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CFR  

Code of Federal Regulations Pertaining to ETA

Title 20  

Employees' Benefits

 

Chapter V  

Employment and Training Administration, Department of Labor

 

 

Part 627  

General Provisions Governing Programs Under Titles I, II, and III of the Act

 

 

 

Subpart I  

Transition Provisions


20 CFR 627.904 - Transition and implementation.

  • Section Number: 627.904
  • Section Name: Transition and implementation.

    (a) Review. The Governor shall conduct a comprehensive review of the 

current policies, procedures, and delivery systems relating to programs 

authorized under the Job Training Partnership Act for the purpose of 

ensuring the effective implementation of the amendments. Such a review 

shall include consideration of the appropriateness of current SDA 

designations, the representation on current State and local councils, 

the adequacy of current administrative systems, the effectiveness of 

current outreach, service delivery, and coordination activities, and 

other relevant matters.

    (b) Governor's Coordination and Special Services Plan (GCSSP). The 

GCSSP requires modification to assure conformance to the requirements of 

the amendments. The plan was to be modified pursuant to instructions 

issued by the Secretary and shall be submitted to the Secretary for 

review by May 15, 1993.

    (c) Job training plans. Service delivery area job training plans 

will require modification to comply with Sec. 628.420 of this chapter, 

Job training plan.

    (d) Governor/Secretary agreement and grant agreement. A new 

Governor/Secretary agreement is required to assure that the State shall 

comply with JTPA, as amended, and the applicable rules and regulations; 

the Wagner-Peyser Act, as amended, and the applicable rules and 

regulations. A new grant agreement is needed to provide the basis for 

Federal obligation of funds for programs authorized by Titles I, II, and 

III, and such other funds as the Secretary may award under the grant.

    (e) Procurement standards. In order to ensure fiscal accountability 

and prevent waste, fraud, and abuse in programs administered under JTPA, 

as amended, the Governor shall prescribe and implement procurement 

standards meeting the requirements of Sec. 627.420 of this part, 

Procurement. All procurements initiated on or after July 1, 1993 shall 

be governed by and follow the requirements in Sec. 627.420 of this part. 

Initiation of procurement means any sole source or small purchase 

awarded on or after July 1, 1993 and any Invitation for Bid or Request 

for Proposal issued on or after July 1, 1993.

    (f) Participants. In order to have the least possible disruption to 

program participants, during PY 1993, Governors and SDAs have the 

flexibility to grandfather participants already enrolled in JTPA 

programs up to and including June 30, 1993 under existing rules and 

regulations. All participants in programs on June 30, 1993, will be 

eligible for transfer to programs operated under the new provisions at 

any time

beginning on July 1, 1993. ``Hard to serve'' barriers to participation, 

assessment and Individual Service Strategy provisions of the amendments 

will not apply to participants enrolled prior to July 1, 1993 or to 1993 

Title II-B participants.

    (g) Cost categories. (1) Cost categories applicable to PY 1992 and 

earlier funds will be subject to prior regulations either until the 

funds have been exhausted or program activity has been completed. In 

order to assist the orderly transition to and implementation of the new 

requirements of the 1992 JTPA amendments, an increase is allowed in the 

administrative cost limitation for PY 1992 funds from 15 percent to 20 

percent, with a corresponding adjustment to cost limitations for 

training and participant support. Specifically, not less than 80 percent 

of the title II-A funds shall be expended for training and participant 

support, and not less than 65 percent shall be expended for training.

    (2) Any prior year's carryover funds made available for use in PY 

1993 will be subject to the reporting requirements and cost categories 

applicable to PY 1993 funds.

    (3) In determining compliance with the JTPA cost limitations for PY 

1992, Governors may either:

    (i) Determine cost limitation compliance separately for funds 

expended in accordance with paragraphs (g)(1) and (g)(2) of this 

section; or

    (ii) Determine compliance for each cost category against the total 

PY 1992 funds, whether expended in accordance with the Act and 

regulations in effect prior to the 1992 amendments to JTPA or in 

accordance with the amended Act and these regulations. Using this 

option, the total combined funds expended for training and direct 

training should be at least 65 percent of PY 1992 SDA allocations.

    (4) In addition to the institutions specified in 

Sec. 627.440(d)(1)(vi)(B), the costs of tuition and entrance fees of a 

postsecondary vocational institution specified at section 481(c) of the 

Higher Education Act (20 U.S.C. 1088(c)) may be charged to direct 

training services through June 30, 1995, when such tuition charges or 

entrance fees are not more than the educational institution's catalog 

price, are necessary to receive specific training, are charged to the 

general public to receive such training, and are for the training of 

participants.

    (h) Financial reporting. Notwithstanding reprogramming, expenditures 

must be recorded separately by year of appropriation.

    (i) Private Industry Council. The private industry councils shall be 

certified pursuant to Sec. 628.410 of this chapter, Private Industry 

Council.

    (j) Grievances, investigations, and hearings. Generally, all 

grievances, investigations and hearings pending on or before June 30, 

1993 should be resolved and settled under prior rules and procedures. 

Grievances, investigations, and hearings occurring on or after July 1, 

1993 will be governed by the procedures described in subparts E, F, and 

H of this part 627.

    (k) Summer program. (1) The Title II-B Summer Youth Employment 

Program for 1993 shall be governed by the Act and regulations in effect 

prior to the Amendments (prior to September 7, 1992).

    (2) Up to 10 percent of the 1993 title II-B funds available may be 

transferred to the title II-C program.

    (l) SDA designation. At the Governor's discretion, SDA's designated 

prior to July 1, 1992 need not be subject to the provisions of 

Sec. 628.405, Service delivery areas.

    (m) Program implementation. The implementation by the States and 

SDA's of certain new program design requirements, particularly objective 

assessment and development of individual service strategies (ISS), may 

require additional time to fully implement beyond July 1, 1993. 

Reasonable efforts to implement the provisions of Secs. 628.515, 

628.520, and 628.530. as soon as possible after July 1, 1993, are 

expected to be made. However, it is not expected that every new 

participant will initially receive objective assessment, ISS, and 

referral to non-title II services for a period of 6 months, or until 

January 1, 1994.

    (n) Out-of-school youth ratio. The 50-percent out-of-school 

participants requirement for title II-C will be phased in during PY 1993 

and will not be the subject of compliance review until PY

1994, beginning July 1, 1994. During PY 1993, however, SDA's must show 

significant improvement in the proportion of out-of-school youth being 

served and performance in increasing the service ratio will be monitored 

by the States and DOL during this implementation period.

    (o) Administrative issuances. Other implementation issues may be 

handled by administrative issuance. ETA will transmit such guidance 

directly to all Governors via a Training and Employment Guidance Letter 

(TEGL). Such TEGL's will be published as Notices in the Federal Register 

(section 701(i)).
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