| Income Statement of Pension Plans with 100 or More Participants by type of plan, 1996 (amounts in millions) |
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| Income and Expenses | Total | Defined Benefit | Defined Contribution |
| INCOME | |||
| Contributions received or receivable from: | |||
| Employers | $72,687 | $32,624 | $40,063 |
| Participants | 60,090 | 777 | 59,313 |
| Other administrative expenses | 5,400 | 379 | 5,021 |
| Noncash contributions | 561 | 80 | 481 |
| Total contributions | 138,738 | 33,860 | 104,877 |
| Interest earnings: | |||
| Interest-bearing cash | 6,204 | 2,301 | 3,903 |
| Certificates of deposit | 315 | 138 | 177 |
| Other administrative expenses | 7,864 | 6,353 | 1,512 |
| Corporate debt instruments | 5,134 | 4,027 | 1,107 |
| Mortgage loans | 304 | 238 | 66 |
| Other loans | 1,115 | 93 | 1,023 |
| Other or unspecified interest | 12,860 | 4,547 | 8,313 |
| Total interest earnings | 33,796 | 17,695 | 16,101 |
| Dividends: | |||
| Preferred stock | 1,771 | 273 | 1,499 |
| Common stock | 14,853 | 5,673 | 9,181 |
| Total dividend income | 16,626 | 5,945 | 10,681 |
| Rents | 422 | 345 | 77 |
| Net gain (loss) on sale of assets | 27,349 | 17,725 | 9,624 |
| Unrealized appreciation (depreciation) of assets | 87,761 | 35,616 | 52,145 |
| Net investment gain (loss) from common/collective trusts | 18,923 | 10,645 | 8,278 |
| Net investment gain (loss) from pooled separate accounts | 9,449 | 4,733 | 4,716 |
| Net investment gain (loss) from master trusts | 134,240 | 103,934 | 30,306 |
| Net investment gain (loss) from 103-12 investment entities | $425 | $190 | $234 |
| Net investment gain (loss) from registered investment companies | 26,402 | 3,589 | 22,813 |
| Other or unspecified income | 6,235 | 2,465 | 3,771 |
| TOTAL INCOME | 500,366 | 236,744 | 263,622 |
| a | |||
| EXPENSES | |||
| Benefit payments and payments to provide benefits: | |||
| Direct benefits | 171,845 | 86,264 | 85,581 |
| Payments to insurance carriers | 3,326 | 2,926 | 399 |
| Other benefits | 1,853 | 667 | 1,185 |
| Total payments | 177,023 | 89,858 | 87,166 |
| Interest expense | 2,201 | 14 | 2,187 |
| Administrative expenses: | |||
| Salaries and allowances | 268 | 224 | 43 |
| Accounting fees | 130 | 83 | 46 |
| Actuarial fees | 409 | 390 | 19 |
| Contract administrator fees | 484 | 320 | 164 |
| Investment advisory and management fees | 3,173 | 2,646 | 527 |
| Legal fees | 141 | 110 | 31 |
| Valuation/appraisal fees | 37 | 31 | 6 |
| Trustee fees/expenses | 621 | 396 | 226 |
| Other administrative expenses | 2,140 | 1,666 | 474 |
| Total administrative expenses | 7,402 | 5,866 | 1,535 |
| Other or unspecified expenses | 59 | -5 | 64 |
| TOTAL EXPENSES | 186,685 | 95,733 | 90,952 |
| NET INCOME | 313,681 | 141,011 | 172,670 |
| SOURCE: Form 5500 series reports filed with the Internal Revenue Service for plan years beginning in 1996. |
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