Grant; PTE 1999-42

D-10671

G: 64 FR 56812 (10/21/99)

P: 64 FR 46725 (08/26/99)

Pacific Coast Roofers Pension Plan

Permits the making of loans by certain banks (the Banks) under a loan program providing for loans to Bank customers for residential and commercial re-roofing jobs that are performed by contributing employers to the Plan, pursuant to an arrangement in which the Plan will purchase certificates of deposit issued by the Bank.

Grant; PTE 1999-36

D-10504

G: 64 FR 52546 (09/29/99)

P: 64 FR 25916 (05/13/99)

Aetna Inc. (Aetna)

See summary for Aetna under Receipt of Fees.

Grant; PTE 1999-36

D-10504

G: 64 FR 52546 (09/29/99)

P: 64 FR 25916 (05/13/99)

Aetna Inc. (Aetna)

See summary for Aetna under Receipt of Fees.

Grant; PTE 1999-25

D-10723 & D-10724

G: 64 FR 34296 (06/25/99)

P: 64 FR 25924 (05/13/99)

Daniel N. Cunningham IRA and the Sidney B. Cox IRA

Permits the purchase by each IRA of certain shares of Clovis Community Bank common stock from Mr. Daniel N. Cunningham and Mr. Sidney B. Cox, disqualified persons with respect to the IRAs.

Grant; PTE 1999-10

D-10630 ・D-10632

G: 64 FR 11045 (03/08/99)

P: 64 FR 3342 (01/21/99)

Genito-Urinary Surgeons, Inc. Profit Sharing Plan

See summary for the Plan under Sale by Plan of Other Securities.

Grant; PTE 1999-05

D-10636 ・D-10642

G: 64 FR 4131 (01/27/99)

P: 63 FR 69319 (12/16/98)

Brune, Glowacki, et al. IRAs

See summary for the IRAs under Sale by Plan of Other Securities.

Grant; PTE 1999-46

D-10514

G: 64 FR 61944 (11/15/99)

P: 63 FR 29453 (05/29/98)

Plumbers and Pipe Fitters National Pension Fund

See summary for the Fund under Exchange.

Grant; PTE 1999-33

D-10473 ・D-10476

G: 64 FR 42723 (08/05/99)

P: 64 FR 29914 (06/03/99)

General Motors Hourly Rate Employees Pension Plan, et al.

See summary for the Plans under INHAM.

Grant; PTE 1999-29

D-10747

G: 64 FR 40623 (07/27/99)

P: 64 FR 30360 (06/07/99)

Bankers Trust Company, New York, New York (Bankers Trust); BT Alex. Brown Incorporated (BT Alex. Brown); and Deutsche Bank AG (Deutsche Bank)

Temporarily permits Bankers Trust, BT Alex. Brown and Deutsche Bank to function as a 賭ualified professional asset manager・pursuant to PTE 84-14 (47 FR 56945, December 21, 1982), notwithstanding Bankers Trust痴 failure to satisfy section I(g) of PTE 84-14 as a result of Bankers Trust痴 convictions for felonies described in a March 11, 1999 felony information.

Grant; PTE 1999-49

D-10244

G: 65 FR 532 (01/05/00)

P: 64 FR 43738 (08/11/99)

Massachusetts Mutual Life Insurance Company (MM)

See summary for MM under Purchase by Plan of Other Assets.

Grant; PTE 1999-44

D-10257

G: 64 FR 61136 (11/09/99)

P: 64 FR 39533 (07/22/99)

Pacific Life Corporation (Pacific Life)

See summary for Pacific Life under Synthetic GICs.

Grant; PTE 1999-50

D-10756

G: 65 FR 534 (01/05/00)

P: 64 FR 57142 (10/22/99)

Bankers Trust Company (BT)

See summary for BT under Securities Lending ・撤lan A・・ Type

Grant; PTE 1999-36

D-10504

G: 64 FR 52546 (09/29/99)

P: 64 FR 25916 (05/13/99)

Aetna Inc. (Aetna)

Permits, effective August 28, 1997, (1) the receipt, directly or indirectly, by a sales agent, of a sales commission from Aetna in connection with the purchase, with plan assets, of an insurance contract; (2) the receipt of a sales commission by Aetna, as a principal underwriter, for a mutual fund registered under the Investment Company Act of 1940, in connection with the purchase, with plan assets, of securities issued by such mutual fund (the Aetna Fund); (3) the effecting by Aetna, as a principal underwriter, of a transaction for the purchase, with plan assets, of securities issued by an Aetna Fund, and the effecting by a sales agent of a transaction for the purchase, with plan assets, of an insurance contract; and (4) the purchase, with plan assets, of an insurance contract from Aetna. The Department expressed no opinion on whether the 都ynthetic GICs・offered by Aetna constituted 妬nsurance contracts・ within the meaning of the exemption. Relief is provided from the self-dealing and conflict of interest provisions of the Act in connection with the sale of insurance contracts to Plans by fiduciaries. The exemption does not provide relief from any acts of self-dealing that do not arise directly in connection with the purchase of specific insurance products. For example, no relief is provided for any act of self-dealing that may arise in connection with the ongoing operation or administration of an insurance contract. Also, the relief provided does not preclude the receipt of Rule 12b-1 fees by Aetna or its affiliates to the extent that the payment of such fees cannot be functionally distinguished from the payment of sales commissions in connection with the purchase, with plan assets, of securities issued by an Aetna Fund.

Grant; PTE 1999-34

D-10694

G: 64 FR 46419 (08/25/99)

P: 64 FR 34281 (06/25/99)

Chase Manhattan Bank (CMB)

See summary for CMB under Securities Lending ・撤lan A・・ Type.

Grant; PTE 1999-32

D-9708

G: 64 FR 42717 (08/05/99)

P: 64 FR 29895 (06/03/99)

RREEF America L.L.C. (RREEF)

See summary for RREEF under Provision of Services.

Grant; PTE 1999-21

D-10674

G: 64 FR 28839 (05/27/99)

P: 64 FR 10493 (03/04/99)

Citibank, N.A. (Citibank) and Salomon Smith Barney (SSB)

See summary for Citibank and SSB under Securities Lending ・撤lan A・・ Type.

Grant; PTE 1999-15

D-10574

G: 64 FR 1648 (04/05/99)

P: 63 FR 60391 (11/09/98)

Salomon Smith Barney Inc. (Salomon Smith Barney)

See summary for Salomon Smith Barney under Asset Allocation Services.

Grant; PTE 1999-13

D-10468

G: 64 FR 16493 (04/05/99)

P: 64 FR 4132 (01/27/99)

Wells Fargo Bank, N.A. (Wells Fargo)

See summary for Wells Fargo under In-Kind Purchase by Plan.

Grant; PTE 1999-50

D-10756

G: 65 FR 534 (01/05/00)

P: 64 FR 57142 (10/22/99)

Bankers Trust Company (BT)

See summary for BT under Securities Lending ・撤lan A・・ Type.

Grant; PTE 1999-45

D-10772

G: 64 FR 61138 (11/09/99)

P: 64 FR 51797 (09/24/99)

Donaldson, Lufkin & Jenrette Securities Corporation (DLJ)

See summary for DLJ under Securities Lending ・典rio" - Type.

Grant; PTE 1999-44

D-10257

G: 64 FR 61136 (11/09/99)

P: 64 FR 39533 (07/22/99)

Pacific Life Corporation (Pacific Life)

See summary for Pacific Life under Synthetic GICs.

Grant; PTE 1999-40

D-10663 & D-10664

G: 64 FR 53742 (10/04/99)

P: 64 FR 25921 (05/13/99)

UNOVA, Inc. (UNOVA)

See summary for UNOVA under Lease by Plan of Real Property.

Grant; PTE 1999-39

L-10643

G: 64 FR 53735 (10/04/99)

P: 64 FR 43742 (08/11/99)

Fleet Bank (RI), National Association (Fleet)

See summary for the RI and Fleet under Asset-Backed Securities.

Grant; PTE 1999-32

D-9708

G: 64 FR 42717 (08/05/99)

P: 64 FR 29895 (06/03/99)

RREEF America L.L.C. (RREEF)

See summary for RREEF under Provision of Services.

Grant; PTE 1999-37

D-10518

G: 64 FR 52551 (09/29/99)

P: 64 FR 43740 (08/11/99)

Modern Woodmen of America Employees・Savings Plan

See summary for the Plan under Sale by Plan of Mortgages.

Grant; PTE 1999-33

D-10473 - D-10476

G: 64 FR 42723 (08/05/99)

P: 64 FR 29914 (06/03/99)

General Motors Hourly Rate Employees Pension Plan, et al.

See summary for the Plans under INHAM.

Grant; PTE 1999-30

D-10669 & D-10670

G: 64 FR 40626 (07/27/99)

P: 64 FR 29906 (06/03/99)

Premier Funding Group, Inc. Employees Profit Sharing Plan and the Money Purchase Pension Plan for Employees of Premier Funding Group, Inc.

See summary for the Plans under Lease by Plans of Real Property.

Grant; PTE 1999-29

D-10747

G: 64 FR 40623 (07/27/99)

P: 64 FR 30360 (06/07/99)

Bankers Trust Company, New York, New York (Bankers Trust); BT Alex. Brown Incorporated (BT Alex. Brown); and Deutsche Bank AG (Deutsche Bank)

See summary for Bankers Trust, BT Alex. Brown and Deutsche Bank under QPAM.

Grant; PTE 1999-23

D-10021

G: 64 FR 34293 (06/25/99)

P: 64 FR 19807 (04/22/99)

First Security Corporation (FSC)

See summary for FSC under In-Kind Purchase by Plan.

Grant; PTE 1999-22

L-10645

G: 64 FR 28842 (05/27/99)

P: 64 FR 3356 (01/21/99)

Operating Engineers Labor Union 324 Journeyman and Apprentice Training Fund

See summary for the Plan under Loan to Plan.

Grant; PTE 1999-21

D-10674

G: 64 FR 28839 (05/27/99)

P: 64 FR 10493 (03/04/99)

Citibank, N.A. (Citibank) and Salomon Smith Barney (SSB)

See summary for Citibank and SSB under Securities Lending ・撤lan A・・ Type.

Grant; PTE 1999-19

D-10729

G: 64 FR 24423 (05/06/99)

P: 64 FR 11063 (03/08/99)

VonRoll Isola Savings Plan

See summary for the Plan under Loan to Plan.

Grant; PTE 1999-16

D-10693

G: 64 FR 24422 (05/06/99)

P: 64 FR 7672 (02/16/99)

Standard Bank Employees Profit Sharing Plan

See summary for the Plan under Sale by Plan of Mortgages.

Grant; PTE 1999-15

D-10574

G: 64 FR 1648 (04/05/99)

P: 64 FR 60391 (11/09/98)

Salomon Smith Barney Inc. (Salomon Smith Barney)

See summary for Salomon Smith Barney under Asset Allocation Services.

Grant; PTE 1999-14

D-10661

G: 64 FR 16497 (04/05/99)

P: 63 FR 69314 (12/16/98)

MONY Life Insurance Co. (MONY)

See summary for MONY under Demutualization.

Grant; PTE 1999-13

D-10468

G: 64 FR 16493 (04/05/99)

P: 64 FR 4132 (01/27/99)

Wells Fargo Bank, N.A. (Wells Fargo)

See summary for Wells Fargo under In-Kind Purchase by Plan.

Grant; PTE 1999-12

D-10701

G: 64 FR 11050 (03/08/99)

P: 64 FR 4144 (01/27/99)

State Street Bank and Trust Company (State Street)

See summary for State Street under Sale by Plan of Other Securities.

Grant; PTE 1999-10

D-10630 - D-10632

G: 64 FR 11045 (03/08/99)

P: 64 FR 3342 (01/21/99)

Genito-Urinary Surgeons, Inc. Profit Sharing Plan (GUS Plan)

See summary for GUS Plan under Sale by Plan of Other Securities.

Grant; PTE 1999-09

D-10644

G: 64 FR 7670 (02/16/99)

P: 63 FR 56224 (10/21/98)

Bankers Trust Company

See summary for Bankers Trust Company under Sale by Plan of Other Securities.

Grant; PTE 1999-07

D-10372

G: 64 FR 7667 (02/16/99)

P: 63 FR 65249 (11/25/98)

Keystone Financial, Inc.

See summary for Keystone Financial, Inc. under In-Kind Purchase by Plan.

Grant; PTE 1999-05

D-10636 - D-10642

G: 64 FR 4131 (01/27/99)

P: 63 FR 69319 (12/16/98)

Brune, Glowacki, et al. IRAs

See summary for the IRAs under Sale by Plan of Other Securities.

Grant; PTE 1999-04

D-10288

G: 64 FR 4127 (01/27/99)

P: 63 FR 53703 (10/06/98)

Salomon Smith Barney Inc. (SSB)

See summary for SSB under Securities Lending ・典rio" - Type.

Grant; PTE 1999-02

D-10633 - D-10635

G: 64 FR 3319 (01/21/99)

P: 63 FR 65257 (11/25/98)

Toledo Clinic, Inc. Employees 401(k) and Profit Sharing Plan (the T/C Plan), et al.

See summary for the T/C Plan under Sale by Plan of Other Securities.

Grant; PTE 1999-01

D-10535

G: 64 FR 3318 (01/21/99)

P: 63 FR 60386 (11/09/98)

Moody-Day, Inc. Profit Sharing Plan

See summary for Moody-Day, Inc. Profit Sharing Plan under Sale by Plan of Real Property.

Grant; PTE 1999-28

D-10749

G: 64 FR 38481 (07/16/99)

P: 64 FR 29918 (06/03/99)

Gaetano Lombardo Individual Retirement Account

Permits the proposed sale by the IRA of 26,306 shares of stock of Courtesy Manufacturing Company (Courtesy), to Courtesy, a disqualified person with respect to the IRA.

Grant; PTE 1999-37

D-10518

G: 64 FR 52551 (09/29/99)

P: 64 FR 43740 (08/11/99)

Modern Woodmen of America Employees・Savings Plan

Permits the past sale, on March 23, 1998, by the Plan of certain commercial mortgages and bonds to Modern Woodmen of America, the Plan痴 sponsor and a party in interest with respect to the Plan.

Grant; PTE 1999-16

D-10693

G: 64 FR 24422 (05/06/99)

P: 64 FR 7672 (02/16/99)

Standard Bank Employees Profit Sharing Plan

Permits, effective October 1, 1998, the purchases by the Plan of certain residential mortgage notes from Standard Bank and Trust Company, the Plan sponsor and a party in interest with respect to the Plan.

Grant; PTE 1999-37

D-10518

G: 64 FR 52551 (09/29/99)

P: 64 FR 43740 (08/11/99)

Modern Woodmen of America Employees・Savings Plan

See summary for the Plan under Sale by Plan of Mortgages.

Sale by Plan of Other Securities

Grant; PTE 1999-27

D-10743

G: 64 FR 38481 (07/16/99)

P: 64 FR 28836 (05/27/99)

Grant; PTE 1999-26

D-10702

G: 64 FR 38480 (07/16/99)

P: 64 FR 19815 (04/22/99)

Hanson Operating Company, Inc. Defined Benefit Pension Plan

Permits the proposed sale by the plan of certain closely-held stock to Douglas L. McBride and Basil R. Willis, parties in interest with respect to the Plan.

Grant; PTE 1999-12

D-10701

G: 64 FR 11050 (03/08/99)

P: 64 FR 4144 (01/27/99)

State Street Bank and Trust Company (State Street)

Permits, effective January 1, 1999 and ending three years from the date on which each country joining the European Economic and Monetary Union converts to the Euro, the sale of fractional amounts of certain fixed-income instruments to State Street and its affiliates by plans for which State Street or its affiliates provide fiduciary or other services, as well as employee benefit plans established and maintained by State Street or its affiliates.

Grant; PTE 1999-10

D-10630 - D10632

G: 64 FR 11045 (03/08/99)

P: 64 FR 3342 (01/21/99)

Genito-Urinary Surgeons, Inc. Profit Sharing Plan (GUS Plan)

Permits, effective December 1, 1998, (1) the cash sale of certain shares of preferred stock (the Preferred Stock) issued by TTC Holdings Inc. (TTC) to TTC, by the individually-directed account of Dr. Gregor Emmert in the GUS Plan, by the individually-directed account of Mr. Michael J. Rosenberg in the Rosenberg Plan, and by the individually-directed account of Mr. Robert Savage in the Savage Plan (collectively, the Accounts); and (2) the subsequent purchase of certain shares of common stock (the Common Stock) issued by TTC by Messrs. Emmert, Rosenberg and Savage, in their own name, from TTC pursuant to an agreement with TTC that the purchase of the Common Stock was to occur immediately after the sale of the Preferred Stock by the Plans.

Grant; PTE 1999-09

D-10644

G: 64 FR 7670 (02/16/99)

P: 63 FR 56224 (10/21/98)

Bankers Trust Company

Permits, effective January 1, 1999 and ending three years from the date on which each country joining the European Economic and Monetary Union converts to the Euro, the sale of fractional amounts (the Fractional Amounts) of certain fixed-income instruments to Bankers Trust and its affiliates by plans for which Bankers Trust or its affiliates provide fiduciary or other services, as well as employee benefit plans established and maintained by Bankers Trust or its affiliates; or (2) as an alternative to the sale of the Fractional Amounts, the receipt by the Plans from Bankers Trust of cash equal to the amount that Bankers Trust or its affiliates receive from the issuer of the fixed-income instrument in lieu of the Fractional Amount, exclusive of transaction costs, plus accrued interest.