Grant; PTE 2000-21

D-10777

G: 65 FR 33376 (05/23/00)

P: 65 FR 15367 (03/22/00)

Texas Iron Workers and Employers Apprenticeship Training and Journeyman Pension Fund

Permits the purchase of a classroom/office building and a shop building and an adjacent lot by the Plan from Local Union No. 66 of the International Association of Bridge, Structural, Ornamental and Reinforcing Iron Workers, the Plan�s sponsoring union, for $63,000 in cash.

Grant; PTE 2000-42

D-10539 & D-10540

G: 65 FR 51043 (08/22/00)

P: 65 FR 39432 (06/26/00)

Pension Plan for Employees of Southco, Inc. and Southco, Inc. Employee Stock Ownership Plan

See summary for the Southco Pension Plan and the Southco ESOP under Purchase by Plan of Employer Securities.

Grant; PTE 2000-70

D-10910

G: 65 FR 80466 (12/21/00)

P: 65 FR 60466 (10/11/00)

HSBC Holdings plc (HSBC)

Permits HSBC and affiliates of HSBC that now or in the future become eligible to serve as a qualified professional asset manager to function as a QPAM for a period of ten years, notwithstanding the fact that one of HSBC's affiliates cannot satisfy Section I(g) of PTE 84-14 because it plead guilty to four criminal offenses.

Grant; PTE 2000-49

D-10879

G: 65 FR 60454 (10/11/00)

P: 65 FR 39435 (06/26/00)

O: 65 FR 62755 (10/19/00) (Tech. Corr.)

Actuarial Scientists Associates, Inc. (ASA) and ASA Fiduciary Counselors Inc. (ASA Counselors)

Temporarily permits certain transactions between a party in interest with respect to the Plumbers and Pipe Fitters National Pension Fund (the Fund) and an account (the Account) that holds certain assets of the Fund managed by ASA or ASA Counselors, while serving as the independent named fiduciary (the Named Fiduciary) in connection with PTE 99-46 (64 FR 61944, November 15, 1999). Also permits, effective November 8, 1999, the furnishing of services, facilities, and any goods incidental thereto by a place of public accommodation owned by the Account managed by the Named Fiduciary.

Grant; PTE 2000-66

D-10706

G: 65 FR 80461 (12/21/00)

P: 64 FR 57129 (10/22/99)

O: 66 FR 15896 (03/21/01) (Tech. Corr.)

Allfirst Bank (Allfirst)

Permits, effective November 13, 1998, the receipt of fees by Allfirst from the ARK Funds, open-end investment companies registered under the Investment Company Act of 1940 (the 1940 Act), for acting as an investment adviser for such Funds, as well as for providing other services to the ARK Funds which are �Secondary Services,�Eas defined in Section III(i), in connection with the investment by plans for which Allfirst serves as a fiduciary in shares of the ARK Funds.

Grant; PTE 2000-46

D-10590

G: 65 FR 56337 (09/18/00)

P: 65 FR 42248 (07/07/00)

Bank of Oklahoma (the Bank)

See summary for the Bank under Asset Allocation Services.

Grant; PTE 2000-39

D-10720

G: 65 FR 49024 (08/10/00)

P: 65 FR 15360 (03/22/00)

Standard & Poor�s (S&P) and Standard and Poor�s Investment Advisory Services LLC (SPIAS)

See summary for S&P and SPIAS under Asset Allocation Services.

Grant; PTE 2000-12

D-10819

G: 65 FR 13331 (03/13/00)

P: 64 FR 70742 (12/17/99)

First American Capital Management, Inc. (FACM)

See summary for FACM under Cross-Trading.

Grant; PTE 2000-48

D-10802

G: 65 FR 60452 (10/11/00)

P: 65 FR 50237 (08/17/00)

Columbia Energy Group (Columbia)

Permits the reinsurance of risks and the receipt of premiums therefrom by Columbia Insurance Corporation, Ltd., a subsidiary of Columbia, in connection with an insurance contract sold by Employers Insurance of Wassau, or any successor insurance company to Wassau which is unrelated to Columbia, to provide long-term disability benefits to participants in Columbia's Long Term Disability Plan. This case is distinguishable from the many cases OED has granted over the years involving reinsurance because the applicants could not satisfy the 50% of premiums test that had been included in all of the prior exemptions. In this case, the applicants have substituted an independent fiduciary as a safeguard and have also demonstrated an immediate benefit to participants and beneficiaries as a result of the transaction.

Grant; PTE 2000-67

D-10780

G: 65 FR 80464 (12/21/00)

P: 65 FR 62763 (10/19/00)

Butler-Johnson Corporation Profit Sharing Plan

See summary for the Butler-Johnson Plan under Sale by Plan of Mortgages.

Grant; PTE 2000-56

D-10781

G: 65 FR 67778 (11/13/00)

P: 65 FR 54303 (09/07/00)

Journal Company, Inc. 401(k) Savings Plan

See summary for the Journal Plan under Settlement.

Grant; PTE 2000-35

D-10789

G: 65 FR 41735 (07/06/00)

P: 65 FR 25954 (05/04/00)

Fortis, Inc. Employees�EUniform Profit Sharing Plan

Permits (1) the restoration payment by Fortis, Inc. to the Plan with respect to a certain counterfeit certificate of deposit (the CD); and (2) the potential future payment to Fortis, Inc. of recapture payments made to the Plan pursuant to proceedings involving the issuer of the CD.

Grant; PTE 2000-70

D-10910

G: 65 FR 80466 (12/21/00)

P: 65 FR 60466 (10/11/00)

HSBC Holdings plc (HSBC)

See summary for HSBC under QPAM.

Grant; PTE 2000-68

D-10800 & D-10801

G: 65 FR 80465 (12/21/00)

P: 65 FR 57389 (09/22/00)

The Masters, Mates and Pilots Pension Plan and Individual Retirement Account Plan

See summary for the Masters, Mates and Pilots Pension Plan and Individual Retirement Account Plan under Sale by Plan of Employer Securities.

Grant; PTE 2000-67

D-10780

G: 65 FR 80464 (12/21/00)

P: 65 FR 62763 (10/19/00)

Butler-Johnson Corporation Profit Sharing Plan

See summary for the Butler-Johnson Plan under Sale by Plan of Mortgages.

Grant; PTE 2000-66

D-10706

G: 65 FR 80461 (12/21/00)

P: 64 FR 57129 (10/22/99)

O: 66 FR 15896 (03/21/01) (Tech. Corr.)

Allfirst Bank (Allfirst)

See summary for Allfirst under Receipt of Fees.

Grant; PTE 2000-65

L-10906 & L-10907

G: 65 FR 76306 (12/06/00)

P: 65 FR 57397 (09/22/00)

O: 65 FR 80497 (12/21/00) (Tech. Corr.)

I.B.E.W. LU 567 Electrical Joint Apprenticeship and Training Trust Fund (the Training Plan) and Money Purchase Retirement Plan of Local 567, I.B.E.W. (the M/P Plan)

See summary for the I.B.E.W. LU 567 Training Plan and M/P Plan under Lease by Plan of Real Property.

Grant; PTE 2000-61

D-10905

G: 65 FR 70622 (11/24/00)

P: 65 FR 56732 (09/19/00)

Maple Partners Financial Group (Maple)

See summary for Maple under Securities Lending - �Trio�E- Type.

Grant; PTE 2000-60

D-10877

G: 65 FR 70621 (11/24/00)

P: 65 FR 57394 (09/22/00)

John L. Rust Co. Profit Sharing Plan

See summary for the Rust Plan under Purchase by Plan of Other Assets.

Grant; PTE 2000-59

D-10770

G: 65 FR 70618 (11/24/00)

P: 65 FR 56708 (09/19/00)

Deutsche Bank AG and its Affiliates (collectively, DB)

See summary for DB under Index or Model-Driven Fund Transactions.

Grant; PTE 2000-57

D-10814

G: 65 FR 67779 (11/13/00)

P: 65 FR 54307 (09/07/00)

Sun Life Insurance Company (Sun Life)

See summary for Sun Life under Demutualization.

Grant; PTE 2000-55

D-10863

G: 65 FR 67774 (11/13/00)

P: 65 FR 56720 (09/19/00)

Countrywide Securities Corporation (Countrywide)

See summary for Countrywide under Asset-Backed Securities.

Grant; PTE 2000-53

D-10874

G: 65 FR 65332 (11/01/00)

P: 65 FR 50240 (08/17/00)

American Mutual Holding Company (AMHC)

See summary for AMHC under Demutualization.

Grant; PTE 2000-49

D-10879

G: 65 FR 60454 (10/11/00)

P: 65 FR 39435 (06/26/00)

O: 65 FR 62755 (10/19/00) (Tech. Corr.)

Actuarial Scientists Associates, Inc. (ASA) and ASA Fiduciary Counselors Inc. (ASA Counselors)

See summary for ASA and ASA Counselors under QPAM.

Grant; PTE 2000-47

D-10758

G: 65 FR 56341 (09/18/00)

P: 65 FR 37175 (06/13/00)

Goldman Sachs & Co. (Goldman)

See summary for Goldman under Securities Lending - �Trio�E- Type.

Grant; PTE 2000-45

D-10809 & D-10865

G: 65 FR 54315 (09/07/00)

P: 65 FR 35138 (06/01/00)

O: 65 FR 57401 (09/22/00) (Tech. Corr.)

Salomon Smith Barney, Inc. (Salomon Smith Barney)

See summary for Salomon Smith Barney under Asset Allocation Services.

Grant; PTE 2000-40

D-10839

G: 65 FR 49028 (08/10/00)

P: 65 FR 37182 (06/13/00)

Washington County Hospital Association Employees�ECash Balance Plan

See summary for the Washington Plan under In-Kind Contribution of Other Securities.

Grant; PTE 2000-38

D-10705

G: 65 FR 49022 (08/10/00)

P: 65 FR 33370 (05/23/00)

Standard Insurance Company (Standard)

See summary for Standard under Demutualization.

Grant; PTE 2000-37

D-10624

G: 65 FR 49018 (08/10/00)

P: 65 FR 33360 (05/23/00)

The Banc Funds Company, LLC (TBFC)

See summary for TBFC under Performance Compensation.

Grant; PTE 2000-36

D-10790

G: 65 FR 41735 (07/06/00)

P: 65 FR 25956 (05/04/00)

Canada Life Assurance Company (Canada Life)

See summary for Canada Life under Demutualization.

Grant; PTE 2000-33

D-10857

G: 65 FR 37171 (06/13/00)

P: 65 FR 18365 (04/07/00)

McDonald Investments, Inc. (McDonald)

See summary for McDonald under Asset-Backed Securities.

Grant; PTE 2000-32

D-10708

G: 65 FR 37170 (06/13/00)

P: 65 FR 18356 (04/07/00)

Triumph Capital Group, Inc. (TCG)

See summary for TCG under Venture Capital Funds.

Grant; PTE 2000-30

D-10188

G: 65 FR 37165 (06/13/00)

P: 65 FR 13836 (03/14/00)

Barclays Bank PLC (Barclays)

See summary for Barclays under Index or Model-Driven Fund Transactions.

Grant; PTE 2000-29

D-10832

G: 65 FR 35129 (06/01/00)

P: 65 FR 6229 (01/08/00)

O: 65 FR 39431 (06/26/00) (Tech. Corr.)

Morgan Stanley Dean Witter

See summary for Morgan Stanley Dean Witter under Underwriting Syndicates.

Grant; PTE 2000-28

D-10820

G: 65 FR 35129 (06/01/00)

P: 65 FR 6229 (01/08/00)

O: 65 FR 39431 (06/26/00) (Tech. Corr.)

Citigroup Inc. (Citigroup)

See summary for Citigroup under Underwriting Syndicates.

Grant; PTE 2000-27

D-10779

G: 65 FR 35129 (06/01/00)

P: 65 FR 6229 (01/08/00)

The Chase Manhattan Bank (Chase)

See summary for Chase under Underwriting Syndicates.

Grant; PTE 2000-26

D-10587

G: 65 FR 35129 (06/01/00)

P: 65 FR 6229 (01/08/00)

O: 65 FR 39431 (06/26/00) (Tech. Corr.)

Goldman Sachs & Co. (Goldman)

See summary for Goldman under Underwriting Syndicates.

Grant; PTE 2000-25

D-10119 & D-10120

G: 65 FR 35129 (06/01/00)

P: 65 FR 6229 (01/08/00)

O: 65 FR 39431 (06/26/00) (Tech. Corr.)

Morgan Guaranty Trust Company of New York (Morgan) and J.P. Morgan Investment Management Inc. (J.P. Morgan)

See summary for Morgan and J.P. Morgan under Underwriting Syndicates.

Grant; PTE 2000-16

D-10823 & D-10824

G: 65 FR 18133 (04/06/00)

P: 65 FR 4851 (02/01/00)

Cullen Incorporated Profit Sharing Plan and Trust and Employees Defined Contribution Plan and Trust

See summary for the Cullen Plans under Sale by Plan of Real Property.

Grant; PTE 2000-15

D-10679 & D-10682

G: 65 FR 18132 (04/06/00)

P: 64 FR 46728 (08/26/99)

General Electric Pension Trust

See summary for the G.E. Trust under Lease by Plan of Real Property.

Grant; PTE 2000-09

D-10763

G: 65 FR 10825 (02/29/00)

P: 65 FR 526 (01/05/00)

The FINA, Inc. Capital Accumulation Plan

See summary for the FINA Plan under Rights Offering.

Grant; PTE 2000-09

D-10763

G: 65 FR 10825 (02/29/00)

P: 65 FR 526 (01/05/00)

The FINA, Inc. Capital Accumulation Fund

Permits, as of June 4, 1999, the acquisition, holding and exercise of certain warrants that were issued by Total, S.A., pursuant to a tender offer made on May 6, 1999 to all shareholders of Petrofina S.A., including the Plan.

Grant; PTE 2000-68

D-10800 & D-10801

G: 65 FR 80465 (12/21/00)

P: 65 FR 57389 (09/22/00)

The Masters, Mates and Pilots Pension Plan and Individual Retirement Plan

Permits (1) the transfer and sale by the Plans of their shares of stock (the AHL Stock or the Stock) in American Heavy Lift Shipping Company (AHL) to AHL Holdings, Inc. (AHL Holdings), in exchange for a note (the Note) from AHL Holdings to the Plans; (2) the holding of the Note by the Plans; (3) the guarantee (the Guarantee) of the Note to the Plans by AHL; (4) the continued holding of the AHL Stock by the Plans for the period from January 1, 1999 until the date of the sale of the Stock by the Plans to AHL Holdings; and (5) the holding by the Plans for a period of two years of any collateral, including the Stock, received by the Plans as a result of the exercise of their rights in the event of a default under the Note or under the Guarantee.

Grant; PTE 2000-17

D-10730

G: 65 FR 25949 (05/04/00)

P: 65 FR 10828 (02/29/00)

Earl R. Waddell & Sons Profit Sharing Plan and Trust

Permits the arrangement between the Plan and Earl R. Waddell & Sons, Inc. (Waddell) involving the sale by the Plan of 5,183,840 shares of Waddell Holdings Stock to Waddell.

Grant; PTE 2000-67

D-10780

G: 65 FR 80464 (12/21/00)

P: 65 FR 62763 (10/19/00)

Butler-Johnson Corporation Profit Sharing Plan

Permits (1) the past sale on October 25, 1996, by the Plan of four residential mortgage notes (the Purchased Notes) to the Greater Bay Trust Company (the Trustee), the trustee of the Plan and, as such, a party in interest with respect to the Plan; (2) the past sale on October 25, 1996, by the Plan of a seventy-one percent (71%) interest in a certain parcel of real property located in Oakland, California to the Trustee; (3) the "makewhole" payment made by the Trustee to the Plan on October 25, 1996 in connection with the Plan's investment losses with respect to certain other real property previously owned by the Plan which was sold to an unrelated party on June 28, 1996; and 

Grant; PTE 2000-60

D-10877

G: 65 FR 70621 (11/24/00)

P: 65 FR 57394 (09/22/00)

John L. Rust Co. Profit Sharing Plan

See summary for the Rust Plan under Purchase by Plan of Other Assets.

Grant; PTE 2000-52

D-10667

G: 65 FR 65331 (11/01/00)

P: 65 FR 50223 (08/17/00)

Kwik-Kopy Corporation Employees Welfare Plan

Permits the cash sale by the Plan of certain recreational facilities to the International Center for Entrepreneurial Development, Inc., the parent of Kwik-Kopy Corporation, the Plan's sponsor and a party in interest with respect to the Plan.

Grant; PTE 2000-63

D-10651

G: 65 FR 76306 (12/06/00)

P: 64 FR 62756 (10/19/00)

Merrill Lynch & Co., Inc. (ML&Co.)

See summary for ML&Co. under Index-Linked Securities.

Grant; PTE 2000-50

D-10871

G: 65 FR 62755 (10/19/00)

P: 65 FR 54313 (09/07/00)

IRA FBO Floyd A. Ross

Permits the proposed purchase by the IRA of certain closely-held common stock from the Ross Family Trust, a disqualified person with respect to the IRA.

Grant; PTE 2000-04

D-10821

G: 65 FR 4854 (02/01/00)

P: 64 FR 66210 (11/24/99)

TMI Systems Design Corporation Profit Sharing Plan

Permits the sale by the Plan of certain limited partnership interests to Northern Capital Trust Company, the Plan's trustee and a party in interest with respect to the Plan.

Grant; PTE 2000-69

D-10880

G: 65 FR 80466 (12/21/00)

P: 65 FR 65015 (10/31/00)

Gillespie Real Estate Professional Corporation Defined Benefit Plan

Permits the sale of a certain residential lot by the Plan to Bruce and Ann Gillespie, disqualified persons with respect to the Plan.

Grant; PTE 2000-67

D-10780

G: 65 FR 80464 (12/21/00)

P: 65 FR 62763 (10/19/00)

Butler-Johnson Corporation Profit Sharing Plan

See summary for the Butler-Johnson Plan under Sale by Plan of Mortgages.

Grant; PTE 2000-62

D-10915

G: 65 FR 70624 (11/24/00)

P: 65 FR 60469 (10/11/00)

Pembroke Construction Company, Inc. Employees 401(k) Profit Sharing Plan

Permits the sale of a condominium by Thomas N. Hunnicutt and his wife, Ann N. Hunnicutt, who are parties in interest, to Mr. Hunnicutt's self-directed individual account in the Plan.

Grant; PTE 2000-54

D-10895

G: 65 FR 65334 (11/01/00)

P: 65 FR 57396 (09/22/00)

Richard E. Lobenherz Profit Sharing Plan

Permits the cash sale of certain unimproved real property by the Plan to Mr. Richard E. Lobenherz, a disqualified person with respect to the Plan.

Grant; PTE 2000-51

D-10875

G: 65 FR 62755 (10/19/00)

P: 65 FR 54314 (09/07/00)

Platt Orthopedics Retirement Plan

Permits the sale by the Plan of certain improved real property to Morris and Arthur Platt, disqualified persons with respect to the Plan.

Grant; PTE 2000-43

D-10842

G: 65 FR 51044 (08/22/00)

P: 65 FR 39434 (06/26/00)

Robert P. Yoo, MD, P.C. Profit Sharing Plan

Permits the sale by the Plan of a parcel of unimproved real property to Robert P. Yoo, M.D., a party in interest with respect to the Plan.

Grant; PTE 2000-31

D-10678

G: 65 FR 37170 (06/13/00)

P: 65 FR 18354 (04/07/00)

H. Ray McPhail and H. Ray McPhail Profit Sharing Plan

Permits the sale of four parcels of unimproved real property and a loan by the Plan to Mr. McPhail, the sole owner of the Plan sponsor and a disqualified person with respect to the Plan.

Grant; PTE 2000-24

D-10864

G: 65 FR 33377 (05/23/00)

P: 65 FR 15369 (03/22/00)

Foodcraft, Inc. Defined Benefit Pension Plan

Permits the cash sale of certain improved real property by the Plan to Ernest and Caryl Lieblich, the Plan's trustees.

Grant; PTE 2000-23

D-10847

G: 65 FR 33377 (05/23/00)

P: 65 FR 13858 (03/14/00)

Bay Internists, Inc. Profit Sharing Plan

Permits the sale by the Plan of certain unimproved real property to Bay-Med, a general partnership which is a party in interest with respect to the Plan.

Grant; PTE 2000-20

D-10859

G: 65 FR 25953 (05/04/00)

P: 65 FR 15368 (03/22/00)

Taylor M. Cole IRA Rollover

Permits the sale of certain unimproved real property by the IRA to Taylor M. Cole, the IRA participant and a disqualified person with respect to the IRA.

Grant; PTE 2000-18

D-10739 & L-10740

G: 65 FR 25949 (05/04/00)

P: 65 FR 10829 (02/29/00)

Rhode Island Carpenters Local No. 94 Pension Fund (the Pension Plan), the Rhode Island Carpenters Local No. 94 Apprenticeship Fund (the Apprenticeship Plan), and the Rhode Island Carpenters Local No. 94 Union (the Union)

Permits (1) the cash sale of a parking lot by the Apprenticeship Plan to the Union; and (2) the cash sale of a building by the Pension Plan to the Union.

Grant; PTE 2000-16

D-10823 & D-10824

G: 65 FR 18133 (04/06/00)

P: 65 FR 4851 (02/01/00)

Cullen Incorporated Profit Sharing Plan and Trust and Employees Defined Contribution Plan and Trust

Permits, as of November 6, 1998, the cash sale of real property by the plans to Robert C. O'Neill, the Plans' trustee and a party interest with respect to the Plans.

Grant; PTE 2000-08

D-10676 & D-10677

G: 65 FR 10825 (02/29/00)

P: 64 FR 61132 (11/09/99)

Anvil Construction Company, Inc. Employees' Money Purchase Pension Plan and Employee Profit Sharing Plan, et al.

Permits the sale of a certain parcel of unimproved real property from certain accounts in the Plans to the Anvil Construction Company, Inc., a party in interest with respect to the Plans.

Grant; PTE 2000-07

D-10734

G: 65 FR 6228 (02/08/00)

P: 64 FR 61134 (11/09/99)

Cassano's, Inc. 401(k) Plan and Trust

Permits the sale of an improved parcel of real property by the Plan to Cassano's, Inc., the Plan's sponsor.

Grant; PTE 2000-01

D-10755

G: 65 FR 4852 (02/01/00)

P: 64 FR 70740 (12/17/99)

South Central New York District Council of Carpenters Pension Fund

Permits the sale of improved real property to the Fund by the Local 281 Carpenters Property Corporation, a party in interest with respect to the Fund.

Grant; PTE 2000-64

D-10765

G: 65 FR 76308 (12/06/00)

P: 65 FR 60464 (10/11/00)

The David Mandelbaum IRA Rollover Account

Permits the cash sale, by the David Mandelbaum IRA Rollover Account to the David Mandelbaum Family Trust, which is established to benefit David Mandelbaum's grandchildren, of a 50 percent undivided interest in two parcels of improved real property subject to a long term lease.

Grant; PTE 2000-61

D-10905

G: 65 FR 70622 (11/24/00)

P: 65 FR 56732 (09/19/00)

Maple Partners Financial Group (Maple)

Permits, effective May 31, 2000, (1) the purchase or sale of securities between certain non-U.S. affiliates of Maple, which are foreign broker-dealers or banks (the Foreign Affiliates) and employee benefit plans (the Plans) with respect to which the Foreign Affiliates are parties in interest, including options written by a Plan, Maple, or a Foreign Affiliate; (2) the extension of credit to the Plan by a Foreign Affiliate, to permit the settlement of securities transactions, regardless of whether they are effected on an agency or principal basis, or in connection with the writing of options contracts; and (3) the lending of securities to the Foreign Affiliates by the Plans.

Grant; PTE 2000-47

D-10758

G: 65 FR 56341 (09/18/00)

P: 65 FR 37175 (06/13/00)

Goldman Sachs & Co. (Goldman)

Permits, effective April 15, 1999, (1) any purchase or sale of securities between certain affiliates of Goldman which are foreign broker-dealers or banks (the Foreign Affiliates) (based in Canada, the United Kingdom, Germany, Japan, Australia, and Switzerland) and employee benefit plans (the Plans) with respect to which the Foreign Affiliates are parties in interest, including options written by a Plan, Goldman or a Foreign Affiliate; (2) the settlement of securities transactions, regardless of whether they are effected on an agency or a principal basis, or in connection with the writing of options contracts; and (3) the lending of securities to the Foreign Affiliates by the Plans.

Grant; PTE 2000-56

D-10781

G: 65 FR 67778 (11/13/00)

P: 65 FR 54303 (09/07/00)

Journal Company, Inc. 401(k) Savings Plan

Permits (1) the receipt by certain affiliates and predecessors of Journal Register, Inc., by Bank of America N.A. (the successor in interest to Boatmen's Trust Company), and by certain individuals alleged in a complaint to have been or to be fiduciaries of the Plan (collectively, the Defendants) of releases signed by participants in the Plan, in which such participants waive their rights to sue in connection with the acquisition and retention in such participants' accounts in the Plan of interests in certain guaranteed investment contracts issued by Confederation Life Insurance Company; and (2) the payment by the corporate Defendants of a settlement amount to be allocated to the accounts of participants in the Plan in exchange for the release from liability obtained from such participants.

Grant; PTE 2000-13

D-10384

G: 65 FR 13333 (03/13/00)

P: 65 FR 4843 (02/01/00)

Deutsche Bank AG, et al. (Deutsche Bank)

Permits (1) the sale to Plans of a synthetic guaranteed investment contract offered by Deutsche Bank which is or may become a party in interest with respect to the Plans; and (2) extensions of credit by Deutsche Bank to the Plans for the purpose of funding benefit withdrawals.

Grant; PTE 2000-05

D-10542

G: 65 FR 6223 (02/08/00)

P: 64 FR 70732 (12/17/99)

Business Men's Assurance Company of America (BMA)

Permits (1) the sales and transfers of assets of a Plan to BMA pursuant to the terms of a benefit- responsive or a non-benefit responsive synthetic guaranteed investment contract (the Benefit-Responsive BMA Synthetic GIC or the Non-Benefit Responsive BMA Synthetic GIC) entered into by the Plan sponsor with BMA; (2) advances made by BMA to a Plan in order to make unanticipated benefit payments, if applicable, under a Benefit-Responsive BMA Synthetic GIC; and (3) the sweeping of interest and other proceeds to BMA from a Plan�s Contractholder Custodial Account established under either type of Synthetic GIC.

Grant; PTE 2000-60

D-10877

G: 65 FR 70621 (11/24/00)

P: 64 FR 57394 (09/22/00)

John L. Rust Co. Profit Sharing Plan

See summary for the Rust Plan under Purchase by Plan of Other Assets.

Grant; PTE 2000-49

L-10879

G: 65 FR 60454 (10/11/00)

P: 65 FR 39435 (06/26/00)

O: 65 FR 62755 (10/19/00) (Tech. Corr.)

Actuarial Sciences Associates, Inc. (ASA) and ASA Fiduciary Counselors Inc. (ASA Counselors)

See summary for ASA and ASA Counselors under QPAM.

Grant; PTE 2000-03

L-10810 & D-10811

G: 65 FR 4854 (02/01/00)

P: 64 FR 66208 (11/24/99)

Les Olson Company, Inc. Money Purchase Pension Plan and Les Olson Company, Inc. Profit Sharing Plan

See summary for the Les Olson Plans under Loan by Plan.

Grant; PTE 2000-65

L-10906 & D-10907

G: 65 FR 76308 (12/06/00)

P: 65 FR 57397 (09/22/00)

O: 65 FR 80497 (12/21/00) (Tech. Corr.)

I.B.E.W. LU 567 Electrical Joint Apprenticeship and Training Trust Fund (the Training Plan) and Money Purchase Retirement Plan of Local 567, I.B.E.W. (the M/P Plan)

See summary for the I.B.E.W. LU 567 Training Plan and the M/P Plan under Lease by Plan of Real Property.

Grant; PTE 2000-52

L-10667

G: 65 FR 65331 (11/01/00)

P: 65 FR 50223 (08/17/00)

Kwik-Kopy Corporation Employees Welfare Plan

See summary for the Kwik-Kopy Plan under Sale by Plan of Other Assets.

Grant; PTE 2000-21

L-10777

G: 65 FR 33376 (05/23/00)

P: 65 FR 15367 (03/22/00)

Texas Iron Workers and Employers Apprenticeship Training and Journeyman Pension Plan

See summary for the Texas Iron Workers and Employers Plan under Purchase by Plan of Real Property.

Grant; PTE 2000-69

D-10880

G: 65 FR 80466 (12/21/00)

P: 65 FR 65015 (10/31/00)

Gillespie Real Estate Professional Corporation Defined Benefit Plan

See summary for the Gillespie Plan under Sale by Plan of Real Property.

Grant; PTE 2000-64

D-10765

G: 65 FR 76308 (12/06/00)

P: 65 FR 60464 (10/11/00)

The David Mandelbaum IRA Rollover Account

See summary for the Mandelbaum IRA under Sale by Plan of Real Property Interests.

Grant; PTE 2000-54

D-10895

G: 65 FR 65334 (11/01/00)

P: 65 FR 57396 (09/22/00)

Richard E. Lobenherz Profit Sharing Plan

See summary for the Lobenherz Plan under Sale by Plan of Real Property.

Grant; PTE 2000-51

D-10875

G: 65 FR 62755 (10/19/00)

P: 65 FR 54314 (09/07/00)

Platt Orthopedics Retirement Plan

See summary for the Platt Plan under Sale by Plan of Real Property.

Grant; PTE 2000-50

D-10871

G: 65 FR 62755 (10/19/00)

P: 65 FR 54313 (09/07/00)

IRA FBO Floyd A. Ross

See summary for the Ross IRA under Sale by Plan of Other Securities.

Grant; PTE 2000-31

D-10678

G: 65 FR 37170 (06/13/00)

P: 65 FR 18354 (04/07/00)

H. Ray McPhail and H. Ray McPhail Profit Sharing Plan

See summary for the McPhail Plan under Sale by Plan of Real Property.

Grant; PTE 2000-20

D-10859

G: 65 FR 25953 (05/04/00)

P: 65 FR 15368 (03/22/00)

Taylor M. Cole IRA Rollover

See summary for the Cole IRA under Sale by Plan of Real Property.

Grant; PTE 2000-02

D-10807

G: 65 FR 4853 (02/01/00)

P: 64 FR 70742 (12/17/99)

S&S Partnership, Inc. Profit Sharing Plan

See summary for the S&S Plan under Loan by Plan.

Grant; PTE 2000-29

D-10832

G: 65 FR 35129 (06/01/00)

P: 65 FR 6229 (02/08/00)

O: 65 FR 39431 (06/26/00) (Tech. Corr.)

Morgan Stanley Dean Witter

Permits purchases of securities in an underwriting where the plan�s fiduciary is affiliated with a manager of the underwriting syndicate. (This relief was excluded from PTCE 75-1, Part III.) The exemption expands PTCE 75-1 to cover certain transactions where the fiduciary is affiliated with the managing underwriter. In addition, the exemption permits the purchase of certain securities (including foreign securities) that do not have to be registered under federal securities laws. Further, to address the concern that plans could provide a ready market for the less attractive securities offerings of an affiliated underwriter, the exemption contains more extensive conditions than PTCE 75-1. To facilitate monitoring, the exemption requires that quarterly reports be provided to the independent fiduciary. Finally, in an effort to provide a better understanding of the market, the discussion of the proposed exemption explains the underwriting business in detail and cautions fiduciaries about the investment risks involved in IPOs, especially in situations where there is also a potential for a conflict of interest.

Grant; PTE 2000-28

D-10820

G: 65 FR 35129 (06/01/00)

P: 65 FR 6229 (01/08/00)

O: 65 FR 39431 (06/26/00) (Tech. Corr.)

Citigroup, Inc.

See summary for Morgan Stanley Dean Witter in this section.

Grant; PTE 2000-27

D-10779

G: 65 FR 35129 (06/01/00)

P: 65 FR 6229 (01/08/00)

O: 65 FR 39431 (06/26/00) (Tech. Corr.)

The Chase Manhattan Bank

See summary for Morgan Stanley Dean Witter in this section.

Grant; PTE 2000-26

D-10587

G: 65 FR 35129 (06/01/00)

P: 65 FR 6229 (01/08/00)

O: 65 FR 39431 (06/26/00) (Tech. Corr.)

Goldman, Sachs & Co.

See summary for Morgan Stanley Dean Witter in this section.

Grant; PTE 2000-25

D-10119 & D-10120

G: 65 FR 35129 (06/01/00)

P: 65 FR 6229 (01/08/00)

O: 65 FR 39431 (06/26/00) (Tech. Corr.)

Morgan Guaranty Trust Company of New York and J.P. Morgan Investment Management Inc.

See summary for Morgan Stanley Dean Witter in this section.

Grant; PTE 2000-52

L-10667

G: 65 FR 65331 (11/01/00)

P: 65 FR 50223 (08/17/00)

Kwik-Kopy Corporation Employees Welfare Plan

See summary for the Kwik-Kopy Plan under Sale by Plan of Other Assets.

Grant; PTE 2000-32

D-10708

G: 65 FR 37170 (06/13/00)

P: 65 FR 18356 (04/07/00)

Triumph Capital Group, Inc. (TCG)

Permits, effective July 22, 1997, the making, by an employee benefit plan subject to ERISA, of capital contributions to any private equity fund (the Triumph Fund) that is organized, sponsored and/or managed by TCG and/or any of its affiliates pursuant to a contractual obligation by a Plan having an interest in the Triumph Fund.