March 2, 2009
Dear Name*:
Enclosed is the response to
your request for an opinion letter signed by the then Acting Wage and Hour Administrator
Alexander J. Passantino on January 14, 2009 and designated as Wage and Hour
Opinion Letter FLSA2009-9. It does not appear that this response was placed
in the mail for delivery to you after it was signed. In any event, we have
decided to withdraw it for further consideration by the Wage and Hour
Division. We will provide a further response in the near future.
The enclosed opinion letter,
and this withdrawal, are issued as official rulings of the Wage and Hour
Division for purposes of the Portal-to-Portal Act, 29 U.S.C. § 259. See
29
C.F.R. §§ 790.17(d), 790.19;
Hultgren v. County of Lancaster, Nebraska, 913 F.2d 498, 507 (8th Cir.
1990). Wage and Hour Opinion Letter FLSA2009-9 is withdrawn and may not be
relied upon as a statement of agency policy.
Sincerely,
John L. McKeon
Deputy Administrator for Enforcement
FLSA2009-9
This Opinion Letter is withdrawn.
January 14, 2009
Dear Name*:
This is in response to your request for an opinion regarding whether civilian
helicopter pilots employed by the Division of State Police qualify for the
executive, administrative, or professional exemptions under section 13(a)(1)
of the Fair Labor Standards Act (FLSA).[1]
It is our opinion that the civilian helicopter pilots are not exempt.
The helicopter pilots are civilian employees classified as “management/confidential,”
who are prohibited under state law from bargaining collectively. The helicopter
pilots do not receive overtime pay, although they perform the same duties
as the state police helicopter pilots who receive overtime under a collective
bargaining agreement. In a conversation with a member of the Wage and Hour
Division (WHD) staff, you stated that the civilian helicopter pilots typically
transport state executives and perform medevacs, evacuations, rescues, searches,
and forest fire suppression. The civilian helicopter pilots possess Federal
Aviation Administration (FAA) certification greater than required for the
performance of such duties. You believe that the civilian helicopter pilots
are not exempt under the FLSA as they do not satisfy the primary duty test.
Section 13(a)(1) provides a minimum wage and overtime pay exemption for
any employee employed in a bona fide executive, administrative, or professional
capacity, as defined in 29 C.F.R. Part 541. An employee may qualify for exemption
if the duties and salary tests are met.
The term “employee employed in a bona fide executive capacity” means “any
employee”:
- Compensated on a salary basis at a rate of not less than $455 per week;
- Whose primary duty is management of the enterprise in which the employee
is employed or of a customarily recognized department or subdivision thereof;
- Who customarily and regularly directs the work of two or more other employees;
and
- Who has the authority to hire or fire other employees or whose suggestions
and recommendations as to the hiring, firing, advancement, promotion or
any other change of status of other employees are given particular weight.
29
C.F.R. § 541.100. The helicopter pilots you describe do not qualify
as exempt executive employees because their primary duty is not managing the
department or subdivision in which they are employed. See 29 C.F.R.
§ 541.100(a)(2). Rather, their primary duty is piloting helicopters.
Furthermore, there is no indication that the pilots regularly supervise two
or more full-time employees or have the authority to hire or fire other employees.
See 29 C.F.R. § 514.100(a)(3), (4).
The term “employee employed in a bona fide administrative capacity” means
“any employee”:
-
Compensated on a salary or fee basis at a rate of not
less than $455 per week;
-
Whose primary duty is the performance of office or non-manual
work directly related to the management or general business operations
of the employer or the employer’s customers; and
-
Whose primary duty includes the exercise of discretion
and independent judgment with respect to matters of significance.
29
C.F.R. § 541.200. The helicopter pilots you describe are not exempt
administrative employees because their primary duty is piloting a helicopter,
which does not qualify as “office or non-manual” work. See 29 C.F.R.
§ 541.200(a)(2). Moreover, the helicopter pilots’ primary duties are not
directly related to the management or general business operations of their
employer or their employer’s customers. See 29
C.F.R. § 541.201(a).
The term “employee employed in a bona fide professional capacity” means
“any employee”:
-
Compensated on a salary or fee basis at a rate of not
less than $455 per week;
-
Whose primary duty is the performance of work: (i) Requiring
knowledge of an advanced type in a field of science or learning customarily
acquired by a prolonged course of specialized intellectual instruction;
or (ii) Requiring invention, imagination, originality or talent in a recognized
field of artistic or creative endeavor.
29
C.F.R. § 541.300.
The primary duty test under the learned professional exemption requires
that:
-
The employee must perform work requiring advanced knowledge;
-
The advanced knowledge must be in a field of science
or learning; and
-
The advanced knowledge must be customarily acquired
by a prolonged course of specialized intellectual instruction.
29
C.F.R. § 541.301(a). The phrase “work requiring advanced knowledge”
means “work which is predominantly intellectual in character, and which includes
work requiring the consistent exercise of discretion and judgment, as distinguished
from performance of routine mental, manual, mechanical or physical work.”
29 C.F.R. § 541.301(b). The phrase “customarily acquired by a prolonged
course of specialized intellectual instruction” restricts the learned professional
exemption “to professions where specialized academic training is a standard
prerequisite for entrance into the profession” rather than a general academic
degree, an apprenticeship, or “training in the performance of routine mental,
manual, mechanical or physical processes.” 29 C.F.R. § 541.301(d).
The Preamble to the 2004 revised Part 541 regulations maintains “that aviation
is not a ‘field of science or learning,’ and that the knowledge required to
be a pilot is not ‘customarily acquired by a prolonged course of specialized
intellectual instruction.’” 69 Fed. Reg. 22,122, 22,156 (Apr. 23, 2004).
WHD’s longstanding position is that pilots do not qualify for the professional
exemption under section 13(a)(1). See Wage and Hour Opinion Letter
January 20, 1975 (copy enclosed). The primary duty of pilots does not “[r]equir[e]
knowledge of an advanced type in a field of science or learning customarily
acquired by a prolonged course of specialized intellectual instruction.”
29 C.F.R. § 541.300(a)(2)(i); see also 69 Fed. Reg. at 22,156.
“While it is true that the duties of many helicopter pilots and copilots require
considerable knowledge of navigation, meteorology, engineering and flight
theory, and they must pass stringent examinations given by Federal Aviation
Administration, it is still the experience in actual flight which is the most
important element in qualifying as a pilot or copilot.” Wage and Hour Opinion
Letter January 20, 1975. Therefore, because the helicopter pilots do not
satisfy the duties requirement under the regulations, they are not exempt
professional employees under the Act.
WHD, however, takes a position of non-enforcement with regard to pilots
and copilots of airplanes and rotorcraft who hold an FAA Airline Transport
Certificate or Commercial Certificate, and who receive compensation
on a salary or fee basis at a rate of at least $455 per week, and who
are engaged in the following activities:
- Flying of aircraft as business or company pilots;
-
Aerial mineral exploration;
-
Aerial mapping and photography;
-
Aerial forest fire protection;
-
Aerial meteorological research;
-
Test flights of aircraft in connection with engineering,
production, or sale;
-
Aerial logging, fire suppression, forest fertilizing,
forest seeding, forest spraying, and related activities involving precision
flying over mountainous forest areas;
-
Flying activities in connection with transmission tower
construction, transmission line construction, transportation of completed
structures with precision setting of footings, concrete pouring; or
-
Aerial construction of sections of oil drilling rigs
and pipe-lines, and ski-lift and fire lookout constructions.
See Wage and Hour Division Field Operations Handbook § 52L01;
Wage and Hour Opinion Letters February 7, 1992, September 2, 1975, January
20, 1975, and May 25, 1971 (copies enclosed).
This non-enforcement position does not apply to airplane and helicopter
pilots engaged in agricultural crop-dusting operations. This policy also
does not relieve an employer from compliance with the minimum wage and overtime
pay standards for support and maintenance personnel covered by the FLSA.
In addition, this non-enforcement position does not apply to employees, including
pilots and copilots, subject to the provisions of the McNamara-O’Hara Service
Contract Act, the Davis-Bacon Act, and the Contract Work Hours and Safety
Standards Act, nor relieve any employer from any obligation incurred under
a collective bargaining agreement or any liability incurred in a private suit
under section 16(b) of the FLSA.
This opinion is based exclusively on the facts and circumstances described
in your request and is given based on your representation, express or implied,
that you have provided a full and fair description of all the facts and circumstances
that would be pertinent to our consideration of the question presented.
Existence of any other factual or historical background not contained in your
letter might require a conclusion different from the one expressed herein.
You have represented that this opinion is not sought by a party to pending
private litigation concerning the issue addressed herein. You have also
represented that this opinion is not sought in connection with an investigation
or litigation between a client or firm and the Wage and Hour Division or the
Department of Labor.
We trust that this letter is responsive to your inquiry.
Sincerely,
Alexander J. Passantino
Acting Administrator
*
Note: The actual name(s) was removed to preserve privacy in accordance with 5 U.S.C. § 552(b)(7).
[1]
Unless otherwise noted, any statutes, regulations, opinion letters, or other
interpretive material cited in this letter can be found at
www.wagehour.dol.gov.