EBSA (Formerly PWBA) Notice of Meeting
Working Group Studying Soft Dollar Arrangements and Commission Recapture: Advisory Council on Employee Welfare and Pension Benefits Plans; Notice of Meeting [08/08/1997]
[PDF Version]
Volume 62, Number 153, Page 42842
[DOCID:fr08au97-120]
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DEPARTMENT OF LABOR
Pension and Welfare Benefits Administration
Working Group Studying Soft Dollar Arrangements and Commission
Recapture: Advisory Council on Employee Welfare and Pension Benefits
Plans; Notice of Meeting
Pursuant to the authority contained in Section 512 of the Employee
Retirement Income Security Act of 1974 (ERISA), 29 U.S.C. 1142, a
public meeting will be held September 17 of the Advisory Council on
Employee Welfare and Pension Benefit Plans Working Group formed to
study Soft Dollar Arrangements and Commission Recapture.
The session will take place in Room N-5437 A&B, U.S. Department of
Labor Building, Second and Constitution Avenue, NW, Washington, D.C.
20210. The purpose of the open meeting, which will run from 9:30 a.m.
to approximately noon, is to conclude the taking of testimony from
members of the financial community discussing their views on soft
dollar and directed brokerage practices.
Members of the public are encouraged to file a written statement
pertaining to any topic concerning ERISA by submitting 20 copies on or
before September 7, 1997, to Sharon Morrissey, Executive Secretary,
ERISA Advisory Council, U.S. Department of Labor, Room N-5677, 200
Constitution Avenue, NW, Washington, D.C. 20210. Individuals or
representatives of organizations wishing to address the Working Group
on Soft Dollar Arrangements and Commission Recapture should forward
their request to the Executive Secretary or telephone (202) 219-8753.
Oral presentations will be limited to 10 minutes, but an extended
statement may be submitted for the record. Individuals with
disabilities, who need special accommodations, should contact Sharon
Morrissey by September 7, at the address indicated in this notice.
Organizations or individuals may also submit statements for the
record without testifying. Twenty (20) copies of such statements should
be sent to the Executive Secretary of the Advisory Council at the above
address. Papers will be accepted and included in the record of the
meeting if received on or before September 7.
Signed at Washington, D.C. this 4th day of August 1997.
Olena Berg,
Assistant Secretary, Pension and Welfare Benefits Administration.
[FR Doc. 97-21014 Filed 8-7-97; 8:45 am]
BILLING CODE 4510-29-M
