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TABLE D11

Balance Sheet of Employer Stock Ownership Plans (ESOPs)
with 100 or More Participants

by leveraged status, 1993
(amounts in millions)
Type of Asset Total ESOPs Nonleveraged ESOPs Leveraged ESOPs
ASSETS
Receivables
Employer contributions                            1,889 1,314 575
Participant contributions 193 81 112
Income receivables 507 139 368
Other receivables 736 279 457
Less allowance for doubtful accounts 4 1/ 4
Total receivables (net) 3,322 1,813 1,508

General Investments
Interest-bearing cash 2,719 1,589 1,130
Certificates of deposits 381 36 345
U.S. Government securities 3,776 851 2,925
Corporate debt instruments: Preferred 1,334 117 1,217
Corporate debt instruments: All other 2,442 246 2,196
Preferred stock 5,504 3,822 1,682
Common stock 22,654 14,316 8,337
Partnership/joint venture interests 25 24 1/
Income-producing real estate 16 15 1/
Nonincome-producing real estate 4 2 2
Residential loans (other than to participants) secured by mortgages 3 3 1/
Commercial loans secured by mortgages 18 5 13
Mortgage loans to participants 43 7 37
Other loans to participants 2,974 735 2,238
Other loans 6 6 1/
Value of interest in common/collective trusts 8,192 2,935 5,257
Value of interest in pooled separate accounts 670 87 583
Value of interest in master trusts 39,388 7,806 31,582
Value of interest in 103-12 investment entities 1/ 1/ 0
Value of interest in registered investment companies 6,414 2,707 3,707
Value of funds held in insurance company general account 15,092 3,790 11,302
Other or unspecified general investments 7,026 2,751 4,276
Total general investments 118,683 41,852 76,830

Employer securities

87,232

38,396

48,836
Employer real property 21 22 1/
Unspecified investments 120 1/ 120
Total noninterest-bearing cash 169 46 123
Buildings and other property used in plan 0 0 0
TOTAL ASSETS 209,547 82,131 127,416

LIABILITIES
Benefit claims payable 1,528 1,033 495
Operating payables 3,467 820 2,647
Acquisition indebtedness 15,667 8,735 6,932
Other liabilities 13,604 2,898 10,706
TOTAL LIABILITIES 34,266 13,486 20,780

NET ASSETS

175,281

68,645

106,636

1/Less than $500,000.

SOURCE: Form 5500 series reports filed with the Internal Revenue Service for 1993 plan years.

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