute of Certified Public Accountants Forensic and Valuation Services Section
    Thomas Burrage
    April 12, 2011
  34. Morgan Stanley
    William E. Ryan III
    April 12, 2011
  35. Davis & Harman
    Kent A. Mason
    Randolf H. Hardock
    James M. Delaplane
    April 12, 2011
  36. JA Seed & Associates, LLC
    Jeffery A. Seed
    April 12, 2011
  37. American Federation of State, County and Municipal Employees
    Gerald W. McEntee
    April 12, 2011
  38. BeManaged
    Chad Griffeth
    April 12, 2011
  39. American Council of Life Insurers
    Walter C. Welsh
    James H. Szostek
    Shannon Salinas
    April 12, 2011
  40. Financial Services Roundtable
    Richard M. Whiting
    April 12, 2011
  41. Florida Bar Tax Section
    Guy E. Whitesman
    April 12, 2011
  42. Groom Law Group, Chartered
    Edward A. Scallet
    Lars C. Golumbic
    April 12, 2011
  43. National Association of Insurance and Financial Advisors
    Terry K. Headley
    April 12, 2011
  44. Standard & Poor’s Securities Evaluations, Inc.
    Louis V. Eccleston
    April 12, 2011
  45. Fi360
    Blaine F. Aikin
    Duane Thompson
    Kristina A. Fausti
    April 12, 2011
  46. Securities Industry and Financial Markets Association
    Kenneth E. Bensten, Jr.
    April 12, 2011
  47. Financial Services Institute
    Dale E. Brown
    April 12, 2011
  48. Primerica Hispanic American Leadership Council
    Francisco Dillon
    Jose F. Rivera Vega
    April 12, 2011
  49. Primerica African American Leadership Council
    Petition
    April 12, 2011
  50. Primerica African American Leadership Council
    Ivan Earle
    John Lennon
    April 12, 2011
  51. AARP
    David Certner
    April 12, 2011
  52. Committee for the Fiduciary Standard
    Knut A. Rostad
    April 12, 2011
  1. LPL Financial LLC
    Michelle M. Kelley
    April 12, 2011
  2. American Bankers Association
    Timothy E. Keehan
    April 12, 2011
  3. Pension Rights Center
    Norman P. Stein
    Rebecca Davis
    April 12, 2011
  4. National Employment Lawyers Association
    Marc I. Machiz
    April 12, 2011
  5. Daniel R. Fischel
    Todd D. Kendall
    April 12, 2011
  6. National Association of Personal Financial Advisers
    Susan MacMichael John
    Ellen Turf
    Ron A. Rhoades
    April 12, 2011
  7. Errold F. Moody Jr.
    April 12, 2011
  8. Network for Sustainable Financial Markets
    April 12, 2011
  9. Davis & Harman LLP
    Kent A. Mason
    April 12, 2011
  10. Primerica
    John S. Watts
    April 12, 2011
  11. Members of the United States House of Representatives
    Representative Charles Boustany, Jr.
    Representative Geoff Davis
    April 14, 2011
  12. Members of the United States Congress
    Representative John Kline
    Representative Dave Camp
    Senator Michael B. Enzi
    Senator Orrin G. Hatch
    April 14, 2011
  13. Members of the United States House of Representatives
    Representative Richard E. Neal
    Representative John Lewis
    Representative Mike Thompson
    Representative John B. Larson
    Representative Ron Kind
    Representative Bill Pascrell, Jr.
    Representative Shelley Berkley
    Representative Joseph Crowley
    April 15, 2011
  14. Members of the United States Senate
    Senator Richard Burr
    Senator Saxby Chambliss
    Senator Johnny Isakson
    April 19, 2011
  15. Members of the United States House of Representatives
    Representative Blaine Luetkemeyer
    Representative Emanuel Cleaver
    Representative Jo Ann Emerson
    Representative Wm. Lacy Clay
    April 20, 2011
  16. Members of the United States Senate
    Senator Kay R. Hagan
    Senator Jack Reed
    Senator Michael Bennet
    Senator Sheldon Whitehouse
    April 21, 2011
  17. Members of the United States Senate
    Senator Tom Harkin
    Senator Max Baucus
    Senator Tim Johnson
    Senator Debbie Stabenow
    Senator Jeff Bingaman
    Senator Bob Casey, Jr.
    Senator Claire McCaskill
    Senator Jon Tester
    Senator Kirsten E. Gillibrand
    May 3, 2011
  18. Members of the United States House of Representatives
    Representative Jim Matheson
    Representative Dan Boren
    Representative John Barrow
    Representative Leonard Boswell
    Representative David Scott
    Representative Dennis Cardoza
    May 10, 2011
  19. Members of the United States House of Representatives
    Representative Carolyn McCarthy
    Representative Rush Holt
    Representative Joseph Crowley
    Representative Ron Kind
    Representative Jason Altmire
    Representative Jim Himes
    Representative Allyson Y. Schwartz
    Representative John Barrow
    Representative Shelley Berkley
    Representative Russ Carnahan
    Representative John C. Carney
    Representative Andre Carson
    Representative Gerry Connolly
    Representative Joe Courtney
    Representative Martin Heinrich
    Representative Rick Larsen
    Representative Gregory Meeks
    Representative Jim Moran
    Representative Chris Murphy
    Representative Bill Owens
    Representative Ed Perlmutter
    Representative Gary Peters
    Representative Pedro Pierluisi
    Representative Jared Polis
    Representative Laura Richardson
    Representative Cedric Richmond
    Representative David Scott
    Representative Terri Sewell
    Representative David Wu
    May 10, 2011
  20. Member of the United States House of Representatives
    Representative Albio Sires
    May 16, 2011
  21. Members of the United States Senate
    Senator John F. Kerry
    Senator Jeanne Shaheen
    May 18, 2011
  22. Members of the United States Senate
    Senator Susan M. Collins
    Senator Scott P. Brown
    Senator Kelly Ayotte
    May 19, 2011
  23. Member of the United States Senate
    Senator Mike Johanns
    May 20, 2011
  24. Member of the United States Senate
    Senator Roy Blunt
    May 24, 2011
  25. Scott Janko
    May 24, 2011
  26. Members of the United States House of Representatives
    Representative Bob Gibbs
    Representative Jim Renacci
    May 26, 2011
  27. Members of the United States House of Representatives
    Representative Peter King
    Representative Steve Israel
    May 26, 2011
  28. Members of the United States House of Representatives
    Representative Dave Loebsack
    Representative Leonard L. Boswell
    Representative Bruce Braley
    May 27, 2011
  1. Gibson Dunn
    Eugene Scalia
    May 27, 2011
  2. Members of the United States House of Representatives
    Representative Steve Stivers
    Representative Pat Tiberi
    June 1, 2011
  3. Member of the United States Senate
    Senator Mary L. Landrieu
    June 2, 2011
  4. Member of the United States House of Representatives
    Representative Denny Rehberg
    June 3, 2011
  5. Members of the United States House of Representatives
    Representative Lynn A. Westmoreland
    Representative Jack Kingston
    June 3, 2011
  6. Member of the United States House of Representatives
    Representative Peter Welch
    June 7, 2011
  7. Member of the United States Senate
    Senator Claire McCaskill
    June 13, 2011
  8. Member of the United States House of Representatives
    Representative Blaine Luetkemeyer
    June 15, 2011
  9. The Appraisal Foundation
    David S. Bunton
    June 15, 2011
  10. Member of the United States House of Representatives
    Representative Frank Guinta
    June 16, 2011
  11. American Institute of Certified Public Accountants
    Ian A. MacKay
    June 16, 2011
  12. Member of the United States House of Representatives
    Representative Terri A. Sewell
    June 17, 2011
  13. Members of the United States House of Representatives
    Representative Todd Young
    Representative Brett Guthrie
    Representative Larry Bucshon
    Representative David McKinley
    Representative Alan Nunnelee
    June 17, 2011
  14. Member of the United States House of Representatives
    Representative Tim Griffin
    June 21, 2011
  15. Drinker Biddle & Reath LLP
    C. Frederick Reish
    June 22, 2011
  16. Member of the United States House of Representatives
    Representative Erik Paulsen
    June 24, 2011
  17. Member of the United States House of Representatives
    Representative Michael G. Grimm
    June 24, 2011
  18. Member of the United States House of Representatives
    Representative Tom Latham
    June 27, 2011
  19. Marshall Cobb
    June 30, 2011
  20. Member of the United States Senate
    Senator Benjamin L. Cardin
    July 6, 2011
  21. Members of the United States House of Representatives
    Representative Mike Fitzpatrick
    Representative Tim Murphy
    Representative Tom Marino
    Representative Charles W. Dent
    July 6, 2011
  22. Member of the United States House of Representatives
    Representative Ron Paul
    July 7, 2011
  23. Member of the United States House of Representatives
    Representative Cynthia M. Lummis
    July 8, 2011
  24. Members of the United States House of Representatives
    Representative James P. McGovern
    Representative John F. Tierney
    July 13, 2011
  25. International Bancshares Corporation
    Cary Plotkin Kavy
    July 20, 2011
  26. Members of the United States House of Representatives
    Representative Adam Smith
    Representative Rick Larsen
    Representative Kurt Schrader
    Representative Laura Richardson
    Representative Dan Boren
    Representative Jim Himes
    Representative Terri Sewell
    July 25, 2011
  27. Members of the United States House of Representatives
    Representative Francisco "Quico" Canseco
    Representative David Schweikert
    Representative Sean Duffy
    Representative Bill Huizenga
    Representative Nan Hayworth
    Representative Steve Sivers
    Representative Michael Grimm
    Representative Robert Dold
    Representative Jim Renacci
    Representative Stephen Finchert
    Representative Robert Hurt
    July 29, 2011
  28. Members of the United States House of Representatives
    Representative Charles Boustany, Jr.
    Representative Geoff Davis
    July 29, 2011
  29. Member of the United States House of Representatives
    Representative Ann Marie Buerkle
    July 29, 2011
  30. U.S. Chamber of Commerce
    Randel K. Johnson
    August 9, 2011
  31. Member of the United States House of Representatives
    Representative Barney Frank
    August 11, 2011
  32. Member of the United States Senate
    Senator Rob Portman
    August 26, 2011
  33. Member of the United States House of Representatives
    Representative Bill Posey
    August 29, 2011
  34. Member of the United States House of Representatives
    Representative Barney Frank
    September 15, 2011

Requesting Copies of Documents

Copies of public documents are also available upon request from EBSA's Public Disclosure Room. Send requests for copies of documents to:

U.S. Department of Labor
Employee Benefits Security Administration
Public Disclosure Room
200 Constitution Avenue, NW, Suite N-1513
Washington, DC 20210
Tel (202) 693-8673

Learn more about how to request documents from the Department of Labor in the EBSA publication How to Obtain Employee Benefit Documents from the Department of Labor.