Brake, Ryan - EBSA CTR
Brake, Ryan - EBSA CTR
2013-01-24T19:02:31Z
2012-12-04T14:49:45Z
2013-01-24T19:06:54Z
EBSA
14.00
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0
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0
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0
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0
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0
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0
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0
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11
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11
12075
12540
12495
150
False
False
| Table 1. Number of Direct Filing Entities |
| by type of entity, 2008-2010 |
| Year |
Total |
Common Trusts |
Master Trusts |
Pooled Separate Accounts |
103-12 Investment Entities |
|
|
|
|
|
|
| 2008 |
7702 |
3448 |
1693 |
2128 |
433 |
| 2009 |
8011 |
3694 |
1629 |
2239 |
449 |
| 2010 |
8231 |
3768 |
1583 |
2433 |
447 |
|
| Source: Form 5500 filings with the U.S. Department of Labor |
600
600
3
27
2
False
False
| Table 2. Assets of Direct Filing Entities |
| by type of entity, 2008-2010 |
| (amounts in millions) |
| Year |
Total |
Common Trusts |
Master Trusts |
Pooled Separate Accounts |
103-12 Investment Entities |
|
|
|
|
|
|
| 2008 |
3657783 |
1796328 |
1389434 |
192577 |
279444 |
| 2009 |
3572015 |
1611336 |
1461564 |
212822 |
286293 |
| 2010 |
4113054 |
1859570 |
1704656 |
238408 |
310419 |
|
| Source: Form 5500 filings with the U.S. Department of Labor |
600
600
3
6
1
R7C2:R9C6
False
False
| Table 3. Number of Private Pension Plans Investing in DFEs |
| by type of entity, 2008-2010 |
| Year |
Common Trusts |
Master Trusts |
Pooled Separate Accounts |
103-12 Investment Entities |
|
|
|
|
|
| 2008 |
22318 |
3524 |
16527 |
733 |
| 2009 |
22456 |
3401 |
18925 |
733 |
| 2010 |
22529 |
3204 |
18870 |
689 |
|
| Note: Numbers of invested private pension plans are based on the Form 5500s of the investing entities and are not dependent on matching investors to investees. |
| Note: Includes multiple counting of private pension plans that invest in more than one DFE type. |
| Source: Form 5500 filings with the U.S. Department of Labor |
|
600
600
3
5
1
R6C2:R8C5
False
False
| Table 4. Number of Direct Filing Entities Investing in DFEs |
| by type of entity, 2008-2010 |
| Year |
Common Trusts |
Master Trusts |
Pooled Separate Accounts |
103-12 Investment Entities |
|
|
|
|
|
| 2008 |
2831 |
105 |
156 |
181 |
| 2009 |
2773 |
117 |
846 |
194 |
| 2010 |
3031 |
108 |
957 |
194 |
|
| Note: Numbers of invested DFEs are based on the Form 5500s of the investing entities and are not dependent on matching investors to investees. |
| Note: Includes multiple counting of entities that invest in more than one DFE type. |
| Source: Form 5500 filings with the U.S. Department of Labor |
600
600
3
5
1
R6C2:R8C5
False
False
| Table 5. Pension Assets Held by DFEs |
| by type of asset, 2008-2010 |
| Year |
Interest-bearing cash |
U.S. Government securities |
Corporate debt instruments: All other |
Common stock |
Assets in registered investment companies |
Other general investments |
|
|
|
|
|
|
|
| 2008 |
107313 |
178380 |
144300 |
543360 |
322415 |
172105 |
| 2009 |
122492 |
174454 |
183335 |
742300 |
375634 |
221961 |
| 2010 |
114940 |
242829 |
198486 |
842973 |
396926 |
201874 |
|
| Note: Not all asset categories are included, only the largest as a share of pension assets. |
| Note: The values presented are impacted by a random imputation process. After reviewing the results in each year, EBSA is confident that any impact would be minor. Please see the User Guide for Form 5500 DFE Spread File Bulletin for more information. |
| Source: Form 5500 filings with the U.S. Department of Labor |
600
600
3
5
1
R6C2:R8C7
False
False
| Table 6. Percentage of Pension Assets Held by DFEs |
| by type of asset, 2008-2010 |
| Year |
Interest-bearing cash |
U.S. Government securities |
Corporate debt instruments: All other |
Common stock |
Assets in registered investment companies |
Other general investments |
|
|
|
|
|
|
|
| 2008 |
5.7176301722167491E-2 |
9.5040756489896253E-2 |
7.6882953030003531E-2 |
0.28950188051547276 |
0.171782517679616 |
9.1697440271855571E-2 |
| 2009 |
5.5316762209093859 |
7.8782536283392064 |
8.2793150569867606 |
33.521889256286421 |
16.963439780271987 |
10.023645508843583 |
| 2010 |
4.6490745534558631 |
9.8219081672275426 |
8.0283296660626462 |
34.096435736474248 |
16.054798731555785 |
8.1653669427905786 |
|
| Note: Not all asset categories are included, only the largest as a share of pension assets. |
| Source: Form 5500 filings with the U.S. Department of Labor |
600
600
3
20
5
False
False