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TABLE D7

Income Statement of 401(k) Type Plans with 100 or More Participants
1995
(amounts in millions)
Income and Expenses Total 401(k) Plan is Only Plan Sponsored by Employer Employer Sponsoring 401(k) Plan Also Sponsors Another Pension Plan(s)

INCOME
Contributions received or receivable from:
Employers $22,978 $6,965 $16,013
Participants 47,931 12,549 35,382
Others 2,548 1,002 1,546
Noncash contributions 487 43 445
Total contributions 73,944 20,559 53,386

Interest earnings
Interest-bearing cash 2,703 684 2,019
Certificates of deposit 85 22 63
U.S. Government securities 696 209 487
Corporate debt instruments 537 162 375
Mortgage loans 30 12 19
Other loans 738 141 597
Other or unspecified interest 7,065 1,143 5,922
Total interest earnings 11,854 2,372 9,482

Dividends
Preferred stock 816 67 749
Common stock 5,376 686 4,690
Total dividend income 6,193 753 5,439
Rents 53 42 11
Net gain (loss) on sale of assets 5,725 1,121 4,604
Unrealized appreciation (depreciation) of assets 43,298 6,266 37,032
Net investment gain (loss) from common/collective trusts 6,734 1,700 5,034
Net investment gain (loss) from pooled separate accounts 3,819 1,809 2,010
Net investment gain (loss) from master trusts 31,357 1,503 29,853
Net investment gain (loss) from 103-12 investment entities 103 48 54
Net investment gain (loss) from registered investment companies 17,740 5,874 11,866
Other or unspecified income 2,614 1,016 1,598
TOTAL INCOME 203,433 43,064 160,369

EXPENSES
Benefit payments and payments to provide benefits
Direct benefits 53,540 10,994 42,547
Payments to insurance carriers 72 58 14
Other benefits 551 95 456
Total payments 54,162 11,145 43,017
Interest expense 1,202 42 1,160

Administrative expenses
Salaries and allowances 17 3 14
Accounting fees 23 11 13
Actuarial fees 12 3 9
Contract administrator fees 95 38 58
Investment advisory and management fees 257 109 148
Legal fees 6 3 2
Valuation/appraisal fees 4 1 3
Trustee fees/expenses 162 53 109
Other administrative expenses 270 82 188
Total administrative expenses 846 302 544
Other or unspecified expenses 3 (1) 4
TOTAL EXPENSES 56,214 11,488 44,725

NET INCOME

147,219

31,576

115,644


SOURCE: Form 5500 series reports filed with the Internal Revenue Service for plan years beginning in 1995.

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