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Grant; PTE 2000-37 |
D-10624 |
|
G: 65 FR 49018 (08/10/00) |
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P: 65 FR 33360 (05/23/00) |
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The Banc Funds Company, LLC (TBFC) |
|
See summary for TBFC under Performance
Compensation.
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Grant; PTE 2000-44 |
L-10872 |
|
G: 65 FR 51044 (08/22/00) |
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P: 65 FR 39940 (06/26/00) |
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United Food and Commercial Workers
Union Local 789 and St. Paul Food Employers Health Care
Plan |
|
Permits the purchase of prescription
drugs, at discount prices, by Plan participants and
beneficiaries from Rainbow Pharmacies and Rainbow Food
Group, Inc., parties in interest with respect to the
Plan.
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On
This Page
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Grant; PTE 2000-21
|
D-10777
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G: 65 FR 33376 (05/23/00)
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P: 65 FR 15367 (03/22/00)
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Texas Iron Workers and Employers
Apprenticeship Training and Journeyman Pension Fund
|
|
Permits the purchase of a
classroom/office building and a shop building and an
adjacent lot by the Plan from Local Union No. 66 of the
International Association of Bridge, Structural,
Ornamental and Reinforcing Iron Workers, the Plans
sponsoring union, for $63,000 in cash.
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Grant; PTE 2000-42 |
D-10539 & D-10540
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G: 65 FR 51043 (08/22/00) |
P: 65 FR 39432 (06/26/00) |
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Pension Plan for Employees of
Southco, Inc. and Southco, Inc. Employee Stock
Ownership Plan
|
|
See summary for the Southco Pension Plan and
the Southco ESOP under Purchase by Plan of Employer
Securities.
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Grant; PTE 2000-70 |
D-10910
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G: 65 FR 80466 (12/21/00) |
P: 65 FR 60466 (10/11/00) |
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HSBC Holdings plc (HSBC)
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Permits HSBC and affiliates of HSBC
that now or in the future become eligible to serve as
a qualified professional asset manager to function as
a QPAM for a period of ten years, notwithstanding the
fact that one of HSBC's affiliates cannot satisfy
Section I(g) of PTE 84-14 because it plead guilty to
four criminal offenses.
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Grant; PTE 2000-49 |
D-10879
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G: 65 FR 60454 (10/11/00) |
P: 65 FR 39435 (06/26/00) |
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O: 65 FR 62755 (10/19/00) (Tech.
Corr.)
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Actuarial Scientists Associates, Inc.
(ASA) and ASA Fiduciary Counselors Inc. (ASA Counselors)
|
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Temporarily permits certain
transactions between a party in interest with respect to
the Plumbers and Pipe Fitters National Pension Fund (the
Fund) and an account (the Account) that holds certain
assets of the Fund managed by ASA or ASA Counselors,
while serving as the independent named fiduciary (the
Named Fiduciary) in connection with PTE 99-46 (64 FR
61944, November 15, 1999). Also permits, effective
November 8, 1999, the furnishing of services,
facilities, and any goods incidental thereto by a place
of public accommodation owned by the Account managed by
the Named Fiduciary.
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Grant; PTE 2000-66 |
D-10706
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G: 65 FR 80461 (12/21/00) |
P: 64 FR 57129 (10/22/99) |
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O: 66 FR 15896 (03/21/01) (Tech.
Corr.)
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Allfirst Bank (Allfirst)
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|
Permits, effective November 13, 1998,
the receipt of fees by Allfirst from the ARK Funds,
open-end investment companies registered under the
Investment Company Act of 1940 (the 1940 Act), for
acting as an investment adviser for such Funds, as well
as for providing other services to the ARK Funds which
are Secondary Services,Eas defined in Section
III(i), in connection with the investment by plans for
which Allfirst serves as a fiduciary in shares of the
ARK Funds.
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Grant; PTE 2000-46 |
D-10590
|
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G: 65 FR 56337 (09/18/00) |
P: 65 FR 42248 (07/07/00) |
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Bank of Oklahoma (the Bank)
|
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See summary for the Bank under Asset
Allocation Services.
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Grant; PTE 2000-39 |
D-10720
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G: 65 FR 49024 (08/10/00) |
P: 65 FR 15360 (03/22/00) |
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Standard & Poors (S&P) and
Standard and Poors Investment Advisory Services LLC (SPIAS)
|
|
See summary for S&P and SPIAS under
Asset
Allocation Services.
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Grant; PTE 2000-12 |
D-10819
|
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G: 65 FR 13331 (03/13/00) |
P: 64 FR 70742 (12/17/99) |
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First American Capital Management,
Inc. (FACM)
|
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See summary for FACM under Cross-Trading.
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Grant; PTE 2000-48 |
D-10802
|
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G: 65 FR 60452 (10/11/00) |
P: 65 FR 50237 (08/17/00) |
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Columbia Energy Group (Columbia)
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Permits the reinsurance of risks and
the receipt of premiums therefrom by Columbia Insurance
Corporation, Ltd., a subsidiary of Columbia, in
connection with an insurance contract sold by Employers
Insurance of Wassau, or any successor insurance company
to Wassau which is unrelated to Columbia, to provide
long-term disability benefits to participants in
Columbia's Long Term Disability Plan. This case is
distinguishable from the many cases OED has granted over
the years involving reinsurance because the applicants
could not satisfy the 50% of premiums test that had been
included in all of the prior exemptions. In this case,
the applicants have substituted an independent fiduciary
as a safeguard and have also demonstrated an immediate
benefit to participants and beneficiaries as a result of
the transaction.
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Grant; PTE 2000-67 |
D-10780
|
|
G: 65 FR 80464 (12/21/00) |
P: 65 FR 62763 (10/19/00) |
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Butler-Johnson Corporation Profit
Sharing Plan
|
|
See summary for the Butler-Johnson
Plan under Sale by Plan of
Mortgages.
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Grant; PTE 2000-56 |
D-10781
|
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G: 65 FR 67778 (11/13/00) |
P: 65 FR 54303 (09/07/00) |
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Journal Company, Inc. 401(k)
Savings Plan
|
|
See summary for the Journal Plan
under Settlement.
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Grant; PTE 2000-35 |
D-10789
|
|
G: 65 FR 41735 (07/06/00) |
P: 65 FR 25954
(05/04/00) |
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Fortis, Inc. EmployeesEUniform
Profit Sharing Plan
|
|
Permits (1) the restoration payment
by Fortis, Inc. to the Plan with respect to a certain
counterfeit certificate of deposit (the CD); and (2)
the potential future payment to Fortis, Inc. of
recapture payments made to the Plan pursuant to
proceedings involving the issuer of the CD.
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Grant; PTE 2000-70 |
D-10910
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G: 65 FR 80466 (12/21/00) |
P: 65 FR 60466 (10/11/00) |
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HSBC Holdings plc (HSBC)
|
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See summary for HSBC under QPAM.
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Grant; PTE 2000-68 |
D-10800 & D-10801
|
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G: 65 FR 80465 (12/21/00) |
P: 65 FR 57389 (09/22/00) |
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The Masters, Mates and Pilots
Pension Plan and Individual Retirement Account Plan
|
|
See summary for the Masters, Mates
and Pilots Pension Plan and Individual Retirement
Account Plan under Sale by Plan of Employer
Securities.
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Grant; PTE 2000-67 |
D-10780
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G: 65 FR 80464 (12/21/00) |
P: 65 FR 62763 (10/19/00) |
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Butler-Johnson Corporation Profit
Sharing Plan
|
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See summary for the Butler-Johnson
Plan under Sale by Plan of
Mortgages.
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Grant; PTE 2000-66 |
D-10706
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G: 65 FR 80461 (12/21/00) |
P: 64 FR 57129 (10/22/99) |
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O: 66 FR 15896 (03/21/01) (Tech.
Corr.)
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Allfirst Bank (Allfirst)
|
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See summary for Allfirst under
Receipt of Fees.
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Grant; PTE 2000-65 |
L-10906 & L-10907
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G: 65 FR 76306 (12/06/00) |
P: 65 FR 57397 (09/22/00) |
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O: 65 FR 80497 (12/21/00) (Tech. Corr.)
|
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I.B.E.W. LU 567 Electrical Joint
Apprenticeship and Training Trust Fund (the Training
Plan) and Money Purchase Retirement Plan of Local 567,
I.B.E.W. (the M/P Plan)
|
|
See summary for the I.B.E.W. LU 567
Training Plan and M/P Plan under Lease by Plan of Real
Property.
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Grant; PTE 2000-61 |
D-10905
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G: 65 FR 70622 (11/24/00) |
P: 65 FR 56732 (09/19/00) |
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Maple Partners Financial Group
(Maple)
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See summary for Maple under
Securities Lending - TrioE- Type.
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Grant; PTE 2000-60 |
D-10877
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G: 65 FR 70621 (11/24/00) |
P: 65 FR 57394 (09/22/00) |
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John L. Rust Co. Profit Sharing
Plan
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See summary for the Rust Plan under
Purchase by Plan of Other Assets.
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Grant; PTE 2000-59 |
D-10770
|
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G: 65 FR 70618 (11/24/00) |
P: 65 FR 56708 (09/19/00) |
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Deutsche Bank AG and its Affiliates
(collectively, DB)
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See summary for DB under Index or
Model-Driven Fund Transactions.
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Grant; PTE 2000-57 |
D-10814
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G: 65 FR 67779 (11/13/00) |
P: 65 FR 54307 (09/07/00) |
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Sun Life Insurance Company (Sun
Life)
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See summary for Sun Life under Demutualization.
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Grant; PTE 2000-55 |
D-10863
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G: 65 FR 67774 (11/13/00) |
P: 65 FR 56720 (09/19/00) |
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Countrywide Securities Corporation
(Countrywide)
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See summary for Countrywide under
Asset-Backed Securities.
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Grant; PTE 2000-53 |
D-10874
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G: 65 FR 65332 (11/01/00) |
P: 65 FR 50240 (08/17/00) |
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American Mutual Holding Company (AMHC)
|
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See summary for AMHC under Demutualization.
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Grant; PTE 2000-49 |
D-10879
|
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G: 65 FR 60454 (10/11/00) |
P: 65 FR 39435 (06/26/00) |
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O: 65 FR 62755 (10/19/00) (Tech. Corr.)
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Actuarial Scientists Associates,
Inc. (ASA) and ASA Fiduciary Counselors Inc. (ASA
Counselors)
|
|
See summary for ASA and ASA
Counselors under QPAM.
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Grant; PTE 2000-47 |
D-10758
|
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G: 65 FR 56341 (09/18/00) |
P: 65 FR 37175 (06/13/00) |
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Goldman Sachs & Co. (Goldman)
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See summary for Goldman under
Securities Lending - TrioE- Type.
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Grant; PTE 2000-45 |
D-10809 & D-10865
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G: 65 FR 54315 (09/07/00) |
P: 65 FR 35138 (06/01/00) |
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O: 65 FR 57401 (09/22/00) (Tech. Corr.)
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Salomon Smith Barney, Inc. (Salomon
Smith Barney)
|
|
See summary for Salomon Smith Barney
under Asset
Allocation Services.
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Grant; PTE 2000-40 |
D-10839
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G: 65 FR 49028 (08/10/00) |
P: 65 FR 37182 (06/13/00) |
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Washington County Hospital
Association EmployeesECash Balance Plan
|
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See summary for the Washington Plan
under In-Kind Contribution of Other
Securities.
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Grant; PTE 2000-38 |
D-10705
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G: 65 FR 49022 (08/10/00) |
P: 65 FR 33370 (05/23/00) |
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Standard Insurance Company
(Standard)
|
|
See summary for Standard under Demutualization.
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Grant; PTE 2000-37 |
D-10624
|
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G: 65 FR 49018 (08/10/00) |
P: 65 FR 33360 (05/23/00) |
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The Banc Funds Company, LLC (TBFC)
|
|
See summary for TBFC under Performance
Compensation.
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Grant; PTE 2000-36 |
D-10790
|
|
G: 65 FR 41735 (07/06/00) |
P: 65 FR 25956 (05/04/00) |
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Canada Life Assurance Company
(Canada Life)
|
|
See summary for Canada Life under Demutualization.
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Grant; PTE 2000-33 |
D-10857
|
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G: 65 FR 37171 (06/13/00) |
P: 65 FR 18365 (04/07/00) |
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McDonald Investments, Inc.
(McDonald)
|
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See summary for McDonald under
Asset-Backed Securities.
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Grant; PTE 2000-32 |
D-10708
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G: 65 FR 37170 (06/13/00) |
P: 65 FR 18356 (04/07/00) |
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Triumph Capital Group, Inc. (TCG)
|
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See summary for TCG under Venture
Capital Funds.
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Grant; PTE 2000-29 |
D-10832
|
|
G: 65 FR 35129 (06/01/00) |
P: 65 FR 6229 (01/08/00) |
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O: 65 FR 39431 (06/26/00) (Tech. Corr.)
|
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Morgan Stanley Dean Witter |
|
See summary for Morgan Stanley Dean Witter under Underwriting
Syndicates.
|
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Grant; PTE 2000-28 |
D-10820
|
|
G: 65 FR 35129 (06/01/00) |
P: 65 FR 6229 (01/08/00) |
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O: 65 FR 39431 (06/26/00) (Tech. Corr.)
|
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Citigroup Inc. (Citigroup)
|
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See summary for Citigroup under Underwriting
Syndicates.
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Grant; PTE 2000-27 |
D-10779
|
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G: 65 FR 35129 (06/01/00) |
P: 65 FR 6229 (01/08/00) |
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O: 65 FR 39431 (06/26/00) (Tech. Corr.)
|
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The Chase Manhattan Bank (Chase)
|
|
See summary for Chase under Underwriting
Syndicates.
|
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Grant; PTE 2000-26 |
D-10587
|
|
G: 65 FR 35129 (06/01/00) |
P: 65 FR 6229 (01/08/00) |
|
O: 65 FR 39431 (06/26/00) (Tech. Corr.)
|
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Goldman Sachs & Co. (Goldman)
|
|
See summary for Goldman under Underwriting
Syndicates.
|
|
|
Grant; PTE 2000-25 |
D-10119 & D-10120
|
|
G: 65 FR 35129 (06/01/00) |
P: 65 FR 6229 (01/08/00) |
|
O: 65 FR 39431 (06/26/00) (Tech. Corr.)
|
|
Morgan Guaranty Trust Company of
New York (Morgan) and J.P. Morgan Investment
Management Inc. (J.P. Morgan)
|
|
See summary for Morgan and J.P.
Morgan under Underwriting
Syndicates.
|
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|
Grant; PTE 2000-16 |
D-10823 & D-10824
|
|
G: 65 FR 18133 (04/06/00) |
P: 65 FR 4851 (02/01/00) |
|
Cullen Incorporated Profit Sharing
Plan and Trust and Employees Defined Contribution Plan
and Trust
|
|
See summary for the Cullen Plans
under Sale by Plan of Real
Property.
|
|
|
Grant; PTE 2000-15 |
D-10679 & D-10682
|
|
G: 65 FR 18132 (04/06/00) |
P: 64 FR 46728 (08/26/99) |
|
General Electric Pension Trust
|
|
See summary for the G.E. Trust under
Lease by Plan of Real
Property.
|
|
|
Grant; PTE 2000-09 |
D-10763
|
|
G: 65 FR 10825 (02/29/00) |
P: 65 FR 526 (01/05/00) |
|
The FINA, Inc. Capital Accumulation
Plan
|
|
See summary for the FINA Plan under
Rights Offering.
|
|
|
|
|
|
|
Grant; PTE 2000-09 |
D-10763 |
|
G: 65 FR 10825 (02/29/00) |
P: 65 FR 526 (01/05/00) |
|
The FINA, Inc. Capital Accumulation
Fund
|
|
Permits, as of June 4, 1999, the
acquisition, holding and exercise of certain warrants
that were issued by Total, S.A., pursuant to a tender
offer made on May 6, 1999 to all shareholders of
Petrofina S.A., including the Plan.
|
|
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|
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|
|
Grant; PTE 2000-68 |
D-10800 & D-10801 |
|
G: 65 FR 80465 (12/21/00) |
P: 65 FR 57389 (09/22/00) |
|
The Masters, Mates and Pilots
Pension Plan and Individual Retirement Plan
|
|
Permits (1) the transfer and sale by
the Plans of their shares of stock (the AHL Stock or the
Stock) in American Heavy Lift Shipping Company (AHL) to
AHL Holdings, Inc. (AHL Holdings), in exchange for a
note (the Note) from AHL Holdings to the Plans; (2) the
holding of the Note by the Plans; (3) the guarantee (the
Guarantee) of the Note to the Plans by AHL; (4) the
continued holding of the AHL Stock by the Plans for the
period from January 1, 1999 until the date of the sale
of the Stock by the Plans to AHL Holdings; and (5) the
holding by the Plans for a period of two years of any
collateral, including the Stock, received by the Plans
as a result of the exercise of their rights in the event
of a default under the Note or under the Guarantee.
|
|
|
Grant; PTE 2000-17 |
D-10730 |
|
G: 65 FR 25949 (05/04/00) |
P: 65 FR 10828 (02/29/00) |
|
Earl R. Waddell & Sons Profit
Sharing Plan and Trust
|
|
Permits the arrangement between the
Plan and Earl R. Waddell & Sons, Inc. (Waddell)
involving the sale by the Plan of 5,183,840 shares of
Waddell Holdings Stock to Waddell.
|
|
|
|
|
|
|
|
Grant; PTE 2000-67 |
D-10780 |
|
G: 65 FR 80464 (12/21/00) |
|
P: 65 FR 62763 (10/19/00) |
|
Butler-Johnson Corporation Profit
Sharing Plan
|
|
Permits (1) the past sale on October
25, 1996, by the Plan of four residential mortgage notes
(the Purchased Notes) to the Greater Bay Trust Company
(the Trustee), the trustee of the Plan and, as such, a
party in interest with respect to the Plan; (2) the past
sale on October 25, 1996, by the Plan of a seventy-one
percent (71%) interest in a certain parcel of real
property located in Oakland, California to the Trustee;
(3) the "makewhole" payment made by the
Trustee to the Plan on October 25, 1996 in connection
with the Plan's investment losses with respect to
certain other real property previously owned by the Plan
which was sold to an unrelated party on June 28, 1996;
and
|
|
|
(4) the proposed payment to the Plan of the accrued
but unpaid interest (the Accrued Interest Payment) that
was due on the Purchased Notes at the time of the past
sale to the Trustee, as well as two other mortgage notes
that were in default while held by the Plan which
resulted in foreclosures on the underlying properties,
and the proposed payment to the Plan of an additional
interest payment for the period from October 25, 1996,
until the date that the Accrued Interest Payment is made
to the Plan, based on the total amount of the Accrued
Interest Payment.
|
|
|
|
|
|
Grant; PTE 2000-60 |
D-10877 |
|
G: 65 FR 70621 (11/24/00) |
P: 65 FR 57394 (09/22/00) |
|
John L. Rust Co. Profit Sharing
Plan
|
|
See summary for the Rust Plan under
Purchase by Plan of Other Assets.
|
|
|
Grant; PTE 2000-52 |
D-10667 |
|
G: 65 FR 65331 (11/01/00) |
P: 65 FR 50223 (08/17/00) |
|
Kwik-Kopy Corporation Employees
Welfare Plan
|
|
Permits the cash sale by the Plan of
certain recreational facilities to the International
Center for Entrepreneurial Development, Inc., the parent
of Kwik-Kopy Corporation, the Plan's sponsor and a party
in interest with respect to the Plan.
|
|
|
|
|
|
|
Grant; PTE 2000-63 |
D-10651 |
|
G: 65 FR 76306 (12/06/00) |
P: 64 FR 62756 (10/19/00) |
|
Merrill Lynch & Co., Inc.
(ML&Co.)
|
|
See summary for ML&Co. under
Index-Linked Securities.
|
|
|
Grant; PTE 2000-50 |
D-10871 |
|
G: 65 FR 62755 (10/19/00) |
P: 65 FR 54313 (09/07/00) |
|
IRA FBO Floyd A. Ross
|
|
Permits the proposed purchase by the
IRA of certain closely-held common stock from the Ross
Family Trust, a disqualified person with respect to the
IRA.
|
|
|
|
|
|
|
Grant; PTE 2000-04 |
D-10821 |
|
G: 65 FR 4854 (02/01/00) |
P: 64 FR 66210 (11/24/99) |
|
TMI Systems Design Corporation
Profit Sharing Plan
|
|
Permits the sale by the Plan of
certain limited partnership interests to Northern
Capital Trust Company, the Plan's trustee and a party in
interest with respect to the Plan.
|
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