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On
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Grant; PTE 1998-52 |
D-09952 |
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G: 63 FR 60403 (11/09/98)
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P: 63 FR 46245 (08/31/98)
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RREEF America L.L.C. (RREEF)
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Permits, effective November 9, 1998, (1) the provision of certain leasing
services (the Leasing Services) by RREEF's leasing affiliates (the Leasing Affiliates)
to certain accounts (the Accounts) established by RREEF; and (2) the payment of
leasing commissions in connection with the provision of Leasing Services by the
Leasing Affiliates to the Accounts.
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Grant; PTE 1998-35
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D-10546
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G: 63 FR 36943 (07/08/98)
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P: 63 FR 15228 (03/30/98)
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Amalgamated Bank of New York (the Bank)
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Amends PTE 97-35 (62 FR 41088 (July 31, 1997)) involving (1) the provision of
banking services (Banking Services) by the Bank to certain employee benefit
plans (the Plans), which are maintained on behalf of members of the
International Ladies Garment Workers Union; (2) the purchase by the Plans of
certificates of deposit (CDs) issued by the Bank; and (3) the deposit of Plans'
assets in money market or other deposit accounts established by the Bank.
Permits the transactions described in PTE 97-35 and is generally effective as of
July 1, 1995.
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Grant; PTE 1998-53 |
D-10324
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G: 63 FR 60408 (11/09/98)
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P: 63 FR 38855 (07/20/98)
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Pacific Income Advisers, Inc. (PIA)
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Permits (1) the acquisition, sale or redemption of trust units (the Units) in
the PIA Fixed-Income Group Investment Trust, the PIA Short-Term Group Investment
Trust, the PIA Equity Group Investment Trust, and the PIA Global Group
Investment Trust (each a Trust and collectively, the Trusts), by employee
benefit plans, and Individual Retirement Accounts (IRA's; collectively, the
Plan(s)); and (2) the payment of fees by a Trust to PIA, where PIA is a
fiduciary or other party in interest with respect to a Plan investing in a Trust
and the investment adviser to each of the Trusts.
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Grant; PTE 1998-35
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D-10546
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G: 63 FR 36943 (07/08/98)
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P: 63 FR 15228 (03/30/98)
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See summary for the Amalgamated Bank under Provision of
Services.
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Grant; PTE 1998-27
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D-10550
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G: 63 FR 31532 (06/09/98)
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P: 63 FR 19952 (04/22/98)
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James E. Jordan, Sr. Individual Retirement Account (the IRA)
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Permits the cash purchase by the IRA of a certain promissory note issued by
unrelated parties, which is secured by a first mortgage on certain residential
property, from the James E. Jordan Revocable Trust Agreement, a disqualified
person with respect to the Plan.
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Grant; PTE 1998-17
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D-10412
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G: 63 FR 28415 (04/22/98)
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P: 62 FR 54471 (10/20/97)
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O: 63 FR 28415 (05/22/98) (Tech.
Corr.)
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See summary for MetLife under Synthetic
GICs.
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Grant; PTE 1998-10 |
D-10328 and D-10329
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G: 63 FR 12839 (03/16/98)
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P: 62 FR 62622 (11/24/97)
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MS Commodity Investments Portfolio II, L.P. (the Partnership) and Morgan
Stanley
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Permits, effective April 3, 1996, the acquisition or redemption of units in
the Partnership by certain plans (the Plans or Plan) that invest in the
Partnership, where MSCM, the general partner of the Partnership, and/or its
affiliates are parties in interest and/or disqualified persons with respect to
such Plans.
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Grant; PTE 1998-31 |
D-10577
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G: 63 FR 33731 (06/19/98)
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P: 63 FR 19953 (04/22/98)
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Pipefitters Local Union No. 537 Pension Fund (the Plan)
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Permits the sale of real property to the Plan by Local Union No. 537 of the
United Association of Journeymen and Apprentices of the Plumbing and Pipefitting
Industry of the United States and Canada, a party in interest.
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Grant; PTE 1998-12 |
L-10485
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G: 63 FR 12843 (03/16/98)
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P: 62 FR 62643 (11/24/97)
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Hawaii Laborers' Apprenticeship and Training Trust Fund (the Fund)
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Permits the purchase of a certain parcel of unimproved real property by the
Fund from the Laborers International Union of North America, Local 368, AFL-CIO,
a party in interest with respect to the Trust Fund.
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Grant; PTE 1998-61 |
D-10484
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G: 63 FR 71304 (12/24/98)
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P: 63 FR 635284 (06/29/98)
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John Hancock Mutual Life Insurance Company (JHMLIC)
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Permits the purchases and sales of timber assets between various accounts
that are managed by the Hancock Natural Resource Group, Inc., John Hancock
Timber Resources Corporation, or another affiliate of JHMLIC.
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Grant; PTE 1998-02 |
D-10471
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G: 63 FR 1980 (01/13/98)
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P: 62 FR 59740 (11/04/97)
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See summary for the First Bank System Plan under In Kind Contributions.
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Grant; PTE 1998-60 |
D-10352
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G: 63 FR 71301 (12/24/98)
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P: 63 FR 60389 (10/06/98)
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See summary for Citizens Bank, NH under In Kind
Purchases.
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Grant; PTE 1998-52 |
D-09952
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G: 63 FR 60403 (11/09/98)
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P: 63 FR 46245 (08/31/98)
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See summary for RREEF under Provision of
Services.
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Grant; PTE 1998-49 |
D-10349
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G: 63 FR 56227 (10/21/98)
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P: 63 FR 42068 (08/06/98)
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See summary for Harris Trust under In Kind
Purchases.
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Grant; PTE 1998-46 |
D-10503
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G: 63 FR 53722 (10/06/98)
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P: 63 FR 29443 (05/29/98)
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See summary for Sanwa Bank under In Kind
Purchases.
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Grant; PTE 1998-25 |
D-10410
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G: 63 FR 31528 (06/09/98)
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P: 63 FR 9862 (02/26/98)
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SmartRetirement: The OLDE 401(k) Plan (the Plan)
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Permits, (1) effective October 4, 1996, the past and continuing receipt, by
OLDE Discount Corporation (OLDE Discount), the plan sponsor and a wholly owned
subsidiary of OLDE Financial Corporation, the Plan sponsor, of a portion of
certain distribution fees that are paid by third party mutual funds (the Funds)
to OLDE Discount pursuant to Rule 12b-1 (the 12b-1 Fees) under the Investment
Company Act of 1940 (the 1940 Act) and which are associated with Plan assets
that are invested in the Funds; and (2) the proposed cash rebate of such 12b-1
Fees by OLDE Discount to either the Plan or the individually-directed accounts
of the participants in the Plan.
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Grant; PTE 1998-10 |
D-10328 and D-10329
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G: 63 FR 12839 (03/16/98)
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P: 62 FR 62622 (11/24/97)
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See summary for the MS Commodity Investments Portfolio II, L.P. and Morgan
Stanley under Purchase by Plan of Partnership Interests.
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Grant; PTE 1998-48 |
L-10536 and D-10537 |
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G: 63 FR 53729 (10/06/98)
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P: 63 FR 35289 (06/29/98)
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See summary for the ACRA Plans under Mistake.
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Grant; PTE 1998-42 |
D-10483 |
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G: 63 FR 46240 (08/31/98)
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P: 63 FR 35281 (06/29/98)
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Van Ness Plastic Molding Co., Inc., (the Employer) Employees・Money
Purchase Pension Plan (the Plan)
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Permits (1) the making to the Plan of a restoration payment with respect to
certain defaulted third-party notes (the Notes) by the Employer, a party in
interest with respect to the Plan; and (2) the potential future receipt by the
Employer of recapture payments made to the Plan pursuant to bankruptcy
proceedings involving the issuer/assignor of the Notes.
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Grant; PTE 1998-60 |
D-10352 |
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G: 63 FR 71301 (12/24/98)
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P: 63 FR 60389 (10/06/98)
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See summary for Citizens Bank, NH under In Kind
Purchases.
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Grant; PTE 1998-52 |
D-09952 |
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G: 63 FR 60403 (11/09/98)
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P: 63 FR 46245 (08/31/98)
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See summary for RREEF under Provision of
Services.
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Grant; PTE 1998-51 |
L-09583 |
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G: 63 FR 60399 (11/09/98)
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P: 63 FR 15443 (03/31/98)
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See summary for U S WEST under In Kind Contributions.
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Grant; PTE 1998-49 |
D-10349 |
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G: 63 FR 56227 (10/21/98)
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P: 63 FR 42068 (08/06/98)
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See summary for Harris Trust under In Kind
Purchases.
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Grant; PTE 1998-47 |
D-10606 |
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G: 63 FR 53729 (10/06/98)
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P: 63 FR 42077 (08/06/98)
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See summary for the Bernard Chaus Plan under Rights
Offering.
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Grant; PTE 1998-46 |
D-10503 |
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G: 63 FR 53722 (10/06/98)
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P: 63 FR 29443 (05/29/98)
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See summary for Sanwa Bank under In Kind
Purchases.
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Grant; PTE 1998-45 |
D-10607 |
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G: 63 FR 49611 (09/16/98)
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P: 63 FR 36957 (07/08/98)
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See summary for the Kilpatrick Investment Company Plan under Sale by Plan of
Real Property.
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Grant; PTE 1998-38 |
D-10558, et al. |
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G: 63 FR 42079 (08/06/98)
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P: 63 FR 33725 (06/19/98)
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See summary for the Roark Young, et al. IRAs under Sale by Plan of Other
Securities.
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Grant; PTE 1998-35 |
D-10546 |
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G: 63 FR 36943 (07/08/98)
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P: 63 FR 15228 (03/30/98)
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See summary for the Amalgamated Bank under Provision of
Services.
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Grant; PTE 1998-18 |
L-10527 |
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G: 63 FR 19959 (04/22/98)
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P: 63 FR 9867 (02/26/98)
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See summary for the Consolidated Association of Railroad Employees Health
Care Plan under Lease by Plan of Real Property.
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Grant; PTE 1998-17 |
D-10412 |
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G: 63 FR 28415 (04/22/98)
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P: 62 FR 54471 (10/20/97)
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O: 63 FR 28415 (05/22/98) (Tech.
Corr.)
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See summary for MetLife under Purchase by Plan of Other
Assets.
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Grant; PTE 1998-11 |
D-10394 |
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G: 63 FR 12841 (03/16/98)
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P: 62 FR 62630 (11/24/97)
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See summary for the National Rural Utilities Cooperative Finance Corporation
under Asset-Backed Securities.
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Grant; PTE 1998-10 |
D-10328 and D-10329 |
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G: 63 FR 12839 (03/16/98)
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P: 62 FR 62622 (11/24/97)
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See summary for the MS Commodity Investments Portfolio II, L.P. and Morgan
Stanley under Purchase by Plan of Partnership Interests.
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Grant; PTE 1998-08 |
D-10521 |
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G: 63 FR 8498 (02/19/98)
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P: 62 FR 66672 (12/19/97)
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See summary for PNC under Asset-Backed Securities.
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Grant; PTE 1998-06 |
D-10522 |
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G: 63 FR 3773 (01/26/98)
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P: 62 FR 62642 (11/24/97)
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See summary for the CoreStates GIC and BIC Fund under Sale by Plan of Other
Assets.
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Grant; PTE 1998-04 |
D-10472 |
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G: 63 FR 3772 (01/26/98)
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P: 62 FR 62639 (11/24/97)
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See summary for the Pentair Plan under Sale by Plan of Other
Assets.
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Grant; PTE 1998-25 |
D-10410 |
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G: 63 FR 31528 (06/09/98)
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P: 63 FR 9862 (02/26/98)
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See summary for the OLDE Plan under Receipt of
Fees.
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Grant; PTE 1998-22 |
D-10461, D-10462 and D-10463 |
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G: 63 FR 27329 (05/18/98)
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P: 63 FR 66685 (12/19/97)
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See summary for the Fortunoff Pension Plans under Exchanges.
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Grant; PTE 1998-47 |
D-10606 |
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G: 63 FR 53729 (10/06/98)
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P: 63 FR 42077 (08/06/98)
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Bernard Chaus, Inc. Employee Savings Plan (the Plan)
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Permits, effective December 24, 1997, (1) the past acquisition by the Plan of
certain stock rights (the Rights) pursuant to a stock rights offering (the
Offering) by Bernard Chaus, Inc. (the Employer), the sponsor of the Plan; (2)
the past holding of the Rights by the Plan during the subscription period of the
offering; (3) the past disposition or exercise of the Rights by the Plan; and
(4) the proposed payment by the Employer to the Plan of an amount necessary to
credit Plan accounts of participants affected by an administrative error
relating to Rights which were not exercised or sold prior to the expiration of
the Rights.
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Individual Retirement Accounts (the IRAs) for Marcia A.
Hendrichsen, Larry L. Henderichsen, Lawrence D.
Hendrichsen, and William H. Napier, George Rashid,
Jr., Jake E. Rashid, Carl A. Saunders, and John C. Schuldt (collectively, the
Participants)
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Permits the cash sale of certain membership units in the Catfish Bend
Casinos, LC, by the IRAs to the Participants, disqualified persons with respect
to the IRAs.
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Grant; PTE 1998-17 |
D-10412 |
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G: 63 FR 28415 (04/22/98)
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P: 62 FR 54471 (10/20/97)
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O: 63 FR 28415 (05/22/98) (Tech.
Corr.)
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See summary for MetLife under Purchase by Plan of Other
Assets.
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Grant; PTE 1998-06 |
D-10522 |
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G: 63 FR 3773 (01/26/98)
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P: 62 FR 62642 (11/24/97)
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CoreStates GIC and BIC Fund (the Fund)
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Permits the sale by the Fund of the Fund's remaining interest in two
guaranteed investment contracts of Confederation Life Insurance Company to
CoreStates Bank, N.A., a party in interest with respect to the Fund.
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Grant; PTE 1998-04 |
D-10472 |
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G: 63 FR 3772 (01/26/98)
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P: 62 FR 62639 (11/24/97)
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Pentair Retirement Savings and Stock Incentive Plan (the Plan)
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Permits the past sale by the Plan of the Plan's remaining interest in two
guaranteed investment contracts of Confederation Life Insurance Company to
Pentair, Inc., the sponsoring employer and a party in interest with respect to
the Plan.
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Grant; PTE 1998-59 |
D-10656, 10657 and 10658
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G: 63 FR 69326 (12/16/98)
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P: 63 FR 60389 (11/09/98)
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Individual Retirement Accounts (collectively, the IRAs) for William N.
Albright, Victor Hamre, and Richard Pearson (collectively, the Participants)
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Permits the cash sales of certain shares of stock in the First Community
Bancshares Corp. by each IRA to its respective Participant, a disqualified
person with respect to the IRA.
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Grant; PTE 1998-39 |
D-10605
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G: 63 FR 42080 (08/06/98)
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P: 63 FR 35290 (06/29/98)
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William M. Hitchcock SERP (DB) (the Plan)
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Permits the proposed sale by the Plan of 67,466 shares of stock in Thoratec
Laboratories, Inc. to William M. Hitchcock, a disqualified person with respect
to the Plan.
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Grant; PTE 1998-38 |
D-10558, et al.
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G: 63 FR 42079 (08/06/98)
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P: 63 FR 33725 (06/19/98)
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Individual Retirement Accounts (the IRAs) for Roark Young, Russell Rice, Mary
J. Rice, Bruce Lamchick, Steven McKean and David McKean, and Burton Young
(collectively, the Participants)
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Permits the cash sales, occurring on March 30, 1998, of certain stock by the
IRAs to the Participants, who are disqualified persons with respect to the IRAs.
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