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Employee Benefits Security Administration
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EBSA Federal Register Notices
- Prohibited Transaction Exemption 2008-06; Grant of Individual Exemptions involving D-11369, The Swedish Health Services Pension Plan; D-11434, Credit Suisse (CS) and Its Current and Future Affiliates[Notices] [05/13/2008] | [PDF Version]
- Proposed Exemptions Involving: D-11363--Citation Box and Paper Co. Profit Sharing Plan and Retirement Trust; and D-11435--Merrill Lynch & Co., Inc. and BlackRock, Inc.[Notices] [05/09/2008] | [PDF Version]
- Default Investment Alternatives Under Participant Directed Individual Account Plans [Notices] [04/30/2008] | [PDF Version]
- 141st Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans [Notices] [04/11/2008] | [PDF Version]
- Notice of a Proposed Amendment to PTE 93-31; Proposed Amendment to Prohibited Transaction Exemption (PTE) 93-31, 58 FR 28620 (May 14, 1993), as Amended by PTE 97-34, 62 FR 39021 (July 21, 1997), PTE 2000- 58, 65 FR 67765 (November 13, 2000), PTE 2002-41, 67 FR 54487 (August 22, 2002) and PTE 2007-05, 72 FR 13130 (March 20, 2007), (PTE 93-31), Involving Bank of America, N.A., the Successor of NationsBank Corporation (D-11446) [Notices] [03/13/2008] | [PDF Version]
- Proposed Exemption Involving; Wholesale Electronic Supply Employees Profit Sharing Plan and Trust [Notices] [03/13/2008] | [PDF Version]
- Prohibited Transaction Exemptions; 2008-03, 2008-04, and 2008-05 Grant of Individual Exemptions Involving; D-11343, Wellington Management Company, LLP (Wellington Management), PTE 2008-03; D-11389, GE Asset Management Incorporated, PTE 2008-04; and D-11421, Toeruna Widge IRA (the IRA), PTE 2008-05 [Notices] [03/13/2008] | [PDF Version]
- Hearing on Reasonable Contracts or Arrangements Under Section 408(b)(2)--Fee Disclosure [Notices] [03/11/2008] | [PDF Version]
- Hearing on Reasonable Contracts or Arrangements Under Section 408(b)(2)--Fee Disclosure [Proposed Rules] [02/27/2008] | [PDF Version]
- Exemption Application Nos. and Grant of Individual Exemptions involving; D-11318, Barclays Global Investors, N.A., (BGI) and its Investment Advisory Affiliates, including Barclays Global Fund Advisors (BGFA; together, the Applicants); and D-11417, Citigroup, Inc. (Citigroup) [Notices] [01/17/2008] | [PDF Version]
- Application Nos. and Proposed Exemptions; D-11421, Toeruna Widge IRA (the IRA); and D-11434, Credit Suisse (CS) and Its Current and Future Affiliates (Collectively the Applicant) [01/17/2008] | [PDF Version]
- Proposed Extension of the Approval of Information Collection Requirements [Notices] [12/18/2007] | [PDF Version]
- Prohibited Transaction Exemption 2007-17; Grant of Individual Exemptions Involving; D-11390, BSC Services Corp. 401(k) Profit Sharing Plan (the Plan) [Notices] [12/17/2007] | [PDF Version]
- Proposed Class Exemption for Plan Fiduciaries When Plan Service Arrangements Fail To Comply With ERISA Section 408(b)(2) [Notices] [12/13/2007] | [PDF Version]
- Publication of Year 2007 Form M-1 With Electronic Filing Option [Notices] [12/12/2007] | [PDF Version]
- Notice of proposed amendment to a class exemption [Notices] [11/21/2007] | [PDF Version]
- Revision of Annual Information Return/Reports [Notices] [11/16/2007] | [PDF Version]
- Proposed Exemptions and Application Nos. Gastroenterology and Oncology Associates, P.A. Profit Sharing Plan and Trust [Notices] [10/26/2007] | [PDF Version]
- Advisory Council on Employee Welfare and Pension Benefit Plans, 140th Full Council Meeting; Notice of Meeting [Notices] [10/22/2007] | [PDF Version]
- Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on Financial Literacy, Working Group on Participant [Notices] [10/22/2007] | [PDF Version]
- Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on Financial Literacy, Working Group on Participant [Notices] [09/28/2007] | [PDF Version]
- Proposed Extension of Information Collection Request Submitted for Public Comment and Recommendations; Mental Health Parity [Notices] [09/21/2007] | [PDF Version]
- Proposed Exemptions; D-11318, Barclays Global Investors, N.A., (BGI) and Its Investment Advisory Affiliates, Including Barclays Global [Notices] [09/10/2007] | [PDF Version]
- Grant of Individual Exemptions Involving; D-11272 Wells Fargo & [Notices] [09/07/2007] | [PDF Version]
- Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on Participant Benefit Statements; Notice of Meeting [Notices] [08/29/2007] | [PDF Version]
- Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on Fiduciary Responsibilities Update and Revenue Sharing; Notice of Meeting [Notices] [08/29/2007] | [PDF Version]
- Advisory Council on Employee Welfare and Pension Benefit Plans Working Group on Financial Literacy; Notice of Meeting [Notices] [08/29/2007] | [PDF Version]
- Advisory Council on Employee Welfare and Pension Benefit Plans; 139th Full Council Meeting; Notice of Meeting [Notices] [08/29/2007] | [PDF Version]
- [Application Nos. D-11324, Deutsche Bank AG (DB); D-11383, L-11384 and D-11385] [Notices] [02/13/2007] | [PDF Version]
- Prohibited Transaction Exemption 2007-10 Through 2007-13; Grant of Individual Exemptions involving; D-11393 & D-11394, (PTE 2007-10), [Notices] [08/01/2007] | [PDF Version]
- Withdrawal of the Notice of Proposed Exemption Involving Deutsche Bank AG (DB); Located in Germany, With Affiliates in New York, NY and Other Locations [Notices] [08/01/2007] | [PDF Version]
- Advisory Council on Employee Welfare and Pension Benefit Plans; Nominations for Vacancies [Notices] [07/27/2007] | [PDF Version]
- Proposed Exemptions and Application Numbers: D-11272, Wells Fargo & Company; D-11390, BSC Services Corp. 401(k) Profit Sharing Plan [Notices] [07/02/2007] | [PDF Version]
- Grant of Individual Exemption To Amend and Replace Prohibited Transaction Exemption (PTE) 2000-34, Involving the Fidelity Mutual Life Insurance Company (FML), Located in Radnor, PA [Notices] [07/02/2007] | [PDF Version]
- Grant of Individual Exemption Involving the Derose Dental Offices Inc., Profit Sharing Plan, Located in Racine, WI [Notices] [07/02/2007] | [PDF Version]
- Grant of Individual Exemptions Involving; D-11342, Mellon [CORRECTIONS] [06/29/2007] | [PDF Version]
- Hearing on Computer Model Investment Advice Programs for IRAs [Notices] [06/20/2007] | [PDF Version]
- Advisory Council on Employee Welfare and Pension Benefit Plans; 138th Full Council Meeting; Notice of Meeting [Notices] [06/20/2007] | [PDF Version]
- Advisory Council on Employee Welfare and Pension Benefit Plans; Working Group on Fiduciary Responsibilities Update and Revenue Sharing; Notice of Meeting [Notices] [06/20/2007] | [PDF Version]
- Advisory Council on Employee Welfare and Pension Benefit Plans; Working Group on Financial Literacy; Notice of Meeting [Notices] [06/20/2007] | [PDF Version]
- Advisory Council on Employee Welfare and Pension Benefit Plans; Working Group on Participant Benefit Statements; Notice of Meeting [Notices] [06/20/2007] | [PDF Version]
- Proposed Extension of Information Collection Request Submitted for Public Comment; Final Rule on Plan Loans to Participants and Beneficiaries [Notices] [06/18/2007] | [PDF Version]
- Proposed Individual Exemptions for Paul Niednagel IRAs and Lynne Niednagel IRAs (Collectively, the IRAs), Located in Laguna Niguel, CA [Notices] [06/07/2007] | [PDF Version]
- Notice of Proposed Exemptions [Notices] [06/01/2007] | [PDF Version]
- [Application Nos. D-11324, Deutsche Bank AG (DB); D-11383, L-11384 and D-11385] [Notices] [02/13/2007] | [PDF Version]
- Notice of Proposed Exemptions [Notices] [04/30/2007] | [PDF Version]
- [Prohibited Transaction Exemption 2007-06; Exemption Application Nos. D-11383, L-11384, D-11385, D-11383, L-11384, D-11385, L-11302 and L- 11303] [Notices] [04/30/2007] | [PDF Version]
- 137th Meeting of the Advisory Council on Employee Welfare and Pension Benefit Plans; Notice of Meeting [Notices] [04/26/2007] | [PDF Version]
- Proposed Extension of Information Collection Request Submitted for Public Comment; Final Rule on Health Care Continuation Coverage [Notices] [04/09/2007] | [PDF Version]
- Proposed Extension of Information Collection Request Submitted for Public Comment; Prohibited Transaction Class Exemption 92-6--Sale of Individual Life Insurance or Annuity Contracts by a Plan [Notices] [04/09/2007] | [PDF Version]
- Proposed Extension of Information Collection Request Submitted for Public Comment; Prohibited Transaction Class Exemption 91-55-- Transactions Between Individual Retirement Accounts and Authorized Purchasers of American Eagle Coins [Notices] [04/09/2007] | [PDF Version]
- Proposed Extension of Information Collection Request Submitted for Public Comment; Proposed Extension of Information Collection; Comment Request; Prohibited Transaction Class Exemption 85-68--To [Notices] [04/09/2007] | [PDF Version]
- Prohibited Transaction Exemption (PTE) 2007-05; Exemption Application No. D-11370; Amendment to PTE 2000-58, 65 FR 67765 (November 13, 2000) and PTE 2002-41, 67 FR 54487 (August 22, 2002) [Notices] [04/04/2007] | [PDF Version]
- Notice of Proposed Individual Exemption To Amend and Replace Prohibited Transaction Exemption (PTE) 2000-34, Involving the Fidelity Mutual Life Insurance Company (FML), Located in Pittsburgh, PA [Notices] [03/22/2007] | [PDF Version]
- Proposed Exemption; The DeRose Dental Offices, Inc., S.C. Profit Sharing Plan (the Plan) [Notices] [03/22/2007] | [PDF Version]
- Grant of Individual Exemptions Involving; D-11342, Mellon [Notices] [03/20/2007] | [PDF Version]
- Proposed Amendment to Prohibited Transaction Exemption 2006-06 (PTE 2006-06) for Services Provided in Connection With the Termination of Abandoned Individual Account Plans [Notices] [02/15/2007] | [PDF Version]
- Grant of Individual Exemption Involving The Bear Stearns Companies, Inc. (BS), Bear Stearns Asset Management Inc. (BSAM), and Bear, Stearns & Co. Inc. (BSC) (Collectively, the Applicants) Located in New York, NY [Notices] [02/12/2007] | [PDF Version]
- Prohibited Transaction Exemption 2007-01; Grant of Individual Exemptions Involving; The Plumbers and Pipefitters National Pension Fund (the Fund) [Notices] [01/24/2007] | [PDF Version]
- Notice of a Proposed Amendment to Prohibited Transaction Exemption (PTE) 2000-58, 65 FR 67765 (November 13, 2000) and PTE 2002- 41, 67 FR 54487 (August 22, 2002) I [Notices] [01/24/2007] | [PDF Version]
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