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TABLE D11

Number of Employee Stock Ownership Plans (ESOPs), Total Participants, Active Participants, Assets, Contributions, and Benefits
by type of ESOP, 1996
Type of Plan >Number
of
Plans 1/
Total
Participants
(thousands) 2/
Active
Participants
(thousands) 3/
Total
Assets
(millions)
Total
Contributions
(millions) 4/
Total
Benefits
(millions) 5/
TOTAL ESOPS 8,871 7,517 6,447 $313,963 $17,554 $22,910
Nonleveraged ESOPs 5,455 3,659 3,157 77,317 5,203 6,953
Leveraged ESOPs 3,417 3,858 3,290 236,646 12,351 15,957

1/ Excludes plans covering only one participant.
2/ Includes active, retired, and separated vested participants not yet in pay status. The number of participants also includes double counting of workers in more than one plan.
3/ Active participants include any workers currently in employment covered by a plan and who are earning or retaining credited service under a plan. Active participants also include nonvested former employees who have not yet incurred a break in service.
4/ Includes both employer and employee contributions.
5/ Amounts shown include both benefits paid directly from trust funds and premium payments made by plans to insurance carriers. Amounts exclude benefits made directly by insurance carriers.
SOURCE: Form 5500 series reports filed with the Internal Revenue Service for plan years beginning in 1996.

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