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ANNUAL REPORT FY 2001
OverviewAmerican workers must have quick and easy access to a broad array of high quality and highly effective workforce development services to continue to enjoy increased employment and earnings in the global economy of the 21st Century. One-Stop Career Centers provide the focal point for meeting the challenges of a global economy. Through the One-Stop Centers, communities can build the local partnerships and organize the workforce development services that enable adults to acquire the skills needed for jobs and career changes that lead to high wages. Technology has dramatically increased the Department's ability to offer services and products to customers in a broad range of formats and at almost any time. National, State, and local job matching systems, labor market information, resource directories, and occupational and career information are online to enable direct customer access or to assist staff in providing services, and are available anywhere that personal computers can be found, such as customers' homes, businesses, and public libraries. To provide for the special needs of persons with disabilities, the One-Stop Centers have improved access to their facilities and services. Serving the PublicThe Employment and Training Administration (ETA) and the Veterans Employment and Training Service (VETS), with support from the Womens Bureau, operate a number of programs that provide the information and skill-building opportunities that lead to increased employment and earnings.
Program Costs
FY 2001 program costs of $3.2 billion for Outcome Goal 1.1 support ETAs adult training programs and employment services, in addition to the employment services and training provided for veterans by the Veterans Employment and Training Service. In FY 2000, costs for this outcome goal showed a slight increase
compared to FY 1999, as DOL transitioned from the training programs of the Job
Training and Partnership Act to those of the Workforce Investment Act. Costs
continued to DOL Challenges for the FutureAkey Secretarial area of emphasis is re-orienting and improving the effectiveness of the Departments job training programs to meet the needs of the 21st Century workforce. The Department will increase collaboration within the One-Stop framework, leveraging the full array of services available from all partners, to enable all workers to secure employment with the opportunity for increased earnings and career advancement. The Department and its partners also will take advantage of available technology, measure performance and customer satisfaction, address infrastructure and capacity needs, and seek new ways to break down the barriers to integrated One-Stop service delivery. The collective goal is to provide high quality services and information that best serve the nation's job seekers and employers. The economic impact of the September 11th terrorist attacks is likely to have a disproportionate effect on low-wage workers, who tend to be early victims of rising unemployment and the last to benefit from expanding job opportunities during times of recovery. The Department will marshal the expertise of all our service partners to ensure positive outcomes on behalf of these workers. WELFARE-TO-WORK (WtW) PROGRAM INCREASE RETENTION RATE AND AVERAGE EARNINGS OF WtW PARTICIPANTSOf those Welfare-to-Work (WtW) participants placed in unsubsidized employment, 66 percent will remain in the workforce for six months with six percent average earnings increase by the second consecutive quarter following the placement quarter. Results: The goal was not achieved. Of those WtW participants placed in unsubsidized employment, 49 percent remained in the workforce for six months with 59 percent average earnings increase by the second consecutive quarter following the placement quarter.
Program Description: The WtW program seeks to place and retain in jobs individuals who face formidable barriers to employment, including long-term welfare recipients, those who have exhausted their welfare benefits, young adults transitioning from foster care and certain non-custodial parents. The program concentrates on quickly placing participants in a work activity while offering ongoing supportive services critical to successful long-term employment, such as child care, and emergeny housing. A work activitycan be an unsubsidized job, experience, or on-the-job training. Placements focus on jobs with progressive wage gains that lead to economic self-sufficiency A unique feature of WtW is the programs primary emphasis on post-employment services, including occupational skill training, General Educational Development (GED) preparation, and further education. By providing these services in a work-based environment, DOL helps to assure that participants retain jobs, increase their wages, and develop a permanent attachment to the labor market. The program began in FY 1998 by issuing grants to States and competitive grants to local communities. States must provide $1 in match for every $2 in Federal grant funds they receive. The Department made a concerted effort to award WtW competitive grants to small-scale community and faith-based organizations. Analysis of Results: Two following factors may have contributed to the shortfall in the targeted retention rate:
Strategies: Strategies for improving retention and earnings gain outcomes include the following new initiatives and technical assistance products that assist grantees in addressing the employment needs of specific WtW participants:
Goal Assessment and Future Plans: The Department will not separately report goals and performance results in future DOL Annual Performance Plans and Reports for the participants targeted by this program. However, the results of services to WtW participants will be summarized in the Departments measures for the job training and public labor exchange goals as well as in the agency-level performance plans and reports prepared by DOLs Employment and Training Administration. Audits and Program Evaluations: The Office of Inspector General issued a final report, "Welfare-to-Work Competitive Grant Program Performance Audit," recommending that the Department conduct data validation reviews at the grantee level. OIG also recommends that DOL work with the U.S. Department of Health and Human Services (HHS) to ensure that HHS Welfare-to-Work program evaluation captures the aspects of effective program innovation. In response to these recommendations, DOL has taken a number of actions including:
Appendix 3 provides further information on this audit. ■ (Goal 1.1A FY 2001 Annual Performance Plan) THE WORKFORCE INVESTMENT ACT INCREASE EMPLOYMENT AND EARNINGS FOR ADULTSOf those registered under the Workforce Investment Act (WIA) adult program and employed in the first quarter after exit, 77% will be employed in the third quarter after program exit, with increased average earnings of $3,264. Results: The goal was achieved. The retention rate after three quarters of employment was 78 percent, one percentage point above the target. Actual earnings increased by $3,684, exceeding the target of $3,264. Final data will be available when States submit the annual report. That data will contain an additional quarter of wage records, so results are expected to vary from this report. Program Description: The Workforce Investment Acts (WIA) Adult Program improves the quality of the workforce, reduces welfare dependence, and enhances the productivity and competitiveness of the Nations economy. The Department allocates adult employment and training funds by formula to the States, which further distribute the funds to local Workforce Investment Areas. The One-Stop Centers in each Area deliver to adults services that fall into three tiers:
Analysis of Results: States and local areas used the Unemployment Insurance (UI) wage record reporting system for the first time as their performance reporting data source. To ensure high standards of reliability, the Department is conducting a "validation project" to examine States reporting and the UI wage record system to assure valid and reliable data. Strategies: DOL developed the following major strategies to improve the WIA Adult Program after its first year of full operation:
Goal Assessment and Future Plans: The Department has reviewed its future year goals and strategies in light of the first years implementation experience and will maintain its planned targets of 70 percent employment, 80 percent retention, and $3,423 average earnings gain for PY 2002. ■ (Goal 1.1B FY 2000 Annual Performance Plan) INCREASE JOB SEEKERS ENTRY INTO EMPLOYMENTIncrease by one percentage point, the share of applicants who receive labor exchange services that enter employment, resulting in more than 3.2 million Employment Service applicants entering employment Results: The goal was fully achieved. 23.6 percent of job seekers who received labor exchange services entered employment surpassing the goal of 22.6 percent for a total of more than 3.85 million job seekers entering employment. Program Description: In assisting job seekers to find employment, public employment service staff provides job search, referral, and placement services, and other activities and services such as counseling, testing, assessment, and occupational and labor market information. Additionally, the public employment service provides job seekers with access to automated job vacancies, resume posting and training services through Americas Career Kit (Americas Job Bank, Americas Career Info Net, and Americas Learning Exchange). During Program Year 2000, State workforce agencies continued the transition to providing labor exchange services through One-Stop delivery systems. In the One-Stop environment, coordination of labor exchange service delivery occurs with the provision of other Federally-funded workforce development services as required under the Workforce Investment Act. Analysis of Results: The results reported for this measure represent the proportion of job seekers registered with the employment service who entered employment during Program Year 2000. State workforce agencies collect information on the number of applicants registered with the public employment service and the number who enter employment which they in turn report to the Department in the form of summary statistics. The Department projects the number of job seekers entering employment to further increase when Guam and New Jersey provide final data.
The Department developed a comprehensive Labor Exchange Performance Measurement System that includes newly developed performance measures and an improved system of obtaining outcome information based on unemployment insurance wage record data. Studies in selected States have indicated that the current reporting procedure, which requires follow-up contacts with job seekers, significantly understates the outcomes of the public labor exchange when compared to data available from the unemployment insurance records. Full implementation of the new measures requires substantial changes, and the reporting process that supports the collection of data will be effective in Program Year 2002. Strategies: ETA has invested in training to improve the skills of front-line One-Stop workers. Training emphases have focused on addressing the needs of customers, accessing and using Americas Career Kit tools and O*NET (Occupational Information Network), an electronic tool that identifies, defines, describes, and classifies occupations. O*NET can be used by employers to define and classify jobs and seek job applicants, and by workers and others in searching for jobs and making career choices. These investments have been part of ETAs efforts to ensure that staff-assisted services are provided to job seekers and employers in One-Stop delivery centers and have contributed to increased effectiveness in performing the labor exchange function. Goal Assessment and Future Plans:
(Goal 1.3A FY 2000 Annual Performance Plan)
Photo by: Michael Carpenter JOB LISTINGS WITH THE EMPLOYMENT SERVICEIncrease by 15 percent the total number of job openings listed with the public employment service, including both those listed with State Workforce Agencies and those listed directly with Americas Job Bank (AJB) via the Internet. Results: The goal was fully achieved. The number of job openings listed with State Workforce Agencies (7.4 million) and Americas Job Bank (5.4 million) increased by 26.4 percent over Program Year 1999. Program Description: As part of providing labor exchange, recruitment, and other technical services to employers, the public employment service publishes job openings. Employers can advertise their job openings with State Workforce Agencies (SWAs), job seekers can research these opportunities, and staff can screen and refer suitable candidates to these jobs at the request of the employer. Employers also can publish their job openings on America's Job Bank (AJB), which is a national Internet-based job system that facilitates connections between employers and job seekers. Most jobs listed with the SWAs are subsequently posted on AJB. (Jobs posted on AJB from SWA listings are excluded from the AJB count in the table below.)
Analysis of Results: Even though data from one key State (New Jersey) have not yet been received, the goal was achieved. The Department projects that the report from New Jersey, which represented 2.55 percent of the total number of job openings received in Program Year 1999, will increase the overall results for this goal. The Departments investments in AJB and in increasing awareness of AJB among State agencies and the public have contributed to the 96 percent increase in the number of AJB direct listings. Among the key investments:
Strategies: DOL continues to assist States to identify more effective strategies for working with employer customers in One-Stop systems overall, including listing their jobs. New tools in development will enable employers to prepare job descriptions that are more likely to attract job seekers with the appropriate skills. The Department placed a stronger emphasis on performance overall with the development of the Labor Exchange Performance Measures. Although the new measures are not yet in effect, the States are broadly aware of their development and understand that performance outcomes are a key focus and support for ongoing budget requests. In addition, the new performance data will be available in both raw form (with the ability for ad hoc reporting) and also as management reports for the States and DOL to facilitate performance monitoring. Goal Assessment and Future Plans: The Department recognizes that increasing the number of job opportunities listed with the public labor exchange improves the likelihood that job seekers will locate suitable employment. In the FY 2002 Annual Performance Plan, the number of job openings listed with the public labor exchange therefore has been incorporated as one supporting measure under a performance goal to improve the outcomes for job seekers and employers who receive public labor exchange services. ■ (Goal 1.3B FY 2000 Annual Performance Plan)
EMPLOYERS REGISTERED WITH AMERICAS JOB BANKIncrease the number of new employers registered with Americas Job Bank from 51,000 to 60,000. Results: The goal was achieved. During Program Year 2000, 66,563 new employers registered with Americas Job Bank. Program Description: Americas Job Bank (AJB), an Internet-based labor exchange system, complements the services provided by the public employment service offices in the States. Job seekers can search for a job in AJBs online listing of openings and post a resume to an online database free of charge. Employers who register to use the service can search the resume database for potential candidates in addition to being able to post their job openings on the site. The site provides both employers and job seekers a "scout" feature, offering users the ability to save searches based on search criteria they choose, have the system automatically run those searches again at user-defined intervals, and then e-mail them the search results. AJB evolved from the Interstate Job Bank that was initiated to carry out the Secretarys responsibilities in this area under the Wagner Peyser Act. The State of New York established the Interstate Job Bank under agreement with DOL and continues to operate the AJB under a DOL grant. Analysis of Results: The number of new employers that register with AJB has increased steadily each year, since its inception in Program Year 1996. The increased registration during Program Year 2000 is attributed to several factors:
Goal Assessment and Future Plans: DOL has streamlined the number of goals in the FY 2002 Annual Performance Plan, and this goal has been discontinued. The outcomes of employer registration will be measured in the future through the percentages of public labor exchange registrants and job training program participants who secure and retain employment. ■ (Goal 1.3C FY 2000 Annual Performance Plan) INCREASE THE NUMBER OF WOMEN PARTICIPATING IN APPRENTICESHIPIncrease by 6% the number of newly registered female apprentices over the end of the FY 1999 baseline. Results: The goal was fully achieved. The number of newly registered female apprentices increased by 21 percent over the FY 1999 baseline.
Program Discription The Department manages the National Registered Apprenticeship System, approving training programs and registering apprentices in 23 States. DOL delegates the management authority through Federal-State partnerships with State Apprenticeship Councils/Agencies (SACs) in 28 States, Puerto Rico and the Virgin Islands. Analysis of Results: In FY 1999, there were 7,551 newly registered female apprentices. In FY 2001, there were 9,162, an increase of 21 percent over the two-year period. Females represented 7.2 percent of all newly registered apprentices in FY 2001. Approximately 60 percent of apprentices, including minorities and females, fall within the following industries: communication/ transportation, construction, health, manufacturing, and other services. Since FY 1999, there has been a 52.5 percent increase in women registrants within the health sector. The communication/ transportation sector follows with a 15 percent increase. Manufacturing and construction reflect a 21.5 percent and 7 percent decrease, respectively, in new women registrations. As the apprentices gain skills, they are compensated through a progressively increasing schedule of wages. In FY 2001, available data indicate that the average hourly wage for new apprentices was $9.37. Upon completion of the multi-year apprenticeship training period, apprentices earned an average of $18.74 hourly. The data for this goal are obtained from the Apprenticeship Information Management System (AIMS) and State data maintained on registered apprentices. Strategies: DOL attributes its success in meeting the performance goal to several strategies:
Goal Assessment and Future Plans: The Department has revised its FY 2002 apprenticeship goal to target program expansion by offering apprenticeship as a means for meeting the training needs of business and workers in areas where the program has not been traditionally used. Areas of emphasis are reflected in the goals performance indicators:
In the longer term (2-4 years), the Department will add goals for the percentages of enrolled individuals who complete apprenticeship programs and for their average wage gains. Evaluations: The General Accounting Office completed a review of the National Apprenticeship Registered System and its report, "Registered Apprenticeships: Labor Could Do More to Expand to Other Occupations," includes the following four recommendations for DOL:
As reflected in the revised performance indicators, the Department agrees with these recommendations and is developing strategies to address them. See Appendix 3 for further information regarding this evaluation. ■ (Goal 1.1F FY 2001 Annual Performance Plan) PREPARE WOMEN FOR THE LABOR FORCEIncrease the number of women in the labor force who have greater knowledge that can assist them in improving their pay and benefits, worklife needs, and career advancement as measured by a 5 percent increase. Results: Performance exceeded the goal. 42,449 women received assistance, surpassing the FY 2001 target of 33,600 by 26 percent. Program Description: The mission of DOL's Women's Bureau is to advance opportunities for women in the workforce. As the trend of female participation in the workforce increases, the Department seeks to provide information, skills, and support networks to women attempting to enter or advance in the workforce.
Analysis of Results: The Department directly reached 42,449 women with labor force information, which includes women provided individual assistance or consultation, women aided through service providers, employers educated or provided information, women provided assistance to gain entry into apprenticeships and non-traditional occupations through grant programs, and women provided information and assistance to gain entry into high-wage careers.
The 42,449 women reached directly, as measured by the Women's Bureau, are a fraction of the estimated one million women reached indirectly through DOL's influence in changing policies and programs as well as other advocacy activities. For example, with support from the Department, Mississippi established a Commission on the Status of Women with the potential to impact all working women in the State through the development of new employment policies. Several sources of data are used for collecting performance information: an automated tracking system to collect data for technical assistance provided to women; an evaluation form used at workshops, conferences, symposiums, and forums; contractor reports of results; comment cards distributed with all Departmental publications as well as at some sponsored or cosponsored events and exhibits; and, unsolicited information, such as letters from constituents. Strategies: The Department leverages the resources of the Womens Bureau by joining in collaborative ventures and partnerships with public, private, and academic sectors, to reach out to the widest possible audience through activities such as pilot projects, workshops, training sessions, and public forums. Goal Assessment and Future Plans: The Department recognizes the need to develop strategic and performance goals that are more outcome-oriented to measure DOLs progress towards enhancing the lives of Americas working women and their families. The Department has discontinued the current goal for FY 2002, and has reflected the Womens Bureaus initiatives as strategies contributing to the achievement of other Departmental program goals for this fiscal year. ■ (Goal 1.1I FY 2001 Annual Performance Plan) HELP VETERANS ENTER EMPLOYMENTTwenty-seven percent of those veterans and other eligible persons registering for public labor exchange services will enter employment each year through assistance provided by VETS-funded staff and the Wagner-Peyser funded systems. Results: The goal was fully achieved. The entered employment rate for veterans assisted by the public employment service system was 33 percent. (Reports have been received from all but five States.) Program Description: The Departments Veterans Employment and Training Service (VETS) is responsible for maximizing employment and training services to Americas veterans by ensuring priority of service to veterans throughout the public labor exchange. The Department funds State Disabled Veterans Outreach Program (DVOP) specialists and Local Veterans Employment Representatives (LVERs). DVOP staff provide a variety of specialized services through the public labor exchange, including career coaching, vocational guidance, assessment, job search and job development services, referral to training, and other supportive activities to those veterans requiring special assistance. LVERs ensure that veterans receive services on a priority basis in local employment service offices, train local office staff, facilitate job search and Transition Assistance Program workshops, and conduct outreach to employers and community groups on veterans issues. Analysis of Results: The ratio of veterans entering employment to those registering with the public labor exchange continues to show an increase due to the renewed focus on the quality and intensity of services provided to veterans to meet their individual needs. The program staff identify job ready veterans who do not require intensive services and "fast track" these registrants to receive the level of services that will enable them to successfully meet their employment goals. To disabled veterans or those with significant barriers to employment who may require a broad range of support, DVOP staff offer career coaching, skills assessment, job development, referral to training, follow-up and other intensive services. The Department is redefining the data collection and reporting process for all public labor exchange measures. The 33 percent entered employment rate of veterans registered with the public labor exchange significantly understates the actual level of performance because of data collection procedures, which require staff follow-up to confirm employment. The introduction during the next year of unemployment insurance wage records to track employment results will resolve the programs reporting problems. In addition, a number of States are in the process of converting their data collection systems to facilitate the collection and reporting of information on the results of job training programs authorized by the Workforce Investment Act. The automated system changes have delayed receipt of some States reports (Hawaii, New Jersey, New Mexico, New York and Pennsylvania), requiring the Department to estimate the entered employment rate. Strategies: LVERs assist transitioning service personnel to identify the credentials and training needed for jobs requiring licenses and or certifications in a variety of industries that will be available upon their separation from the military service. In FY 2002, the Department will implement a national marketing program to promote employment opportunities for veterans and to expand VETS licensing and certification initiatives In a continuing effort to strengthen cooperative working relationships with the State workforce agencies, the Department hosted four regional workshops involving VETS national office staff, VETS field staff, and State agency administrators. The workshops focused on enhancing the working relationships between the Department and the States, and developing new approaches to increase the number of job applicants who enter employment. During this period, VETS has also worked closely with the Departments Employment and Training Administration to review and align VETS performance measures with those of the United States Employment Service, advancing the goal of integrated employment and training services through the One-Stop service delivery system. Program Evaluation: In FY 2001, the General Accounting Office (GAO) issued two reports on VETS: "Veterans Employment and Training Service: Proposed Performance Measurement System Improved, but Further Changes Needed," issued in May, and "VeteransEmployment and Training Service: Flexibility and Accountability Needed to Improve Services to Veterans" issued in September. Both reports focus on the Departments oversight of employment and training services provided to veterans. The Department has developed new performance outcome measures and monitoring tools for the public labor exchange that replace process measures. The revised procedures for establishing performance targets and measuring outcomes will go a long way toward resolving issues raised by GAO in their recent audits by significantly improving the programs emphasis on outcomes. Appendix 3 provides further information on both reports. Goals Assessment and Future Plans: (Goal 1.1J FY 2001 Annual Performance Plan)
MOVE HOMELESS VETERANS INTO UNSUBSIDIZED EMPLOYMENTAt least 50 percent of those veterans eligible and other eligible persons enrolled in Homeless Veteran Reintegration Project (HVRP) grants enter employment. Result: This goal was exceeded. The entered employment rate in the Homeless Veteran Reintegration Project grants totaled 54 percent. Program Description: The Homeless Veteran Reintegration Project funds employment, training, and other support services (e.g., medical treatment, counseling, transportation) to enable homeless veterans to reintegrate successfully into the workforce. Organizations receiving grants under this program typically provide job search, counseling, placement assistance, remedial education, classroom and on-the-job training, and supportive services such as transportation and transitional housing often in concert with HUD, VA and other service providers. Grantees are also strongly encouraged to establish linkages with rehabilitation agencies for such services as drug and alcohol counseling. Analysis of Results: During the past year, the Department has improved the entered employment rate for homeless veterans participating in the Homeless Veteran Reintegration Project by reinforcing this outcome as the primary focus for service providers, while continuing to assist participants to overcome the multiple problems that prevent many homeless veterans from securing and retaining employment. The programs services now emphasize longer-term job retention and targeted training to match available jobs. In addition, the Department has developed closer linkages with associated Federal, State, and local community based organizations in order to leverage resources to increase service capacity. Once on the job, homeless veterans are contacted periodically to ensure their successful transition from homelessness to gainful employment. These follow-up visits enhance job retention and play a significant role in supporting self-esteem a significant factor in the reintegration of a homeless veteran into the workforce.
Strategies:
Goals Assessment and Future Plans: In FY 2002, this goal targets an increase to at least 54 percent of veterans enrolled in the Homeless Veteran Reintegration Project entering employment and the establishment of a baseline rate for job retention six months after the homeless veterans enter employment. ■ (Goal 1.1K FY 2001 Annual Performance Plan)
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