Grant; PTE 1999-42

D-10671

G: 64 FR 56812 (10/21/99)

P: 64 FR 46725 (08/26/99)

Pacific Coast Roofers Pension Plan

Permits the making of loans by certain banks (the Banks) under a loan program providing for loans to Bank customers for residential and commercial re-roofing jobs that are performed by contributing employers to the Plan, pursuant to an arrangement in which the Plan will purchase certificates of deposit issued by the Bank.

Grant; PTE 1999-36

D-10504

G: 64 FR 52546 (09/29/99)

P: 64 FR 25916 (05/13/99)

Aetna Inc. (Aetna)

See summary for Aetna under Receipt of Fees.

Grant; PTE 1999-36

D-10504

G: 64 FR 52546 (09/29/99)

P: 64 FR 25916 (05/13/99)

Aetna Inc. (Aetna)

See summary for Aetna under Receipt of Fees.

Grant; PTE 1999-25

D-10723 & D-10724

G: 64 FR 34296 (06/25/99)

P: 64 FR 25924 (05/13/99)

Daniel N. Cunningham IRA and the Sidney B. Cox IRA

Permits the purchase by each IRA of certain shares of Clovis Community Bank common stock from Mr. Daniel N. Cunningham and Mr. Sidney B. Cox, disqualified persons with respect to the IRAs.

Grant; PTE 1999-10

D-10630 ・D-10632

G: 64 FR 11045 (03/08/99)

P: 64 FR 3342 (01/21/99)

Genito-Urinary Surgeons, Inc. Profit Sharing Plan

See summary for the Plan under Sale by Plan of Other Securities.

Grant; PTE 1999-05

D-10636 ・D-10642

G: 64 FR 4131 (01/27/99)

P: 63 FR 69319 (12/16/98)

Brune, Glowacki, et al. IRAs

See summary for the IRAs under Sale by Plan of Other Securities.

Grant; PTE 1999-46

D-10514

G: 64 FR 61944 (11/15/99)

P: 63 FR 29453 (05/29/98)

Plumbers and Pipe Fitters National Pension Fund

See summary for the Fund under Exchange.

Grant; PTE 1999-33

D-10473 ・D-10476

G: 64 FR 42723 (08/05/99)

P: 64 FR 29914 (06/03/99)

General Motors Hourly Rate Employees Pension Plan, et al.

See summary for the Plans under INHAM.

Grant; PTE 1999-29

D-10747

G: 64 FR 40623 (07/27/99)

P: 64 FR 30360 (06/07/99)

Bankers Trust Company, New York, New York (Bankers Trust); BT Alex. Brown Incorporated (BT Alex. Brown); and Deutsche Bank AG (Deutsche Bank)

Temporarily permits Bankers Trust, BT Alex. Brown and Deutsche Bank to function as a 賭ualified professional asset manager・pursuant to PTE 84-14 (47 FR 56945, December 21, 1982), notwithstanding Bankers Trust痴 failure to satisfy section I(g) of PTE 84-14 as a result of Bankers Trust痴 convictions for felonies described in a March 11, 1999 felony information.

Grant; PTE 1999-49

D-10244

G: 65 FR 532 (01/05/00)

P: 64 FR 43738 (08/11/99)

Massachusetts Mutual Life Insurance Company (MM)

See summary for MM under Purchase by Plan of Other Assets.

Grant; PTE 1999-44

D-10257

G: 64 FR 61136 (11/09/99)

P: 64 FR 39533 (07/22/99)

Pacific Life Corporation (Pacific Life)

See summary for Pacific Life under Synthetic GICs.

Grant; PTE 1999-50

D-10756

G: 65 FR 534 (01/05/00)

P: 64 FR 57142 (10/22/99)

Bankers Trust Company (BT)

See summary for BT under Securities Lending ・撤lan A・・ Type

Grant; PTE 1999-36

D-10504

G: 64 FR 52546 (09/29/99)

P: 64 FR 25916 (05/13/99)

Aetna Inc. (Aetna)

Permits, effective August 28, 1997, (1) the receipt, directly or indirectly, by a sales agent, of a sales commission from Aetna in connection with the purchase, with plan assets, of an insurance contract; (2) the receipt of a sales commission by Aetna, as a principal underwriter, for a mutual fund registered under the Investment Company Act of 1940, in connection with the purchase, with plan assets, of securities issued by such mutual fund (the Aetna Fund); (3) the effecting by Aetna, as a principal underwriter, of a transaction for the purchase, with plan assets, of securities issued by an Aetna Fund, and the effecting by a sales agent of a transaction for the purchase, with plan assets, of an insurance contract; and (4) the purchase, with plan assets, of an insurance contract from Aetna. The Department expressed no opinion on whether the 都ynthetic GICs・offered by Aetna constituted 妬nsurance contracts・ within the meaning of the exemption. Relief is provided from the self-dealing and conflict of interest provisions of the Act in connection with the sale of insurance contracts to Plans by fiduciaries. The exemption does not provide relief from any acts of self-dealing that do not arise directly in connection with the purchase of specific insurance products. For example, no relief is provided for any act of self-dealing that may arise in connection with the ongoing operation or administration of an insurance contract. Also, the relief provided does not preclude the receipt of Rule 12b-1 fees by Aetna or its affiliates to the extent that the payment of such fees cannot be functionally distinguished from the payment of sales commissions in connection with the purchase, with plan assets, of securities issued by an Aetna Fund.

Grant; PTE 1999-34

D-10694

G: 64 FR 46419 (08/25/99)

P: 64 FR 34281 (06/25/99)

Chase Manhattan Bank (CMB)

See summary for CMB under Securities Lending ・撤lan A・・ Type.

Grant; PTE 1999-32

D-9708

G: 64 FR 42717 (08/05/99)

P: 64 FR 29895 (06/03/99)

RREEF America L.L.C. (RREEF)

See summary for RREEF under Provision of Services.

Grant; PTE 1999-21

D-10674

G: 64 FR 28839 (05/27/99)

P: 64 FR 10493 (03/04/99)

Citibank, N.A. (Citibank) and Salomon Smith Barney (SSB)

See summary for Citibank and SSB under Securities Lending ・撤lan A・・ Type.

Grant; PTE 1999-15

D-10574

G: 64 FR 1648 (04/05/99)

P: 63 FR 60391 (11/09/98)

Salomon Smith Barney Inc. (Salomon Smith Barney)

See summary for Salomon Smith Barney under Asset Allocation Services.

Grant; PTE 1999-13

D-10468

G: 64 FR 16493 (04/05/99)

P: 64 FR 4132 (01/27/99)

Wells Fargo Bank, N.A. (Wells Fargo)

See summary for Wells Fargo under In-Kind Purchase by Plan.

Grant; PTE 1999-50

D-10756

G: 65 FR 534 (01/05/00)

P: 64 FR 57142 (10/22/99)

Bankers Trust Company (BT)

See summary for BT under Securities Lending ・撤lan A・・ Type.

Grant; PTE 1999-45

D-10772

G: 64 FR 61138 (11/09/99)

P: 64 FR 51797 (09/24/99)

Donaldson, Lufkin & Jenrette Securities Corporation (DLJ)

See summary for DLJ under Securities Lending ・典rio" - Type.

Grant; PTE 1999-44

D-10257

G: 64 FR 61136 (11/09/99)

P: 64 FR 39533 (07/22/99)

Pacific Life Corporation (Pacific Life)

See summary for Pacific Life under Synthetic GICs.

Grant; PTE 1999-40

D-10663 & D-10664

G: 64 FR 53742 (10/04/99)

P: 64 FR 25921 (05/13/99)

UNOVA, Inc. (UNOVA)

See summary for UNOVA under Lease by Plan of Real Property.

Grant; PTE 1999-39

L-10643

G: 64 FR 53735 (10/04/99)

P: 64 FR 43742 (08/11/99)

Fleet Bank (RI), National Association (Fleet)

See summary for the RI and Fleet under Asset-Backed Securities.

Grant; PTE 1999-32

D-9708

G: 64 FR 42717 (08/05/99)

P: 64 FR 29895 (06/03/99)

RREEF America L.L.C. (RREEF)

See summary for RREEF under Provision of Services.

Grant; PTE 1999-37

D-10518

G: 64 FR 52551 (09/29/99)

P: 64 FR 43740 (08/11/99)

Modern Woodmen of America Employees・Savings Plan

See summary for the Plan under Sale by Plan of Mortgages.

Grant; PTE 1999-33

D-10473 - D-10476

G: 64 FR 42723 (08/05/99)

P: 64 FR 29914 (06/03/99)

General Motors Hourly Rate Employees Pension Plan, et al.

See summary for the Plans under INHAM.

Grant; PTE 1999-30

D-10669 & D-10670

G: 64 FR 40626 (07/27/99)

P: 64 FR 29906 (06/03/99)

Premier Funding Group, Inc. Employees Profit Sharing Plan and the Money Purchase Pension Plan for Employees of Premier Funding Group, Inc.

See summary for the Plans under Lease by Plans of Real Property.

Grant; PTE 1999-29

D-10747

G: 64 FR 40623 (07/27/99)

P: 64 FR 30360 (06/07/99)

Bankers Trust Company, New York, New York (Bankers Trust); BT Alex. Brown Incorporated (BT Alex. Brown); and Deutsche Bank AG (Deutsche Bank)

See summary for Bankers Trust, BT Alex. Brown and Deutsche Bank under QPAM.

Grant; PTE 1999-23

D-10021

G: 64 FR 34293 (06/25/99)

P: 64 FR 19807 (04/22/99)

First Security Corporation (FSC)

See summary for FSC under In-Kind Purchase by Plan.

Grant; PTE 1999-22

L-10645

G: 64 FR 28842 (05/27/99)

P: 64 FR 3356 (01/21/99)

Operating Engineers Labor Union 324 Journeyman and Apprentice Training Fund

See summary for the Plan under Loan to Plan.

Grant; PTE 1999-21

D-10674

G: 64 FR 28839 (05/27/99)

P: 64 FR 10493 (03/04/99)

Citibank, N.A. (Citibank) and Salomon Smith Barney (SSB)

See summary for Citibank and SSB under Securities Lending ・撤lan A・・ Type.

Grant; PTE 1999-19

D-10729

G: 64 FR 24423 (05/06/99)

P: 64 FR 11063 (03/08/99)

VonRoll Isola Savings Plan

See summary for the Plan under Loan to Plan.

Grant; PTE 1999-16

D-10693

G: 64 FR 24422 (05/06/99)

P: 64 FR 7672 (02/16/99)

Standard Bank Employees Profit Sharing Plan

See summary for the Plan under Sale by Plan of Mortgages.

Grant; PTE 1999-15

D-10574

G: 64 FR 1648 (04/05/99)

P: 64 FR 60391 (11/09/98)

Salomon Smith Barney Inc. (Salomon Smith Barney)

See summary for Salomon Smith Barney under Asset Allocation Services.

Grant; PTE 1999-14

D-10661

G: 64 FR 16497 (04/05/99)

P: 63 FR 69314 (12/16/98)

MONY Life Insurance Co. (MONY)

See summary for MONY under Demutualization.

Grant; PTE 1999-13

D-10468

G: 64 FR 16493 (04/05/99)

P: 64 FR 4132 (01/27/99)

Wells Fargo Bank, N.A. (Wells Fargo)

See summary for Wells Fargo under In-Kind Purchase by Plan.

Grant; PTE 1999-12

D-10701

G: 64 FR 11050 (03/08/99)

P: 64 FR 4144 (01/27/99)

State Street Bank and Trust Company (State Street)

See summary for State Street under Sale by Plan of Other Securities.

Grant; PTE 1999-10

D-10630 - D-10632

G: 64 FR 11045 (03/08/99)

P: 64 FR 3342 (01/21/99)

Genito-Urinary Surgeons, Inc. Profit Sharing Plan (GUS Plan)

See summary for GUS Plan under Sale by Plan of Other Securities.

Grant; PTE 1999-09

D-10644

G: 64 FR 7670 (02/16/99)

P: 63 FR 56224 (10/21/98)

Bankers Trust Company

See summary for Bankers Trust Company under Sale by Plan of Other Securities.

Grant; PTE 1999-07

D-10372

G: 64 FR 7667 (02/16/99)

P: 63 FR 65249 (11/25/98)

Keystone Financial, Inc.

See summary for Keystone Financial, Inc. under In-Kind Purchase by Plan.

Grant; PTE 1999-05

D-10636 - D-10642

G: 64 FR 4131 (01/27/99)

P: 63 FR 69319 (12/16/98)

Brune, Glowacki, et al. IRAs

See summary for the IRAs under Sale by Plan of Other Securities.

Grant; PTE 1999-04

D-10288

G: 64 FR 4127 (01/27/99)

P: 63 FR 53703 (10/06/98)

Salomon Smith Barney Inc. (SSB)

See summary for SSB under Securities Lending ・典rio" - Type.

Grant; PTE 1999-02

D-10633 - D-10635

G: 64 FR 3319 (01/21/99)

P: 63 FR 65257 (11/25/98)

Toledo Clinic, Inc. Employees 401(k) and Profit Sharing Plan (the T/C Plan), et al.

See summary for the T/C Plan under Sale by Plan of Other Securities.

Grant; PTE 1999-01

D-10535

G: 64 FR 3318 (01/21/99)

P: 63 FR 60386 (11/09/98)

Moody-Day, Inc. Profit Sharing Plan

See summary for Moody-Day, Inc. Profit Sharing Plan under Sale by Plan of Real Property.

Grant; PTE 1999-28

D-10749

G: 64 FR 38481 (07/16/99)

P: 64 FR 29918 (06/03/99)

Gaetano Lombardo Individual Retirement Account

Permits the proposed sale by the IRA of 26,306 shares of stock of Courtesy Manufacturing Company (Courtesy), to Courtesy, a disqualified person with respect to the IRA.

Grant; PTE 1999-37

D-10518

G: 64 FR 52551 (09/29/99)

P: 64 FR 43740 (08/11/99)

Modern Woodmen of America Employees・Savings Plan

Permits the past sale, on March 23, 1998, by the Plan of certain commercial mortgages and bonds to Modern Woodmen of America, the Plan痴 sponsor and a party in interest with respect to the Plan.

Grant; PTE 1999-16

D-10693

G: 64 FR 24422 (05/06/99)

P: 64 FR 7672 (02/16/99)

Standard Bank Employees Profit Sharing Plan

Permits, effective October 1, 1998, the purchases by the Plan of certain residential mortgage notes from Standard Bank and Trust Company, the Plan sponsor and a party in interest with respect to the Plan.

Grant; PTE 1999-37

D-10518

G: 64 FR 52551 (09/29/99)

P: 64 FR 43740 (08/11/99)

Modern Woodmen of America Employees・Savings Plan

See summary for the Plan under Sale by Plan of Mortgages.

Sale by Plan of Other Securities

Grant; PTE 1999-27

D-10743

G: 64 FR 38481 (07/16/99)

P: 64 FR 28836 (05/27/99)

Grant; PTE 1999-26

D-10702

G: 64 FR 38480 (07/16/99)

P: 64 FR 19815 (04/22/99)

Hanson Operating Company, Inc. Defined Benefit Pension Plan

Permits the proposed sale by the plan of certain closely-held stock to Douglas L. McBride and Basil R. Willis, parties in interest with respect to the Plan.

Grant; PTE 1999-12

D-10701

G: 64 FR 11050 (03/08/99)

P: 64 FR 4144 (01/27/99)

State Street Bank and Trust Company (State Street)

Permits, effective January 1, 1999 and ending three years from the date on which each country joining the European Economic and Monetary Union converts to the Euro, the sale of fractional amounts of certain fixed-income instruments to State Street and its affiliates by plans for which State Street or its affiliates provide fiduciary or other services, as well as employee benefit plans established and maintained by State Street or its affiliates.

Grant; PTE 1999-10

D-10630 - D10632

G: 64 FR 11045 (03/08/99)

P: 64 FR 3342 (01/21/99)

Genito-Urinary Surgeons, Inc. Profit Sharing Plan (GUS Plan)

Permits, effective December 1, 1998, (1) the cash sale of certain shares of preferred stock (the Preferred Stock) issued by TTC Holdings Inc. (TTC) to TTC, by the individually-directed account of Dr. Gregor Emmert in the GUS Plan, by the individually-directed account of Mr. Michael J. Rosenberg in the Rosenberg Plan, and by the individually-directed account of Mr. Robert Savage in the Savage Plan (collectively, the Accounts); and (2) the subsequent purchase of certain shares of common stock (the Common Stock) issued by TTC by Messrs. Emmert, Rosenberg and Savage, in their own name, from TTC pursuant to an agreement with TTC that the purchase of the Common Stock was to occur immediately after the sale of the Preferred Stock by the Plans.

Grant; PTE 1999-09

D-10644

G: 64 FR 7670 (02/16/99)

P: 63 FR 56224 (10/21/98)

Bankers Trust Company

Permits, effective January 1, 1999 and ending three years from the date on which each country joining the European Economic and Monetary Union converts to the Euro, the sale of fractional amounts (the Fractional Amounts) of certain fixed-income instruments to Bankers Trust and its affiliates by plans for which Bankers Trust or its affiliates provide fiduciary or other services, as well as employee benefit plans established and maintained by Bankers Trust or its affiliates; or (2) as an alternative to the sale of the Fractional Amounts, the receipt by the Plans from Bankers Trust of cash equal to the amount that Bankers Trust or its affiliates receive from the issuer of the fixed-income instrument in lieu of the Fractional Amount, exclusive of transaction costs, plus accrued interest.

Grant; PTE 1999-06

D-10683 - D-10687; & D-10697 - D-10698

G: 64 FR 4131 (01/27/99)

P: 63 FR 6932 (12/16/98)

Hummel, Gibson, et al. IRAs

Permits, effective December 15, 1998, the cash sale of certain shares of closely-held common stock of First Mountain Company by the IRAs to the participants, disqualified persons with respect to the IRAs.

Grant; PTE 1999-05

D-10636 - D-10642

G: 64 FR 4131 (01/27/99)

P: 63 FR 69319 (12/16/98)

Brune, Glowacki, et al. IRAs

Permits, effective December 1, 1998, (1) the cash sale by the IRAs to TTC Holdings, Inc. (TTC), the parent of The Trust Company of Toledo, N.A., the trustee of the IRAs and a disqualified person, of certain preferred stock issued by TTC; and (2) the arrangement for the subsequent purchase by the IRA participants in their individual capacities, from TTC, pursuant to an agreement with TTC, of an equal number of shares of common stock issued by TTC.

Grant; PTE 1999-02

D-10633 - D-10635

G: 64 FR 3319 (01/21/99)

P: 63 FR 65257 (11/25/98)

Toledo Clinic, Inc. Employees 401(k) and Profit Sharing Plan (the T/C Plan), et al.

Permits, effective December 1, 1998, (1) the cash sale of certain shares of preferred stock (the Preferred Stock) issued by TTC Holdings Inc. (TTC), by the individually-directed account of Dr. Edward Orrechio in the T/C Plan, by the individually-directed account of Michael Hart in the H/A Plan, and by the individually-directed account of Larry Peterson in the M/F Plan (collectively, the Accounts) to TTC, a party in interest with respect to the H/A Plan and the M/F Plan; and (2) the arrangement for the subsequent purchase of certain shares of common stock issued by TTC by Messrs. Orrechio, Hart and Peterson, in their own name, from TTC pursuant to an agreement with TTC that the purchase was to occur immediately after the sale of the Preferred Stock by the Plans to TTC.

Grant; PTE 1999-48

D-10787

G: 64 FR 70748 (12/17/99)

P: 64 FR 57151 (10/22/99)

Information Systems Development Inc. Employees Profit Sharing Plan

Permits the sale by the Plan of certain illiquid limited partnership interests to CONVERGYS Information Management Group, Inc., the Plan sponsor and a party in interest with respect to the Plan.

Grant; PTE 1999-18

D-10703

G: 64 FR 24423 (05/06/99)

P: 64 FR 11062 (03/08/99)

State Bankshares 401(k) Profit Sharing Plan

Permits the sale by the Plan of certain limited partnership interests, for $93,552.93, to Northern Capital Trust, the Plan trustee and a party in interest with respect to the Plan.

Grant; PTE 1999-43

D-10764

G: 64 FR 56813 (10/21/99)

P: 64 FR 46730 (08/26/99)

Jonas Builders, Inc. Restated Profit Sharing Plan

Permits the sale of a certain building, which contains a warehouse and a single-family residence, by the Plan to Mr. Gerald Jonas, a party in interest with respect to the Plan.

Grant; PTE 1999-38

D-10621

G: 64 FR 53736 (10/04/99)

P: 64 FR 28835 (05/27/99)

MICO

Permits the proposed sale of a certain parcel of unimproved real property from the MICO, Inc. Profit Sharing Plan to MICO, a party in interest and a disqualified person with respect to the Plan.

Grant; PTE 1999-35

D-10707

G: 64 FR 46422 (08/25/99)

P: 64 FR 34292 (06/25/99)

H. H. Borland Inc. Profit Sharing Plan

Permits the sale of improved real property by the Plan to Henry H. Borland III and Pat Borland, trustees of the Plan and disqualified persons with respect to the Plan.

Grant; PTE 1999-20

D-10622

G: 64 FR 28838 (05/27/99)

P: 64 FR 11052 (03/08/99)

VECO Corporation (VECO)

Permits the proposed sale of a certain parcel of unimproved real property by the VECO Corporation Profit Sharing Plan (the Plan) to Norcon, Inc., a party in interest with respect to the Plan.

Grant; PTE 1999-17

D-10700 & L-10709

G: 64 FR 24423 (05/06/99)

P: 64 FR 4142 (01/27/99)

Plumbers and Pipefitters National Pension Fund (the Pension Plan) and Pipefitters Local No. 211 Joint Educational Trust (the Welfare Plan)

Permits the sale of certain real property by the Pension Plan to the Welfare Plan, a party in interest with respect to the Pension Plan.

Grant; PTE 1999-01

D-10535

G: 64 FR 3318 (01/21/99)

P: 63 FR 60386 (11/09/98)

Moody-Day, Inc. Profit Sharing Plan

Permits, effective May 24, 1995, the past sale by the Plan of an unimproved three-acre tract of real property located in Austin, Texas to Metroport Realty Corporation, Inc., the Plan sponsor and a party in interest with respect to the Plan.

Grant; PTE 1999-50

D-10756

G: 65 FR 534 (01/05/00)

P: 64 FR 57142 (10/22/99)

Bankers Trust Company (BT)

Permits, effective April 9, 1999 (1) the lending of securities to affiliates of BT, a wholly owned subsidiary of Deutsche Bank AG (DB), which are either (i) banks supervised by the United States or a State within the United States, or broker-dealers registered under the Securities exchange Act of 1934, or (ii) certain foreign affiliates of BT and DB which are broker-dealers or banks in jurisdictions specified in the exemption, by employee benefit plans (the Client Plans), including commingled investment funds holding Client Plan assets, for which BT, DB, or either of their current or future affiliates or successors acts as securities lending agent or sub-agent (the DB Lending Agent); and (2) the receipt of compensation by the DB Lending Agent in connection with these transactions.

Grant; PTE 1999-34

D-10694

G: 64 FR 46419 (08/25/99)

P: 64 FR 34281 (06/25/99)

Chase Manhattan Bank (CMB)

Permits (1) the lending of securities to affiliates of the Chase Manhattan Corporation (CMC), which are engaged in CMC痴 Capital Markets line of business, by employee benefit plans (the Client Plans), including commingled investment funds holding Client Plan assets, for which CMC, through its global Investor Services line of business, as operated through CMB and its affiliates, acts as directed trustee or custodian, and for which CMC, through its Global Securities Lending Division or any other similar division of CMB or a U.S. affiliate of CMC (collectively, GSL), acts as a securities lending agent or sub-agent; and (2) the receipt of compensation by GSL in connection with the transactions.

Grant; PTE 1999-21

D-10674

G: 64 FR 28839 (05/27/99)

P: 64 FR 10493 (03/04/99)

Citibank, N.A. (Citibank) and Salomon Smith Barney (SSB)

Permits, effective October 8, 1998, (1) the past and continued lending of securities to SSB and affiliated U.S. registered broker-dealers of SSB or Citibank and certain foreign affiliates (the Foreign Affiliates) of SSB and Citibank, which are broker-dealers or banks based in the United Kingdom, Japan, Germany, Canada and Australia, including their affiliates or successors, by employee benefit plans (the Client Plans) or commingled investment funds holding plan assets, for which Citibank or any U.S. affiliate of Citibank, acts as securities lending agent (or sub-agent), including those Client Plans for which Citibank acts as directed trustee or custodian of the securities being lent; and (2) the receipt of compensation by Citibank or any U.S. affiliate of Citibank in connection with the transactions.

Grant; PTE 1999-45

D-10772

G: 64 FR 61138 (11/09/99)

P: 64 FR 51797 (09/24/99)

Donaldson, Lufkin & Jenrette Securities Corporation (DLJ)

Permits, effective September 24, 1999 (1) any purchase or sale of a security between certain affiliates of DLJ which are foreign broker-dealers (the Foreign Affiliates) and employee benefit plans with respect to which the Foreign Affiliates are parties in interest, including options written by a Plan, DLJ or a Foreign Affiliate; (2) any extension of credit to the Plans by the Foreign Affiliates to permit the settlement of securities transactions, regardless of whether they are effected on an agency or a principal basis, or in connection with the writing of options contracts; and (3) the lending of securities to the Foreign Affiliates by the Plans.

Grant; PTE 1999-04

D-10288

G: 64 FR 4127 (01/27/99)

P: 63 FR 53703 (10/06/98)

Salomon Smith Barney Inc. (SSB)

Permits, effective June 7, 1996, (1) any purchase or sale of securities between certain affiliates of SSB which are foreign broker-dealers or banks (the Foreign Affiliates) and employee benefit plans with respect to which the Foreign Affiliates are parties in interest, including options written by a Plan, SSB or a Foreign Affiliate; (2) any extension of credit to the Plans by the Foreign Affiliates to permit the settlement of securities transactions, regardless of whether they are effected on an agency or a principal basis, or in connection with the writing of options contracts; and (3) the lending of securities to the Foreign Affiliates by the Plans.

Grant; PTE 1999-31

D-10722

G: 64 FR 40627 (07/27/99)

P: 64 FR 29908 (06/03/99)

The Unaka Company, Incorporated Employees・Profit Sharing Plan and Trust

See summary for the Plan under Assignment by Plan of Chose in Action.

Grant; PTE 1999-44

D-10257

G: 64 FR 61136 (11/09/99)

P: 64 FR 39533 (07/22/99)

Pacific Life Corporation (Pacific Life)

Permits (1) for the period from January 22, 1993 until October 31, 1998, the sale, by Pacific Life, of an 殿ctively-managed・synthetic guaranteed investment contract (the Actively-Managed Synthetic GIC) to an employee benefit plan for which Pacific Life was a party in interest with respect to such Plan in instances where Pacific Life or an affiliate manages the Plan痴 assets relating to the Synthetic GIC (an Affiliated-Manager GIC); and (2) as of January 22, 1993, to the purchase or retention of the Affiliated-Manager GICs by the Plans and the payments made by Pacific Life to the Plans pursuant to the terms and conditions of the Affiliated-Manager GICs. Also permits, (1) as of January 22, 1993, the sale by Pacific Life of an Actively-Managed Synthetic GIC to a Plan in instances where the Plan痴 assets relating to the Actively-Managed Synthetic GIC are managed by an investment manager who is unaffiliated with Pacific Life and its affiliates (an Unaffiliated-Manager GIC); and (2) as of January 22, 1993, to the purchase or retention of the Unaffiliated-Manager GICs by the Plans and the payments made by Pacific Life to the Plans pursuant to the terms and conditions of the Unaffiliated-Manager GICs.

Grant; PTE 1999-36

D-10504

G: 64 FR 52546 (09/29/99)

P: 64 FR 25916 (05/13/99)

Aetna Inc. (Aetna)

See summary for Aetna under Receipt of Fees.

Grant; PTE 1999-35

D-10707

G: 64 FR 46422 (08/25/99)

P: 64 FR 34292 (06/25/99)

H. H. Borland Inc. Profit Sharing Plan

See summary for the Plan under Sale by Plan of Real Property.

Grant; PTE 1999-28

D-10749

G: 64 FR 38481 (07/16/99)

P: 64 FR 29918 (06/03/99)

Gaetano Lombardo Individual Retirement Account

See summary for the IRA under Sale by Plan of Employer Securities.

Grant; PTE 1999-25

D-10723 & D-10724

G: 64 FR 34296 (06/25/99)

P: 64 FR 25924 (05/13/99)

Daniel N. Cunningham IRA and the Sidney B. Cox IRA

See summary for the IRAs under Purchase by Plan of Other Securities.

Grant; PTE 1999-06

D-10683 ・ D-10687 & D-10697 ・D-10698

G: 64 FR 4131 (01/27/99)

P: 63 FR 6932 (12/16/98)

Hummel, Gibson, et al. IRAs

See summary for the IRAs under Sale by Plan of Other Securities.

Grant; PTE 1999-05

D-10636 ・D-10642

G: 64 FR 4131 (01/27/99)

P: 63 FR 69319 (12/16/98)

Brune, Glowacki, et al. IRAs

See summary for the IRAs under Sale by Plan of Other Securities.