lawrench Brake, Ryan - EBSA CTR 2011-08-31T14:12:22Z 2003-12-02T15:27:41Z 2012-01-13T16:16:58Z US Department of Labor 14.00 12450 13395 10560 270 637 3 False False Table A1. Group Health Plans, Total Participants, Active Participants, Assets, Contributions, and Benefits by type of plan and type of insurance, 2008 All Plans Type of Plan Number of Plans Total Participants (thousands) 1/ Active Participants (thousands) Total Assets (millions) 2/ Total Contributions (millions) 3/ Total Benefits (millions) 4/ Total 47066 69420 59656 131615 146907 142781 Health Benefits Only 9194 8081 7014 9572 9866 9541 Health and Other Benefits 37872 61339 52642 122044 137041 133240 Health and Dental 2960 3408 2491 8052 5983 6406 Health and Vision 802 624 524 2854 922 1029 Health and Non-Health 5/ 3970 9249 7939 9648 8501 7686 Health, Dental, and Vision 2722 4792 4118 7894 13629 12874 Health, Dental, and Non-Health 5/ 10741 9701 8877 10384 18231 17284 Health, Vision, and Non-Health 5/ 736 1328 966 2206 1637 1487 Health, Dental, Vision, and Non-Health 5/ 15941 32237 27727 81006 88140 86472 Self-Insured Type of Plan Number of Plans Total Participants (thousands) 1/ Active Participants (thousands) Total Assets (millions) 2/ Total Contributions (millions) 3/ Total Benefits (millions) 4/ Total 14020 23493 20716 37855 37313 33050 Health Benefits Only 4402 3911 3548 3190 2468 2141 Health and Other Benefits 9618 19582 17168 34665 34845 30909 Health and Dental 873 1147 977 2320 2273 1961 Health and Vision 221 144 121 427 382 395 Health and Non-Health 5/ 1324 7489 6437 4732 4896 4339 Health, Dental, and Vision 1258 1657 1485 1814 2386 2140 Health, Dental, and Non-Health 5/ 1975 1959 1772 3253 4150 3869 Health, Vision, and Non-Health 5/ 191 657 390 1110 747 645 Health, Dental, Vision, and Non-Health 5/ 3776 6529 5986 21009 20010 17559 (continued...) 92 600 600 75 3 46 False False Table A1. Group Health Plans, Total Participants, Active Participants, Assets, Contributions, and Benefits by type of plan and type of insurance, 2008 Mixed-Insured Type of Plan Number of Plans Total Participants (thousands) 1/ Active Participants (thousands) Total Assets (millions) 2/ Total Contributions (millions) 3/ Total Benefits (millions) 4/ Total 6129 26166 20775 86802 99253 99458 Health Benefits Only 674 1582 1326 5494 6380 6537 Health and Other Benefits 5455 24584 19449 81307 92873 92921 Health and Dental 364 1437 743 5379 3062 3837 Health and Vision 63 196 142 2395 447 544 Health and Non-Health 5/ 683 890 686 4681 3374 3108 Health, Dental, and Vision 301 1890 1569 4082 10037 9122 Health, Dental, and Non-Health 5/ 1220 4246 3773 6807 13497 12846 Health, Vision, and Non-Health 5/ 127 442 355 1084 861 818 Health, Dental, Vision, and Non-Health 5/ 2697 15484 12181 56878 61595 62647 Fully-Insured Type of Plan Number of Plans Total Participants (thousands) 1/ Active Participants (thousands) Total Assets (millions) 2/ Total Contributions (millions) 3/ Total Benefits (millions) 4/ Total 26917 19761 18165 6959 10341 10273 Health Benefits Only 4118 2588 2140 887 1018 863 Health and Other Benefits 22799 17174 16025 6071 9323 9410 Health and Dental 1723 824 771 353 647 608 Health and Vision 518 284 261 32 92 90 Health and Non-Health 5/ 1963 870 816 235 231 239 Health, Dental, and Vision 1163 1245 1064 1997 1206 1612 Health, Dental, and Non-Health 5/ 7546 3496 3331 324 584 570 Health, Vision, and Non-Health 5/ 418 229 221 12 29 25 Health, Dental, Vision, and Non-Health 5/ 9468 10225 9560 3119 6535 6266 Note: Excludes plans (a) covering only one participant or (b) which are not required to file. 1/ Includes active, retired, and separated participants either receiving benefits or entitled to future benefits. 2/ Excludes funds held by life insurance companies under allocated group insurance contracts for payment of retirement benefits. 3/ Includes both employer and employee contributions. 4/ Amounts shown include both benefits paid directly from trust funds and premium payments made by plans to insurance carriers. Amounts exclude benefits paid directly by insurance carriers. 5/ Non-health benefits include life insurance, supplemental unemployment, temporary disability, and long-term disability among others. See 2008 Instructions for Form 5500 Annual Return/Report of Employee Benefit Plan, at http://www.dol.gov/ebsa/pdf/2008. SOURCE: 2008 Form 5500 filings 90 1200 1200 75 3 9 1 False False Table A2. Number of Health Plans, Participants, Assets, and Liabilities by type of insurance and type of plan, 2008 All Plans All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Number of Plans 47066 44483 2583 14020 12967 1053 6129 5242 887 26917 26274 643 Health Benefits Only 9194 8975 219 4402 4297 105 674 644 30 4118 4034 84 Health & Other Benefits 37872 35508 2364 9618 8670 948 5455 4598 857 22799 22240 559 Participants (thousands) 3/ 69420 62791 6629 23493 20522 2971 26166 23208 2958 19761 19061 700 Health Benefits Only 8081 7709 372 3911 3732 179 1582 1554 28 2588 2423 165 Health & Other Benefits 61339 55082 6257 19582 16789 2792 24584 21654 2930 17174 16639 535 Assets (millions) 4/ 131615 87033 44582 37855 14967 22888 86802 67007 19794 6959 5058 1900 Health Benefits Only 9572 8651 921 3190 2984 206 5494 5410 84 887 256 631 Health & Other Benefits 122044 78382 43661 34665 11983 22682 81307 61597 19710 6071 4802 1269 Liabilities (millions) 5/ 22598 11853 10746 7107 2034 5074 14430 9141 5289 1061 677 383 Health Benefits Only 1015 911 104 184 149 35 723 720 4 108 42 65 Health & Other Benefits 21584 10942 10642 6924 1885 5039 13707 8422 5285 953 635 318 Plans with 100 or more Participants & Trusts All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Number of Plans 5445 3719 1726 2231 1419 812 2220 1475 745 994 825 169 Health Benefits Only 652 592 60 307 277 30 183 171 12 162 144 18 Health & Other Benefits 4793 3127 1666 1924 1142 782 2037 1304 733 832 681 151 Participants (thousands) 3/ 28969 22915 6054 11148 8384 2764 15531 12648 2883 2290 1884 407 Health Benefits Only 1834 1596 237 717 599 118 881 871 9 236 126 110 Health & Other Benefits 27135 21319 5816 10431 7785 2646 14650 11776 2874 2054 1757 296 Assets (millions) 4/ 130495 86049 44446 37203 14398 22806 86346 66594 19752 6946 5057 1889 Health Benefits Only 9113 8200 912 2990 2790 200 5237 5154 82 886 256 630 Health & Other Benefits 121383 77848 43534 34214 11608 22606 81109 61440 19669 6060 4801 1259 Liabilities (millions) 5/ 22521 11795 10726 7057 1997 5060 14407 9124 5283 1056 674 383 Health Benefits Only 996 893 102 173 140 33 719 715 4 104 38 65 Health & Other Benefits 21526 10901 10624 6885 1857 5027 13688 8409 5280 953 635 317 (continued...) 65 1200 1200 75 3 34 2 R35C3:R36C3 False False Table A2. Number of Health Plans, Participants, Assets, and Liabilities by type of insurance and type of plan, 2008 Plans with 100 or more Participants & No Trusts All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Number of Plans 38111 37487 624 9471 9345 126 2827 2783 44 25813 25359 454 Health Benefits Only 7196 7078 118 3015 2972 43 251 240 11 3930 3866 64 Health & Other Benefits 30915 30409 506 6456 6373 83 2576 2543 33 21883 21493 390 Participants (thousands) 3/ 40361 39792 568 12296 12091 204 10597 10525 71 17468 17176 293 Health Benefits Only 6219 6086 133 3175 3114 61 694 675 18 2350 2296 54 Health & Other Benefits 34141 33706 435 9121 8977 144 9903 9850 53 15118 14880 238 Assets (millions) 4/ - - - - - - - - - - - - Health Benefits Only - - - - - - - - - - - - Health & Other Benefits - - - - - - - - - - - - Liabilities (millions) 5/ - - - - - - - - - - - - Health Benefits Only - - - - - - - - - - - - Health & Other Benefits - - - - - - - - - - - - Plans with fewer than 100 Participants & Trusts 6/ All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Number of Plans 3510 3277 233 2318 2203 115 1082 984 98 110 90 20 Health Benefits Only 1346 1305 41 1080 1048 32 240 233 7 26 24 2 Health & Other Benefits 2164 1972 192 1238 1155 83 842 751 91 84 66 18 Participants (thousands) 3/ 90 84 7 49 47 3 38 35 4 2 2 */ Health Benefits Only 28 27 1 20 19 1 8 7 */ 1 1 */ Health & Other Benefits 62 57 6 30 28 2 31 27 4 2 2 */ Assets (millions) 4/ 1120 984 136 652 570 82 456 413 42 12 1 11 Health Benefits Only 459 450 9 200 194 6 258 256 2 1 **/ 1 Health & Other Benefits 661 534 127 451 376 76 198 157 41 11 1 10 Liabilities (millions) 5/ 77 58 19 50 37 13 23 17 6 4 4 **/ Health Benefits Only 19 17 2 11 9 2 4 4 - 4 4 **/ Health & Other Benefits 58 40 18 39 27 11 19 13 6 1 **/ **/ Note: Excludes plans (a) covering only one participant or (b) which are not required to file. 1/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. 2/ Includes multiemployer plans and multiple employer collectively bargained plans. 3/ Includes active, retired, and separated participants either receiving benefits or entitled to future benefits. 4/ Excludes funds held by life insurance companies under allocated group insurance contracts for payment of retirement benefits. 5/ Amounts shown include both benefits paid directly from trust funds and premium payments made by plans to insurance carriers. Amounts exclude benefits paid directly by insurance carriers. 6/ Includes only plans with fewer than 100 participants as of the end of the plan year. */ Fewer than 500 participants **/ Fewer than $500,000 SOURCE: 2008 Form 5500 filings 66 1200 1200 75 3 29 6 False False Table A3. Number of Participants in Health Plans by type of insurance, plan, and participant, 2008 (numbers in thousands) All Plans Type of Participant All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Active participants 59656 54324 5332 20716 18414 2303 20775 18398 2377 18165 17513 652 Retired or separated participants receiving benefits 9351 8104 1247 2671 2031 639 5181 4617 563 1499 1455 45 Other retired or separated participants entitled to future benefits 413 363 50 106 77 29 210 192 18 97 94 3 Total Participants 69420 62791 6629 23493 20522 2971 26166 23208 2958 19761 19061 700 Plans with 100 or more Participants & Trusts Type of Participant All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Active participants 22334 17555 4779 9192 7086 2106 11187 8880 2306 1955 1588 367 Retired or separated participants receiving benefits 6370 5144 1227 1878 1249 629 4183 3624 559 309 271 38 Other retired or separated participants entitled to future benefits 265 217 48 78 49 29 161 144 18 26 24 2 Total Participants 28969 22915 6054 11148 8384 2764 15531 12648 2883 2290 1884 407 (continued...) 68 1200 1200 75 3 25 8 False False 19 Table A3. Number of Participants in Health Plans by type of insurance, plan, and participant, 2008 (numbers in thousands) Plans with 100 or more Participants & No Trusts Type of Participant All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Active participants 37239 36692 548 11479 11284 195 9552 9485 67 16207 15922 285 Retired or separated participants receiving benefits 2974 2955 19 788 779 9 996 992 4 1190 1184 6 Other retired or separated participants entitled to future benefits 147 145 2 28 28 */ 48 48 */ 71 70 1 Total Participants 40361 39792 568 12296 12091 204 10597 10525 71 17468 17176 293 Plans with fewer than 100 Participants & Trusts 3/ Type of Participant All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Active participants 84 78 6 45 43 2 36 33 3 2 2 */ Retired or separated participants receiving benefits 6 5 1 4 4 1 2 1 */ */ */ */ Other retired or separated participants entitled to future benefits */ */ */ */ */ */ */ */ */ */ */ */ Total Participants 90 84 7 49 47 3 38 35 4 2 2 */ Note: Excludes plans (a) covering only one participant or (b) which are not required to file. 1/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. 2/ Includes multiemployer plans and multiple employer collectively bargained plans. 3/ Includes only plans with fewer than 100 participants as of the end of the plan year. */ Fewer than 500 participants SOURCE: 2008 Form 5500 filings 68 1200 1200 75 3 7 12 R8C13:R10C13 False False Table A4. Selected Income of Health Plans by type of insurance and plan, 2008 (numbers in millions) All Plans with Trusts Selected Income All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ CONTRIBUTIONS 146907 103156 43751 37313 18763 18550 99253 76827 22426 10341 7566 2775 Employer contributions 118495 78196 40299 30468 13498 16970 79417 58729 20688 8610 5968 2642 Participant contributions 26238 23187 3051 5294 4028 1265 19265 17585 1681 1679 1574 105 Contributions from others (including rollovers) 2131 1731 401 1524 1210 315 555 497 58 52 24 28 Noncash Contributions 43 43 **/ 27 27 **/ 16 16 **/ - - - INVESTMENT INCOME 3/ -26753 -24725 -2028 -3546 -2538 -1008 -21765 -20844 -922 -1442 -1343 -98 Plans with 100 or more Participants & Trusts Selected Income All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ CONTRIBUTIONS 144696 101406 43290 36531 18085 18446 98058 75972 22086 10107 7349 2758 Employer contributions 116762 76893 39869 29840 12964 16876 78480 58113 20367 8442 5816 2626 Participant contributions 25789 22768 3022 5147 3892 1256 19017 17355 1663 1625 1521 104 Contributions from others (including rollovers) 2103 1704 399 1518 1204 314 544 488 56 40 12 28 Noncash Contributions 42 42 **/ 26 26 **/ 16 16 **/ - - - INVESTMENT INCOME 3/ -27205 -25167 -2038 -4071 -3061 -1010 -21696 -20768 -929 -1437 -1338 -99 (continued...) 63 1200 1200 75 3 21 1 R22C2:R25C2 False False Table A4. Selected Income of Health Plans by type of insurance and plan, 2008 (numbers in millions) Plans with fewer than 100 Participants & Trusts 4/ Selected Income All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ CONTRIBUTIONS 2211 1749 462 781 677 104 1195 855 340 235 217 18 Employer contributions 1733 1303 430 628 534 94 936 616 320 169 153 16 Participant contributions 449 419 30 146 137 10 248 230 18 54 53 2 Contributions from others (including rollovers) 28 27 2 6 6 **/ 11 9 1 12 12 **/ Noncash Contributions 1 1 - 1 1 - **/ **/ - - - - INVESTMENT INCOME 3/ 452 442 10 525 523 2 -69 -76 7 -4 -5 1 Note: Excludes plans (a) covering only one participant or (b) which are not required to file. Note: The panel for plans with 100 or more participants and no trusts was not reported as these plans are not required to file a Schedule H; thus, these plans have no financial information to report. 1/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. 2/ Includes multiemployer plans and multiple employer collectively bargained plans. 3/ For Schedule I filers, Investment Income is equal to the Other Income line item of the Schedule I. 4/ Includes only plans with fewer than 100 participants as of the end of the plan year. **/ Fewer than $500,000 SOURCE: 2008 Form 5500 filings. 63 1200 1200 75 3 8 1 R9C2:R12C2 False False Table A5. Selected Expenses of Health Plans by type of insurance and plan, 2008 (numbers in millions) All Plans with Trusts Selected Expenses All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ BENEFIT PAYMENTS 142781 104150 38631 33050 17352 15699 99458 79162 20295 10273 7636 2637 Directly to participants or beneficiaries (including rollovers) 96683 70155 26528 27325 13628 13697 69359 56527 12831 - - - To insurance carriers for the provision of benefits 40433 31391 9041 3774 2942 831 27109 21030 6079 9550 7419 2131 Other 3/ 5666 2604 3062 1952 782 1170 2990 1605 1385 724 217 507 ADMINISTRATIVE EXPENSES 4/ 8530 5934 2596 2478 1234 1244 5523 4255 1269 529 446 83 Professional fees 1249 885 364 331 168 163 834 649 184 84 67 17 Contract administrator fees 4385 3532 853 1038 636 402 3016 2594 422 331 302 29 Investment advisory and management fees 285 187 98 82 30 52 186 144 42 17 13 4 Other 2611 1331 1280 1027 401 627 1488 868 620 96 63 33 Plans with 100 or more Participants & Trusts Selected Expenses All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ BENEFIT PAYMENTS 140714 102494 38219 32382 16745 15637 98279 78318 19961 10052 7431 2621 Directly to participants or beneficiaries (including rollovers) 95608 69329 26279 26953 13293 13660 68654 56036 12618 - - - To insurance carriers for the provision of benefits 39911 30993 8918 3705 2885 820 26875 20892 5982 9331 7215 2116 Other 3/ 5195 2173 3022 1724 567 1157 2750 1390 1360 721 216 505 ADMINISTRATIVE EXPENSES 4/ 8420 5858 2562 2442 1209 1233 5467 4219 1248 511 430 81 Professional fees 1220 868 352 328 167 161 823 649 175 68 52 16 Contract administrator fees 4328 3487 841 1017 618 399 2980 2567 413 330 302 28 Investment advisory and management fees 280 183 97 81 29 52 183 141 42 17 13 4 Other 2592 1319 1273 1016 394 622 1480 862 618 96 63 33 (continued...) 63 1200 1200 75 3 29 1 R30C2:R33C2 False False Table A5. Selected Expenses of Health Plans by type of insurance and plan, 2008 (numbers in millions) Plans with fewer than 100 Participants & Trusts 5/ Selected Expenses All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ BENEFIT PAYMENTS 2068 1656 412 668 607 61 1179 844 334 221 205 16 Directly to participants or beneficiaries (including rollovers) 1076 826 250 372 335 37 704 491 213 - - - To insurance carriers for the provision of benefits 522 399 123 69 57 11 234 137 97 219 204 15 Other 3/ 470 431 39 228 215 13 240 215 25 3 1 1 ADMINISTRATIVE EXPENSES 4/ 110 77 33 36 25 11 57 36 21 18 16 2 Professional fees 29 17 12 3 1 2 10 1 10 16 15 1 Contract administrator fees 58 45 13 21 18 3 36 27 9 1 **/ 1 Investment advisory and management fees 4 3 1 1 **/ **/ 3 3 1 **/ **/ **/ Other 19 12 7 11 6 5 7 5 2 1 **/ 1 Note: Excludes plans (a) covering only one participant or (b) which are not required to file. Note: The panel for plans with 100 or more participants and no trusts was not reported as these plans are not required to file a Schedule H; thus, these plans have no financial information to report. 1/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. 2/ Includes multiemployer plans and multiple employer collectively bargained plans. 3/ For Schedule I filers, Other Benefit Payments is equal to Benefits Paid reported on Schedule I. 4/ For 2008 and earlier, Schedule I filers report administrative expenses as other expenses. Therefore, administrative expenses for Schedule I filers are not reported here. For 2009 and later, Schedule I filers will report administrative expenses separately. 5/ Includes only plans with fewer than 100 participants as of the end of the plan year. **/ Fewer than $500,000. SOURCE: 2008 Form 5500 filings. 63 1200 1200 75 3 13 1 R14C2:R17C2 False False Table A6. Balance Sheet of Health Plans with 100 or more Participants & Trusts by type of insurance and plan, 2008 (numbers in millions) Assets 1/ All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ TOTAL ASSETS 130495 86049 44446 37203 14398 22806 86346 66594 19752 6946 5057 1889 Cash 14795 7139 7656 5559 1990 3569 8585 4811 3774 650 338 312 Receivables 9245 4847 4398 2782 714 2068 5698 3596 2102 764 536 228 US Government Securities 13384 3862 9523 6442 1225 5217 6054 2125 3929 888 512 376 Debt Instruments 10287 4767 5521 3649 719 2930 6079 3719 2360 559 329 230 Stock 14746 11550 3196 3299 1298 2001 10720 9613 1107 727 639 88 Partnership/Joint venture interests 4108 3613 495 600 262 338 3496 3341 154 12 10 2 Real Estate 224 96 127 91 33 58 117 62 55 15 1 14 Loans 569 216 353 344 4 339 139 126 14 86 86 - Assets in direct filing entities 38872 33840 5032 6693 4229 2464 30390 27894 2496 1788 1717 71 Assets in registered investment companies 15342 9277 6064 5852 2817 3035 8802 5993 2809 688 468 220 Assets in insurance co. general accounts 2918 2582 336 269 261 8 2432 2305 127 216 16 200 Other 6007 4260 1747 1623 847 776 3833 3007 825 552 406 146 Percentage Distribution of Assets 1/ All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Cash 0.11337599141729568 8.2964357517228554E-2 0.17225397111101112 0.14942343359406499 0.13821364078344214 0.15649390511268965 9.9425566905241708E-2 7.224374568279425E-2 0.1910692588092345 9.3579038295421829E-2 6.6838046272493568E-2 0.16516675489677077 Receivables 7.0845626269205722E-2 5.6328371044404933E-2 9.8951536696215633E-2 7.4778915678843108E-2 4.959022086400889E-2 9.0677891782864159E-2 6.5990318022838348E-2 5.3998858756044085E-2 0.10641960307816931 0.10999136193492658 0.10599169468064069 0.12069878242456326 US Government Securities 0.10256331660216866 4.4881404780996871E-2 0.21426000089996849 0.17315807864957128 8.5081261286289761E-2 0.22875559063404366 7.0113265235216451E-2 3.190978166201159E-2 0.19891656541109762 0.12784336308666858 0.1012457979038956 0.19904711487559557 Debt Instruments 7.8830606536648917E-2 5.5398668200676356E-2 0.12421815236466724 9.8083487890761503E-2 4.9937491318238644E-2 0.12847496272910638 7.0402798045074474E-2 5.5845872000480523E-2 0.11948157148643175 8.0477972934062766E-2 6.5058334981214161E-2 0.12175754367390154 Stock 0.1130004981033756 0.13422584806331275 7.190748323808667E-2 8.867564443727656E-2 9.015140991804417E-2 8.7740068403051832E-2 0.12415166886711602 0.14435234405501998 5.6044957472660993E-2 0.10466455513964872 0.12635950168083845 4.6585494970884066E-2 Partnership/Joint venture interests 3.1480133338442087E-2 4.1987704679891692E-2 1.113711020114296E-2 1.6127731634545603E-2 1.8196971801639115E-2 1.4820661229501009E-2 4.0488268130544555E-2 5.0169684956602699E-2 7.7966788173349537E-3 1.7276130146847107E-3 1.9774569903104606E-3 1.0587612493382743E-3 Real Estate 1.7165408636346221E-3 1.1156434124742879E-3 2.8573999910003148E-3 2.4460392979060827E-3 2.2919849979163771E-3 2.5431903884942557E-3 1.3550135501355014E-3 9.3101480613869115E-4 2.7845281490481975E-3 2.1595162683558881E-3 1.9774569903104609E-4 7.4113287453679193E-3 Loans 4.3603203187861607E-3 2.5101976780671476E-3 7.9422220222292225E-3 9.2465661371394781E-3 2.7781636338380331E-4 1.4864509339647461E-2 1.6098024228105529E-3 1.8920623479592757E-3 7.0878898339408667E-4 1.2381226605240426E-2 1.7006130116669963E-2 #VALUE! Assets in direct filing entities 0.29788114487145101 0.3932643028971865 0.11321603743868965 0.17990484638335619 0.29372135018752604 0.10804174340085942 0.35195608366340075 0.41886656455536536 0.12636695018226002 0.25741433918802187 0.33952936523630611 3.7586024351508734E-2 Assets in registered investment companies 0.11756772290126058 0.10781066601587468 0.13643522476713316 0.15729914254226809 0.19565217391304349 0.1330790142944839 0.10193871169480925 8.9993092470793165E-2 0.14221344673957068 9.9049812841923407E-2 9.2544987146529561E-2 0.11646373742721017 Assets in insurance co. general accounts 2.2361010000383156E-2 3.0006159281339703E-2 7.5597354092606763E-3 7.2305996828212777E-3 1.8127517710793167E-2 3.5078488117162149E-4 2.8165751742987515E-2 3.4612727873381988E-2 6.4297286350749293E-3 3.109703426432479E-2 3.1639311844967374E-3 0.10587612493382742 Other 4.6032415035058817E-2 4.9506676428546524E-2 3.9306124285650001E-2 4.3625514071445853E-2 5.8827614946520349E-2 3.4026133473647288E-2 4.4391170407430569E-2 4.5154218097726524E-2 4.1767922235722968E-2 7.9470198675496692E-2 8.02847538066047E-2 7.7289571201694024E-2 Note: Excludes plans (a) covering only one participant or (b) which are not required to file. 1/ Asset categories in this table represent consolidated categories from the Schedule H. Cash consists of interest- and noninterest-bearing cash. Receivables consists of employer and participant contributions and other receivables. Debt instruments consists of preferred and other debt instruments. Stock consists of common and preferred stock. Loans consists of participant loans and loans (other than to participants). Assets in direct filing entities consists of assets in master trusts, common trusts, pooled separate accounts, and 103-12 investment entities. Other consists of the other line item on Schedule H, employer securities, employer real property and buildings used. 2/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. 3/ Includes multiemployer plans and multiple employer collectively bargained plans. SOURCE: 2008 Form 5500 filings. 60 1200 1200 75 3 23 1 R24C2:R35C2 False False Table A7. Number of Health Plans by type of insurance, plan, and method of funding, 2008 All Plans Method of Funding All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Funding Arrangement 3/ Total 47066 44483 2583 14020 12967 1053 6129 5242 887 26917 26274 643 Insurance 18152 17770 382 79 73 6 1548 1491 57 16525 16206 319 Trust 3409 2249 1160 2547 1941 606 695 239 456 167 69 98 Trust and Insurance 2731 2090 641 1051 789 262 1465 1134 331 215 167 48 General Assets of the Sponsor 6140 6029 111 5276 5187 89 166 162 4 698 680 18 General Assets of the Sponsor and Insurance 15887 15635 252 4776 4705 71 1926 1897 29 9185 9033 152 Trust and General Assets of the Sponsor 195 183 12 147 138 9 34 34 - 14 11 3 Trust, General Assets of the Sponsor, and Insurance 433 417 16 137 129 8 255 250 5 41 38 3 Not reported 119 110 9 7 5 2 40 35 5 72 70 2 Benefit Arrangement 3/ Total 47066 44483 2583 14020 12967 1053 6129 5242 887 26917 26274 643 Insurance 19063 18589 474 144 127 17 1697 1609 88 17222 16853 369 Trust 2228 1896 332 2154 1844 310 66 45 21 8 7 1 Trust and Insurance 3841 2444 1397 1514 964 550 2040 1304 736 287 176 111 General Assets of the Sponsor 5352 5256 96 5099 5010 89 39 38 1 214 208 6 General Assets of the Sponsor and Insurance 15893 15639 254 4835 4765 70 1986 1954 32 9072 8920 152 Trust and General Assets of the Sponsor 130 123 7 125 118 7 3 3 - 2 2 - Trust, General Assets of the Sponsor, and Insurance 440 426 14 142 134 8 258 254 4 40 38 2 Not reported 119 110 9 7 5 2 40 35 5 72 70 2 (continued...) 70 1200 1200 75 3 23 1 R24C2:R31C2 False False Table A7. Number of Health Plans by type of insurance, plan, and method of funding, 2008 Plans with 100 or more Participants & Trusts Method of Funding All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Funding Arrangement 3/ Total 5445 3719 1726 2231 1419 812 2220 1475 745 994 825 169 Insurance 610 566 44 44 40 4 183 167 16 383 359 24 Trust 1643 631 1012 943 423 520 553 145 408 147 63 84 Trust and Insurance 1948 1352 596 749 497 252 1000 701 299 199 154 45 General Assets of the Sponsor 214 200 14 114 105 9 54 51 3 46 44 2 General Assets of the Sponsor and Insurance 486 452 34 150 137 13 173 159 14 163 156 7 Trust and General Assets of the Sponsor 147 138 9 108 102 6 25 25 - 14 11 3 Trust, General Assets of the Sponsor, and Insurance 385 372 13 120 113 7 225 222 3 40 37 3 Not reported 12 8 4 3 2 1 7 5 2 2 1 1 Benefit Arrangement 3/ Total 5445 3719 1726 2231 1419 812 2220 1475 745 994 825 169 Insurance 809 709 100 55 44 11 239 208 31 515 457 58 Trust 628 364 264 584 339 245 37 19 18 7 6 1 Trust and Insurance 2864 1570 1294 1114 593 521 1492 817 675 258 160 98 General Assets of the Sponsor 112 102 10 99 90 9 7 6 1 6 6 - General Assets of the Sponsor and Insurance 540 503 37 169 156 13 206 191 15 165 156 9 Trust and General Assets of the Sponsor 85 80 5 82 77 5 1 1 - 2 2 - Trust, General Assets of the Sponsor, and Insurance 395 383 12 125 118 7 231 228 3 39 37 2 Not reported 12 8 4 3 2 1 7 5 2 2 1 1 (continued...) 70 1200 1200 75 3 23 1 R24C2:R31C2 False False Table A7. Number of Health Plans by type of insurance, plan, and method of funding, 2008 Plans with 100 or more Participants & No Trusts Method of Funding All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Funding Arrangement 3/ Total 38111 37487 624 9471 9345 126 2827 2783 44 25813 25359 454 Insurance 17211 16890 321 20 20 - 1096 1068 28 16095 15802 293 Trust - - - - - - - - - - - - Trust and Insurance - - - - - - - - - - - - General Assets of the Sponsor 5572 5484 88 4890 4818 72 45 45 - 637 621 16 General Assets of the Sponsor and Insurance 15229 15018 211 4561 4507 54 1656 1643 13 9012 8868 144 Trust and General Assets of the Sponsor - - - - - - - - - - - - Trust, General Assets of the Sponsor, and Insurance - - - - - - - - - - - - Undetermined 99 95 4 - - - 30 27 3 69 68 1 Benefit Arrangement 3/ Total 38111 37487 624 9471 9345 126 2827 2783 44 25813 25359 454 Insurance 17827 17493 334 67 65 2 1118 1091 27 16642 16337 305 Trust - - - - - - - - - - - - Trust and Insurance - - - - - - - - - - - - General Assets of the Sponsor 5027 4949 78 4805 4733 72 16 16 - 206 200 6 General Assets of the Sponsor and Insurance 15158 14950 208 4599 4547 52 1663 1649 14 8896 8754 142 Trust and General Assets of the Sponsor - - - - - - - - - - - - Trust, General Assets of the Sponsor, and Insurance Undetermined 99 95 4 - - - 30 27 3 69 68 1 (continued...) 70 1200 1200 75 3 23 1 R24C2:R31C2 False False Table A7. Number of Health Plans by type of insurance, plan, and method of funding, 2008 Plans with fewer than 100 Participants & Trusts 4/ Method of Funding All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Funding Arrangement 3/ Total 3510 3277 233 2318 2203 115 1082 984 98 110 90 20 Insurance 331 314 17 15 13 2 269 256 13 47 45 2 Trust 1766 1618 148 1604 1518 86 142 94 48 20 6 14 Trust and Insurance 783 738 45 302 292 10 465 433 32 16 13 3 General Assets of the Sponsor 354 345 9 272 264 8 67 66 1 15 15 - General Assets of the Sponsor and Insurance 172 165 7 65 61 4 97 95 2 10 9 1 Trust and General Assets of the Sponsor 48 45 3 39 36 3 9 9 - - - - Trust, General Assets of the Sponsor, and Insurance 48 45 3 17 16 1 30 28 2 1 1 - Undetermined 8 7 1 4 3 1 3 3 - 1 1 - Benefit Arrangement 3/ Total 3510 3277 233 2318 2203 115 1082 984 98 110 90 20 Insurance 427 387 40 22 18 4 340 310 30 65 59 6 Trust 1600 1532 68 1570 1505 65 29 26 3 1 1 - Trust and Insurance 977 874 103 400 371 29 548 487 61 29 16 13 General Assets of the Sponsor 213 205 8 195 187 8 16 16 - 2 2 - General Assets of the Sponsor and Insurance 195 186 9 67 62 5 117 114 3 11 10 1 Trust and General Assets of the Sponsor 45 43 2 43 41 2 2 2 - - - - Trust, General Assets of the Sponsor, and Insurance 45 43 2 17 16 1 27 26 1 1 1 - Undetermined 8 7 1 4 3 1 3 3 - 1 1 - Note: Excludes plans (a) covering only one participant or (b) which are not required to file. Note: Values in this table are representative of the indication of funding arrangement (Form 5500 line item 9(a)) and benefit arrangement (Form 5500 line item 9(b)) as originally reported by the plans. Plans were categorized into the three subpanels of (1) plans with 100 or more Participants & Trusts, (2) Plans with 100 or more Participants & No Trust, and (3) Plans with fewer than 100 Participants & Trusts based on the response to either the funding arrangement indicator, benefit arrangement indicator, or the inclusion of a financial schedule. Thus, this table shows a positive number of plans on the rows for Insurance only in the panels for Plans with Trusts. 1/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. 2/ Includes multiemployer plans and multiple employer collectively bargained plans. 3/ Funding arrangements were adjusted to match the categorization of the plans as self-insured, partially insured, or insured. 4/ Includes only plans with fewer than 100 participants as of the end of the plan year. - Missing data SOURCE: 2008 Form 5500 filings. 70 1200 1200 75 3 3 23 1 R24C2:R31C2 False False Table A8. Number of Health Plans and Total Participants by collective bargaining status, type of insurance, and plan, 2008 All Plans Collective Bargaining Status / Plan Entity All Plans Self-Insured Mixed-Insured Fully-Insured Number of Plans Total Participants (thousands) 3/ Number of Plans Total Participants (thousands) 3/ Number of Plans Total Participants (thousands) 3/ Number of Plans Total Participants (thousands) 3/ TOTAL TOTAL 47066 69420 14020 23493 6129 26166 26917 19761 Single Employer 1/ 44483 62791 12967 20522 5242 23208 26274 19061 Multiemployer 2/ 2583 6629 1053 2971 887 2958 643 700 Noncollectively bargained plans Total 43678 56538 12390 18095 5070 19652 26218 18791 Single Employer 1/ 43678 56538 12390 18095 5070 19652 26218 18791 Collective bargaining plans Total 3388 12882 1630 5398 1059 6514 699 970 Single Employer 1/ 805 6253 577 2427 172 3556 56 270 Multiemployer 2/ 2583 6629 1053 2971 887 2958 643 700 Plans with 100 or more Participants & Trusts Collective Bargaining Status / Plan Entity All Plans Self-Insured Mixed-Insured Fully-Insured Number of Plans Total Participants (thousands) 3/ Number of Plans Total Participants (thousands) 3/ Number of Plans Total Participants (thousands) 3/ Number of Plans Total Participants (thousands) 3/ TOTAL TOTAL 5445 28969 2231 11148 2220 15531 994 2290 Single Employer 1/ 3719 22915 1419 8384 1475 12648 825 1884 Multiemployer 2/ 1726 6054 812 2764 745 2883 169 407 Noncollectively bargained plans Total 3335 18362 1251 7657 1310 9092 774 1613 Single Employer 1/ 3335 18362 1251 7657 1310 9092 774 1613 Collective bargaining plans Total 2110 10607 980 3491 910 6439 220 677 Single Employer 1/ 384 4553 168 727 165 3555 51 270 Multiemployer 2/ 1726 6054 812 2764 745 2883 169 407 (continued...) 65 1200 1200 75 3 13 2 R14C3:R15C3 False False Table A8. Collective Bargaining Status of Health Plans, Total Participants, and Assets by type of insurance and plan, 2008 Plans with 100 or more Participants & No Trusts Collective Bargaining Status / Plan Entity All Plans Self-Insured Mixed-Insured Fully-Insured Number of Plans Total Participants (thousands) 3/ Number of Plans Total Participants (thousands) 3/ Number of Plans Total Participants (thousands) 3/ Number of Plans Total Participants (thousands) 3/ TOTAL TOTAL 38111 40361 9471 12296 2827 10597 25813 17468 Single Employer 1/ 37487 39792 9345 12091 2783 10525 25359 17176 Multiemployer 2/ 624 568 126 204 44 71 454 293 Noncollectively bargained plans Total 37112 38094 8971 10393 2783 10525 25358 17175 Single Employer 1/ 37112 38094 8971 10393 2783 10525 25358 17175 Collective bargaining plans Total 999 2267 500 1903 44 71 455 293 Single Employer 1/ 375 1698 374 1698 - - 1 */ Multiemployer 2/ 624 568 126 204 44 71 454 293 Plans with fewer than 100 Participants & Trusts 4/ Collective Bargaining Status / Plan Entity All Plans Self-Insured Mixed-Insured Fully-Insured Number of Plans Total Participants (thousands) 3/ Number of Plans Total Participants (thousands) 3/ Number of Plans Total Participants (thousands) 3/ Number of Plans Total Participants (thousands) 3/ TOTAL TOTAL 3510 90 2318 49 1082 38 110 2 Single Employer 1/ 3277 84 2203 47 984 35 90 2 Multiemployer 2/ 233 7 115 3 98 4 20 */ Noncollectively bargained plans Total 3231 82 2168 46 977 34 86 2 Single Employer 1/ 3231 82 2168 46 977 34 86 2 Collective bargaining plans Total 279 8 150 4 105 4 24 */ Single Employer 1/ 46 1 35 1 7 */ 4 */ Multiemployer 2/ 233 7 115 3 98 4 20 */ Note: Excludes plans (a) covering only one participant or (b) which are not required to file. 1/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. 2/ Includes multiemployer plans and multiple employer collectively bargained plans. 3/ Includes active, retired, and separated participants either receiving benefits or entitled to future benefits. 4/ Includes only plans with fewer than 100 participants as of the end of the plan year. */ Fewer than 500 participants - Missing data SOURCE: 2008 Form 5500 filings. 65 1200 1200 75 3 12 R13C1:R15C1 False False Table A9. Distribution of Health Plans by type of insurance, plan, and number of participants, 2008 All Plans Number of Participants 1/ All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total 47066 44483 2583 14020 12967 1053 6129 5242 887 26917 26274 643 None or not reported 1601 1501 100 778 728 50 138 112 26 685 661 24 1-49 2171 2089 82 1518 1472 46 583 549 34 70 68 2 50-99 1588 1504 84 599 569 30 389 349 40 600 586 14 100-249 17849 17408 441 3857 3732 125 1050 951 99 12942 12725 217 250-499 9872 9423 449 2487 2325 162 845 728 117 6540 6370 170 500-999 5898 5422 476 1900 1714 186 782 607 175 3216 3101 115 1,000-4,999 6045 5345 700 2189 1852 337 1476 1194 282 2380 2299 81 5,000 or more 2042 1791 251 692 575 117 866 752 114 484 464 20 Per Plan Statistics Mean number of participants 1474 1411 2562 1676 1583 2821 4269 4427 3335 733 725 1073 Median number of participants 254 246 612 265 249 779 523 464 810 234 232 317 Plans with Trusts Number of Participants 1/ All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total 8955 6996 1959 4549 3622 927 3302 2459 843 1104 915 189 None or not reported 689 600 89 485 437 48 138 112 26 66 51 15 1-49 2049 1969 80 1451 1406 45 579 545 34 19 18 1 50-99 772 708 64 382 360 22 365 327 38 25 21 4 100-249 1479 1271 208 520 436 84 534 448 86 425 387 38 250-499 1014 724 290 418 285 133 362 253 109 234 186 48 500-999 907 531 376 415 245 170 345 175 170 147 111 36 1,000-4,999 1321 698 623 617 300 317 571 299 272 133 99 34 5,000 or more 724 495 229 261 153 108 408 300 108 55 42 13 Per Plan Statistics Mean number of participants 3245 3287 3094 2461 2328 2984 4715 5158 3425 2077 2061 2154 Median number of participants 181 116 797 92 47 865 268 158 848 262 240 412 (continued...) 72 1200 1200 75 3 39 2 False False 11 Table A9. Distribution of Health Plans by type of insurance, plan, and number of participants, 2008 Plans with No Trusts Number of Participants 1/ All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total 38111 37487 624 9471 9345 126 2827 2783 44 25813 25359 454 None or not reported 912 901 11 293 291 2 - - - 619 610 9 1-49 122 120 2 67 66 1 4 4 - 51 50 1 50-99 816 796 20 217 209 8 24 22 2 575 565 10 100-249 16370 16137 233 3337 3296 41 516 503 13 12517 12338 179 250-499 8858 8699 159 2069 2040 29 483 475 8 6306 6184 122 500-999 4991 4891 100 1485 1469 16 437 432 5 3069 2990 79 1,000-4,999 4724 4647 77 1572 1552 20 905 895 10 2247 2200 47 5,000 or more 1318 1296 22 431 422 9 458 452 6 429 422 7 Per Plan Statistics Mean number of participants 1058 1061 895 1298 1294 1623 3748 3782 1617 676 677 623 Median number of participants 262 262 304 320 320 319 893 899 425 233 232 293 Note: Excludes plans (a) covering only one participant or (b) which are not required to file. 1/ Includes active, retired, and separated participants either receiving benefits or entitled to future benefits. 2/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. 3/ Includes multiemployer plans and multiple employer collectively bargained plans. - Missing data SOURCE: 2008 Form 5500 filings. 69 1200 1200 75 3 35 5 False False Table A10. Distribution of Health Plans by type of insurance, plan, and industry, 2008 All Plans Industry All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total 47066 44483 2583 14020 12967 1053 6129 5242 887 26917 26274 643 Agriculture 454 442 12 197 193 4 61 59 2 196 190 6 Mining 506 492 14 227 221 6 64 63 1 215 208 7 Construction 2699 1999 700 954 607 347 632 338 294 1113 1054 59 Manufacturing 11300 11017 283 3409 3326 83 1464 1373 91 6427 6318 109 Transportation 1462 1287 175 480 393 87 229 167 62 753 727 26 Communications and information 1495 1453 42 438 427 11 194 179 15 863 847 16 Utilities 583 570 13 278 274 4 114 109 5 191 187 4 Wholesale trade 2399 2337 62 624 607 17 290 273 17 1485 1457 28 Retail trade 2812 2674 138 730 685 45 379 340 39 1703 1649 54 Finance, insurance & real estate 5085 4535 550 1479 1218 261 766 568 198 2840 2749 91 Services 16797 16352 445 4740 4612 128 1754 1641 113 10303 10099 204 Misc. organizations 3/ 1173 1051 122 374 324 50 143 101 42 656 626 30 Industry not reported 301 274 27 90 80 10 39 31 8 172 163 9 Plans with 100 or more Participants & Trusts Industry All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total 5445 3719 1726 2231 1419 812 2220 1475 745 994 825 169 Agriculture 54 50 4 29 29 - 17 15 2 8 6 2 Mining 42 40 2 21 20 1 18 17 1 3 3 - Construction 816 200 616 383 69 314 361 93 268 72 38 34 Manufacturing 1055 929 126 428 381 47 420 361 59 207 187 20 Transportation 243 110 133 116 47 69 84 32 52 43 31 12 Communications and information 135 113 22 42 36 6 68 55 13 25 22 3 Utilities 160 152 8 75 73 2 58 54 4 27 25 2 Wholesale trade 205 170 35 70 59 11 94 77 17 41 34 7 Retail trade 307 235 72 109 72 37 129 98 31 69 65 4 Finance, insurance & real estate 923 498 425 391 179 212 385 212 173 147 107 40 Services 1232 1049 183 448 380 68 500 413 87 284 256 28 Misc. organizations 3/ 249 154 95 114 71 43 75 40 35 60 43 17 Industry not reported 24 19 5 5 3 2 11 8 3 8 8 - (continued...) 72 1200 1200 75 3 28 1 R29C2:R41C2 False False 11 Table A10. Distribution of Health Plans by type of insurance, plan, and industry, 2008 Plans with 100 or more Participants & No Trusts Industry All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total 38111 37487 624 9471 9345 126 2827 2783 44 25813 25359 454 Agriculture 296 290 6 90 88 2 20 20 - 186 182 4 Mining 428 417 11 182 178 4 35 35 - 211 204 7 Construction 1391 1359 32 289 279 10 69 68 1 1033 1012 21 Manufacturing 9741 9608 133 2677 2648 29 872 855 17 6192 6105 87 Transportation 1125 1107 18 304 301 3 114 113 1 707 693 14 Communications and information 1240 1226 14 301 299 2 103 103 - 836 824 12 Utilities 324 319 5 131 129 2 32 31 1 161 159 2 Wholesale trade 2060 2034 26 476 471 5 145 145 - 1439 1418 21 Retail trade 2282 2224 58 477 473 4 180 174 6 1625 1577 48 Finance, insurance & real estate 3746 3681 65 841 825 16 228 224 4 2677 2632 45 Services 14438 14209 229 3472 3431 41 975 961 14 9991 9817 174 Misc. organizations 3/ 798 786 12 167 165 2 40 40 - 591 581 10 Industry not reported 242 227 15 64 58 6 14 14 - 164 155 9 Plans with fewer than 100 Participants & Trusts 4/ Industry All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total Single Employer 1/ Multi-employer 2/ Total 3510 3277 233 2318 2203 115 1082 984 98 110 90 20 Agriculture 104 102 2 78 76 2 24 24 - 2 2 - Mining 36 35 1 24 23 1 11 11 - 1 1 - Construction 492 440 52 282 259 23 202 177 25 8 4 4 Manufacturing 504 480 24 304 297 7 172 157 15 28 26 2 Transportation 94 70 24 60 45 15 31 22 9 3 3 - Communications and information 120 114 6 95 92 3 23 21 2 2 1 1 Utilities 99 99 - 72 72 - 24 24 - 3 3 - Wholesale trade 134 133 1 78 77 1 51 51 - 5 5 - Retail trade 223 215 8 144 140 4 70 68 2 9 7 2 Finance, insurance & real estate 416 356 60 247 214 33 153 132 21 16 10 6 Services 1127 1094 33 820 801 19 279 267 12 28 26 2 Misc. organizations 3/ 126 111 15 93 88 5 28 21 7 5 2 3 Industry not reported 35 28 7 21 19 2 14 9 5 - - - Note: Excludes plans (a) covering only one participant or (b) which are not required to file. 1/ Includes single employer plans, plans of controlled groups of corporations and multiple employer noncollectively bargained plans. 2/ Includes multiemployer plans and multiple employer collectively bargained plans. 3/ Religious, grantmaking, civic, professional, labor, and similar organizations. 4/ Includes only plans with fewer than 100 participants as of the end of the plan year. - Missing data SOURCE: 2008 Form 5500 filings. 67 1200 1200 75 3 28 1 R29C2:R41C2 False False Table A11. Distribution of Participants by type of insurance, plan, and number of participants, 2008 (numbers in thousands) All Plans Number of Participants 1/ All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total 69395 62776 6619 23492 20521 2971 26166 23208 2958 19737 19047 690 1-49 38 36 2 24 23 1 12 11 1 2 2 */ 50-99 126 119 6 45 43 2 29 26 3 52 51 1 100-249 2936 2861 75 636 614 22 174 158 16 2126 2089 37 250-499 3455 3293 162 881 822 59 303 259 44 2271 2211 59 500-999 4115 3773 342 1343 1206 137 553 428 125 2220 2139 81 1,000-4,999 12816 11306 1510 4638 3897 741 3443 2838 604 4736 4571 165 5,000 or more 45908 41388 4521 15924 13915 2008 21653 19488 2165 8332 7984 347 Plans with Trusts Number of Participants 1/ All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total 29059 22999 6061 11197 8431 2767 15569 12682 2887 2293 1886 407 1-49 35 33 2 22 21 1 12 11 1 1 */ */ 50-99 56 51 5 27 26 2 27 24 3 2 2 */ 100-249 241 206 36 86 71 15 85 71 14 70 63 6 250-499 364 257 107 151 102 49 131 90 41 82 64 17 500-999 649 376 273 299 173 125 247 126 121 104 77 26 1,000-4,999 2946 1591 1355 1353 658 695 1302 718 584 291 215 76 5,000 or more 24769 20486 4283 9259 7380 1879 13766 11643 2123 1744 1463 281 Plans with No Trusts Number of Participants 1/ All Plans Self-Insured Mixed-Insured Fully-Insured Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total Single Employer 2/ Multi-employer 3/ Total 40335 39777 558 12294 12090 204 10597 10525 71 17444 17161 283 1-49 3 3 */ 2 2 */ */ */ - 1 1 */ 50-99 70 68 2 18 17 1 2 2 */ 50 49 1 100-249 2695 2655 39 550 543 7 89 87 2 2056 2025