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TABLE D10

Number of Employee Stock Ownership Plans (ESOPs), Total Participants, Active Participants, Assets, Contributions, and Benefits
by type of plan, 1996
Type of Plan Number of
Plans 1/
Total
Participants
(thousands) 2/
Active
Participants
(thousands) 3/
Total
Assets
(millions)
Total
Contributions
(millions) 4/
Total
Benefits
(millions) 5/
TOTAL 8,871 7,517 6,447 $313,963 $17,554 $22,910
Profit sharing and thrift-savings 3,359 3,984 3,425 218,117 11,796 15,487
Stock bonus 4,218 2,938 2,513 76,931 4,836 6,072
Target benefit 2 3 3 53 4 4
Money purchase 244 59 51 2,084 107 155
Annuity-403(b)(1) 1 0 0 0 0 0
403(b)(7) 3 2 2 55 7 5
IRAs or annuities (Code 408) 2 2 2 11 0 1
Other defined contribution 1,042 529 451 16,713 804 1,186

1/ Excludes plans covering only one participant.
2/ Includes active, retired, and separated vested participants not yet in pay status. The number of participants also includes double counting of workers in more than one plan.
3/ Active participants include any workers currently in employment covered by a plan and who are earning or retaining credited service under a plan. Active participants also include nonvested former employees who have not yet incurred a break in service.
4/ Includes both employer and employee contributions.
5/ Amounts shown include both benefits paid directly from trust funds and premium payments made by plans to insurance carriers. Amounts exclude benefits directly by insurance carriers.
SOURCE: Form 5500 series reports filed with the Internal Revenue Service for plan years beginning in 1996.

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