Brake, Ryan - EBSA CTR ARC Tamara A. Mihailovic 2012-10-24T19:26:01Z 2003-12-19T15:06:27Z 2012-11-27T14:37:12Z 14.00 16 #8080FF 17 #802060 18 #FFFFC0 19 #A0E0E0 20 #600080 22 #0080C0 23 #C0C0FF 33 #69FFFF 36 #A6CAF0 37 #CC9CCC 39 #E3E3E3 42 #339933 43 #999933 44 #996633 45 #996666 48 #3333CC 49 #336666 52 #663300 55 #424242 12345 12555 -150 30 838 False False Table E1. Number of Pension Plans by type of plan, 1975-2010 Year Total Plans Single Employer Plans 1/ Multiemployer Plans 2/ Total Defined Defined Total Defined Defined Total Defined Defined Benefit Contribution Benefit Contribution Benefit Contribution 1975 311094 103346 207748 308651 101214 207437 2443 2132 311 1976 359980 113970 246010 357521 111859 245662 2459 2111 348 1977 402627 121655 280972 400134 119525 280609 2493 2130 363 1978 442998 128407 314591 440443 126238 314205 2555 2169 386 1979 470921 139489 331432 468265 137243 331022 2656 2246 410 1980 488901 148096 340805 486142 145764 340378 2759 2332 427 1981 545611 167293 378318 542789 165042 377747 2822 2252 570 1982 594456 174998 419458 591417 172662 418755 3039 2336 703 1983 602848 175143 427705 599822 172843 426979 3026 2300 726 1984 604434 168015 436419 601413 165732 435681 3021 2283 738 1985 632135 170172 461963 629069 167911 461158 3066 2261 805 1986 717627 172642 544985 714563 170431 544132 3063 2210 853 1987 733029 163065 569964 729909 160904 569005 3112 2157 955 1988 729922 145952 583971 726648 143833 582815 3275 2119 1156 1989 731356 132467 598889 728276 130472 597804 3080 1995 1085 1990 712308 113062 599245 709404 111251 598153 2904 1812 1092 1991 699294 101752 597542 696300 99931 596369 2994 1821 1173 1992 708335 88621 619714 705226 86797 618429 3109 1824 1285 1993 702097 83596 618501 698918 81737 617180 3179 1859 1320 1994 690344 74422 615922 687158 72555 614603 3186 1867 1319 1995 693404 69492 623912 690265 67682 622584 3139 1810 1328 1996 696224 63657 632566 692957 61790 631167 3267 1867 1399 1997 720041 59499 660542 716912 57720 659192 3130 1779 1351 1998 730031 56405 673626 726997 54699 672297 3035 1706 1329 1999 732995 49895 683100 729983 48168 681815 3011 1727 1285 2000 735651 48773 686878 732654 47015 685639 2997 1758 1239 2001 733470 46859 686611 730534 45159 685375 2935 1700 1235 2002 733312 47369 685943 730347 45771 684577 2965 1598 1366 2003 700012 47036 652976 697075 45466 651609 2937 1570 1367 2004 683070 47503 635567 680165 45970 634195 2905 1533 1372 2005 679095 47614 631481 676151 46090 630061 2945 1524 1420 2006 694550 48579 645971 691513 47072 644440 3037 1507 1530 2007 707787 48982 658805 704818 47493 657325 2969 1489 1480 2008 717532 48375 669157 714593 46927 667666 2939 1449 1491 2009 706667 47137 659530 703716 45735 657981 2951 1402 1549 2010 701012 46543 654469 698186 45072 653114 2826 1471 1355 NOTE: Beginning with the 2010 Private Pension Plan Bulletin, a sample of small plans is no longer used. Rather, all small plans are now included on the Private Pension Plan Research File. As a result, certain statistics may not be directly comparable between 2009 and 2010. Please see the Private Pension Plan Research File User Guide and the Sampling Methodology Changes Appendix of this document for more information. NOTE: Beginning with the 2002 Private Pension Plan Bulletin, the data for a given calendar year reflects filings for plan years that in general end, rather than begin, in that calendar year. Please see the Timing Definition Changes Appendix for more details. NOTE: Excludes plans covering only one participant. 1/ Includes single employer plans, plans of controlled groups of corporations, and multiple-employer noncollectively bargained plans. 2/ Includes multiemployer plans and multiple-employer collectively bargained plans. SOURCE: Form 5500 filings with the U.S. Department of Labor. 58 1200 1200 100 3 R1C1:R1C10 False False Graph E1g. Number of Pension Plans by type of plan, 1975-2010 NOTE: Excludes plans covering only one participant. SOURCE: Form 5500 filings with the U.S. Department of Labor. 1200 1200 100 3 36 False False Table E2. Number of Pension Plans with Fewer Than 100 Participants by type of plan, 1975-2010 Year Total Plans Single Employer Plans 1/ Multiemployer Plans 2/ Total Defined Defined Total Defined Defined Total Defined Defined Benefit Contribution Benefit Contribution Benefit Contribution 1975 282472 83311 199161 282285 83198 199087 187 113 74 1976 329855 93410 236445 329615 93244 236371 240 166 74 1977 372010 101258 270752 371719 101038 270681 291 220 71 1978 408665 105474 303191 408401 105323 303078 265 151 113 1979 435334 116143 319191 435053 115954 319099 281 189 92 1980 451046 123591 327455 450740 123340 327400 306 251 55 1981 505368 142304 363064 505109 142165 362944 259 139 120 1982 552258 149600 402658 551899 149391 402508 359 309 150 1983 558146 149164 408982 557847 148955 408892 299 209 90 1984 558943 142912 416031 558649 142699 415950 293 213 81 1985 583476 145430 438046 583171 145292 437879 305 138 167 1986 666669 148168 518501 666424 148005 518419 245 163 82 1987 681238 139644 541594 680921 139472 541449 310 169 141 1988 675525 123146 552378 675117 122962 552154 408 184 224 1989 675706 111048 564658 675470 110941 564529 236 107 129 1990 659144 93821 565323 658848 93730 565118 296 91 205 1991 645517 83298 562218 645182 83181 562001 334 117 217 1992 650282 69883 580399 649924 69778 580146 358 104 253 1993 642615 64937 577678 642196 64799 577396 419 137 282 1994 628707 56322 572385 628307 56134 572173 399 188 212 1995 631117 52405 578712 630780 52311 578469 337 94 243 1996 632520 47104 585416 632069 46941 585128 451 163 288 1997 653696 43647 610049 653347 43519 609828 350 128 222 1998 661613 41264 620349 661373 41177 620195 240 87 153 1999 663601 35696 627905 663311 35574 627737 290 122 168 2000 664458 35214 629245 664167 35149 629019 291 65 225 2001 661992 33991 628001 661726 33920 627806 267 71 195 2002 662307 34824 627485 662035 34733 627301 273 89 183 2003 630386 34955 595431 630093 34871 595222 292 83 209 2004 613623 35689 577934 613330 35622 577709 291 67 225 2005 600264 36058 564205 599924 35988 563939 338 72 268 2006 613058 37212 575846 612624 37151 575474 433 61 372 2007 626068 37953 588115 625668 37883 587786 400 70 330 2008 635005 37765 597240 634632 37719 596913 373 45 327 2009 621007 36963 584045 620666 36920 583747 341 43 298 2010 615436 36388 579049 615245 36331 578915 191 57 134 NOTE: Beginning with the 2010 Private Pension Plan Bulletin, a sample of small plans is no longer used. Rather, all small plans are now included on the Private Pension Plan Research File. As a result, certain statistics may not be directly comparable between 2009 and 2010. Please see the Private Pension Plan Research File User Guide and the Sampling Methodology Changes Appendix of this document for more information. NOTE: Beginning with the 2002 Private Pension Plan Bulletin, the data for a given calendar year reflects filings for plan years that in general end, rather than begin, in that calendar year. Please see the Timing Definition Changes Appendix for more details. NOTE: Total participant and active participant definitions were changed beginning with the 2005 Private Pension Plan Bulletin. See the Changes to Participant Counts Appendix for more details. As in previous bulletins, the term "Participants" refers to active, retired, and separated vested participants not yet in pay status. The number of participants also includes double counting of workers in more than one plan. For Form 5500 Short Form filers, this number may also include deceased participants whose beneficiaries are receiving or are entitled to receive benefits. NOTE: Excludes plans covering only one participant. 1/ Includes single employer plans, plans of controlled groups of corporations, and multiple-employer noncollectively bargained plans. 2/ Includes multiemployer plans and multiple-employer collectively bargained plans. SOURCE: Form 5500 filings with the U.S. Department of Labor. 56 1200 1200 100 30 3 51 R52C1:R52C10 False False Table E3. Number of Pension Plans with 100 or More Participants by type of plan, 1975-2010 Year Total Plans Single Employer Plans 1/ Multiemployer Plans 2/ Total Defined Defined Total Defined Defined Total Defined Defined Benefit Contribution Benefit Contribution Benefit Contribution 1975 28622 20035 8587 26366 18016 8350 2256 2019 237 1976 30125 20560 9565 27906 18615 9291 2219 1945 274 1977 30617 20397 10220 28415 18487 9928 2202 1910 292 1978 34333 22933 11400 32042 20915 11127 2290 2018 273 1979 35587 23346 12241 33212 21289 11923 2375 2057 318 1980 37855 24505 13350 35402 22424 12978 2453 2081 372 1981 40243 24989 15254 37680 22877 14803 2563 2113 450 1982 42198 25398 16800 39518 23271 16247 2680 2127 553 1983 44702 25979 18723 41975 23888 18087 2727 2091 636 1984 45491 25103 20388 42763 23033 19731 2728 2070 657 1985 48658 24742 23917 45897 22619 23279 2761 2123 638 1986 50958 24474 26484 48139 22426 25713 2818 2047 771 1987 51791 23421 28370 48988 21432 27556 2802 1988 814 1988 54397 22805 31593 51530 20870 30661 2867 1935 932 1989 55650 21419 34231 52807 19531 33275 2844 1888 956 1990 53164 19242 33922 50556 17521 33035 2608 1721 887 1991 53777 18454 35324 51118 16750 34368 2660 1704 956 1992 58053 18738 39315 55302 17019 38283 2751 1719 1032 1993 59482 18660 40822 56722 16938 39784 2760 1722 1038 1994 61638 18100 43538 58851 16421 42430 2787 1679 1108 1995 62287 17087 45200 59486 15371 44115 2802 1716 1086 1996 63704 16553 47150 60888 14849 46039 2815 1704 1111 1997 66345 15852 50493 63565 14201 49364 2780 1651 1129 1998 68419 15141 52278 65624 13522 52102 2795 1619 1176 1999 69393 14199 55195 66672 12594 54078 2721 1605 1117 2000 71193 13557 57635 68487 11866 56621 2708 1692 1012 2001 71477 12868 58608 68807 11239 57568 2670 1628 1039 2002 71004 12546 58459 68312 11037 57275 2692 1508 1184 2003 69626 12078 57547 66982 10593 56388 2644 1485 1158 2004 69447 11815 57632 66833 10348 56486 2612 1466 1147 2005 78833 11557 67278 76225 10102 66123 2606 1453 1154 2006 81492 11368 70125 78888 9922 68966 2604 1446 1158 2007 81719 11029 70690 79150 9610 69540 2569 1419 1150 2008 82527 10611 71917 79961 9207 70753 2567 1404 1163 2009 85660 10175 75485 83050 8816 74234 2610 1359 1251 2010 85575 10155 75420 82940 8741 74199 2635 1414 1221 NOTE: Beginning with the 2010 Private Pension Plan Bulletin, a sample of small plans is no longer used. Rather, all small plans are now included on the Private Pension Plan Research File. As a result, certain statistics may not be directly comparable between 2009 and 2010. Please see the Private Pension Plan Research File User Guide and the Sampling Methodology Changes Appendix of this document for more information. NOTE: Beginning with the 2002 Private Pension Plan Bulletin, the data for a given calendar year reflects filings for plan years that in general end, rather than begin, in that calendar year. Please see the Timing Definition Changes Appendix for more details. NOTE: Total participant and active participant definitions were changed beginning with the 2005 Private Pension Plan Bulletin. See the Changes to Participant Counts Appendix for more details. As in previous bulletins, the term "Participants" refers to active, retired, and separated vested participants not yet in pay status. The number of participants also includes double counting of workers in more than one plan. For Form 5500 Short Form filers, this number may also include deceased participants whose beneficiaries are receiving or are entitled to receive benefits. 1/ Includes single employer plans, plans of controlled groups of corporations, and multiple-employer noncollectively bargained plans. 2/ Includes multiemployer plans and multiple-employer collectively bargained plans. SOURCE: Form 5500 filings with the U.S. Department of Labor. 56 1200 1200 100 3 1 R2C1:R2C10 False False Table E5. Number of Participants in Pension Plans by type of plan, 1975-2010 (numbers in thousands) Year Total Plans Single Employer Plans 1/ Multiemployer Plans 2/ Total Defined Defined Total Defined Defined Total Defined Defined Benefit Contribution Benefit Contribution Benefit Contribution 1975 44511000 33004000 11507000 44511 33004 11507 35724 24514 11210 8787 8490 297 1976 47679000 34207000 13472000 47679 34207 13472 39072 25927 13145 8607 8280 327 1977 50236000 34997000 15239000 50236 34997 15239 41637 26754 14884 8598 8243 355 1978 52371000 36103000 16268000 52371 36103 16268 43665 27762 15903 8707 8341 365 1979 55097000 36810000 18287000 55097 36810 18287 46085 28275 17810 9013 8536 477 1980 57903000 37979000 19924000 57903 37979 19924 48910 29555 19354 8993 8423 570 1981 60564000 38903000 21661000 60564 38903 21661 51326 30331 20995 9238 8572 666 1982 63243000 38633000 24610000 63243 38633 24610 54105 30289 23816 9138 8343 794 1983 69147000 40025000 29122000 69147 40025 29122 59645 31405 28240 9501 8620 881 1984 73895000 40980000 32915000 73895 40980 32915 64244 32329 31915 9651 8651 1000 1985 74665000 39692000 34973000 74665 39692 34973 65414 31436 33978 9251 8256 995 1986 76672000 39989000 36682000 76672 39989 36682 67069 31676 35392 9603 8313 1290 1987 78223000 39958000 38265000 78223 39958 38265 68550 31650 36900 9673 8308 1365 1988 77685000 40722000 36963000 77685 40722 36963 67734 32386 35348 9951 8336 1615 1989 76405000 39958000 36447000 76405 39958 36447 65964 31248 34716 10441 8710 1731 1990 76924000 38832000 38091000 76924 38832 38091 67003 30522 36481 9921 8311 1611 1991 77662000 39027000 38634000 77662 39027 38634 67583 30683 36900 10079 8344 1735 1992 81914000 39531000 42383000 81914 39531 42383 71783 31395 40388 10131 8136 1995 1993 83870000 40267000 43603000 83870 40267 43603 73770 32151 41619 10100 8116 1983 1994 85117000 40338000 44778000 85117 40338 44778 74940 32197 42743 10177 8142 2035 1995 87452000 39736000 47716000 87452 39736 47716 76969 31341 45629 10483 8395 2088 1996 91716000 41111000 50605000 91716 41111 50605 80841 32467 48374 10876 8644 2231 1997 94985000 40392000 54593000 94985 40392 54593 83881 31678 52204 11103 8714 2389 1998 99455000 41552000 57903000 99455 41552 57903 87930 32634 55296 11525 8918 2607 1999 101794000 41427000 60368000 101794 41427 60368 90585 32466 58119 11210 8961 2249 2000 103329000 41613000 61716000 103329 41613 61716 91529 32127 59403 11800 9486 2314 2001 106579000 42067000 64511000 106579 42067 64511 94306 32444 61862 12272 9623 2649 2002 107354000 42078000 65275000 107354 42078 65275 94572 32796 61776 12782 9283 3499 2003 106296000 42179000 64117000 106296 42179 64117 93402 32729 60674 12893 9450 3443 2004 106335000 41707000 64627000 106335 41707 64627 93308 32186 61122 13027 9521 3505 2004r 3/ 115707000 41918000 73789000 115707 41918 73789 102598 32396 70202 13109 9521 3588 2004 115707000 41918000 73789000 115707 41918 73789 102598 32396 70202 13109 9521 3588 2005 117406000 41925000 75481000 117406 41925 75481 104097 32325 71773 13308 9600 3708 2006 121995000 42146000 79849000 121995 42146 79849 108644 32455 76189 13351 9691 3660 2007 123854000 42280000 81574000 123854 42280 81574 110233 32405 77829 13621 9875 3746 2008 124853000 42344000 82510000 124853 42344 82510 110858 32307 78551 13996 10037 3959 2009 129268000 41820000 87448000 129268 41820 87448 114314 31710 82603 14954 10110 4844 2010 129724000 41423000 88301000 129724 41423 88301 114694 30832 83861 15031 10591 4440 NOTE: Beginning with the 2010 Private Pension Plan Bulletin, a sample of small plans is no longer used. Rather, all small plans are now included on the Private Pension Plan Research File. As a result, certain statistics may not be directly comparable between 2009 and 2010. Please see the Form 5500 Private Pension Plan User Guide and the Sampling Methodology Changes Appendix of this document for more information. NOTE: Beginning with the 2002 Private Pension Plan Bulletin, the data for a given calendar year reflects filings for plan years that in general end, rather than begin, in that calendar year. Please see the Timing Definition Changes Appendix for more details. NOTE: Total participant and active participant definitions were changed beginning with the 2005 Private Pension Plan Bulletin. See the Changes to Participant Counts Appendix for more details. As in previous bulletins, the term "Participants" refers to active, retired, and separated vested participants not yet in pay status. The number of participants also includes double counting of workers in more than one plan. For Form 5500 Short Form filers, this number may also include deceased participants whose beneficiaries are receiving or are entitled to receive benefits. NOTE: Excludes plans covering only one participant. 1/ Includes single employer plans, plans of controlled groups of corporations, and multiple-employer noncollectively bargained plans. 2/ Includes multiemployer plans and multiple-employer collectively bargained plans. 3/ The row 2004r shows participants for 2004 computed using the revised definition summarized in the note above. SOURCE: Form 5500 filings with the U.S. Department of Labor. 53 1200 1200 100 27 3 44 R45C1:R45C256 False False Graph E5g. Number of Participants in Pension Plans by type of plan, 1975-2010 (numbers in millions) NOTE: Total participant and active participant definitions were changed beginning with the 2005 Private Pension Plan Bulletin. See the Changes to Participant Counts Appendix for more details. As in previous bulletins, the term "Participants" refers to active, retired, and separated vested participants not yet in pay status. The number of participants also includes double counting of workers in more than one plan. For Form 5500 Short Form filers, this number may also include deceased participants whose beneficiaries are receiving or are entitled to receive benefits. NOTE: Excludes plans covering only one participant. SOURCE: Form 5500 filings with the U.S. Department of Labor. 99 1200 1200 100 3 30 14 False False Table E6. Number of Participants in Pension Plans with Fewer Than 100 Participants by type of plan, 1975-2010 (numbers in thousands) Year Total Plans Single Employer Plans 1/ Multiemployer Plans 2/ Total Defined Defined Total Defined Defined Total Defined Defined Benefit Contribution Benefit Contribution Benefit Contribution 1975 4080 1552 2528 4066 1543 2524 14 9 4 1976 4660 1795 2865 4648 1787 2861 12 8 4 1977 5116 1993 3124 5104 1985 3120 12 8 4 1978 5143 1828 3316 5127 1820 3307 16 7 9 1979 5389 1802 3587 5372 1792 3580 17 10 7 1980 5741 1995 3746 5725 1980 3744 17 15 2 1981 6298 2154 4143 6283 2148 4135 15 6 9 1982 6877 2155 4722 6854 2144 4710 23 11 12 1983 6872 2154 4718 6855 2144 4711 17 10 7 1984 6886 2013 4873 6869 2013 4856 17 12 5 1985 7553 2059 5495 7537 2052 5486 16 8 9 1986 7926 2033 5893 7914 2025 5889 12 8 4 1987 8413 2008 6405 8400 2000 6400 13 8 5 1988 8345 1720 6625 8329 1713 6616 16 8 9 1989 8200 1396 6804 8188 1392 6796 12 4 8 1990 8268 1279 6989 8251 1275 6976 17 4 13 1991 8441 1226 7215 8424 1218 7206 17 8 8 1992 9076 1129 7946 9059 1125 7934 17 5 12 1993 9087 1030 8057 9067 1024 8043 20 6 14 1994 9152 944 8208 9132 935 8197 20 9 11 1995 9373 893 8480 9359 890 8469 14 3 11 1996 9571 794 8777 9551 789 8762 21 5 16 1997 10276 731 9546 10257 724 9533 19 6 13 1998 10679 718 9961 10670 715 9955 9 2 6 1999 11104 496 10608 11096 493 10603 8 3 5 2000 11038 504 10535 11027 503 10525 10 1 9 2001 11059 467 10591 11052 466 10585 7 1 6 2002 11037 465 10572 11030 462 10566 8 3 5 2003 10866 464 10401 10857 462 10395 9 2 6 2004 10798 460 10339 10787 458 10330 9 2 8 2004r 3/ 11304 460 10844 11294 458 10836 10 2 8 2005 11297 456 10841 11288 454 10833 9 2 8 2006 11622 463 11159 11609 462 11148 13 2 11 2007 11883 449 11434 11873 448 11424 10 1 10 2008 11977 432 11545 11966 431 11535 10 1 10 2009 12107 441 11666 12098 440 11658 9 1 7 2010 12086 458 11629 12078 455 11624 8 3 5 NOTE: Beginning with the 2010 Private Pension Plan Bulletin, a sample of small plans is no longer used. Rather, all small plans are now included on the Private Pension Plan Research File. As a result, certain statistics may not be directly comparable between 2009 and 2010. Please see the Private Pension Plan Research File User Guide and the Sampling Methodology Changes Appendix of this document for more information. NOTE: Beginning with the 2002 Private Pension Plan Bulletin, the data for a given calendar year reflects filings for plan years that in general end, rather than begin, in that calendar year. Please see the Timing Definition Changes Appendix for more details. NOTE: Total participant and active participant definitions were changed beginning with the 2005 Private Pension Plan Bulletin. See the Changes to Participant Counts Appendix for more details. As in previous bulletins, the term "Participants" refers to active, retired, and separated vested participants not yet in pay status. The number of participants also includes double counting of workers in more than one plan. For Form 5500 Short Form filers, this number may also include deceased participants whose beneficiaries are receiving or are entitled to receive benefits. NOTE: Excludes plans covering only one participant. 1/ Includes single employer plans, plans of controlled groups of corporations, and multiple-employer noncollectively bargained plans.