|
|
|
Chronological
Listing
|
|
Grant; PTE-1996-59
|
D-09818
|
|
G: 61 FR 40000 (07/31/96)
|
P: 61 FR 11882 (03/22/96)
|
|
PaineWebber Incorporated (PaineWebber)
|
|
Permits, effective August 18, 1995, the purchase or redemption of shares by
an employee benefit plan, a plan described in section 403(b) of the Code, an
individual retirement account or a retirement plan for a self- employed
individual (collectively referred to herein as the Plans) in the PaineWebber
Managed Accounts Services Portfolio Trust established in connection with such
Plans’ participation in the PaineWebber PACE Program (the PACE Program). In
addition, this exemption permits, effective August 18, 1995, (a) the provision,
by PaineWebber Managed Accounts Services, a division of PaineWebber, of asset
allocation and related services to an independent fiduciary (the Independent
Fiduciary) of a Plan or to a directing participant (the Directing Participant)
in a Plan that is covered under and permits participant selection as
contemplated by the provisions of section 404(c) of ERISA, which may result in
the selection by the Independent Fiduciary or the Directing Participant of
portfolios of the Trust in the PACE Program for the investment of Plan assets;
and (b) the provision of investment management services by Mitchell Hutchins
Asset Management, Inc. to the PACE Money Market Investments Portfolio of the
Trust.
|
|
|
|
|
Grant; PTE-1996-94
|
D-10361
|
|
G: 61 FR 68787 (12/30/96)
|
P: 61 FR 58244 (11/13/96)
|
|
First Chicago NBD Corporation
|
|
Permits, effective October 8, 1996, (1) the direct or indirect sale, exchange
or transfer of certificates in the initial issuance of certificates between the
sponsor or underwriter and an employee benefit plan when the sponsor, servicer,
trustee or insurer of a trust, the underwriter of the certificates representing
an interest in the trust, or an obligor is a party in interest with respect to
such plan; (2) the direct or indirect acquisition or disposition of certificates
by a plan in the secondary market for such certificates; and (3) the continued
holding of certificates acquired by a plan. Also permits, effective October 8,
1996, (1) the direct or indirect sale, exchange or transfer of certificates in
the initial issuance of certificates between the sponsor or underwriter and a
plan when the person who has discretionary authority or renders investment
advice with respect to the investment of plan assets in the certificates is (a)
an obligor with respect to 5 percent or less of the fair market value of
obligations or receivables contained in the trust, or (b) an affiliate of a
person described in (a) above. Further permits, effective October 8, 1996,
transactions in connection with the servicing, management and operation of the
trust. Finally, permits, effective October 8, 1996, any transactions to which
the restrictions of ERISA and the taxes under the Code would apply merely
because a person is deemed to be a party in interest or disqualified person
(including a fiduciary) with respect to a plan by virtue of providing services
to the plan (or by virtue of having a relationship to such service provider
described in section 3(14)(F), (G), (H) or (I) of the Act or section
4975(e)(2)(F), (G), (H) or (I) of the Code) solely because of the plan’s
ownership of certificates.
|
|
|
Grant; PTE-1996-92
|
D-10335
|
|
G: 61 FR 66334 (12/17/96)
|
P: 61 FR 57468 (11/06/96)
|
|
BA Securities, Inc. (BA)
|
|
Permits, effective August 29, 1996, (1) the direct or indirect sale, exchange
or transfer of certificates in the initial issuance of certificates between the
sponsor or underwriter and an employee benefit plan when the sponsor, servicer,
trustee or insurer of a trust, the underwriter of the certificates representing
an interest in the trust, or an obligor is a party in interest with respect to
such plan; (2) the direct or indirect acquisition or disposition of certificates
by a plan in the secondary market for such certificates; and (3) the continued
holding of certificates acquired by a plan pursuant to the transactions
described above in items (1) and (2). Also permits, effective August 29, 1996,
(1) the direct or indirect sale, exchange or transfer of certificates in the
initial issuance of certificates between the sponsor or underwriter and a plan
when the person who has discretionary authority or renders investment advice
with respect to the investment of plan assets in the certificates is (a) an
obligor with respect to 5 percent or less of the fair market value of
obligations or receivables contained in the trust, or (b) an affiliate of a
person described in (a) above. Further permits, effective August 29, 1996,
transactions in connection with the servicing, management and operation of the
trust. Finally, permits, effective August 29, 1996, any transactions to which
the restrictions of ERISA and the taxes under the Code would apply merely
because a person is deemed to be a party in interest or disqualified person
(including a fiduciary) with respect to a plan by virtue of providing services
to the plan (or by virtue of having a relationship to such service provider
described in section 3(14)(F), (G), (H) or (I) of the Act or section
4975(e)(2)(F), (G), (H) or (I) of the Code), solely because of the plan’s
ownership of certificates.
|
|
|
Grant; PTE-1996-84
|
D-10316
|
|
G: 61 FR 58231 (11/13/96)
|
P: 61 FR 49163 (09/18/96)
|
|
HSBC Securities, Inc. (HSBC)
|
|
Permits (1) the direct or indirect sale, exchange or transfer of certificates
in the initial issuance of certificates between the sponsor or underwriter and
an employee benefit plan when the sponsor, servicer, trustee or insurer of a
trust, the underwriter of the certificates representing an interest in the
trust, or an obligor is a party in interest with respect to such plan; (2) the
direct or indirect acquisition or disposition of certificates by a plan in the
secondary market for such certificates; and (3) the continued holding of
certificates acquired by a plan. Also permits (1) the direct or indirect sale,
exchange or transfer of certificates in the initial issuance of certificates
between the sponsor or underwriter and a plan when the person who has
discretionary authority or renders investment advice with respect to the
investment of plan assets in the certificates is (a) an obligor with respect to
5 percent or less of the fair market value of obligations or receivables
contained in the trust; or (b) an affiliate of a person described in (a); (2)
the direct or indirect acquisition or disposition of certificates by a plan in
the secondary market for such certificates; and (3) the continued holding of
certificates acquired by a plan. Further, permits transactions occurring in
connection with the servicing, management and operation of a trust. Finally,
permits any transactions to which the restrictions of ERISA and the taxes
imposed under the Code would apply, merely because a person is deemed to be a
party in interest or a disqualified person (including a fiduciary) with respect
to a plan by virtue of having a relationship to such service provider solely
because of the plan’s ownership of certificates.
|
|
|
Grant; PTE-1996-22
|
D-10165
|
|
G: 61 FR 14828 (04/03/96)
|
P: 61 FR 5577 (02/13/96)
|
|
First Union Corporation (First Union)
|
|
Permits (1) the direct or indirect sale, exchange or transfer of certificates
in the initial issuance of certificates between the sponsor or underwriter and
an employee benefit plan when the sponsor, servicer, trustee or insurer of a
trust, the underwriter of the certificates representing an interest in the
trust, or an obligor is a party in interest with respect to such plan; (2) the
direct or indirect acquisition or disposition of certificates by a plan in the
secondary market for such certificates; and (3) the continued holding of
certificates acquired by a plan pursuant to the transactions described above in
items (1) or (2). Also permits (1) the direct or indirect sale, exchange or
transfer of certificates in the initial issuance of certificates between the
sponsor or underwriter and a plan when the person who has discretionary
authority or renders investment advice with respect to the investment of plan
assets in the certificates is (a) an obligor with respect to 5 percent or less
of the fair market value of obligations or receivables contained in the trust,
or (b) an affiliate of a person described in item (a) above. Further, this
exemption applies to transactions in connection with the servicing, management
and operation of a trust, provided: (1) such transactions are carried out in
accordance with the terms of a binding pooling and servicing arrangement; and
(2) the pooling and servicing agreement is provided to, or described in all
material respects in the prospectus or private placement memorandum provided to,
investing plans before they purchase certificates issued by the trust. Finally,
permits any transactions to which the restrictions under ERISA or the taxes
under the Code would otherwise apply merely because a person is deemed to be a
party in interest or disqualified person (including a fiduciary) with respect to
a plan by virtue of providing services to the plan (or by virtue of having a
relationship to such service provider described in section 3(14) (F), (G), (H)
or (I) of ERISA or section 4975(e)(2) (F), (G), (H) or (I) of the Code), solely
because of the plan's ownership of certificates.
|
|
|
Grant; PTE-1996-12
|
D-09840
|
|
G: 61 FR 10025 (03/12/96)
|
P: 60 FR 5865 (11/28/95)
|
|
World Omni Financial Corporation and Its Affiliates, et al.
|
|
Permits, effective June 27, 1994, (1) the direct or indirect sale, exchange,
or transfer of certificates in the initial issuance of certificates between the
sponsor or underwriter and an employee benefit plan when the sponsor, servicer,
trustee or insurer of a trust, the underwriter of the certificates representing
an interest in the trust, or an obligor is a party in interest with respect to
such plan; (2) the direct or indirect acquisition or disposition of certificates
by a plan in the secondary market for such certificates; and (3) the continued
holding of certificates acquired by a plan. Also permits, effective June 27,
1994, (1) the direct or indirect sale, exchange or transfer of certificates
between the sponsor and underwriter and a plan when the person who has
discretionary authority or renders investment advice with respect to the
investment of plan assets in the certificates is (a) an obligor with respect to
5 percent or less of the fair market value of obligations or assets contained in
the trust, or (b) an affiliate of a person described in (a). Further, this
exemption permits, effective June 27, 1994, any transactions to which ERISA
restrictions and Code sanctions would otherwise apply merely because a person is
deemed to be a party in interest or a disqualified person (including a
fiduciary) with respect to a plan by virtue of providing services to the plan
(or by virtue of having a relationship to such service provider, as described in
section 3(14)(F), (G) or (I) or ERISA or section 4975(e)(2)(F), (G), (H) or (I)
of the Code, solely because of the plan’s ownership of certificates.
|
|
|
Grant; PTE-1996-11
|
D-10102
|
|
G: 61 FR 3490 (01/3196)
|
P: 60 FR 58671 (11/28/95)
|
|
ContiFinancial Services Corporation
|
|
Permits, effective November 28, 1995, (1) the direct or indirect sale,
exchange or transfer of certificates in the initial issuance of certificates
between the sponsor r underwriter and an employee benefit plan when the sponsor,
servicer, trustee or insurer of a trust, the underwriter of the certificates
representing an interest in the trust, or an obligor is a party in interest with
respect to such plan; (2) the direct or indirect acquisition or disposition of
certificates by a plan in the secondary market for such certificates; and (3)
the continued holding of certificates acquired by a plan. Also permits,
effective November 28, 1995, (1) the direct or indirect sale, exchange or transfer of certificates between
the sponsor and underwriter and a plan when the person who has discretionary
authority or renders investment advice with respect to the investment of plan
assets in the certificates is (a) an obligor with respect to 5 percent or less
of the fair market value of obligations or assets contained in the trust, or (b)
an affiliate of a person described in (a). Further, this exemption permits,
effective November 28, 1995, any transactions to which ERISA restrictions and
Code sanctions would otherwise apply merely because a person is deemed to be a
party in interest or a disqualified person (including a fiduciary) with respect
to a plan by virtue of providing services to the plan (or by virtue of having a
relationship to such service provider, as described in section 3(14)(F), (G) or
(I) or ERISA or section 4975(e)(2)(F), (G), (H) or (I) of the Code, solely
because of the plan’s ownership of certificates.
|
|
|
|
|
Grant; PTE-1996-08
|
D-10065 and D-10066
|
|
G: 61 FR 3489 (01/31/96)
|
P: 60 FR 55859 (11/03/95)
|
|
Industrial Bank of Japan Limited (IBJ)
|
|
Permits (1) the granting to IBJ, as the representative of lenders (the
Lenders) participating in a credit facility, of security interests in the Tiger
Real Estate Fund, L.P. (the Partnership) owned by certain employee benefit plans
(the Plans) with respect to which some of the Lenders are parties in interest;
and (2) the agreements by the Plans to honor capital calls made by IBJ in lieu
of the Partnership’s general partner.
|
|
|
|
|
Grant; PTE-1996-87
|
D-09990
|
|
G: 61 FR 64763 (12/06/96)
|
P: 61 FR 25900 (05/23/96)
|
|
Blue Cross and Blue Shield of Virginia (the Company)
|
|
Permits the receipt of cash and/or common stock of Trigon Healthcare, Inc.,
the Company’s sole owner, by any employee benefit plan policyholder of the
Company, other than an employee benefit plan sponsored by the Company or its
affiliates, in exchange for such policyholder’s membership interest in the
Company, in accordance with the terms of a plan of reorganization adopted by the
Company and implemented pursuant to the insurance laws of the State of Virginia.
|
|
|
|
|
|
|
Grant; PTE-1996-60
|
D-10171
|
|
G: 61 FR 40004 (07/31/96)
|
P: 61 FR 28238 (06/04/96)
|
|
The Everett Clinic Profit Sharing Plan and 401(k) Employee Savings Plan and
Trust (the Plan)
|
|
Permits, as of June 1, 1996, the Plan and Everett Clinic (the Employer), a
party in interest with respect to the Plan to engage in the following
transactions: (1) the exchange of cash and real property (Parcel B) owned by the
Plan for other real property (Parcel C) owned by the Employer; (2) the grant by
the Employer to the Plan of a perpetual easement to run with the land on the
Plan’s Parcel B (to be exchanged) and on certain Employer-owned property; (3)
the modification and extension of an existing lease (the New Lease) of improved
real property by the Plan to the Employer, so as to include Parcel C and,
effective January 1, 1997, a parking lot owned by the Employer to be contributed
gratuitously to the Plan; and (4) the potential future purchase of the leased
premises by the Employer pursuant to the terms of an option agreement contained
in the New Lease.
|
|
|
|
|
|
|
Grant; PTE-1996-40
|
D-10018
|
|
G: 61 FR 25911 (05/23/96)
|
P: 61 FR 11892 (03/22/96)
|
|
Herzog, Heine, Geduld, Inc. (HHG)
|
|
Permits the extension of credit between Herzog, Heine, Geduld, Inc. (HHG) and
various individual retirement accounts for which HHG serves as passive trustee
or custodian (HHG IRAs) resulting from the in-kind transfer to HHG IRAs at the
direction of the owners of such HHG IRAs of certain senior subordinated notes
(the Notes) issued by HHG, and thereafter the holding of such Notes by the HHG
IRAs.
|
|
|
|
|
|
|
Grant; PTE-1996-04
|
D-10083
|
|
G: 61 FR 3483 (01/31/96)
|
P: 60 FR 55861 (11/03/95)
|
|
Larson Distributing Co. Profit
Sharing Plan (the Plan)
|
|
Permits (1) the extension of credit
to the Plan (the Loan) by Larson Distributing Co.,
Inc., the sponsor of the Plan, with respect to the
Plan’s investment in annuity accounts maintained
with USG Annuity and Life Co. and All American Life
Insurance Company, and (2) the Plan’s potential
repayment of the Loan.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Grant; PTE-1996-68
|
D-10242
|
|
G: 61 FR 44085 (08/27/96)
|
P: 61 FR 31956 (06/21/96)
|
|
Hoechst Marion Roussel, Inc. Matching Contribution Plan (the Plan)
|
|
Permits, from July 18, 1995 until August 2, 2005, the continuing guarantee by
Hoechst Marion Roussel, Inc. of a loan made to the Plan.
|
|
|
Grant; PTE-1996-58
|
D-10180 and D-10181
|
|
G: 61 FR 37936 (07/22/96)
|
P: 61 FR 20281 (05/06/96)
|
|
Fieldcrest Cannon, Inc. Retirement Savings Plan for Salaried Employees, et
al. collectively, (the Plans)
|
|
Permits the (1) the guaranty by Fieldcrest Cannon, Inc. (the Employer), the
sponsor of the Plans, of amounts due the Plans with respect to three guaranteed
investment contracts (the GICs) issued by Confederation Life Insurance Company;
(2) the potential extensions of credit (the Advances) to the Plans by the
Employer pursuant to the Guaranty; (3) the Plans’ potential repayment of the
Advances; and (4) the potential purchase of the GICs from the Plans by the
Employer for cash.
|
|
|
Grant; PTE-1996-30
|
D-09904
|
|
G: 61 FR 20277 (05/06/96)
|
P: 61 FR 5572 (02/13/96)
|
|
Aultman Retirement Savings Plan (the Plan)
|
|
Permits the guarantee (the Guarantee) by Aultman Health Services Association
(the Employer), the sponsor of the Plan, of amounts due the Plan with respect to
four guaranteed investment contracts issued by Confederation Life, including the
Employer's potential cash advances to the Plan pursuant to the Guarantee and the
potential repayment of the Advances.
|
|
|
|
|
Grant; PTE-1996-77
|
D-10173
|
|
G: 61 FR 54236 (10/17/96)
|
P: 61 FR 37925 (07/22/96)
|
|
Mewbourne Oil Company, Inc. Plan (the Plan)
|
|
Permits, effective February 11, 1994, the contribution by Mewbourne Oil
Company (the Employer) to the Plan of a U.S. Treasury Strip Bond (the Bond) and
the subsequent exchange by the Employer of the Bond for cash.
|
|
|
Grant; PTE-1996-21
|
D-10118
|
|
G: 61 FR 14827 (04/03/96)
|
P: 61 FR 3487 (01/31/96)
|
|
W.W. Taylor, Jr., M.D., P.C. Money Purchase Pension Plan (the Plan)
|
|
Permits, as of October 7, 1994, the contribution by W.W. Taylor, M.D., P.C.
to the Plan of certain publicly traded securities.
|
|
|
|
|
Grant; PTE-1996-82
|
D-10034
|
|
G: 61 FR 58232 (11/13/96)
|
P: 61 FR 49156 (09/18/96)
|
|
Dimensional Fund Advisors Inc. (DFA)
|
|
Permits the in kind transfers of the assets of employee benefit plans (the
Client Plans) for which DFA or an affiliate act as a fiduciary and which are
held in DFA sponsored group trusts to the DFA Investment Trust Company, in
exchange for the shares of the Master Fund, an open-end investment company
registered under the Investment Company Act of 1940.
|
|
|
Grant; PTE-1996-74
|
D-10222
|
|
G: 61 FR 51464 (10/02/96)
|
P: 61 FR 18435 (04/25/96)
|
|
Chicago Trust Company and Its Affiliates (collectively, Chicago Trust)
|
|
Permits, effective September 21, 1995, the in-kind transfer to any
diversified open-end investment company (the Fund or Funds) registered under the
Investment Company Act of 1940 to which Chicago Trust serves as investment
adviser and/or may provide other services, of the assets of various employee
benefit plans (the Client Plans), including plans established or maintained by
Chicago Trust that are either held in certain collective investment funds
maintained by Chicago Trust as trustee or investment manager, in exchange for
shares of such Funds. Also permits, effective September 21, 1995, (1) the
receipt of fees by Chicago Trust from the Funds for investment advisory services
to the Funds; and (2) the receipt or retention of fees by Chicago Trust from the
Funds for acting as custodian or shareholder servicing agent to the Funds, as
well as any other services provided to the Funds which are not investment
advisory services (i.e., the Secondary Services), in connection with the
investment of shares in the Funds by the Client Plans for which Chicago Trust
acts as a fiduciary.
|
|
|
Grant; PTE-1996-64
|
D-10063
|
|
G: 61 FR 44081 (08/27/96)
|
P: 61 FR 8674 (03/05/96)
|
|
Society National Bank; KeyTrust Company of Ohio; Society Asset Management,
Inc.; and KeyCorp (collectively, the Bank)
|
|
Permits, effective December 1, 1993, the in-kind transfer of assets of plans
for which the Bank serves as a fiduciary (the Client Plans), other than plans
established and maintained by the Bank, that are held in certain collective
investment funds maintained by the Bank (the CIFs), in exchange for the shares
of the Victory Portfolios (collectively, the Funds), an open-end investment
company registered under the Investment Company Act of 1940, for which the Bank
acts as an investment adviser as well as a custodian, sub-administrator, and/or
shareholder servicing agent, or provides some other “secondary service,” in
connection with the termination of such CIFs. Also permits, effective October 1,
1995, the receipt of fees by the Bank from the Funds for acting as an investment
adviser to the Funds in connection with the investment by Client plans in shares
of the Funds; and (2) the receipt and retention of fees by the Bank from the
Funds for acting as custodian, sub-administrator, and shareholder servicing
agent to the Funds, as well as for providing any other services to the Funds
which are not investment advisory services (i.e., “secondary services”), in
connection with the investment by Client Plans in shares of the Funds.
|
|
|
Grant; PTE-1996-54
|
D-09334
|
|
G: 61 FR 37933 (07/22/96)
|
P: 61 FR 15123 (04/04/96)
|
|
Wells Fargo Bank, N.A. (the Bank), et al.
|
|
Permits, effective July 2, 1993 until October 1, 1993, the in-kind transfer
of all or a pro rata portion of the assets of employee benefit plans that are
held in certain collective investment funds (the CIF or CIFs), for which the
Bank or any of its affiliates (collectively, Wells Fargo) serves as fiduciary,
to the Stagecoach Funds, Inc. (the Fund or Funds), an open-end investment
company registered under the Investment Company Act of 1940, as amended, for
which Wells Fargo acts as investment adviser and may provide other services, in
exchange for shares of the Funds, in connection with the partial termination of
the CIFs.
|
|
|
Grant; PTE-1996-47
|
D-10147
|
|
G: 61 FR 31959 (06/21/96)
|
P: 61 FR 18424 (04/25/96)
|
|
EAI Partners, L.P. (EAI)
|
|
Permits, as of December 29, 1995, the in-kind transfer of assets of employee
benefit plans that are participant-directed account plans intended to satisfy
section 404(c) of ERISA as to which EAI serves as a fiduciary, including a plan
established by EAI, as well as two plans that are sponsored by affiliates of EAI,
that are held in the Small Managers Equity Fund Trust (SMEF), which is
maintained by EAI, in exchange for shares of the EAI Select Managers Equity
Fund, an open-end investment company registered under the Investment Company Act
of 1940 for which Evaluation Associates Capital Markets, Inc., a wholly owned
subsidiary of EAI, acts as investment adviser, in connection with the partial
termination of SMEF.
|
|
|
Grant; PTE-1996-45
|
D-10167
|
|
G: 61 FR 28244 (06/04/96)
|
P: 61 FR 10017 (03/12/96)
|
|
Dauphin Deposit Bank and Trust Company (Dauphin)
|
|
Permits, as of May 31, 1996, the in-kind transfer of assets of plans (the
Client Plans) for which Dauphin acts as a fiduciary, other than plans
established and maintained by Dauphin, that are held in certain collective
investment funds maintained by Dauphin (CIFs) in exchange for shares of the
Marketvest Funds (the Funds), open-end investment companies registered under the
Investment Company Act of 1940, in situations where Dauphin acts as investment
advisor for the Fund and may provide some other “Secondary Service” to the
Fund, in connection with the termination of such CIFs. Also permits, as of April
1, 1996, the receipt of fees by Dauphin from the Funds for acting as an
investment adviser to the Funds as well as for providing other services to the
Funds which are “Secondary Services,” in connection with the investment by
the Client Plans in shares of the Funds.
|
|
|
Grant; PTE-1996-01
|
D-09877
|
|
G: 61 FR 3479 (01/31/96)
|
P: 60 FR 47598 (09/13/95)
|
|
First Hawaiian Bank, et al.
|
|
Permits the in-kind transfer to any
open end investment company (the Fund or Funds)
registered under the Investment Company Act of 1940 to
which First Hawaiian Bank or any of its affiliates
(collectively, the Bank) serves as investment adviser
and may provide other services, of the assets of
various employee investment funds maintained by the
Bank or otherwise held by the Bank as trustee,
investment manager, or in any other capacity as
fiduciary on behalf of the Plans, in exchange for
shares of such Funds. Also permits, the receipt of
fees by the Bank from the Funds for acting as the
investment adviser, custodian, sub-administrator, and
other service provider for the Funds in connection
with the investment in the Funds by the Plans for
which the Bank acts as a fiduciary.
|
|
|
|
|
|
|
Grant; PTE-1996-03
|
D-10027
|
|
G: 61 FR 3482 (01/31/96)
|
P: 60 FR 55857 (11/03/95)
|
|
Retirement Plan for Employees of
Concord Hospital Capital Region Healthcare Corp. (the
Plan)
|
|
Permits (1) the transfers to the
Plan (occurring on July 7, July 13, July 18, August 19
and August 22, 1994) of publicly-traded securities
from non-ERISA accounts (the Accounts) of Concord
Hospital, Inc. and its parent corporation, parties in
interest with respect to the Plan; (2) the transfer of
$3,761,319 of publicly traded securities from the Plan
to the Accounts; (3) the proposed transfer of
approximately $3.6 million from the Plan to the
Accounts.
|
|
|
|
|
|
|
Grant; PTE-1996-41
|
D-10133 and D-10134
|
|
G: 61 FR 25911 (05/23/96)
|
P: 61 FR 15142 (04/04/96)
|
|
The Buchanan Broadcasting Co., Inc. Profit Sharing Plan and Trust (the Plan)
|
|
Permits the leasing of certain office space in a building by the individual
account of Robert M. Buchanan, Jr. in the Plan to Buchanan Broadcasting Co.,
Inc. and to Westwood Square, Ltd., both parties in interest with respect to the
Plan.
|
|
|
Grant; PTE-1996-34
|
D-09880
|
|
G: 61 FR 21501 (05/10/96)
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P: 60 FR 31512 (06/15/95)
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General Electric Pension Trust (the Trust)
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Permits, effective August 3, 1994, the past and continued lease by the Trust
of office space in a commercial office building located at 201 Mission Street in
San Francisco, California, to GE Capital Aviation Services, Inc., a party in
interest with respect to employee benefit plans participating in the Trust.
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